Prior Securities Transactions. Except as disclosed in the Registration Statement, the Statutory Prospectus and Prospectus, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by, or under common control with the Company since the date of the Company’s formation, except as disclosed in the Registration Statement.
Appears in 22 contracts
Sources: Underwriting Agreement (Collective Acquisition Corp. II), Underwriting Agreement (Collective Acquisition Corp. II), Underwriting Agreement (Collective Acquisition Corp. II)
Prior Securities Transactions. Except as disclosed in the Registration Statement, the Statutory Prospectus and Prospectus, no No securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by, or under common control with the Company since the date of the Company’s formation, except as disclosed in the Registration Statement, any Preliminary Prospectus, the Statutory Prospectus and the Prospectus.
Appears in 7 contracts
Sources: Underwriting Agreement (Resonant Inc), Underwriting Agreement (Energous Corp), Underwriting Agreement (Ideal Power Inc.)
Prior Securities Transactions. Except as disclosed in the Registration Statement, the Statutory Prospectus and Prospectus, no No securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by, by or under common control with the Company since the date of the Company’s formation, except as disclosed in the Registration Statement, Base Prospectus, the Time of Sale Prospectus and the Prospectus Supplement.
Appears in 6 contracts
Sources: Placement Agency Agreement, Placement Agent Agreement (NXT-Id, Inc.), Placement Agent Agreement (NXT-Id, Inc.)
Prior Securities Transactions. Except as disclosed in the Registration Statement, the Statutory Prospectus and Prospectus, no No securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by, or under common control with the Company since the date of the Company’s formation, except as disclosed in the Registration Statement, the Sale Preliminary Prospectus and the Prospectus.
Appears in 4 contracts
Sources: Underwriting Agreement (Nautilus Marine Acquisition Corp), Underwriting Agreement (Nautilus Marine Acquisition Corp), Underwriting Agreement (S.E. Asia Emerging Market Company., LTD)
Prior Securities Transactions. Except as disclosed in To the Registration Statement, knowledge of the Statutory Prospectus and ProspectusCompany, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by, or under common control with the Company since the date of the Company’s 's formation, except as disclosed in the Registration Statement, any Preliminary Prospectus, the Statutory Prospectus and the Prospectus.
Appears in 2 contracts
Sources: Underwriting Agreement (Imprimis Pharmaceuticals, Inc.), Underwriting Agreement (Imprimis Pharmaceuticals, Inc.)
Prior Securities Transactions. Except as disclosed in the Registration Statement, the Statutory Prospectus and Prospectus, no No securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by, by or under common control with the Company since the date of the Company’s formation, except as disclosed in the Registration Statement, the Pricing Disclosure Package and the Final Prospectus Supplement.
Appears in 2 contracts
Sources: Underwriting Agreement (Banzai International, Inc.), Underwriting Agreement (Farmmi, Inc.)
Prior Securities Transactions. Except as disclosed in the Registration Statement, the Statutory Prospectus and Prospectus, no No securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by, by or under common control with the Company since the date of the Company’s formationJanuary 1, 2021, except as disclosed in the Registration Statement, the Disclosure Package and the Preliminary Prospectus or with respect to the conversion of promissory notes previously disclosed in the Registration Statement, Disclosure Package and Preliminary Prospectus or shares issued pursuant to the Company’s equity incentive plans.
Appears in 1 contract
Sources: Underwriting Agreement (Splash Beverage Group, Inc.)
Prior Securities Transactions. Except as disclosed in the Registration Statement, the Statutory Prospectus and Prospectus, no No securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by, by or under common control with the Company since the date of the Company’s formation, except as disclosed in the Registration StatementStatement and the Prospectus Supplement.
Appears in 1 contract
Sources: At the Market Issuance Sales Agreement (Flora Growth Corp.)