Common use of Purchase Entirely for Own Account Clause in Contracts

Purchase Entirely for Own Account. The Securities to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 146 contracts

Samples: Purchase Agreement (Cellegy Pharmaceuticals Inc), Purchase Agreement (Velocity Express Corp), Purchase Agreement (Remedent, Inc.)

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Purchase Entirely for Own Account. The Securities Shares to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities Shares in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities Shares for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 23 contracts

Samples: Purchase Agreement (Orion Acquisition Corp Ii), Purchase Agreement (Orion Acquisition Corp Ii), Purchase Agreement (Orion Acquisition Corp Ii)

Purchase Entirely for Own Account. The Securities to be received by such Investor hereunder will be acquired for such Investor’s 's own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s 's right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 18 contracts

Samples: Securities Purchase Agreement (Alkame Holdings, Inc.), Purchase Agreement (Vuance), Securities Purchase Agreement (Guided Therapeutics Inc)

Purchase Entirely for Own Account. The Securities to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities for any period of time. Such Neither such Investor nor any Affiliate of such Investors is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 14 contracts

Samples: Purchase Agreement (Centerbridge Credit Partners, L.P.), Purchase Agreement (Strategic Value Partners, LLC), Purchase Agreement (Genco Shipping & Trading LTD)

Purchase Entirely for Own Account. The Transaction Securities to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Securities Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act Securities Act, without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Transaction Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Transaction Securities for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Exchange Act or an entity engaged in a business that would require it to be so registered.

Appears in 14 contracts

Samples: Securities Purchase Agreement (DecisionPoint Systems, Inc.), Securities Purchase Agreement (H-Cyte, Inc.), Securities Purchase Agreement (DecisionPoint Systems, Inc.)

Purchase Entirely for Own Account. The Securities to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Securities Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act Securities Act, without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Exchange Act or an entity engaged in a business that would require it to be so registered.

Appears in 12 contracts

Samples: Securities Purchase Agreement (Intellinetics, Inc.), Purchase Agreement (Celsion CORP), Purchase Agreement (Celsion CORP)

Purchase Entirely for Own Account. The Securities Shares to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, for the purpose of investment and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities Shares in compliance with applicable federal and state securities laws. The Shares are being purchased by such Investor in the ordinary course of its business. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities Shares for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 12 contracts

Samples: Securities Purchase Agreement (Century Therapeutics, Inc.), Securities Purchase Agreement (Fulcrum Therapeutics, Inc.), Securities Purchase Agreement (Solid Biosciences Inc.)

Purchase Entirely for Own Account. The Securities to be received by such the Investor hereunder will be acquired for such the Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such the Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such the Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such the Investor to hold the Securities for any period of time. Such The Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 10 contracts

Samples: Purchase Agreement (Oculus Innovative Sciences, Inc.), Securities Purchase Agreement (New Leaf Brands, Inc.), Purchase Agreement (Oculus Innovative Sciences, Inc.)

Purchase Entirely for Own Account. The Securities to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act Act, without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 9 contracts

Samples: Securities Purchase Agreement (Aptorum Group LTD), Securities Purchase Agreement (Xynomic Pharmaceuticals Holdings, Inc.), Securities Purchase Agreement (Icagen, Inc.)

Purchase Entirely for Own Account. The Securities Shares to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Securities Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act Securities Act, without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities Shares in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities Shares for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Exchange Act or an entity engaged in a business that would require it to be so registered.

Appears in 7 contracts

Samples: Securities Purchase Agreement (Bridgeline Digital, Inc.), Securities Purchase Agreement (Single Touch Systems Inc), Securities Purchase Agreement (Globalwise Investments Inc)

Purchase Entirely for Own Account. The Securities Shares to be received by such the Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities Shares in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities Shares for any period of time. Such The Investor is not a broker-dealer registered with the SEC under the Securities Exchange Act of 1934, as amended (the “1934 Act Act”) or an entity engaged in a business that would require it to be so registered.

