Common use of Provision by Holders of Certain Information in Connection with the Shelf Registration Statement Clause in Contracts

Provision by Holders of Certain Information in Connection with the Shelf Registration Statement. No Holder of Transfer Restricted Securities may include any of its Transfer Restricted Securities in any Shelf Registration Statement pursuant to this Agreement unless and until such Holder furnishes to the Company in writing the information specified in Item 507 or 508 of Regulation S-K, as applicable, of the Securities Act for use in connection with any Shelf Registration Statement or Prospectus or preliminary Prospectus included therein. IN ORDER TO FURNISH SUCH INFORMATION, A HOLDER OF TRANSFER RESTRICTED SECURITIES MUST COMPLETE, AND RETURN TO THE COMPANY, THE FORM OF SELLING SECURITYHOLDER NOTICE AND QUESTIONNAIRE (THE "NOTICE AND QUESTIONNAIRE") IN THE FORM ATTACHED AS APPENDIX B AND APPENDIX B-1 TO THE OFFERING MEMORANDUM OR OTHERWISE PROVIDE THE COMPANY IN WRITING WITH THE INFORMATION AND UNDERTAKINGS PROVIDED FOR THEREIN. In this regard, the Company covenants to use its best efforts to mail to each Holder of Transfer Restricted Securities as soon as practicable, but in no event later than 20 days prior the filing of the Shelf Registration Statement, a copy of the Notice and Questionnaire, and further covenants to diligently seek to obtain responses thereto. No Holder of Transfer Restricted Securities shall be entitled to liquidated damages pursuant to Section 4 hereof unless and until such Holder shall have provided all such information. Each selling Holder agrees to promptly furnish additional information required to be disclosed in order to make the information previously furnished to the Company by such Holder not materially misleading.

Appears in 1 contract

Samples: Registration Agreement (Hutchinson Technology Inc)

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Provision by Holders of Certain Information in Connection with the Shelf Registration Statement. No Holder of Transfer Restricted Securities may include any of its Transfer Restricted Securities in any Shelf Registration Statement pursuant to this Agreement unless and until (i) such Holder furnishes to the Company in writing, within 20 days after receipt of a request therefor, the information specified in Item 507 or Item 508 of Regulation S-K, as applicable, of the Act and any other information required by the Commission for use in connection with any Shelf Registration Statement or Prospectus or preliminary prospectus included therein, (ii) such Holder (other than any Initial Purchaser) furnishes to the Company an executed agreement substantially in the form of Exhibit A hereto and (iii) in the case of an underwritten offering, such Holder completes and executes all questionnaires, powers of attorney, underwriting agreements, lock-up letters and other documents reasonably requested by the Company in connection with the terms of such underwritten offering. Furthermore, no Holder of Transfer Restricted Securities may include any of its Transfer Restricted Securities in any Shelf Registration Statement pursuant to this Agreement unless and until such Holder furnishes to the Company in writing writing, within 10 Business Days after receipt of a request therefor, such Holder’s comments to the information specified disclosure relating to such Holder in Item 507 or 508 of Regulation S-K, as applicable, of the Securities Act for use in connection with any Shelf Registration Statement or Prospectus or preliminary Prospectus included therein. IN ORDER TO FURNISH SUCH INFORMATION, A HOLDER OF TRANSFER RESTRICTED SECURITIES MUST COMPLETE, AND RETURN TO THE COMPANY, THE FORM OF SELLING SECURITYHOLDER NOTICE AND QUESTIONNAIRE (THE "NOTICE AND QUESTIONNAIRE") IN THE FORM ATTACHED AS APPENDIX B AND APPENDIX B-1 TO THE OFFERING MEMORANDUM OR OTHERWISE PROVIDE THE COMPANY IN WRITING WITH THE INFORMATION AND UNDERTAKINGS PROVIDED FOR THEREIN. In this regard, the Company covenants to use its best efforts to mail to each Holder of Transfer Restricted Securities as soon as practicable, but in no event later than 20 days prior the filing of the Shelf Registration Statement, a copy of the Notice and Questionnaire, and further covenants to diligently seek to obtain responses thereto. No Holder of Transfer Restricted Securities shall be entitled to liquidated damages pursuant to Section 4 hereof unless and until such Holder shall have provided all such information. Each selling Holder agrees to promptly furnish additional information required to be disclosed in order to make the information previously furnished to the Company by such Holder not materially misleadingincomplete or misleading in any material respect.

Appears in 1 contract

Samples: Registration Rights Agreement (Paragon Shipping Inc.)

Provision by Holders of Certain Information in Connection with the Shelf Registration Statement. No Holder of Transfer Restricted Securities may include any of its Transfer Restricted Securities in any Shelf Registration Statement pursuant to this Agreement unless and until (i) such Holder furnishes to the Company in writing, within 20 days after receipt of a request therefor, the information specified in Item 507 or Item 508 of Regulation S-K, as applicable, of the Act for use in connection with any Shelf Registration Statement or Prospectus or preliminary prospectus included therein, and (ii) in the case of an underwritten offering, such Holder completes and executes all questionnaires, powers of attorney, underwriting agreements, lock-up letters and other documents reasonably requested by the Company in connection with the terms of such underwritten offering. Furthermore, no Holder of Transfer Restricted Securities may include any of its Transfer Restricted Securities in any Shelf Registration Statement pursuant to this Agreement unless and until such Holder furnishes to the Company in writing writing, within 10 Business Days after receipt of a request therefor, such Holder's comments to the information specified disclosure relating to such Holder in Item 507 or 508 of Regulation S-K, as applicable, of the Securities Act for use in connection with any Shelf Registration Statement or Prospectus or preliminary Prospectus included therein. IN ORDER TO FURNISH SUCH INFORMATION, A HOLDER OF TRANSFER RESTRICTED SECURITIES MUST COMPLETE, AND RETURN TO THE COMPANY, THE FORM OF SELLING SECURITYHOLDER NOTICE AND QUESTIONNAIRE (THE "NOTICE AND QUESTIONNAIRE") IN THE FORM ATTACHED AS APPENDIX B AND APPENDIX B-1 TO THE OFFERING MEMORANDUM OR OTHERWISE PROVIDE THE COMPANY IN WRITING WITH THE INFORMATION AND UNDERTAKINGS PROVIDED FOR THEREIN. In this regard, the Company covenants to use its best efforts to mail to each Holder of Transfer Restricted Securities as soon as practicable, but in no event later than 20 days prior the filing of the Shelf Registration Statement, a copy of the Notice and Questionnaire, and further covenants to diligently seek to obtain responses thereto. No Holder of Transfer Restricted Securities shall be entitled to liquidated damages Liquidated Damages pursuant to Section 4 5 hereof unless and until such Holder shall have provided all such information. Each selling Holder agrees to promptly furnish additional information required to be disclosed in order to make the information previously furnished to the Company by such Holder not materially misleading.

