Proxy Disclosures Sample Clauses
The Proxy Disclosures clause requires one party to inform the other if they are acting on behalf of another individual or entity, rather than in their own capacity. In practice, this means that if a party is representing a third party or making decisions as an agent, they must clearly disclose this relationship to avoid confusion. This clause ensures transparency in dealings and helps prevent misunderstandings about who is ultimately responsible or benefiting from the agreement.
Proxy Disclosures. Any attempt to vote securities will be void to the extent that such securities are not in the possession or control of either BNPP PB, Inc. or a BNPP Entity, including (i) securities not yet delivered to BNPP PB, Inc. or a BNPP Entity, (ii) securities purchased and not paid for by settlement date, and (iii) securities that either BNPP PB, Inc. or a BNPP Entity has hypothecated, re-hypothecated, pledged, re-pledged, sold, lent or otherwise transferred. Please be advised that for the purposes of proxy voting, Customer will not be notified that the securities are not in either BNPP PB, Inc. or a BNPP Entity’s possession or control. Furthermore, neither BNPP PB, Inc. nor any other BNPP Entity will notify Customer that a vote was void.
Proxy Disclosures. Any attempt to vote securities will be void to the extent that such securities are not in the possession or control of a BNPP Entity, including (i) securities not yet delivered to a BNPP Entity and (ii) securities purchased and not paid for by settlement date. Please be advised that for the purposes of proxy voting, Customer will not be notified that the securities are not in a BNPP Entity’s possession or control. Furthermore, no BNPP Entity will notify Customer that a vote was void.
Proxy Disclosures. Any attempt to vote securities will be void to the extent that such securities are not in the possession or control of a BofA Entity, including (i) securities not yet delivered to a BofA Entity and (ii) securities purchased and not paid for by settlement date. Please be advised that for the purposes of proxy voting, Customer will not be notified that the securities are not in a BofA Entity’s possession or control. Furthermore, no BofA Entity will notify Customer that a vote was void.
Proxy Disclosures. Any attempt to vote securities will be void to the extent that such securities are not in the possession or control of Cowen, including (i) securities not yet delivered to Cowen, (ii) securities purchased and not paid for by settlement date, and (iii) securities that either Cowen has hypothecated, re-hypothecated, pledged, re-pledged, sold, lent, or otherwise transferred in accordance with the terms hereof. Please be advised that for the purposes of proxy voting, Customer will not be notified that the securities are not in ▇▇▇▇▇’▇ possession or control. Furthermore, Cowen will not notify Customer that a vote was void.
Proxy Disclosures. Any attempt to vote securities will be void to the extent that such securities are not in the possession or control of a BNPP Entity, including (i) securities not yet delivered to a BNPP Entity and (ii) securities purchased and not paid for by settlement date. Please be advised that for the purposes of proxy voting, Customer will not be notified that the securities are not in a BNPP Entity’s possession or control. Furthermore, no BNPP Entity will notify Customer that a vote was void. (p) SIPC. BNPP PB, Inc. is a member of the Securities Investor Protection Corporation (“SIPC”) through which customer accounts are protected in the event of a broker-dealer’s insolvency up to $500,000, including a maximum of $100,000 for free cash balances. Neither SIPC nor the additional coverage is the same as or a substitute for FDIC deposit insurance, and they do not protect against declines in the market value of your securities. If you would like to contact the SIPC to obtain a SIPC brochure or to obtain other information about SIPC, you may call SIPC directly at (▇▇▇) ▇▇▇-▇▇▇▇ or visit the SIPC website at ▇▇▇.▇▇▇▇.▇▇▇.