Appears in 5 contracts

Samples: Securities Purchase Agreement (CancerVAX, Inc.), Exchange Agreement (Cloudcommerce, Inc.), Securities Purchase Agreement (Digital Locations, Inc.)

Purchase Entirely for Own Account. The Securities to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 5 contracts

Samples: Purchase Agreement (AMBER Ready, Inc), Purchase Agreement (Arkanova Energy Corp), Purchase Agreement (AMBER Ready, Inc)

Purchase Entirely for Own Account. The Securities Shares to be received by such the Investor hereunder will be acquired for such the Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such the Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such the Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities Shares in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such the Investor to hold the Securities Shares for any period of time. Such The Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 4 contracts

Samples: Stock Purchase Agreement (China Commercial Credit Inc), Securities Purchase Agreement (MeiraGTx Holdings PLC), Stock Purchase Agreement (Arotech Corp)

Purchase Entirely for Own Account. The Securities Shares to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities Shares in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities Shares for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 4 contracts

Samples: Securities Purchase Agreement (Rafael Holdings, Inc.), Securities Purchase Agreement (Selecta Biosciences Inc), Securities Purchase Agreement (Merus N.V.)

Purchase Entirely for Own Account. The Securities to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present agreement, understanding or intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 4 contracts

Samples: Purchase Agreement (Aldeyra Therapeutics, Inc.), Securities Purchase Agreement (Sevcon, Inc.), Purchase Agreement (Aldeyra Therapeutics, Inc.)

Purchase Entirely for Own Account. The Securities to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such any Investor to hold the Securities for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 4 contracts

Samples: Securities Purchase Agreement (SAB Biotherapeutics, Inc.), Securities Purchase Agreement (Entasis Therapeutics Holdings Inc.), Securities Purchase Agreement (Innoviva, Inc.)

Purchase Entirely for Own Account. The Securities Shares to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, subject however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities Shares in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities Shares for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 4 contracts

Samples: Securities Purchase Agreement (Biohaven Pharmaceutical Holding Co Ltd.), Securities Purchase Agreement (Advaxis, Inc.), Securities Purchase Agreement (Aclaris Therapeutics, Inc.)

Purchase Entirely for Own Account. The Securities to be received by such Investor hereunder will be acquired for such Investor’s own account, account and not for the account of others or as nominee or agent, and not with a view to the resale to, or distribution of any part thereof in violation of the 1933 Actfor, resale, distribution, syndication, or fractionalization thereof, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Luxeyard, Inc.), Securities Purchase Agreement (Provectus Pharmaceuticals Inc), Securities Purchase Agreement (Provectus Pharmaceuticals Inc)

Purchase Entirely for Own Account. The Securities to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing Except to the extent provided in the Investor Lock Up Agreement, nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 3 contracts

Samples: Securities Purchase Agreement (National Holdings Corp), Securities Purchase Agreement (FUND.COM Inc.), Securities Purchase Agreement (FUND.COM Inc.)

Purchase Entirely for Own Account. The Securities Shares to be received by such the Investor hereunder will be acquired for such the Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such the Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities Shares in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such the Investor to hold the Securities Shares for any period of time. Such The Investor is not a broker-dealer registered with the SEC under the Securities Exchange Act of 1934, as amended (the “1934 Act Act”) or an entity engaged in a business that would require it to be so registered.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Sunhydrogen, Inc.), Securities Purchase Agreement (Sunhydrogen, Inc.), Securities Purchase Agreement (Sunhydrogen, Inc.)

Purchase Entirely for Own Account. The Securities to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities for any period of time. Such Neither such Investor nor any Affiliate of such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 3 contracts

Samples: Purchase Agreement (Caprius Inc), Purchase Agreement (Caprius Inc), Purchase Agreement (Caprius Inc)

Purchase Entirely for Own Account. The Securities to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, subject, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Long-E International, Inc.), Securities Purchase Agreement (Long-E International, Inc.), Securities Purchase, Settlement and Release Agreement (Long-E International, Inc.)