Appears in 1 contract

Samples: Registration Rights Agreement (M & F Worldwide Corp)

Provision by Holders of Certain Information in Connection with the Shelf Registration Statement. No Holder of Transfer Restricted Securities may include any of its Transfer Restricted Securities in any Shelf Registration Statement pursuant to this Agreement unless and until (i) such Holder furnishes to the Company in writing, within 20 days after receipt of a written request therefor, the information specified in Item 507 or 508 of Regulation S-K, as applicable, of the Act for use in connection with any Shelf Registration Statement or Prospectus or preliminary Prospectus included therein, and (ii) in the case of an underwritten offering, such Holder completes and executes all questionnaires, powers of attorney, underwriting agreements, lock-up letters and other documents reasonably requested by the Company in connection with the terms of the underwritten offering. Furthermore, no Holder of Transfer Restricted Securities may include any of its Transfer Restricted Securities in any Shelf Registration Statement pursuant to this Agreement unless and until such Holder furnishes to the Company in writing writing, within 10 Business Days after receipt of a request therefor, such Holder’s comments to the information specified disclosure relating to such Holder in Item 507 or 508 of Regulation S-K, as applicable, of the Securities Act for use in connection with any Shelf Registration Statement or Prospectus or preliminary Prospectus included therein. IN ORDER TO FURNISH SUCH INFORMATION, A HOLDER OF TRANSFER RESTRICTED SECURITIES MUST COMPLETE, AND RETURN TO THE COMPANY, THE FORM OF SELLING SECURITYHOLDER NOTICE AND QUESTIONNAIRE (THE "NOTICE AND QUESTIONNAIRE") IN THE FORM ATTACHED AS APPENDIX B AND APPENDIX B-1 TO THE OFFERING MEMORANDUM OR OTHERWISE PROVIDE THE COMPANY IN WRITING WITH THE INFORMATION AND UNDERTAKINGS PROVIDED FOR THEREIN. In this regard, the Company covenants to use its best efforts to mail to each Holder of Transfer Restricted Securities as soon as practicable, but in no event later than 20 days prior the filing of the Shelf Registration Statement, a copy of the Notice and Questionnaire, and further covenants to diligently seek to obtain responses thereto. No Holder of Transfer Restricted Securities shall be entitled to liquidated damages additional non-cumulative dividends pursuant to Section 4 5 hereof unless and until such Holder shall have provided all such information. Each selling By its acceptance of Transfer Restricted Securities, each Holder agrees to notify the Company promptly if any of the information previously furnished is misleading or inaccurate in any material respect and to promptly furnish additional information required to be disclosed in order to make the information previously furnished to the Company by such Holder not materially misleading.

Appears in 1 contract

Samples: Registration Rights Agreement (Security Capital Assurance LTD)

Provision by Holders of Certain Information in Connection with the Shelf Registration Statement. No Holder of Transfer Restricted Securities may include any of its Transfer Restricted Securities in any Shelf Registration Statement pursuant to this Agreement unless and until such Holder furnishes to the Company in writing writing, within 10 Business Days after receipt of a request therefor, such information as the Company may reasonably request for use in connection with any Shelf Registration Statement or Prospectus or preliminary prospectus included therein, including, without limitation, the information specified in Item 507 or 508 of Regulation S-K, as applicable, of under the Securities Act for use in connection with any Shelf Registration Statement or Prospectus or preliminary Prospectus prospectus included therein. IN ORDER TO FURNISH SUCH INFORMATION, A HOLDER OF TRANSFER RESTRICTED SECURITIES MUST COMPLETE, AND RETURN TO THE COMPANY, THE FORM OF SELLING SECURITYHOLDER NOTICE AND QUESTIONNAIRE (THE "NOTICE AND QUESTIONNAIRE") IN THE FORM ATTACHED AS APPENDIX B AND APPENDIX B-1 TO THE OFFERING MEMORANDUM OR OTHERWISE PROVIDE THE COMPANY IN WRITING WITH THE INFORMATION AND UNDERTAKINGS PROVIDED FOR THEREIN. In this regard, the Company covenants to use its best efforts to mail to each Holder of Transfer Restricted Securities as soon as practicable, but in no event later than 20 days prior the filing of the Shelf Registration Statement, a copy of the Notice and Questionnaire, and further covenants to diligently seek to obtain responses thereto. No Holder of Transfer Restricted Securities shall be entitled to liquidated damages pursuant to Section 4 5 hereof unless and until such Holder shall have provided all such information. Each selling Holder as to which any Shelf Registration Statement is being effected agrees to notify the Company as promptly furnish additional as practicable of any inaccuracy or change in information previously furnished by such Holder to the Company or the happening of any event, in either case as a result of which the Shelf Registration Statement contains any untrue statement of a material fact regarding such Holder or the distribution of Transfer Restricted Securities or omits to state any material fact regarding such Holder or the distribution of such Transfer Restricted Securities required to be disclosed in order stated therein or necessary to make the information previously furnished statement therein, in light of the circumstances under which they are made, not misleading or any Prospectus relating to such Shelf Registration Statement contains any untrue statement of a material fact regarding such Holder or the distribution of such Transfer Restricted Securities or omits to state any material fact regarding such Holder or the distribution of such Transfer Restricted Securities necessary to make the statements therein, in light of the circumstances under which they were made, not misleading, and to furnish promptly to the Company by any additional information (i) required to correct and update any previously furnished information or (ii) required so that the Shelf Registration Statement or any Prospectus shall not contain any such Holder not materially misleadinguntrue statement of a material fact or any such omission to state a material fact.

Appears in 1 contract

Samples: Registration Rights Agreement (Psinet Inc)

Provision by Holders of Certain Information in Connection with the Shelf Registration Statement. No Holder of Transfer Restricted Securities may include any of its Transfer Restricted Securities in any Shelf Registration Statement pursuant to this Agreement unless and until (i) such Holder furnishes to the Company in writing, within 20 days after receipt of a written request therefor, the information specified in Item 507 or 508 of Regulation S-K, as applicable, of the Act for use in connection with any Shelf Registration Statement or Prospectus or preliminary Prospectus included therein, and (ii) in the case of an underwritten offering, such Holder completes and executes all questionnaires, powers of attorney, underwriting agreements, lock-up letters and other documents reasonably requested by the Company in connection with the terms of the underwritten offering. Furthermore, no Holder of Transfer Restricted Securities may include any of its Transfer Restricted Securities in any Shelf Registration Statement pursuant to this Agreement unless and until such Holder furnishes to the Company in writing writing, within 10 Business Days after receipt of a request therefor, such Holder’s comments to the information specified disclosure relating to such Holder in Item 507 or 508 of Regulation S-K, as applicable, of the Securities Act for use in connection with any Shelf Registration Statement or Prospectus or preliminary Prospectus included therein. IN ORDER TO FURNISH SUCH INFORMATION, A HOLDER OF TRANSFER RESTRICTED SECURITIES MUST COMPLETE, AND RETURN TO THE COMPANY, THE FORM OF SELLING SECURITYHOLDER NOTICE AND QUESTIONNAIRE (THE "NOTICE AND QUESTIONNAIRE") IN THE FORM ATTACHED AS APPENDIX B AND APPENDIX B-1 TO THE OFFERING MEMORANDUM OR OTHERWISE PROVIDE THE COMPANY IN WRITING WITH THE INFORMATION AND UNDERTAKINGS PROVIDED FOR THEREIN. In this regard, the Company covenants to use its best efforts to mail to each Holder of Transfer Restricted Securities as soon as practicable, but in no event later than 20 days prior the filing of the Shelf Registration Statement, a copy of the Notice and Questionnaire, and further covenants to diligently seek to obtain responses thereto. No Holder of Transfer Restricted Securities shall be entitled to liquidated damages additional interest pursuant to Section 4 5 hereof unless and until such Holder shall have provided all such information. Each selling By its acceptance of Transfer Restricted Securities, each Holder agrees to promptly furnish additional information required to be disclosed in order to make the information previously furnished to the Company by such Holder not materially misleading.

