Common use of PROVISIONAL AGREEMENT RESULTING FROM INTERINSTITUTIONAL NEGOTIATIONS Clause in Contracts

PROVISIONAL AGREEMENT RESULTING FROM INTERINSTITUTIONAL NEGOTIATIONS. Subject: Proposal for a directive of the European Parliament and of the Council amending Directive 2009/65/EC of the European Parliament and of the Council and Directive 2011/61/EU of the European Parliament and of the Council with regard to cross-border distribution of collective investment funds (COM(2018)0092 – C8-0111/2018 – 2018/0041(COD)) The interinstitutional negotiations on the aforementioned proposal for a directive have led to a compromise. In accordance with Rule 69f(4) of the Rules of Procedure, the provisional agreement, reproduced below, is submitted as a whole to the Committee on Economic and Monetary Affairs for decision by way of a single vote. AG\1178217EN.docx PE636.220v01-00 EN United in diversity EN DIRECTIVE (EU) 2019/... OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of amending Directive 2009/65/EC of the European Parliament and of the Council and Directive 2011/61/EU of the European Parliament and of the Council with regard to cross-border distribution of collective investment undertakings THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on the Functioning of the European Union, and in particular Article 53(1) thereof, Having regard to the proposal from the European Commission, After transmission of the draft legislative act to the national parliaments, Having regard to the opinion of the European Economic and Social Committee1, Acting in accordance with the ordinary legislative procedure,

PROVISIONAL AGREEMENT RESULTING FROM INTERINSTITUTIONAL NEGOTIATIONS. Subject: Proposal for a directive regulation of the European Parliament and of the Council amending Directive 2009/65/EC on information accompanying transfers of the European Parliament funds and of the Council and Directive 2011/61/EU of the European Parliament and of the Council with regard to crosscertain crypto-border distribution of collective investment funds assets (COM(2018)0092 recast) (COM(2021)0442 – C8C9-0111/2018 0341/2021 – 2018/0041(COD2021/0241(COD)) The interinstitutional negotiations on the aforementioned proposal for a directive regulation have led to a compromise. In accordance with Rule 69f(474(4) of the Rules of Procedure, the provisional agreement, reproduced below, is submitted as a whole to the Committee on Economic and Monetary Affairs Committee on Civil Liberties, Justice and Home Affairs for decision by way of a single vote. AG\1178217EN.docx PE636.220v01-00 AG\1264491EN.docx PE737.215 EN United in diversity EN DIRECTIVE 2021/0241 (EUCOD) 2019/... Proposal for a REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL on information accompanying transfers of amending Directive 2009/65/EC of the European Parliament funds and of the Council and Directive 2011/61/EU of the European Parliament and of the Council certain crypto-assets (recast) (Text with regard to cross-border distribution of collective investment undertakings EEA relevance) THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on the Functioning of the European Union, and in particular Article 53(1) 114 thereof, Having regard to the proposal from the European Commission, After transmission of the draft legislative act to the national parliaments, Having regard to the opinion of the European Central Bank1, Having regard to the opinion of the European Economic and Social Committee1Committee2, Acting in accordance with the ordinary legislative procedure,, 1 OJ C […], […], p. […]. 2 OJ C […], […], p. […].

PROVISIONAL AGREEMENT RESULTING FROM INTERINSTITUTIONAL NEGOTIATIONS. Subject: Proposal for a directive regulation of the European Parliament and of the Council on markets in crypto-assets and amending Directive 2009/65/EC of the European Parliament and of the Council and Directive 2011/61/EU of the European Parliament and of the Council with regard to cross(EU) 2019/1937 (COM(2020)0593 – C9-border distribution of collective investment funds (COM(2018)0092 0306/2020 – C8-0111/2018 – 2018/0041(COD2020/0265(COD)) The interinstitutional negotiations on the aforementioned proposal for a directive regulation have led to a compromise. In accordance with Rule 69f(474(4) of the Rules of Procedure, the provisional agreement, reproduced below, is submitted as a whole to the Committee on Economic and Monetary Affairs for decision by way of a single vote. AG\1178217EN.docx PE636.220v01-00 AG\1264505EN.docx PE737.216 EN United in diversity EN DIRECTIVE 2020/0265 (EUCOD) 2019/... Proposal for a REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of on Markets in Crypto-assets, and amending Directive 2009/65/EC of the European Parliament and of the Council and Directive 2011/61/EU of the European Parliament and of the Council (EU) 2019/1937 (Text with regard to cross-border distribution of collective investment undertakings EEA relevance) THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on the Functioning of the European Union, and in particular Article 53(1) 114 thereof, Having regard to the proposal from the European Commission, After transmission of the draft legislative act to the national parliaments, Having regard to the opinion of the European Central Bank1, Having regard to the opinion of the European Economic and Social Committee1Committee2, Acting in accordance with the ordinary legislative procedure,, 1 OJ C […], […], p. […]. 2 OJ C […], […], p. […].