Purchase Entirely for Own Account. The Securities Debentures to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities Debentures in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities Debentures for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 3 contracts

Samples: Purchase Agreement (Gulf United Energy, Inc.), Purchase Agreement (Gulf United Energy, Inc.), Purchase Agreement (Gulf United Energy, Inc.)

Purchase Entirely for Own Account. The Securities to be received by such the Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such the Investor to hold the Securities for any period of time. Such The Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Major League Football Inc), Securities Purchase Agreement (SurePure, Inc.)

Purchase Entirely for Own Account. The Securities to be received by such Investor hereunder will be acquired for such Investor’s 's own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s 's right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities for any period of time. Such Neither such Investor nor any Affiliate of such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Olympic Cascade Financial Corp), Purchase Agreement (Caprius Inc)

Purchase Entirely for Own Account. The Securities to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Securities Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act Securities Act, without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Exchange Act or an entity engaged in a business that would require it to be so registered.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Local Bounti Corporation/De), Securities Purchase Agreement (Local Bounti Corporation/De)

Purchase Entirely for Own Account. The Securities to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities for any period of time. Such Investor is not a broker-dealer registered with the SEC Commission under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 2 contracts

Samples: Purchase Agreement (Converted Organics Inc.), Purchase Agreement (Claudius IV, LLC)

Purchase Entirely for Own Account. The Closing Securities to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Closing Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such any Investor to hold the Closing Securities for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Ayala Pharmaceuticals, Inc.), Securities Purchase Agreement (Immunic, Inc.)

Purchase Entirely for Own Account. The Securities to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present arrangement or intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 2 contracts

Samples: Purchase Agreement (Remark Media, Inc.), Purchase Agreement (Remark Media, Inc.)

Purchase Entirely for Own Account. The Securities Shares to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities Shares in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities Shares for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered. Such Investor, if an entity, is acquiring the Shares in the ordinary course of business.

Appears in 2 contracts

Samples: Purchase Agreement (Response Genetics Inc), Purchase Agreement (Response Genetics Inc)

Purchase Entirely for Own Account. The Securities to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 2 contracts

Samples: Purchase Agreement (Mac Filmworks Inc), Purchase Agreement (Mac Filmworks Inc)

Purchase Entirely for Own Account. The Securities to be received by such the Investor hereunder will be acquired for such the Investor’s own account, account and not for the account of others or as nominee or agent, and not with a view to the resale to, or distribution of any part thereof in violation of the 1933 Actfor, resale, distribution, syndication, or fractionalization thereof, and such the Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such the Investor’s right at all times to sell or otherwise dispose of all or any part of such the Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such the Investor to hold the Securities for any period of time. Such The Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Cryoport, Inc.), Securities Purchase Agreement (Cryoport, Inc.)

Purchase Entirely for Own Account. The Securities to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities for any period of timetime except as required by law. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Bridge Loan Agreement (Smart Move, Inc.)

Purchase Entirely for Own Account. The Securities Shares to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act Act, without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities Shares in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities Shares for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered. Such Investor, if an entity, is acquiring the Shares in the ordinary course of business.

Appears in 1 contract

Samples: Purchase Agreement (Response Genetics Inc)

Purchase Entirely for Own Account. The Securities to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Securities Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Securities Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Purchase Agreement (Blacksands Petroleum, Inc.)