Appears in 1 contract

Samples: Registration Rights Agreement (Unifi Inc)

Provision by Holders of Certain Information in Connection with the Shelf Registration Statement. No Holder of Transfer Restricted Securities may include any of its Transfer Restricted Securities in any Shelf Registration Statement pursuant to this Agreement unless and until such Holder furnishes to the Company in writing the writing, within 20 days after receipt of a request therefor, such information specified in Item item 507 or 508 of Regulation S-K, as applicable, of K under the Securities Act for use in connection with any Shelf Registration Statement or Prospectus or preliminary Prospectus included therein. IN ORDER TO FURNISH SUCH INFORMATION, A HOLDER OF TRANSFER RESTRICTED SECURITIES MUST COMPLETE, AND RETURN TO THE COMPANY, THE FORM OF SELLING SECURITYHOLDER NOTICE AND QUESTIONNAIRE (THE "NOTICE AND QUESTIONNAIRE") IN THE FORM ATTACHED AS APPENDIX B AND APPENDIX B-1 TO THE OFFERING MEMORANDUM OR OTHERWISE PROVIDE THE COMPANY IN WRITING WITH THE INFORMATION AND UNDERTAKINGS PROVIDED FOR THEREIN. In this regard, the Company covenants to use its best efforts to mail to each Holder of Transfer Restricted Securities as soon as practicable, but in no event later than 20 days prior the filing of the Shelf Registration Statement, a copy of the Notice and Questionnaire, and further covenants to diligently seek to obtain responses thereto. No Holder of Transfer Restricted Securities shall be entitled to liquidated damages pursuant to Section 4 5 hereof unless and until such Holder shall have provided used its best efforts to provide all such information. Each selling Holder as to which any Shelf Registration Statement is being effected agrees to furnish promptly furnish additional to the Company all information required to be disclosed in order to make the information previously furnished to the Company by such Holder not materially misleading. 1.5LIQUIDATED DAMAGES If (i) any Registration Statement required by this Agreement is not filed with the Commission on or prior to the date specified for such filing in this Agreement, (ii) any such Registration Statement has not been declared effective by the Commission on or prior to the date specified for such effectiveness in this Agreement, (iii) the Exchange Offer has not been Consummated within 60 Business Days after the Exchange Offer Registration Statement is first declared effective by the Commission or (iv) any Registration Statement required by this Agreement is filed and declared effective but shall thereafter cease to be effective or fail to be usable for its intended purpose without being succeeded immediately by a post- effective amendment to such Registration Statement that cures such failure and that is itself declared effective immediately (each such event referred to in clauses (i) through (iv), a "REGISTRATION DEFAULT"), then the Company and the Guarantors hereby jointly and severally agree to pay liquidated damages to each Holder of Transfer Restricted Securities with respect to the first 90-day period immediately following the occurrence of such Registration Default, in an amount equal to $.05 per week per $1,000 principal amount of Transfer Restricted Securities held by such Holder for each week or portion thereof that the Registration Default continues. The amount of the liquidated damages shall increase by an additional $.05 per week per $1,000 in principal amount of Transfer Restricted Securities with respect to each subsequent 90-day period until all Registration Defaults have been cured, up to a maximum amount of liquidated damages of $.50 per week per $1,000 principal amount of Transfer Restricted Securities. Notwithstanding anything to the contrary set forth herein, (1) upon filing of the Exchange Offer Registration Statement (and/or, if applicable, the Shelf Registration Statement), in the case of (i) above, (2) upon the effectiveness of the Exchange Offer Registration Statement (and/or, if applicable, the Shelf Registration Statement), in the case of (ii) above, (3) upon Consummation of the Exchange Offer, in the case of (iii) above, or (4) upon the filing of a post-effective amendment to the Registration Statement or an additional Registration Statement that causes the Exchange Offer Registration Statement (and/or, if applicable, the Shelf Registration Statement) to again be declared effective or made usable in the case of (iv) above, the liquidated damages payable with respect to the Transfer Restricted Securities as a result of such clause (i), (ii), (iii) or (iv), as applicable, shall cease. All accrued liquidated damages shall be paid by the Company and the Guarantors on each Interest Payment Date to the Global Note Holder either (i) in the form of additional Series C Notes, (ii) in cash, or (iii) in a combination of additional Series C Notes and cash; PROVIDED, HOWEVER, that in the event the Company and the Guarantors elect to pay liquidated damages pursuant to clause (iii), cash and Series C Notes shall be distributed to all Holders equally on a pro rata basis; PROVIDED, FURTHER, HOWEVER, that the Company and the Guarantors may pay cash solely to the extent necessary to prevent the issuance of Notes in denominations less than $1,000. If payable in cash, all accrued liquidated damages shall be paid by wire transfer of immediately available funds or by federal funds check and to Holders of Certificated Securities by mailing checks to their registered addresses on each Damages Payment Date. All obligations of the Company and the Guarantors set forth in the preceding paragraph that are outstanding with respect to any Transfer Restricted Security at the time such security ceases to be a Transfer Restricted Security shall survive until such time as all such obligations with respect to such security shall have been satisfied in full. 1.

Appears in 1 contract

Samples: Registration Rights Agreement (Norwich Injection Moulders LTD)

Provision by Holders of Certain Information in Connection with the Shelf Registration Statement. No Holder of Transfer Restricted Securities may include any of its Transfer Restricted Securities in any Shelf Registration Statement pursuant to this Agreement unless and until (i) such Holder furnishes to the Company in writing, within 20 days after receipt of a request therefor, the information specified in Item 507 or Item 508 of Regulation S-K, as applicable, of the Act for use in connection with any Shelf Registration Statement or Prospectus or preliminary prospectus included therein, and (ii) in the case of an underwritten offering, such Holder completes and executes all questionnaires, powers of attorney, underwriting agreements, lock-up letters and other documents reasonably requested by the Company in connection with the terms of such underwritten offering. Furthermore, no Holder of Transfer Restricted Securities may include any of its Transfer Restricted Securities in any Shelf Registration Statement pursuant to this Agreement unless and until such Holder furnishes to the Company in writing writing, within 10 Business Days after receipt of a request therefor, such Holder's comments to the information specified disclosure relating to such Holder in Item 507 or 508 of Regulation S-K, as applicable, of the Securities Act for use in connection with any Shelf Registration Statement or Prospectus or preliminary Prospectus included therein. IN ORDER TO FURNISH SUCH INFORMATION, A HOLDER OF TRANSFER RESTRICTED SECURITIES MUST COMPLETE, AND RETURN TO THE COMPANY, THE FORM OF SELLING SECURITYHOLDER NOTICE AND QUESTIONNAIRE (THE "NOTICE AND QUESTIONNAIRE") IN THE FORM ATTACHED AS APPENDIX B AND APPENDIX B-1 TO THE OFFERING MEMORANDUM OR OTHERWISE PROVIDE THE COMPANY IN WRITING WITH THE INFORMATION AND UNDERTAKINGS PROVIDED FOR THEREIN. In this regard, the Company covenants to use its best efforts to mail to each Holder of Transfer Restricted Securities as soon as practicable, but in no event later than 20 days prior the filing of the Shelf Registration Statement, a copy of the Notice and Questionnaire, and further covenants to diligently seek to obtain responses thereto. No Holder of Transfer Restricted Securities shall be entitled to liquidated damages Additional Interest pursuant to Section 4 5 hereof unless and until such Holder shall have provided all such information. Each selling Holder agrees to promptly furnish additional information required to be disclosed in order to make the information previously furnished to the Company by such Holder not materially misleading.

