Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 92 contracts
Samples: Securities Purchase Agreement (Co-Diagnostics, Inc.), Securities Purchase Agreement (Aikido Pharma Inc.), Securities Purchase Agreement (OMNIQ Corp.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 81 contracts
Samples: Securities Purchase Agreement (Cemtrex Inc), Securities Purchase Agreement (Biocept Inc), Securities Purchase Agreement (Alphatec Holdings, Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 61 contracts
Samples: Securities Purchase Agreement (Alliqua BioMedical, Inc.), Securities Purchase Agreement (Senseonics Holdings, Inc.), Securities Purchase Agreement (Myos Rens Technology Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 33 contracts
Samples: Securities Purchase Agreement (Pyxis Tankers Inc.), Securities Purchase Agreement (DiaMedica Therapeutics Inc.), Securities Purchase Agreement (China Bat Group, Inc.)
Purchaser Status. At the time such the Purchaser was offered the SharesSecurities, it was, and as of the date hereof it isis and on each date on which it converts any shares of Preferred Stock, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 26 contracts
Samples: Securities Purchase Agreement (SinglePoint Inc.), Securities Purchase Agreement (Renavotio, Inc.), Securities Purchase Agreement (Renavotio, Inc.)
Purchaser Status. At the time such the Purchaser was offered the SharesSecurities, it was, and as of at the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 22 contracts
Samples: Securities Purchase Agreement (OptimizeRx Corp), Securities Purchase Agreement (Titan Iron Ore Corp.), Securities Purchase Agreement (Dna Precious Metals Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants or converts any shares of Preferred Stock, it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 19 contracts
Samples: Securities Purchase Agreement (MICT, Inc.), Securities Purchase Agreement (Capnia, Inc.), Securities Purchase Agreement (Mela Sciences, Inc. /Ny)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, and on each date on which it converts any shares of Preferred Stock, it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 19 contracts
Samples: Securities Purchase Agreement (Nemus Bioscience, Inc.), Securities Purchase Agreement (Ascent Solar Technologies, Inc.), Securities Purchase Agreement (Ascent Solar Technologies, Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) 501 under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 18 contracts
Samples: Securities Purchase Agreement (Aralez Pharmaceuticals Inc.), Securities Purchase Agreement (Biolife Solutions Inc), Securities Purchase Agreement (Aralez Pharmaceuticals Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, either: (i) is an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 15 contracts
Samples: Securities Purchase Agreement (Clearside Biomedical, Inc.), Securities Purchase Agreement (Marathon Patent Group, Inc.), Securities Purchase Agreement (NXT-Id, Inc.)
Purchaser Status. At the time such the Purchaser was offered the SharesSecurities, it was, and as of the date hereof it isis and on each date on which it converts any shares of Preferred Stock or exercises any Warrants, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 15 contracts
Samples: Securities Purchase Agreement (Trans American Aquaculture, Inc), Securities Purchase Agreement (Trans American Aquaculture, Inc), Securities Purchase Agreement (VNUE, Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of at the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 14 contracts
Samples: Securities Purchase Agreement (Spatialight Inc), Securities Purchase Agreement (Cell Therapeutics Inc), Securities Purchase Agreement (Cell Therapeutics Inc)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 13 contracts
Samples: Securities Purchase Agreement (Protalex Inc), Securities Purchase Agreement (ChromaDex Corp.), Securities Purchase Agreement (Celsion CORP)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 12 contracts
Samples: Securities Purchase Agreement (ProPhase Labs, Inc.), Securities Purchase Agreement (Microbot Medical Inc.), Securities Purchase Agreement (Vuzix Corp)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) ), (a)(8), (a)(9), (a)(12), or (a)(8a)(13) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 12 contracts
Samples: Securities Purchase Agreement (Bio-Path Holdings Inc), Securities Purchase Agreement (Creative Realities, Inc.), Securities Purchase Agreement (Cancer Genetics, Inc)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 11 contracts
Samples: Agrx Stock Purchase Agreement (Agile Therapeutics Inc), Common Stock Purchase Agreement (Dataram Corp), Securities Purchase Agreement (Generex Biotechnology Corp)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 11 contracts
Samples: Securities Purchase Agreement (Umami Sustainable Seafood Inc.), Securities Purchase Agreement (Miller Petroleum Inc), RPRX Securities Purchase Agreement (Repros Therapeutics Inc.)
