Common use of Public Offering of Securities Clause in Contracts

Public Offering of Securities. The Underwriters advise the Company that they propose to make a public offering of their respective portions of the Securities as soon after this Agreement has been executed and delivered as in its judgment is advisable. The Company is further advised by you that the Securities are to be offered to the public initially at 100.00% of the aggregate principal amount thereof plus accrued interest, if any, from the date of issuance (the “Public Offering Price”) and to certain dealers selected by the Representatives at a price that represents a concession not in excess of 3.0% under the Public Offering Price to retail investors and 1.0% under the Public Offering Price to institutional investors, and the Underwriters may allow, and the dealers may reallow, a discount not in excess of 1.2% under the Public Offering Price.

Appears in 1 contract

Samples: Underwriting Agreement (Hercules Capital, Inc.)

AutoNDA by SimpleDocs

Public Offering of Securities. The Underwriters advise the Company that they propose to make a public offering of their respective portions of the Securities as soon after this Agreement has been executed and delivered as in its judgment is advisable. The Company is further advised by you that the Securities are to be offered to the public initially at 100.0099.32% of the aggregate principal amount thereof plus accrued interest, if any, from the date of issuance (the “Public Offering Price”) and to certain dealers selected by the Representatives at a price that represents a concession not in excess of 3.02.01% under the Public Offering Price to retail investors and 1.00.60% under the Public Offering Price to institutional investors, and the Underwriters may allow, and the dealers may reallow, a discount not in excess of 1.21.21% under the Public Offering Price.

Appears in 1 contract

Samples: Underwriting Agreement (Hercules Capital, Inc.)

Public Offering of Securities. The Underwriters advise the Company that they propose to make a public offering of their respective portions of the Securities as soon after this Agreement has been executed and delivered as in its judgment is advisable. The Company is further advised by you that the Securities are to be offered to the public initially at 100.0099.449% of the aggregate principal amount thereof plus accrued interest, if any, from the date of issuance (the “Public Offering Price”) and to certain dealers selected by the Representatives at a price that represents a concession not in excess of 3.00.400% under the Public Offering Price to retail investors and 1.0% under the Public Offering Price to institutional investorsPrice, and the Underwriters may allow, and the dealers may reallow, a discount not in excess of 1.20.250% under the Public Offering Price.

Appears in 1 contract

Samples: Underwriting Agreement (Hercules Capital, Inc.)

Public Offering of Securities. The Underwriters advise the Company that they propose to make a public offering of their respective portions of the Securities as soon after this Agreement has been executed and delivered as in its judgment is advisable. The Company is further advised by you that the Securities are to be offered to the public initially at 100.00100% of the aggregate principal amount thereof plus accrued interest, if any, from the date of issuance (the “Public Offering Price”) and to certain dealers selected by the Representatives at a price that represents a concession not in excess of 3.02.0% under the Public Offering Price to retail investors and 1.0% under the Public Offering Price to institutional investorsPrice, and the Underwriters may allow, and the dealers may reallow, a discount not in excess of 1.2% under the Public Offering Price.

Appears in 1 contract

Samples: Underwriting Agreement (Hercules Technology Growth Capital Inc)

Public Offering of Securities. The Underwriters advise the Company that they propose to make a public offering of their respective portions of the Securities as soon after this Agreement has been executed and delivered as in its judgment is advisable. The Company is further advised by you that the Securities are to be offered to the public initially at 100.00100% of the aggregate principal amount thereof plus accrued interest, if any, from the date of issuance (the “Public Offering Price”) and to certain dealers selected by the Representatives at a price that represents a concession not in excess of 3.0% under the Public Offering Price to retail investors and 1.0% under the Public Offering Price to institutional investors, and the Underwriters may allow, and the dealers may reallow, a discount not in excess of 1.2% under the Public Offering Price.

Appears in 1 contract

Samples: Underwriting Agreement (Hercules Capital, Inc.)

AutoNDA by SimpleDocs

Public Offering of Securities. The Underwriters advise the Company that they propose to make a public offering of their respective portions of the Securities as soon after this Agreement has been executed and delivered as in its judgment is advisable. The Company is further advised by you that the Securities are to be offered to the public initially at 100.00100% of the aggregate principal amount thereof plus accrued interest, if any, from the date of issuance (the “Public Offering Price”) and to certain dealers selected by the Representatives Representative at a price that represents a concession not in excess of 3.01.50% under the Public Offering Price to retail investors and 1.0% under the Public Offering Price to institutional investorsPrice, and the Underwriters may allow, and the dealers may reallow, a discount not in excess of 1.21.20% under the Public Offering Price.

Appears in 1 contract

Samples: Underwriting Agreement (Hercules Technology Growth Capital Inc)

Public Offering of Securities. The Underwriters advise the Company that they propose to make a public offering of their respective portions proportion of the Securities as soon after this Agreement has been executed and delivered as in its judgment is advisable. The Company is further advised by you that the Securities are to be offered to the public initially at 100.00100% of the aggregate principal amount thereof plus accrued interest, if any, from the date of issuance (the “Public Offering Price”) and to certain dealers selected by the Representatives at a price that represents a concession not in excess of 3.03.15% under the Public Offering Price to retail investors and 1.01.00% under the Public Offering Price to institutional investors, and the Underwriters may allow, and the dealers may reallow, a discount not in excess of 1.21.20% under the Public Offering Price.

Appears in 1 contract

Samples: Underwriting Agreement (Hercules Capital, Inc.)

Time is Money Join Law Insider Premium to draft better contracts faster.