Appears in 1 contract

Samples: Registration Rights Agreement (Harland Financial Solutions, Inc.)

Provision by Holders of Certain Information in Connection with the Shelf Registration Statement. No Holder of Transfer Restricted Securities may include any of its Transfer Restricted Securities in any Shelf Registration Statement pursuant to this Agreement unless and until (i) such Holder furnishes to the Issuers in writing, within 20 days after receipt of a request therefor, the information specified in Item 507 or Item 508 of Regulation S-K, as applicable, of the Act for use in connection with any Shelf Registration Statement or Prospectus or preliminary prospectus included therein, and (ii) in the case of an underwritten offering, such Holder completes and executes all questionnaires, powers of attorney, underwriting agreements, lock-up letters and other documents reasonably requested by the Issuers in connection with the terms of such underwritten offering. Furthermore, no Holder of Transfer Restricted Securities may include any of its Transfer Restricted Securities in any Shelf Registration Statement pursuant to this Agreement unless and until such Holder furnishes to the Company Issuers in writing writing, within 10 Business Days after receipt of a request therefor, such Holder's comments to the information specified disclosure relating to such Holder in Item 507 or 508 of Regulation S-K, as applicable, of the Securities Act for use in connection with any Shelf Registration Statement or Prospectus or preliminary Prospectus included therein. IN ORDER TO FURNISH SUCH INFORMATION, A HOLDER OF TRANSFER RESTRICTED SECURITIES MUST COMPLETE, AND RETURN TO THE COMPANY, THE FORM OF SELLING SECURITYHOLDER NOTICE AND QUESTIONNAIRE (THE "NOTICE AND QUESTIONNAIRE") IN THE FORM ATTACHED AS APPENDIX B AND APPENDIX B-1 TO THE OFFERING MEMORANDUM OR OTHERWISE PROVIDE THE COMPANY IN WRITING WITH THE INFORMATION AND UNDERTAKINGS PROVIDED FOR THEREIN. In this regard, the Company covenants to use its best efforts to mail to each Holder of Transfer Restricted Securities as soon as practicable, but in no event later than 20 days prior the filing of the Shelf Registration Statement, a copy of the Notice and Questionnaire, and further covenants to diligently seek to obtain responses thereto. No Holder of Transfer Restricted Securities shall be entitled to liquidated damages Additional Interest pursuant to Section 4 5 hereof unless and until such Holder shall have provided all such information. Each selling Holder agrees to promptly furnish additional information required to be disclosed in order to make the information previously furnished to the Company Issuers by such Holder not materially misleading.

Appears in 1 contract

Samples: Registration Rights Agreement (LNT Leasing II, LLC)

Provision by Holders of Certain Information in Connection with the Shelf Registration Statement. No Holder of Transfer Restricted Securities may include any of its Transfer Restricted Securities in any Shelf Registration Statement pursuant to this Agreement unless and until (i) such Holder furnishes to the Company in writing, within 20 days after receipt of a request therefor, the information specified in Item 507 or Item 508 of Regulation S-K, as applicable, of the Act and any other information required by the Commission for use in connection with any Shelf Registration Statement or Prospectus or preliminary prospectus included therein, (ii) such Holder (other than any Initial Purchaser) furnishes to the Company an executed agreement substantially in the form of Exhibit A hereto and (iii) in the case of an underwritten offering, such Holder completes and executes all questionnaires, powers of attorney, underwriting agreements, lock-up letters and other documents reasonably requested by the Company in connection with the terms of such underwritten offering. Furthermore, no Holder of Transfer Restricted Securities may include any of its Transfer Restricted Securities in any Shelf Registration Statement pursuant to this Agreement unless and until such Holder furnishes to the Company in writing writing, within 10 Business Days after receipt of a request therefor, such Holder's comments to the information specified disclosure relating to such Holder in Item 507 or 508 of Regulation S-K, as applicable, of the Securities Act for use in connection with any Shelf Registration Statement or Prospectus or preliminary Prospectus included therein. IN ORDER TO FURNISH SUCH INFORMATION, A HOLDER OF TRANSFER RESTRICTED SECURITIES MUST COMPLETE, AND RETURN TO THE COMPANY, THE FORM OF SELLING SECURITYHOLDER NOTICE AND QUESTIONNAIRE (THE "NOTICE AND QUESTIONNAIRE") IN THE FORM ATTACHED AS APPENDIX B AND APPENDIX B-1 TO THE OFFERING MEMORANDUM OR OTHERWISE PROVIDE THE COMPANY IN WRITING WITH THE INFORMATION AND UNDERTAKINGS PROVIDED FOR THEREIN. In this regard, the Company covenants to use its best efforts to mail to each Holder of Transfer Restricted Securities as soon as practicable, but in no event later than 20 days prior the filing of the Shelf Registration Statement, a copy of the Notice and Questionnaire, and further covenants to diligently seek to obtain responses thereto. No Holder of Transfer Restricted Securities shall be entitled to liquidated damages pursuant to Section 4 hereof unless and until such Holder shall have provided all such information. Each selling Holder agrees to promptly furnish additional information required to be disclosed in order to make the information previously furnished to the Company by such Holder not materially misleadingincomplete or misleading in any material respect.

Appears in 1 contract

Samples: Registration Rights Agreement (Paragon Shipping Inc.)