Purchaser Status. At the time such the Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.; or (iii) non-US residents, as permitted by Regulation S.
Appears in 11 contracts
Samples: Securities Purchase Agreement (MingZhu Logistics Holdings LTD), Securities Purchase Agreement (Planet Green Holdings Corp.), Securities Purchase Agreement (Planet Green Holdings Corp.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of at the date hereof it is, and on each date on which it converts any of the Notes into shares of Common Stock it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 10 contracts
Samples: Securities Purchase Agreement (Gaming Technologies, Inc.), Securities Purchase Agreement (White River Energy Corp.), Securities Purchase Agreement (Curative Biotechnology Inc)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) ), (a)(8), (a)(9), (a)(12), or (a)(8a)(13) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 9 contracts
Samples: Securities Purchase Agreement (Energy Focus, Inc/De), Securities Purchase Agreement (Iterum Therapeutics PLC), Securities Purchase Agreement (Energy Focus, Inc/De)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(5), (a)(7), (a)(8) or (a)(8a)(9) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 9 contracts
Samples: Securities Purchase Agreement (Duos Technologies Group, Inc.), Securities Purchase Agreement (Duos Technologies Group, Inc.), Securities Purchase Agreement (Duos Technologies Group, Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 8 contracts
Samples: Securities Purchase Agreement (Top Ships Inc.), Securities Purchase Agreement (Top Ships Inc.), Securities Purchase Agreement (Top Ships Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, and on each date on which it converts any shares of Preferred Stock or exercises any Warrants, it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 8 contracts
Samples: Securities Purchase Agreement (Oxygen Biotherapeutics, Inc.), Securities Purchase Agreement (Oxygen Biotherapeutics, Inc.), Securities Purchase Agreement (Magnegas Corp)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: and on each date on which it exercises any Warrants, it will be either (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(9), (a)(12) or (a)(8a)(13) under the Securities Act Act, or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 8 contracts
Samples: Securities Purchase Agreement (ShiftPixy, Inc.), Securities Purchase Agreement (Soligenix, Inc.), Securities Purchase Agreement (Soligenix, Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of at the date hereof it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 7 contracts
Samples: Securities Purchase Agreement (OptimizeRx Corp), Common Stock Purchase Agreement (Titan Pharmaceuticals Inc), Securities Purchase Agreement (Active Power Inc)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) ), (a)(8), (a)(9), (a)(12), or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(aa)(13) under the Securities Act.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Arqit Quantum Inc.), Securities Purchase Agreement (Eightco Holdings Inc.), Securities Purchase Agreement (Ispire Technology Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8501(a) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 7 contracts
Samples: Securities Purchase Agreement (COPsync, Inc.), Securities Purchase Agreement (IMMUTEP LTD), Securities Purchase Agreement (Comera Life Sciences Holdings, Inc.)
Purchaser Status. At the time such the Purchaser was offered the SharesSecurities, it was, and as of at the date hereof it is, either: (i) an “"accredited investor” " as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “"qualified institutional buyer” " as defined in Rule 144A(a) under the Securities Act.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Leo Motors, Inc.), Securities Purchase Agreement (Pura Naturals, Inc.), Securities Purchase Agreement (Leo Motors, Inc.)
Purchaser Status. At the time such the Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 7 contracts
Samples: Securities Purchase Agreement (LGBTQ Loyalty Holdings, Inc.), Securities Purchase Agreement (Shineco, Inc.), Securities Purchase Agreement (Shineco, Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, and on each date on which it converts any Debentures it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Vaccinex, Inc.), Securities Purchase Agreement (Inspyr Therapeutics, Inc.), Securities Purchase Agreement (GT Biopharma, Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of at the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 7 contracts
Samples: Common Stock Purchase Agreement (Avigen Inc \De), Common Stock Purchase Agreement (Vision Sciences Inc /De/), Securities Purchase Agreement (Simtek Corp)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: is either (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Outlook Therapeutics, Inc.), Securities Purchase Agreement (Outlook Therapeutics, Inc.), Securities Purchase Agreement (Processa Pharmaceuticals, Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, either: (i) is an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) ), (a)(8), (a)(9), (a)(12), or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(aa)(13) under the Securities Act.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Assertio Holdings, Inc.), Securities Purchase Agreement (Assertio Holdings, Inc.), Securities Purchase Agreement (SpringBig Holdings, Inc.)
