Procedure for Discrepancies. The Subscription Agent shall follow its regular procedures to attempt to reconcile any discrepancies between the number of shares of Preferred Stock that any Certificate may indicate are to be issued to a Common Stock holder or a Warrant holder and the number that the Record Holders List indicates may be issued to such holder. In any instance where the Subscription Agent cannot reconcile such discrepancies by following such procedures, the Subscription Agent will consult with the Company for instructions as to the number of shares of Preferred Stock, if any, should be set forth on the List.
Appears in 3 contracts
Sources: Subscription and Escrow Agent Agreement (Real Goods Solar, Inc.), Subscription and Escrow Agent Agreement (Real Goods Solar, Inc.), Subscription and Escrow Agent Agreement (Real Goods Solar, Inc.)