Provision by Holders of Certain Information in Connection with the Shelf Registration Statement. No Each Holder of Transfer Restricted Registrable Securities may include any of its Transfer Restricted agrees that if such Holder wishes to sell Registrable Securities in any pursuant to a Shelf Registration Statement and related Prospectus, it will do so only in accordance with this Section 3(b) and Section 5(a)(vi). Each Holder of Registrable Securities wishing to sell Registrable Securities pursuant to this Agreement unless a Shelf Registration Statement and until such Holder furnishes related Prospectus agrees to the Company in writing deliver a Notice and Questionnaire and, if requested, the information specified in Item 507 or 508 of Regulation S-K, to the Company at least three (3) Business Days prior to any intended distribution of Registrable Securities under the Shelf Registration Statement. From and after the date the Shelf Registration Statement is declared effective, the Company shall, as applicablepromptly as is practicable after the date a Notice and Questionnaire and, if requested, the information specified in Item 508 of Regulation S-K, is delivered, and in any event within five (5) Business Days after such date, (i) if required by applicable law, file with the Securities Act for use in connection with any SEC a post-effective amendment to the Shelf Registration Statement or prepare and, if required by applicable law, file a supplement to the related Prospectus or preliminary a supplement or amendment to any document incorporated therein by reference or file any other required document so that the Holder delivering such Notice and Questionnaire is named as a selling security holder in the Shelf Registration Statement and the related Prospectus included therein. IN ORDER TO FURNISH SUCH INFORMATIONin such a manner as to permit such Holder to deliver such Prospectus to purchasers of the Registrable Securities in accordance with applicable law and, A HOLDER OF TRANSFER RESTRICTED SECURITIES MUST COMPLETE, AND RETURN TO THE COMPANY, THE FORM OF SELLING SECURITYHOLDER NOTICE AND QUESTIONNAIRE (THE "NOTICE AND QUESTIONNAIRE") IN THE FORM ATTACHED AS APPENDIX B AND APPENDIX B-1 TO THE OFFERING MEMORANDUM OR OTHERWISE PROVIDE THE COMPANY IN WRITING WITH THE INFORMATION AND UNDERTAKINGS PROVIDED FOR THEREIN. In this regard, if the Company covenants shall file a post-effective amendment to use its best efforts to mail to each Holder of Transfer Restricted Securities as soon as practicable, but in no event later than 20 days prior the filing of the Shelf Registration Statement, a copy use its reasonable efforts to cause such post-effective amendment to be declared effective under the Securities Act as promptly as is practicable, but in any event by the date (the “Amendment Effectiveness Deadline”) that is thirty (30) days after the date such post-effective amendment is required by this clause to be filed; (ii) provide such Holder copies of the Notice and Questionnaire, and further covenants to diligently seek to obtain responses thereto. No Holder of Transfer Restricted Securities shall be entitled to liquidated damages any documents filed pursuant to Section 4 hereof unless 3(b)(i); and until (iii) notify such Holder as promptly as practicable after the effectiveness under the Securities Act of any post-effective amendment filed pursuant to Section 3(b)(i); provided, that if such Notice and Questionnaire or information specified in Item 508 of Regulation S-K is delivered during a Deferral Period, the Company shall have provided all so inform the Holder delivering such information. Each selling Holder agrees Notice and Questionnaire and shall take the actions set forth in clauses (i), (ii) and (iii) above upon expiration of the Deferral Period in accordance with Section 5(a)(vi), provided, further, that if under applicable law the Company has more than one option as to promptly furnish additional information required to be disclosed in order to the type or manner of making any such filing, it will make the information previously furnished required filing or filings in the manner or of a type that is reasonably expected to result in the earliest availability of the Prospectus for effecting resales of Registrable Securities. Notwithstanding anything contained herein to the contrary, the Company shall be under no obligation to name any Holder that has not delivered a Notice and Questionnaire to the Company as a selling security holder in any Registration Statement or related Prospectus; provided, however, that any Holder that has delivered a Notice and Questionnaire to the Company pursuant to the provisions of Section 3(b) of this Agreement (whether or not such Holder has delivered a Notice and Questionnaire to the Company by such Holder not materially misleadingthe time the Registration Statement was declared effective) shall be named as a selling security holder in the Registration Statement or related Prospectus in accordance with the requirements of this Section 3(b).

Appears in 1 contract

Samples: Registration Rights Agreement (Health Management Associates Inc)

Provision by Holders of Certain Information in Connection with the Shelf Registration Statement. No Holder of Transfer Restricted Securities may include any of its Transfer Restricted Securities in any Shelf Registration Statement pursuant to this Agreement unless and until (i) such Holder furnishes to the Issuers in writing, within 20 days after receipt of a written request therefor, the information specified in Item 507 or 508 of Regulation S-K, as applicable, of the Act for use in connection with any Shelf Registration Statement or Prospectus or preliminary Prospectus included therein, and (ii) in the case of an underwritten offering, such Holder completes and executes all questionnaires, powers of attorney, underwriting agreements, lock-up letters and other documents reasonably requested by the Issuers in connection with the terms of the underwritten offering. Furthermore, no Holder of Transfer Restricted Securities may include any of its Transfer Restricted Securities in any Shelf Registration Statement pursuant to this Agreement unless and until such Holder furnishes to the Company Issuers in writing writing, within 10 Business Days after receipt of a request therefor, such Holder’s comments to the information specified disclosure relating to such Holder in Item 507 or 508 of Regulation S-K, as applicable, of the Securities Act for use in connection with any Shelf Registration Statement or Prospectus or preliminary Prospectus included therein. IN ORDER TO FURNISH SUCH INFORMATION, A HOLDER OF TRANSFER RESTRICTED SECURITIES MUST COMPLETE, AND RETURN TO THE COMPANY, THE FORM OF SELLING SECURITYHOLDER NOTICE AND QUESTIONNAIRE (THE "NOTICE AND QUESTIONNAIRE") IN THE FORM ATTACHED AS APPENDIX B AND APPENDIX B-1 TO THE OFFERING MEMORANDUM OR OTHERWISE PROVIDE THE COMPANY IN WRITING WITH THE INFORMATION AND UNDERTAKINGS PROVIDED FOR THEREIN. In this regard, the Company covenants to use its best efforts to mail to each Holder of Transfer Restricted Securities as soon as practicable, but in no event later than 20 days prior the filing of the Shelf Registration Statement, a copy of the Notice and Questionnaire, and further covenants to diligently seek to obtain responses thereto. No Holder of Transfer Restricted Securities shall be entitled to liquidated damages additional interest pursuant to Section 4 5 hereof unless and until such Holder shall have provided all such information. Each selling By its acceptance of Transfer Restricted Securities, each Holder agrees to notify the Issuers promptly if any of the information previously furnished is misleading or inaccurate in any material respect and to promptly furnish additional information required to be disclosed in order to make the information previously furnished to the Company Issuers by such Holder not materially misleading.