Purchase Entirely for Own Account. The Securities Shares to be received by such Investor hereunder will be acquired for such Investor’s own accountaccount or for the account of its investment advisory clients, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities Shares in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities Shares for any period of time. Such Investor (other than Axxxx & Company LLC) is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Purchase Agreement (Planetout Inc)

Purchase Entirely for Own Account. The Securities to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Exchange Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Exchange Agreement (Turtle Beach Corp)

Purchase Entirely for Own Account. The Securities Shares and Conversion Shares to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities the Shares or Conversion Shares in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities Shares or Conversion Shares for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Series B Preferred Stock Purchase Agreement (Summer Energy Holdings Inc)

Purchase Entirely for Own Account. The Securities to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities lawslaws . Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Purchase Agreement (House of Taylor Jewelry, Inc.)

Purchase Entirely for Own Account. The Securities to be received by such the Investor hereunder will be acquired for such the Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such the Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such the Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such the Investor to hold the Securities for any period of time. Such Neither the Investor nor any Affiliate of the Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Securities Purchase Agreement (Sito Mobile, Ltd.)

Purchase Entirely for Own Account. The Securities to --------------------------------- be received by such Investor hereunder will be acquired for such Investor’s 's own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s 's right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Purchase Agreement (Vantagemed Corp)

Purchase Entirely for Own Account. The Securities Shares to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, for the purpose of investment and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities Shares in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities Shares for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Stock Purchase Agreement (Vaccinex, Inc.)

Purchase Entirely for Own Account. The Securities to be received by such Investor hereunder will be acquired for such Investor’s 's own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act Act, without prejudice, however, to such Investor’s 's right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Securities Purchase Agreement (IZEA, Inc.)

Purchase Entirely for Own Account. The Securities to be received by such Investor hereunder will be acquired for such Investor’s own account, account and not for the account of others or as nominee or agent, and not with a view to the resale to, or distribution of any part thereof in violation of the 1933 Actfor, resale, distribution, syndication, or fractionalization thereof, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such the Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Securities Purchase Agreement (Cryoport, Inc.)

Purchase Entirely for Own Account. The Securities to be received by such Investor hereunder Buyer Common Stock will be acquired for such Investor’s Stockholder's own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Securities Act, and such Investor Stockholder has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act Securities Act, without prejudice, however, to such Investor’s Stockholder's right at all times to sell or otherwise dispose of all or any part of such Securities the Buyer Common Stock in compliance with applicable federal and state securities lawsLaws. Nothing contained herein shall be deemed a representation or warranty by such Investor Stockholder to hold the Securities for any period of time. Such Investor Except for [*], such Stockholder is not a broker-dealer registered with the SEC under the 1934 Exchange Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Stock Purchase and Sale Agreement (Progenics Pharmaceuticals Inc)

Purchase Entirely for Own Account. The Securities Shares to be received by such Investor hereunder will be acquired for such Investor’s 's own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s 's right at all times to sell or otherwise dispose of all or any part of such Securities Shares in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities Shares for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Purchase Agreement (Consor Capital II LP)

Purchase Entirely for Own Account. The Securities to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor Exhibit 10.1 to hold the Securities for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Securities Purchase Agreement (Innovate Biopharmaceuticals, Inc.)

Purchase Entirely for Own Account. The Securities to be received purchased by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Purchase Agreement (Aeolus Pharmaceuticals, Inc.)

Purchase Entirely for Own Account. The Securities Shares to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Securities Act, and such the Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Securities Act without prejudice, however, to such the Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities Shares in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such the Investor to hold the Securities Shares for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Purchase Agreement (Pegasi Energy Resources Corporation.)

Purchase Entirely for Own Account. The Securities to be received by such the Investor hereunder will be acquired for such the Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such the Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such the Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities Shares for any period of time. Such The Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it him to be so registered.

Appears in 1 contract

Samples: Securities Purchase Agreement (Selecta Biosciences Inc)

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Purchase Entirely for Own Account. The Securities Shares to be received by such the Investor hereunder will be acquired for such the Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such the Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such the Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities Shares in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such the Investor to hold the Securities Shares for any period of time. Such The Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered. The Investor, if an entity, is acquiring the Shares in the ordinary course of business.