Purchaser Status. At the time such Purchaser was the Purchasers were offered the Shares, it wasthey each were, and as of the date hereof it isare, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 6 contracts
Samples: Securities Purchase Agreement (New Asia Partners, LLC), Securities Purchase Agreement (DE Acquisition 3, Inc.), Securities Purchase Agreement (New Asia Partners, LLC)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Inmune Bio, Inc.), Securities Purchase Agreement (Immune Pharmaceuticals Inc), Securities Purchase Agreement (Seanergy Maritime Holdings Corp.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, either: (i) is an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(aa)(13) under the Securities Act.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Sunworks, Inc.), Securities Purchase Agreement (BioRestorative Therapies, Inc.), Securities Purchase Agreement (ReTo Eco-Solutions, Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, and on each date on which it converts any Shares, it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 5 contracts
Samples: Series a Preferred Stock Purchase Agreement (Avinger Inc), Securities Purchase Agreement (Avinger Inc), Securities Purchase Agreement (T2 Biosystems, Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: is (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Clean Vision Corp), Securities Purchase Agreement (Clean Vision Corp), Securities Purchase Agreement (Unique Logistics International Inc)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (GD Culture Group LTD), Securities Purchase Agreement (Creatd, Inc.), Securities Purchase Agreement (Caladrius Biosciences, Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of at the date hereof it is, either: (i) is an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Softech Inc), Securities Purchase Agreement (Softech Inc), Securities Purchase Agreement (Softech Inc)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, and it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Better Therapeutics, Inc.), Securities Purchase Agreement (Better Therapeutics, Inc.), Securities Purchase Agreement (Better Therapeutics, Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12) or (a)(8a)(13) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Englobal Corp), Securities Purchase Agreement (22nd Century Group, Inc.), Securities Purchase Agreement (Uranium Energy Corp)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) ), (a)(8), (a)(9), (a)(12), or (a)(8a)(13) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Creek Road Miners, Inc.), Securities Purchase Agreement (Energy Focus, Inc/De), Securities Purchase Agreement (Creek Road Miners, Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof hereof, it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 4 contracts
Samples: Share Purchase Agreement (NovaBay Pharmaceuticals, Inc.), And Restated Share Purchase Agreement (NovaBay Pharmaceuticals, Inc.), Share Purchase Agreement (NovaBay Pharmaceuticals, Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Evogene Ltd.), Securities Purchase Agreement (Medigus Ltd.), Securities Purchase Agreement (Kalobios Pharmaceuticals Inc)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, and on each date on which it either converts any of the Notes into Note Shares or exercises any Warrants, it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8501(a) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) 144A under the Securities Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Comera Life Sciences Holdings, Inc.), Securities Purchase Agreement (Eterna Therapeutics Inc.), Securities Purchase Agreement (Comera Life Sciences Holdings, Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, was either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Urban Tea, Inc.), DPDW Securities Purchase Agreement (Deep Down, Inc.), Securities Purchase Agreement (Bit Brother LTD)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Biostage, Inc.), Securities Purchase Agreement (Biostage, Inc.), Securities Purchase Agreement (Biostage, Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, either: (i) an “institutional accredited investor” as defined in Rule 501(a)(1), (a)(22), (a)(3), (a)(73) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a7) under the Securities Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Seres Therapeutics, Inc.), Securities Purchase Agreement (Omega Therapeutics, Inc.), Securities Purchase Agreement (Omega Therapeutics, Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8501(a) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 4 contracts
Samples: Subscription Agreement (Air Industries Group), Subscription Agreement (Air Industries Group), Subscription Agreement (Air Industries Group)