Appears in 1 contract

Samples: Registration Rights Agreement (Mobile Storage Group Inc)

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Provision by Holders of Certain Information in Connection with the Shelf Registration Statement. No Holder of Transfer Restricted Securities may include any of its Transfer Restricted Securities in any Shelf Registration Statement pursuant to this Agreement unless and until such Holder furnishes to the Company in writing writing, within 20 Business Days after receipt of a request therefor, such information as the information specified in Item 507 or 508 of Regulation S-K, as applicable, of the Securities Act Company may reasonably request for use in connection with any Shelf Registration Statement or Prospectus or preliminary Prospectus included therein. IN ORDER TO FURNISH SUCH INFORMATION, A HOLDER OF TRANSFER RESTRICTED SECURITIES MUST COMPLETE, AND RETURN TO THE COMPANY, THE FORM OF SELLING SECURITYHOLDER NOTICE AND QUESTIONNAIRE (THE "NOTICE AND QUESTIONNAIRE") IN THE FORM ATTACHED AS APPENDIX B AND APPENDIX B-1 TO THE OFFERING MEMORANDUM OR OTHERWISE PROVIDE THE COMPANY IN WRITING WITH THE INFORMATION AND UNDERTAKINGS PROVIDED FOR THEREIN. In this regard, Each Holder as to which any Shelf Registration Statement is being effected agrees to furnish promptly to the Company covenants to use its best efforts to mail to each Holder of Transfer Restricted Securities as soon as practicable, but in no event later than 20 days prior the filing of the Shelf Registration Statement, a copy of the Notice and Questionnaire, and further covenants to diligently seek to obtain responses thereto. No Holder of Transfer Restricted Securities shall be entitled to liquidated damages pursuant to Section 4 hereof unless and until such Holder shall have provided all such information. Each selling Holder agrees to promptly furnish additional information required to be disclosed in order to make the information previously furnished to the Company by such Holder not materially misleading. Each such Holder agrees to notify the Company as promptly as practicable of (i) any inaccuracy or change in information previously furnished by such Holder to the Company or (ii) the occurrence of any event, in either case, as a result of which any Prospectus relating to such Shelf Registration Statement contains or would contain an untrue statement of a material fact regarding such Holder or such Holder’s intended method of distribution of the applicable Transfer Restricted Securities or omits to state any material fact regarding such Holder or such Holder’s intended method of distribution of the applicable Transfer Restricted Securities required to be stated therein or necessary to make the statements made therein, in the light of the circumstances under which they were made, not misleading and promptly to furnish to the Company any additional information required to correct and update any previously furnished information or required so that such Prospectus shall not contain, with respect to such Holder or the distribution of the applicable Transfer Restricted Securities an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading.

Appears in 1 contract

Samples: Registration Rights Agreement (NPMC Holdings, LLC)

Provision by Holders of Certain Information in Connection with the Shelf Registration Statement. No Holder of Transfer Restricted Securities may include any of its Transfer Restricted Securities in any Shelf Registration Statement pursuant to this Agreement unless and until such Holder (i) furnishes to the Company eircom Funding in writing writing, within 10 days after receipt of a request therefor, the information specified in Item 507 or 508 of Regulation S-KItems 9B and 9D, as applicable, of Form 20-F under the Securities Act for use in connection with any Shelf Registration Statement or Prospectus or preliminary Prospectus included therein. IN ORDER TO FURNISH SUCH INFORMATION, A HOLDER OF TRANSFER RESTRICTED SECURITIES MUST COMPLETEand (ii) unless such Holder is an Initial Purchaser, AND RETURN TO THE COMPANY, THE FORM OF SELLING SECURITYHOLDER NOTICE AND QUESTIONNAIRE (THE "NOTICE AND QUESTIONNAIRE") IN THE FORM ATTACHED AS APPENDIX B AND APPENDIX B-1 TO THE OFFERING MEMORANDUM OR OTHERWISE PROVIDE THE COMPANY IN WRITING WITH THE INFORMATION AND UNDERTAKINGS PROVIDED FOR THEREIN. In this regard, the Company covenants such Holder agrees in writing within 10 days after receipt of a request to use its best efforts so agree to mail to each Holder of Transfer Restricted Securities as soon as practicable, but in no event later than 20 days prior the filing be bound by all of the Shelf Registration Statement, a copy provision of the Notice and Questionnaire, and further covenants this Agreement applicable to diligently seek to obtain responses theretosuch Holder. No Holder of Transfer Restricted Securities shall be entitled to liquidated damages Additional Interest pursuant to Section 4 5 hereof unless and until such Holder shall have provided all such informationinformation and shall have so agreed in writing (it being understood that Additional Interest shall cease to accrue for the benefit of any Holder who fails to provide such information or so agree in writing). Each selling Holder agrees to promptly furnish additional information required to be disclosed in order to make the information previously furnished to the Company eircom Funding by such Holder not materially misleading. The Issuers shall not be obligated to supplement such Shelf Registration Statement after it has been declared effective by the Commission more than once per quarterly period to reflect additional Holders.

Appears in 1 contract

Samples: Registration Rights Agreement (Valentia Telecommunications)

Provision by Holders of Certain Information in Connection with the Shelf Registration Statement. No Each Holder of Transfer Restricted Registrable Securities may include any of its Transfer Restricted agrees that if such Holder wishes to sell Registrable Securities in any pursuant to a Shelf Registration Statement and related Prospectus, it will do so only in accordance with this Section 3(b) and Section 5(vi). Each Holder of Registrable Securities wishing to sell Registrable Securities pursuant to this Agreement unless a Shelf Registration Statement and until such Holder furnishes related Prospectus agrees to the Company in writing deliver a Notice and Questionnaire and, if requested, the information specified in Item 507 or 508 of Regulation S-K, to the Company at least three (3) Business Days prior to any intended distribution of Registrable Securities under the Shelf Registration Statement. From and after the date the Shelf Registration Statement is declared effective, the Company shall, as applicablepromptly as is practicable after the date a Notice and Questionnaire and, if requested, the information specified in Item 508 of Regulation S-K, is delivered, and in any event within five (5) Business Days after such date, (i) if required by applicable law, file with the Securities Act for use in connection with any SEC a post-effective amendment to the Shelf Registration Statement or prepare and, if required by applicable law, file a supplement to the related Prospectus or preliminary a supplement or amendment to any document incorporated therein by reference or file any other required document so that the Holder delivering such Notice and Questionnaire is named as a selling security holder in the Shelf Registration Statement and the related Prospectus included therein. IN ORDER TO FURNISH SUCH INFORMATIONin such a manner as to permit such Holder to deliver such Prospectus to purchasers of the Registrable Securities in accordance with applicable law and, A HOLDER OF TRANSFER RESTRICTED SECURITIES MUST COMPLETE, AND RETURN TO THE COMPANY, THE FORM OF SELLING SECURITYHOLDER NOTICE AND QUESTIONNAIRE (THE "NOTICE AND QUESTIONNAIRE") IN THE FORM ATTACHED AS APPENDIX B AND APPENDIX B-1 TO THE OFFERING MEMORANDUM OR OTHERWISE PROVIDE THE COMPANY IN WRITING WITH THE INFORMATION AND UNDERTAKINGS PROVIDED FOR THEREIN. In this regard, if the Company covenants shall file a post-effective amendment to use its best efforts to mail to each Holder of Transfer Restricted Securities as soon as practicable, but in no event later than 20 days prior the filing of the Shelf Registration Statement, a copy use reasonable efforts to cause such post-effective amendment to be declared effective under the Securities Act as promptly as is practicable, but in any event by the date (the "Amendment Effectiveness Deadline") that is thirty (30) days after the date such post-effective amendment is required by this clause to be filed; (ii) provide such Holder copies of the Notice and Questionnaire, and further covenants to diligently seek to obtain responses thereto. No Holder of Transfer Restricted Securities shall be entitled to liquidated damages any documents filed pursuant to Section 4 hereof unless 3(b)(i); and until (iii) notify such Holder as promptly as practicable after the effectiveness under the Securities Act of any post-effective amendment filed pursuant to Section 3(b)(i); provided, that if such Notice and Questionnaire or information specified in Item 508 of Regulation S-K is delivered during a Deferral Period, the Company shall have provided all so inform the Holder delivering such information. Each selling Holder agrees Notice and Questionnaire and shall take the actions set forth in clauses (i), (ii) and (iii) above upon expiration of the Deferral Period in accordance with Section 5(vi), provided, further, that if under applicable law the Company has more than one option as to promptly furnish additional information required to be disclosed in order to the type or manner of making any such filing, it will make the information previously furnished required filing or filings in the manner or of a type that is reasonably expected to result in the earliest availability of the Prospectus for effecting resales of Registrable Securities. Notwithstanding anything contained herein to the contrary, the Company shall be under no obligation to name any Holder that has not delivered a Notice and Questionnaire to the Company as a selling security holder in any Registration Statement or related Prospectus; provided, however, that any Holder that has delivered a Notice and Questionnaire to the Company pursuant to the provisions of Section 3(b) of this Agreement (whether or not such Holder has delivered a Notice and Questionnaire to the Company by such Holder not materially misleadingthe time the Registration Statement was declared effective) shall be named as a selling security holder in the Registration Statement or related Prospectus in accordance with the requirements of this Section 3(b).