Appears in 1 contract

Samples: Form of Purchase Agreement (Response Genetics Inc)

Purchase Entirely for Own Account. The Securities to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, however to such Investor’s 's right at all times to sell or otherwise dispose of all or any part of such Securities in compliance comliance with applicable applicble federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Securities Purchase Agreement (Liberty Star Uranium & Metals Corp.)

Purchase Entirely for Own Account. The Securities Shares to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities Shares in compliance with applicable federal and state securities lawsLaws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities Shares for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Purchase Agreement (Response Genetics Inc)

Purchase Entirely for Own Account. The Securities to be received by such the Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such the Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities for any period of time. Such The Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Note Purchase Agreement (Argos Therapeutics Inc)

Purchase Entirely for Own Account. The Securities Shares to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present agreement, understanding or intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities Shares in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities Shares for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Common Stock Purchase Agreement (IZEA Holdings, Inc.)

Purchase Entirely for Own Account. The Securities Shares to be received by such the Investor hereunder will be acquired for such the Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Securities Act, and such the Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Securities Act without prejudice, however, to such the Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities Shares in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such the Investor to hold the Securities Shares for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Investment Agreement (Perspective Therapeutics, Inc.)

Purchase Entirely for Own Account. The Securities Shares to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities Shares in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities Shares for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registeredregistered and is not affiliated with any such broker-dealer.

Appears in 1 contract

Samples: Purchase Agreement (Insignia Systems Inc/Mn)

Purchase Entirely for Own Account. The Securities to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered. 5.4.

Appears in 1 contract

Samples: Securities Purchase Agreement (Cancer Genetics, Inc)

Purchase Entirely for Own Account. The Securities to be ------------------------------------- received by such Investor hereunder will be acquired for such Investor’s 's own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s 's right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Purchase Agreement (Locateplus Holdings Corp)

Purchase Entirely for Own Account. The Securities to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such any Investor to hold the Securities Shares for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Securities Purchase Agreement (Selecta Biosciences Inc)

Purchase Entirely for Own Account. The Securities Shares to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present agreement, understanding or intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities Shares in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities Shares for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Purchase Agreement (Tobira Therapeutics, Inc.)

Purchase Entirely for Own Account. The Securities to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities lawssecuritieslaws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Securities Purchase Agreement (Clicker Inc.)

Purchase Entirely for Own Account. The Securities Shares to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities Shares in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities Shares for any period of time. Such Investor is not a broker-broker dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Purchase Agreement (Woize International Ltd.)

Purchase Entirely for Own Account. The Securities Shares to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities Shares in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities Shares for any period of time. Such Neither such Investor nor any Affiliate of such Investors is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Securities Purchase Agreement (Thestreet, Inc.)

Purchase Entirely for Own Account. The Securities to be received by such Investor hereunder will be acquired for such Investor’s 's own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s 's right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities for any period of time. Such Investor is not a broker-broker dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Purchase Agreement (Airtrax Inc)

Purchase Entirely for Own Account. The Securities Shares to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Securities Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Securities Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities Shares in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities Shares for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Investment Agreement (Perspective Therapeutics, Inc.)

Purchase Entirely for Own Account. The Securities to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities for any period of timeminimum or other specific term nor limiting such Investor’s right to sell the Securities at any time in compliance with applicable federal and state securities laws. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Securities Purchase Agreement (Golden Phoenix Minerals Inc)

Purchase Entirely for Own Account. The Securities Shares to be received by such Investor hereunder will be acquired for such Investor’s 's own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s 's right at all times to sell or otherwise dispose of all or any part of such Securities Shares in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities Shares for any period of time. Such Investor is not a broker-broker dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Purchase Agreement (Woize International Ltd.)

Purchase Entirely for Own Account. The Securities Shares to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act Act, without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities Shares in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities Shares for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Securities Purchase Agreement (Invitae Corp)

Purchase Entirely for Own Account. The Securities to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Securities Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act Securities Act, without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Securities Purchase Agreement (Icagen, Inc.)