PROVISIONAL AGREEMENT RESULTING FROM INTERINSTITUTIONAL NEGOTIATIONS. Subject: Proposal for a directive of the European Parliament and of the Council on amending Directive 2009/65/EC of the European Parliament and of the Council and Directive 2011/612014/59/EU of the European Parliament and of the Council with regard to cross-border distribution as regards the ranking of collective investment funds unsecured debt instruments in insolvency hierarchy (COM(2018)0092 COM(2016)0853 – C8-0111/2018 0479/2016 – 2018/0041(COD2016/0363(COD)) The interinstitutional negotiations on the aforementioned proposal for a directive have led to a compromise. In accordance with Rule 69f(4) of the Rules of Procedure, the provisional agreement, reproduced below, is submitted as a whole to the Committee on Economic and Monetary Affairs for decision by way of a single vote. AG\1178217EN.docx PE636.220v01AG\1139645EN.docx PE613.527v01-00 EN United in diversity EN DIRECTIVE (EU) 2019/... …/… OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of … on amending Directive 2009/65/EC of the European Parliament and of the Council and Directive 2011/612014/59/EU of the European Parliament and of the Council with regard to cross-border distribution as regards the ranking of collective investment undertakings unsecured debt instruments in insolvency hierarchy ▌ THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on the Functioning of the European Union, and in particular Article 53(1) 114 thereof, Having regard to the proposal from the European Commission, After transmission of the draft legislative act to the national parliaments, Having regard to the opinion of the European Central Bank1 Having regard to the opinion of the European Economic and Social Committee1Committee2, Acting in accordance with the ordinary legislative procedure,, 1 OJ C , , p. .

PROVISIONAL AGREEMENT RESULTING FROM INTERINSTITUTIONAL NEGOTIATIONS. Subject: Proposal for a directive of the European Parliament and of the Council amending Directive 2009/65/EC Counciil to empower the competition authorities of the European Parliament Member States to be more effective enforcers and to ensure the proper functioning of the Council and Directive 2011/61/EU of the European Parliament and of the Council with regard to cross-border distribution of collective investment funds internal market (COM(2018)0092 COM(2017)0142 – C8-0111/2018 0119/2017 – 2018/0041(COD2017/0063(COD)) The interinstitutional negotiations on the aforementioned proposal for a directive have led to a compromise. In accordance with Rule 69f(4) of the Rules of Procedure, the provisional agreement, reproduced below, is submitted as a whole to the Committee on Economic and Monetary Affairs for decision by way of a single vote. AG\1178217EN.docx PE636.220v01PE-00 EN United in diversity EN CONS No/YY – 2017/0063 (COD) DIRECTIVE (EU) 2019/... 2018/… OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of amending Directive 2009/65/EC … to empower the competition authorities of the European Parliament Member States to be more effective enforcers and to ensure the proper functioning of the Council and Directive 2011/61/EU of the European Parliament and of the Council internal market (Text with regard to cross-border distribution of collective investment undertakings EEA relevance) THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on the Functioning of the European Union, and in particular Article 53(1) Articles 103 and 114 thereof, Having regard to the proposal from the European Commission, After transmission of the draft legislative act to the national parliaments, Having regard to the opinion of the European Economic and Social Committee1, Committee1 Acting in accordance with the ordinary legislative procedure,, 1 OJ C …, …, p. ….

PROVISIONAL AGREEMENT RESULTING FROM INTERINSTITUTIONAL NEGOTIATIONS. Subject: Proposal for a directive regulation of the European Parliament and of the Council amending Directive 2009/65/EC of the European Parliament and of the Council and Directive 2011/61/EU of the European Parliament and of the Council with regard to Regulation (EC) No 924/2009 as regards certain charges on cross-border distribution of collective investment funds payments in the Union and currency conversion charges (COM(2018)0092 COM(2018)0163 – C8-0111/2018 0129/2018 – 2018/0041(COD2018/0076(COD)) The interinstitutional negotiations on the aforementioned proposal for a directive regulation have led to a compromise. In accordance with Rule 69f(4) of the Rules of Procedure, the provisional agreement, reproduced below, is submitted as a whole to the Committee on Economic and Monetary Affairs for decision by way of a single vote. AG\1178217EN.docx PE636.220v01AG\1173004EN.docx PE632.763v01-00 EN United in diversity EN DIRECTIVE (EU) 2019/... Proposal for a REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of amending Directive 2009/65/EC of the European Parliament and of the Council and Directive 2011/61/EU of the European Parliament and of the Council with regard to Regulation (EC) No 924/2009 as regards certain charges on cross-border distribution of collective investment undertakings payments in the Union and currency conversion charges (Text with EEA relevance) THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on the Functioning of the European Union, and in particular Article 53(1) 114 thereof, Having regard to the proposal from the European Commission, After transmission of the draft legislative act to the national parliaments, Having regard to the opinion of the European Central Bank, Having regard to the opinion of the European Economic and Social Committee1, Acting in accordance with the ordinary legislative procedure,