Purchaser Status. At the time such the Purchaser was offered the Shares, he, she or it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8501(a) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (GreenKissNY, Inc.), Securities Purchase Agreement (GreenKissNY, Inc.), Securities Purchase Agreement (GreenKissNY, Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants or converts any Preferred Stock, it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Alphatec Holdings, Inc.), Securities Purchase Agreement (Alphatec Holdings, Inc.), Securities Purchase Agreement (Histogenics Corp)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: it will be either (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Arqule Inc), Securities Purchase Agreement (Arqule Inc), Securities Purchase Agreement (Arqule Inc)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, and it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (It Tech Packaging, Inc.), Securities Purchase Agreement (It Tech Packaging, Inc.), Securities Purchase Agreement (SAI.TECH Global Corp)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants or converts any shares of Preferred Stock, it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) 501 under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (DARA BioSciences, Inc.), Securities Purchase Agreement (DARA BioSciences, Inc.), Securities Purchase Agreement (DARA BioSciences, Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (bioAffinity Technologies, Inc.), Securities Purchase Agreement (Worksport LTD), Securities Purchase Agreement (Worksport LTD)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of at the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Petro Resources Corp), Securities Purchase Agreement (Janel World Trade LTD), Securities Purchase Agreement (Janel World Trade LTD)
Purchaser Status. At the time such the Purchaser was offered the Shares, it was, and as of the date hereof it is, either: (i) was an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Gaming Technologies, Inc.), Securities Purchase Agreement (Gaming Technologies, Inc.), Form of Securities Purchase Agreement (Gaming Technologies, Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8501(a) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (electroCore, Inc.), Share Purchase Agreement (Structure Therapeutics Inc.), Share Purchase Agreement (Structure Therapeutics Inc.)
Purchaser Status. At the time such the Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Auddia Inc.), Securities Purchase Agreement (Aclarion, Inc.), Securities Purchase Agreement (Validian Corp)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, and as of the Closing Date it will be, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 3 contracts
Samples: Stock Purchase Agreement (Destination Xl Group, Inc.), Securities Purchase Agreement (Invivo Therapeutics Holdings Corp.), Securities Purchase Agreement (Invivo Therapeutics Holdings Corp.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(9), (a)(12) or (a)(8a)(13) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Aptevo Therapeutics Inc.), Securities Purchase Agreement (Aptevo Therapeutics Inc.), Securities Purchase Agreement (SharpLink Gaming Ltd.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, it will be either: (i) an “"accredited investor” " as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “"qualified institutional buyer” " as defined in Rule 144A(a) under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Top Ships Inc.), Securities Purchase Agreement (Top Ships Inc.), Securities Purchase Agreement (Top Ships Inc.)
Purchaser Status. At the time such Purchaser was offered the Commitment Shares, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) ), (a)(8), (a)(9), (a)(12), or (a)(8a)(13) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 3 contracts
Samples: Debt Modification Agreement (NextPlat Corp), Debt Modification Agreement (NextPlat Corp), Debt Modification Agreement (Progressive Care Inc.)
Purchaser Status. At the time such the Purchaser was offered the Shares, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Toucan Interactive Corp), Securities Purchase Agreement (RFG Acquisition II Inc.), Securities Purchase Agreement (Iron Sands Corp.)
Purchaser Status. At the time such the Purchaser was offered the Shares, he, she or it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8501(a) under the Securities Act or Act, (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act, or (iii) a non U.S. Person.
Appears in 3 contracts
Samples: Stock Purchase Agreement (GreenKissNY, Inc.), Stock Purchase Agreement (GreenKissNY, Inc.), Stock Purchase Agreement (GreenKissNY, Inc.)
Purchaser Status. At the time such Purchaser was offered the Ordinary Shares, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Rubini Jonathan Brian), Securities Purchase Agreement (G Medical Innovations Holdings Ltd.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (BioCardia, Inc.), Securities Purchase Agreement (Mainz Biomed N.V.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: (i) an “"accredited investor” " as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “"qualified institutional buyer” " as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (FSD Pharma Inc.), Securities Purchase Agreement (FSD Pharma Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesUnits, it was, and as of the date hereof it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (NAKED BRAND GROUP LTD), Securities Purchase Agreement (NAKED BRAND GROUP LTD)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: it will be either (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act Act, or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Canoo Inc.), Securities Purchase Agreement (Ekso Bionics Holdings, Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of at the date hereof it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8501(a) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Aspen Group, Inc.), Securities Purchase Agreement (usell.com, Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants or converts any shares of Preferred Stock it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Mines Management Inc), Form of Securities Purchase Agreement (Biostage, Inc.)