Purchase Entirely for Own Account. The Securities Common Stock to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Securities Purchase Agreement (Emy's Salsa Aji Distribution Company, Inc.)

Purchase Entirely for Own Account. The Securities to be received by such the Investor hereunder will be acquired for such the Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Securities Act, and such the Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Securities Act without prejudice, however, to such the Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities lawsLaws. Nothing contained herein shall be deemed a representation or warranty by such the Investor to hold the Securities for any period of time. Such The Investor is not a broker-broker dealer registered with the SEC Commission under the 1934 Exchange Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Securities Purchase Agreement (Wabash National Corp /De)

Purchase Entirely for Own Account. The Securities to be received by such sucb Investor hereunder will be acquired for such Investor’s 's own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s 's right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Securities Purchase Agreement (Guided Therapeutics Inc)

Purchase Entirely for Own Account. The Securities to be received by such Investor hereunder will be acquired for such Investor’s 's own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s 's right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Purchase Agreement (Immersion Corp)

Purchase Entirely for Own Account. The Securities to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Purchase Agreement (Matritech Inc/De/)

Purchase Entirely for Own Account. The Securities New Note to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities New Note or the Conversion Shares for any period of time. Such Investor is not a broker-dealer registered with the SEC under the Exchange Act of 1934 Act (the “1934 Act”) or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Exchange Agreement (Guided Therapeutics Inc)

Purchase Entirely for Own Account. The Securities to be received by such the Investor hereunder will be acquired for such the Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such the Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such the Investor’s 's right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such the Investor to hold the Securities for any period of time. Such The Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Securities Purchase Agreement (Pimi Agro Cleantech, Inc.)

Purchase Entirely for Own Account. The Securities Shares to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Securities Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Securities Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities Shares in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities Shares for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Purchase Agreement (Pegasi Energy Resources Corporation.)

Purchase Entirely for Own Account. The Securities to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or or, to its knowledge, an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Note Purchase Agreement (Renavotio, Inc.)

Purchase Entirely for Own Account. The Securities Shares to be received by such the Investor hereunder will be acquired for such the Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Securities Act, and such the Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Securities Act without prejudice, however, to such the Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities Shares in compliance with applicable federal and state securities lawsLaws. Nothing contained herein shall be deemed a representation or warranty by such the Investor to hold the Securities Shares for any period of time. Such The Investor is not a broker-broker dealer registered with the SEC Commission under the 1934 Exchange Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Securities Purchase Agreement (Colony Financial, Inc.)

Purchase Entirely for Own Account. The Securities to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold any of the Securities for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Securities Purchase Agreement (Elutia Inc.)

Purchase Entirely for Own Account. The Securities Shares to be received by such Investor hereunder will be acquired for such Investor’s own account, not as nominee or agent, for the purpose of investment and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, subject however, to such Investor’s right at all times to sell or otherwise dispose of all or any part of such Securities Shares in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities Shares for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Registration Rights Agreement (Conformis Inc)

Purchase Entirely for Own Account. The Securities to be --------------------------------- received by such Investor hereunder will be acquired for such Investor’s 's own account, not as nominee or agent, and not with a view to the resale or distribution of any part thereof in violation of the 1933 Act, and such Investor has no present intention of selling, granting any participation in, or otherwise distributing the same in violation of the 1933 Act without prejudice, however, to such Investor’s 's right at all times to sell or otherwise dispose of all or any part of such Securities in compliance with applicable federal and state securities laws. Nothing contained herein shall be deemed a representation or warranty by such Investor to hold the Securities for any period of time. Such Investor is not a broker-dealer registered with the SEC under the 1934 Act or an entity engaged in a business that would require it to be so registered.

Appears in 1 contract

Samples: Purchase Agreement (Telular Corp)

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