Appears in 1 contract

Samples: Registration Rights Agreement (Health Management Associates Inc)

Provision by Holders of Certain Information in Connection with the Shelf Registration Statement. No Each Holder of Transfer Restricted Registrable Securities may include any of its Transfer Restricted agrees that if such Holder wishes to sell Registrable Securities in any pursuant to a Shelf Registration Statement and related Prospectus, it will do so only in accordance with this Section 3(b) and Section 5(a)(vi). Each Holder of Registrable Securities wishing to sell Registrable Securities pursuant to this Agreement unless a Shelf Registration Statement and until such Holder furnishes related Prospectus agrees to the Company in writing deliver a Notice and Questionnaire and, if requested, the information specified in Item 507 or 508 of Regulation S-K, to the Company at least three (3) Business Days prior to any intended distribution of Registrable Securities under the Shelf Registration Statement. From and after the date the Shelf Registration Statement is declared effective, the Company shall, as applicablepromptly as is practicable after the date a Notice and Questionnaire and, if requested, the information specified in Item 508 of Regulation S-K, is delivered, and in any event within five (5) Business Days after such date, (i) if required by applicable law, file with the Securities Act for use in connection with any SEC a post-effective amendment to the Shelf Registration Statement or prepare and, if required by applicable law, file a supplement to the related Prospectus or preliminary a supplement or amendment to any document incorporated therein by reference or file any other required document so that the Holder delivering such Notice and Questionnaire is named as a selling security holder in the Shelf Registration Statement and the related Prospectus included therein. IN ORDER TO FURNISH SUCH INFORMATIONin such a manner as to permit such Holder to deliver such Prospectus to purchasers of the Registrable Securities in accordance with applicable law and, A HOLDER OF TRANSFER RESTRICTED SECURITIES MUST COMPLETE, AND RETURN TO THE COMPANY, THE FORM OF SELLING SECURITYHOLDER NOTICE AND QUESTIONNAIRE (THE "NOTICE AND QUESTIONNAIRE") IN THE FORM ATTACHED AS APPENDIX B AND APPENDIX B-1 TO THE OFFERING MEMORANDUM OR OTHERWISE PROVIDE THE COMPANY IN WRITING WITH THE INFORMATION AND UNDERTAKINGS PROVIDED FOR THEREIN. In this regard, if the Company covenants shall file a post-effective amendment to use its best efforts to mail to each Holder of Transfer Restricted Securities as soon as practicable, but in no event later than 20 days prior the filing of the Shelf Registration Statement, a copy use its reasonable efforts to cause such post-effective amendment to be declared effective under the Securities Act as promptly as is practicable, but in any event by the date (the "Amendment Effectiveness Deadline") that is thirty (30) days after the date such post-effective amendment is required by this clause to be filed; (ii) provide such Holder copies of the Notice and Questionnaire, and further covenants to diligently seek to obtain responses thereto. No Holder of Transfer Restricted Securities shall be entitled to liquidated damages any documents filed pursuant to Section 4 hereof unless 3(b)(i); and until (iii) notify such Holder as promptly as practicable after the effectiveness under the Securities Act of any post-effective amendment filed pursuant to Section 3(b)(i); provided, that if such Notice and Questionnaire or information specified in Item 508 of Regulation S-K is delivered during a Deferral Period, the Company shall have provided all so inform the Holder delivering such information. Each selling Holder agrees Notice and Questionnaire and shall take the actions set forth in clauses (i), (ii) and (iii) above upon expiration of the Deferral Period in accordance with Section 5(vi), provided, further, that if under applicable law the Company has more than one option as to promptly furnish additional information required to be disclosed in order to the type or manner of making any such filing, it will make the information previously furnished required filing or filings in the manner or of a type that is reasonably expected to result in the earliest availability of the Prospectus for effecting resales of Registrable Securities. Notwithstanding anything contained herein to the contrary, the Company shall be under no obligation to name any Holder that has not delivered a Notice and Questionnaire to the Company as a selling security holder in any Registration Statement or related Prospectus; provided, however, that any Holder that has delivered a Notice and Questionnaire to the Company pursuant to the provisions of Section 3(b) of this Agreement (whether or not such Holder has delivered a Notice and Questionnaire to the Company by such Holder not materially misleadingthe time the Registration Statement was declared effective) shall be named as a selling security holder in the Registration Statement or related Prospectus in accordance with the requirements of this Section 3(b).

Appears in 1 contract

Samples: Rights Agreement (Health Management Associates Inc)

Provision by Holders of Certain Information in Connection with the Shelf Registration Statement. No Holder of Transfer Restricted Securities may include any of its Transfer Restricted Securities in any Shelf Registration Statement pursuant to this Agreement unless and until (i) such Holder furnishes to the Company in writing, within 20 days after receipt of a written request therefor, the information specified in Item 507 or 508 of Regulation S-K, as applicable, of the Act for use in connection with any Shelf Registration Statement or Prospectus or preliminary Prospectus included therein, and (ii) in the case of an underwritten offering, such Holder completes and executes all questionnaires, powers of attorney, underwriting agreements, lock-up letters and other documents reasonably requested by the Company in connection with the terms of the underwritten offering. Furthermore, no Holder of Transfer Restricted Securities may include any of its Transfer Restricted Securities in any Shelf Registration Statement pursuant to this Agreement unless and until such Holder furnishes to the Company in writing writing, within 10 Business Days after receipt of a request therefor, such Holder’s comments to the information specified disclosure relating to such Holder in Item 507 or 508 of Regulation S-K, as applicable, of the Securities Act for use in connection with any Shelf Registration Statement or Prospectus or preliminary Prospectus included therein. IN ORDER TO FURNISH SUCH INFORMATION, A HOLDER OF TRANSFER RESTRICTED SECURITIES MUST COMPLETE, AND RETURN TO THE COMPANY, THE FORM OF SELLING SECURITYHOLDER NOTICE AND QUESTIONNAIRE (THE "NOTICE AND QUESTIONNAIRE") IN THE FORM ATTACHED AS APPENDIX B AND APPENDIX B-1 TO THE OFFERING MEMORANDUM OR OTHERWISE PROVIDE THE COMPANY IN WRITING WITH THE INFORMATION AND UNDERTAKINGS PROVIDED FOR THEREIN. In this regard, the Company covenants to use its best efforts to mail to each Holder of Transfer Restricted Securities as soon as practicable, but in no event later than 20 days prior the filing of the Shelf Registration Statement, a copy of the Notice and Questionnaire, and further covenants to diligently seek to obtain responses thereto. No Holder of Transfer Restricted Securities shall be entitled to liquidated damages additional interest pursuant to Section 4 5 hereof unless and until such Holder shall have provided all such information. Each selling By its acceptance of Transfer Restricted Securities, each Holder agrees to notify the Company promptly if any of the information previously furnished is misleading or inaccurate in any material respect and to promptly furnish additional information required to be disclosed in order to make the information previously furnished to the Company by such Holder not materially misleading.