Purchaser Status. At the time such the Purchaser was offered the Shares, it was, and as of the date hereof it is, either: was either (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act Act, or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Ellington Financial Inc.), Securities Purchase Agreement (Great Ajax Corp.)
Purchaser Status. At the time such the Purchaser was offered the Shares, it was, and as of on the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8501(a) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 2 contracts
Samples: Purchase Agreement (POSITIVEID Corp), Purchase Agreement (POSITIVEID Corp)
Purchaser Status. At the time such Purchaser Investor was offered the Shares, it was, and as of at the date hereof it is, either: is (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) Act. Such Purchaser is not required to be registered as a “qualified institutional buyer” as defined in Rule 144A(a) broker-dealer under Section 15 of the Securities Exchange Act.
Appears in 2 contracts
Samples: This Agreement (Mac Filmworks Inc), This Agreement (Mac Filmworks Inc)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) ), (a)(8), (a)(9), (a)(12), or (a)(8a)(13) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Abvc Biopharma, Inc.), Securities Purchase Agreement (AgEagle Aerial Systems Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, and on each date on which it converts any Debentures or exercises its right to Rights to Shares it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Samples: Securities Exchange Agreement (Microbot Medical Inc.), Securities Exchange Agreement (Microbot Medical Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, and on each date on which it converts any Note, it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Premier Biomedical Inc), Securities Purchase Agreement (Premier Biomedical Inc)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act and not formed for the purpose of investing in the Securities or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Professional Diversity Network, Inc.), Securities Purchase Agreement (Professional Diversity Network, Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) ), (a)(8), (a)(9), (a)(12), or (a)(8a)(13) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Guardforce AI Co., Ltd.), Securities Purchase Agreement (Dunxin Financial Holdings LTD)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof hereof, it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (iSpecimen Inc.), Securities Purchase Agreement (Context Therapeutics Inc.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8501(a) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (electroCore, Inc.), Subscription Agreement (Air Industries Group)
Purchaser Status. At the time such the Purchaser was offered the Shares, it was, and as of the date hereof it is, and on each Investment Date on which it purchases Shares, it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (VistaGen Therapeutics, Inc.)
Purchaser Status. At the time such the Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: either (i) an “accredited investor” as defined in investor within the meaning of Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) 501 under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 1 contract
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, and on each date on which it converts any Preferred Shares, it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Pingtan Marine Enterprise Ltd.)
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, either: (i) it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Quantum Computing Inc.)
Purchaser Status. At the time such the Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act; or (iii) non-US residents, as permitted by Regulation S under the Securities Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (China Green Agriculture, Inc.)
Purchaser Status. At the time such Purchaser was offered the Purchased Shares, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 1 contract
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, and it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or ), (a)(8), (a)(9), (a)(12) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Ambrx Biopharma Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, and on each date on which it converts any shares of Preferred Stock it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 1 contract
Samples: Securities Exchange Agreement (Microbot Medical Inc.)
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: is a “qualified institution buyer” (ias defined in Rule 144A under the Securities Act) or an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) ), (a)(8), (a)(9), (a)(12), or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(aa)(13) under the Securities Act.
Appears in 1 contract
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, either: (i) will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) ), (a)(8), (a)(9), (a)(12), or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(aa)(13) under the Securities Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (High Wire Networks, Inc.)
Purchaser Status. At the time such the Purchaser was offered the Shares, it was, and as of at the date hereof it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. The Purchaser is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Purchaser Status. At the time such the Purchaser was offered the SharesSecurities, it was, and as of at the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act, (ii) an institutional “accredited investor” as defined in Rule 501(a)(1), (2) or (3) under the Securities Act or (iii) a person who is not a “U.S. person” (as defined in Rule 902(k) under the Securities Act).
Appears in 1 contract
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 1 contract
Purchaser Status. At the time such Purchaser was offered the SharesNotes, it was, and as of at the date hereof it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8501(a) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 1 contract
Purchaser Status. At the time such Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), or (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 1 contract
Purchaser Status. At the time such Purchaser was offered the Shares, it was, and as of the date hereof it is, is either: (i) [an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 1 contract
Purchaser Status. At the time such the Purchaser was offered the SharesSecurities, it was, and as of the date hereof it is, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act, as indicated on the signature pages hereto.
Appears in 1 contract