PROVISIONAL AGREEMENT RESULTING FROM INTERINSTITUTIONAL NEGOTIATIONS. Subject: Proposal for a directive regulation of the European Parliament and of the Council on a Single Market For Digital Services (Digital Services Act) and amending Directive 2009/652000/31/EC of the European Parliament and of the Council and Directive 2011/61/EU of the European Parliament and of the Council with regard to cross(COM(2020)0825 – C9-border distribution of collective investment funds (COM(2018)0092 0418/2020 – C8-0111/2018 – 2018/0041(COD2020/0361(COD)) The interinstitutional negotiations on the aforementioned proposal for a directive regulation have led to a compromise. In accordance with Rule 69f(474(4) of the Rules of Procedure, the provisional agreement, reproduced below, is submitted as a whole to the Committee on Economic the Internal Market and Monetary Affairs Consumer Protection for decision by way of a single vote. AG\1178217EN.docx PE636.220v01-00 AG\1259462EN.docx PE734.311 EN United in diversity EN DIRECTIVE 2020/0361 (COD) Proposal for a REGULATION (EU) 2019/... … /… OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of on a Single Market For Digital Services (Digital Services Act) and amending Directive 2009/652000/31/EC of the European Parliament and of the Council and Directive 2011/61/EU of the European Parliament and of the Council (Text with regard to cross-border distribution of collective investment undertakings EEA relevance) THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on the Functioning of the European Union, and in particular Article 53(1) 114 thereof, Having regard to the proposal from the European Commission, After transmission of the draft legislative act to the national parliaments, Having regard to the opinion of the European Economic and Social Committee1, Having regard to the opinion of the Committee of the Regions2, Acting in accordance with the ordinary legislative procedure,, 1 OJ C , , p. .

PROVISIONAL AGREEMENT RESULTING FROM INTERINSTITUTIONAL NEGOTIATIONS. Subject: Proposal for a directive regulation of the European Parliament and Council on the prevention of the Council amending Directive 2009/65/EC use of the European Parliament and financial system for the purposes of the Council and Directive 2011/61/EU of the European Parliament and of the Council with regard to crossmoney laundering or terrorist financing COM(2021)0420 – C9-border distribution of collective investment funds (COM(2018)0092 0339/2021 – C8-0111/2018 – 2018/0041(COD2021/0239(COD)) The interinstitutional negotiations on the aforementioned proposal for a directive regulation have led to a compromise. In accordance with Rule 69f(474(4) of the Rules of Procedure, the provisional agreement, reproduced below, is submitted as a whole to the Committee on Economic and Monetary Affairs Committee on Civil Liberties, Justice and Home Affairs for decision by way of a single vote. AG\1178217EN.docx PE636.220v01-00 AG\1297044EN.docx PE759.083 EN United in diversity EN DIRECTIVE 2021/0239 (EUCOD) 2019/... Proposal for a REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of amending Directive 2009/65/EC on the prevention of the European Parliament and use of the Council and Directive 2011/61/EU financial system for the purposes of the European Parliament and of the Council money laundering or terrorist financing (Text with regard to cross-border distribution of collective investment undertakings EEA relevance) THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on the Functioning of the European Union, and in particular Article 53(1) 114 thereof, Having regard to the proposal from the European Commission, After transmission of the draft legislative act to the national parliaments, Having regard to the opinion of the European Central Bank1, Having regard to the opinion of the European Economic and Social Committee1Committee2, Acting in accordance with the ordinary legislative procedure,

PROVISIONAL AGREEMENT RESULTING FROM INTERINSTITUTIONAL NEGOTIATIONS. Subject: Proposal for a directive regulation of the European Parliament and of the Council amending Directive 2009/65/EC of on controls on cash entering or leaving the European Parliament Union and of the Council and Directive 2011/61/EU of the European Parliament and of the Council with regard to cross-border distribution of collective investment funds repealing Regulation (COM(2018)0092 EC) No 1889/2005 (COM(2016)0825 – C8-0111/2018 0001/2017 – 2018/0041(COD2016/0413(COD)) The interinstitutional negotiations on the aforementioned proposal for a directive regulation have led to a compromise. In accordance with Rule 69f(4) of the Rules of Procedure, the provisional agreement, reproduced below, is submitted as a whole to the Committee on Economic and Monetary Affairs Committee on Civil Liberties, Justice and Home Affairs for decision by way of a single vote. AG\1178217EN.docx PE636.220v01AG\1161522EN.docx PE626.978v01-00 EN United in diversity EN DIRECTIVE 2016/0413 (EUCOD) 2019/... REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of amending Directive 2009/65/EC of on controls on cash entering or leaving the European Parliament Union and of the Council and Directive 2011/61/EU of the European Parliament and of the Council with regard to cross-border distribution of collective investment undertakings repealing Regulation (EC) No 1889/2005 THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on the Functioning of the European Union, and in particular Article 53(1) Articles 33 and 114 thereof, Having regard to the proposal from the European Commission, After transmission of the draft legislative act to the national parliaments, Having regard to the opinion of the European Economic and Social Committee1Committee , Having regard to the opinion of the Committee of the Regions , Acting in accordance with the ordinary legislative procedure,