Common use of Privacy Rules Clause in Contracts

Privacy Rules. The Company and its Subsidiaries and the Funds, to the extent each is a "financial institution" (as defined in the GBA), have complied, to the extent required, with the GBA and the rules and regulations promulgated pursuant thereto, including, without limitation, Regulation S-P issued by the SEC and the privacy rules issued by the Federal Trade Commission and expected to be issued by the CFTC (collectively, the "Privacy Rules"), and each such Financial Institution has provided the privacy notices, in the form and to the extent required by the GBA and the Privacy Rules, and has taken such other actions as may be required thereunder.