Appears in 1 contract

Samples: Registration Rights Agreement (Local Insight Yellow Pages, Inc.)

Provision by Holders of Certain Information in Connection with the Shelf Registration Statement. No Holder of Transfer Restricted Securities may include any of its Transfer Restricted Securities in any Shelf Registration Statement pursuant to this Agreement unless and until (i) such Holder furnishes to the Escrow Issuer (or, after the Merger, the Company) in writing, within 20 days after receipt of a request therefor, the information specified in Item 507 or Item 508 of Regulation S-K promulgated by the Commission, as applicable, for use in connection with any Shelf Registration Statement or Prospectus or preliminary prospectus included therein, and (ii) in the case of an underwritten offering, such Holder completes and executes all questionnaires, powers of attorney, underwriting agreements, lock-up letters and other documents reasonably requested by the Escrow Issuer (and, after the Merger, the Company) in connection with the terms of such underwritten offering. Furthermore, no Holder of Transfer Restricted Securities may include any of its Transfer Restricted Securities in any Shelf Registration Statement pursuant to this Agreement unless and until such Holder furnishes to the Company in writing Escrow Issuer (or, after the information specified in Item 507 or 508 of Regulation S-K, as applicable, of the Securities Act for use in connection with any Shelf Registration Statement or Prospectus or preliminary Prospectus included therein. IN ORDER TO FURNISH SUCH INFORMATION, A HOLDER OF TRANSFER RESTRICTED SECURITIES MUST COMPLETE, AND RETURN TO THE COMPANY, THE FORM OF SELLING SECURITYHOLDER NOTICE AND QUESTIONNAIRE (THE "NOTICE AND QUESTIONNAIRE") IN THE FORM ATTACHED AS APPENDIX B AND APPENDIX B-1 TO THE OFFERING MEMORANDUM OR OTHERWISE PROVIDE THE COMPANY IN WRITING WITH THE INFORMATION AND UNDERTAKINGS PROVIDED FOR THEREIN. In this regardMerger, the Company covenants Company) in writing, within five Business Days after receipt of a request therefor, such Holder’s comments to use its best efforts the disclosure relating to mail to each such Holder of Transfer Restricted Securities as soon as practicable, but in no event later than 20 days prior the filing of the Shelf Registration Statement, a copy of the Notice and Questionnaire, and further covenants to diligently seek to obtain responses thereto. No Holder of Transfer Restricted Securities shall be entitled to liquidated damages additional interest pursuant to Section 4 5 hereof unless and until such Holder shall have provided all such informationinformation in the required times. Each selling Holder agrees to promptly furnish additional information required to be disclosed in order to make the information previously furnished to the Company Escrow Issuer (and, after the Merger, the Company) by such Holder not materially misleading.

Appears in 1 contract

Samples: Registration Rights Agreement (Claires Stores Inc)

Provision by Holders of Certain Information in Connection with the Shelf Registration Statement. No Holder of Transfer Restricted Securities may include any of its Transfer Restricted Securities in any Shelf Registration Statement pursuant to this Agreement unless and until such Holder furnishes to the Company in writing the writing, within 30 days after receipt of a request therefor, such information specified in Item item 507 or 508 of Regulation S-K, as applicable, of K under the Securities Act for use in connection with any Shelf Registration Statement or Prospectus or preliminary Prospectus included therein. IN ORDER TO FURNISH SUCH INFORMATION, A HOLDER OF TRANSFER RESTRICTED SECURITIES MUST COMPLETE, AND RETURN TO THE COMPANY, THE FORM OF SELLING SECURITYHOLDER NOTICE AND QUESTIONNAIRE (THE "NOTICE AND QUESTIONNAIRE") IN THE FORM ATTACHED AS APPENDIX B AND APPENDIX B-1 TO THE OFFERING MEMORANDUM OR OTHERWISE PROVIDE THE COMPANY IN WRITING WITH THE INFORMATION AND UNDERTAKINGS PROVIDED FOR THEREIN. In this regard, the Company covenants to use its best efforts to mail to each Holder of Transfer Restricted Securities as soon as practicable, but in no event later than 20 days prior the filing of the Shelf Registration Statement, a copy of the Notice and Questionnaire, and further covenants to diligently seek to obtain responses thereto. No Holder of Transfer Restricted Securities shall be entitled to liquidated damages include any of its Transfer Restricted Securities in any Shelf Registration Statement or receive Liquidated Damages pursuant to Section 4 hereof unless and until in the event that such Holder fails to deliver such information within the specified period; provided, however, that when such Holder furnishes such information to the Company, such Holder shall have provided all be entitled to receive Liquidated Damages, if any, from the date such informationHolder furnished such information and shall be entitled to include its Transfer Restricted Securities in the Registration Statement. Notwithstanding the foregoing, the Company shall not be required to file a post-effective amendment or supplement to its Registration Statement or Prospectus, as the case may be, to permit a Holder to include its Transfer Restricted Securities after the Shelf Registration Statement has been declared effective by the Commission more than once in any fiscal quarter. Each selling Holder as to which any Shelf Registration Statement is being effected agrees to furnish promptly furnish additional to the Company all information required to be disclosed in order to make the information previously furnished to the Company by such Holder not materially misleading. A Holder that has delivered to the Company the information required by this paragraph is herein referred to as a "Participating Holder." Any Person that acquires Transfer Restricted Securities from a Participating Holder (excluding any Transfer Restricted Securities that were not identified on the Participating Holder's information furnished hereunder) will be entitled to have such Transfer Restricted Securities included in the Shelf Registration Statement so long as such transferee provides the Company with updated information. If such transferee's updated information is received on or prior to the 10th day prior to the effective time, such transferee will be entitled to have such transferee's Transfer Restricted Securities included in the Shelf Registration Statement at the effective time. If such transferee's updated information is received subsequent to such 10th day, the Transfer Restricted Securities covered by such information will be included in the Shelf Registration Statement reasonably promptly after receipt (which date of inclusion may be subsequent to the effective time, subject to the prior paragraph).

Appears in 1 contract

Samples: Registration Rights Agreement (Tower Automotive Inc)

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