Prior Securities Transactions. During the period starting three (3) years prior to the date of this Agreement, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed in the Registration Statement, the Pricing Disclosure Package and the Preliminary Prospectus.
Appears in 65 contracts
Sources: Underwriting Agreement (Micware Co., Ltd.), Underwriting Agreement (Worldstar Engineering Holdings LTD), Underwriting Agreement (ECST Holdings LTD)
Prior Securities Transactions. During Since the period starting three (3) years prior to beginning of the date of this Agreementlast two full fiscal years, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed in the Registration Statement, the Pricing Disclosure Package and the Preliminary Prospectus.
Appears in 47 contracts
Sources: Underwriting Agreement (Smart Pointer Group Holdings LTD), Underwriting Agreement (ChainOn Group LTD), Underwriting Agreement (Amesite Inc.)
Prior Securities Transactions. During For the period starting past three (3) completed fiscal years prior to through the date of this Agreementhereof, no securities of the Company have been sold by the Company or or, to the Company’s knowledge, by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed in the Registration Statement, the Pricing Disclosure Package and the Preliminary ProspectusProspectus or, with respect to parties other than the Company, other filings by such other persons with the Commission.
Appears in 32 contracts
Sources: Placement Agency Agreement (Safe & Green Development Corp), Placement Agency Agreement (Safe & Green Development Corp), Placement Agency Agreement (Oragenics Inc)
Prior Securities Transactions. During the period starting past three (3) years prior to from the date of this Agreement, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed in the Registration Statement, the Pricing Disclosure Package and the Preliminary Prospectus.
Appears in 16 contracts
Sources: Underwriting Agreement (SPECTRAL CAPITAL Corp), Underwriting Agreement (VIDA Global Inc.), Underwriting Agreement (VIDA Global Inc.)
Prior Securities Transactions. During the period starting three two (32) years prior to the date of this Agreement, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed in the Registration Statement, the Pricing Disclosure Package and the Preliminary Prospectus.
Appears in 11 contracts
Sources: Underwriting Agreement (Bioventrix, Inc.), Underwriting Agreement (Nano Nuclear Energy Inc.), Underwriting Agreement (Nano Nuclear Energy Inc.)
Prior Securities Transactions. During the period starting past three (3) years prior to from the date of this Agreement, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by by, or under common control with the Company, except as disclosed in the Registration Statement, the Pricing Disclosure Package Package, and the any Preliminary Prospectus.
Appears in 9 contracts
Sources: Underwriting Agreement (Oranco Inc), Underwriting Agreement (Applied UV, Inc.), Underwriting Agreement (Applied UV, Inc.)
Prior Securities Transactions. During the period starting three (3) years prior to the date of this AgreementSince July 1, 2021, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed in the Registration Statement, the Pricing Disclosure Package and the Preliminary Prospectus.
Appears in 8 contracts
Sources: Underwriting Agreement (QMSK Technology Co., LTD), Underwriting Agreement (Masonglory LTD), Underwriting Agreement (QMSK Technology Co., LTD)
Prior Securities Transactions. During the period starting past three (3) years prior to the date of this Agreement, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed in the Registration Statement, the Pricing Disclosure Package and the any Preliminary Prospectus.
Appears in 8 contracts
Sources: Underwriting Agreement (Kairos Pharma, LTD.), Underwriting Agreement (Know Labs, Inc.), Underwriting Agreement (Know Labs, Inc.)
Prior Securities Transactions. During the period starting three (3) years prior to the date of this AgreementSince June 1, 2021, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed in the Registration Statement, the Pricing Disclosure Package and the Preliminary Prospectus.
Appears in 7 contracts
Sources: Underwriting Agreement (Epsium Enterprise LTD), Underwriting Agreement (Epsium Enterprise LTD), Underwriting Agreement (Epsium Enterprise LTD)
Prior Securities Transactions. During the period starting three (3) years prior to the date of this AgreementSince January 1, 2023, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed in the Registration Statement, the Pricing Disclosure Package and the Preliminary Prospectus.
Appears in 6 contracts
Sources: Underwriting Agreement (Megan Holdings Ltd.), Underwriting Agreement (ELC Group Holdings Ltd.), Underwriting Agreement (Megan Holdings Ltd.)
Prior Securities Transactions. During the period starting last three (3) years prior to the date of this Agreementyears, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed in the Registration Statement, the Pricing Disclosure Package and the Preliminary Prospectus.
Appears in 6 contracts
Sources: Underwriting Agreement (Bioblast Pharma Ltd.), Underwriting Agreement (Therapix Biosciences Ltd.), Underwriting Agreement (Therapix Biosciences Ltd.)
Prior Securities Transactions. During For the period starting three (3) past two completed fiscal years prior to through the date of this Agreementhereof, no securities of the Company have been sold by the Company or or, to the Company’s knowledge, by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed in the Registration Statement, the Pricing Disclosure Package and the Preliminary ProspectusProspectus or, with respect to parties other than the Company, other filings by such other persons with the Commission.
Appears in 5 contracts
Sources: Placement Agency Agreement (Sigma Labs, Inc.), Placement Agency Agreement (Sigma Labs, Inc.), Placement Agency Agreement (Sonoma Pharmaceuticals, Inc.)
Prior Securities Transactions. During the period starting three (3) years prior to the date of this AgreementApplicable Time, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by by, or under common control with the Company, except as disclosed in the Registration Statement, the Pricing Disclosure Package and the Preliminary Prospectus.
Appears in 4 contracts
Sources: Underwriting Agreement (Dais Analytic Corp), Underwriting Agreement (Dais Analytic Corp), Underwriting Agreement (Dais Analytic Corp)
Prior Securities Transactions. During the period starting past three (3) years prior to from the date of this Agreement, no securities of the Company have been sold by the Company or or, to the Company’s knowledge, by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed in the Registration Statement, the Pricing Disclosure Package and the any Preliminary Prospectus.
Appears in 4 contracts
Sources: Underwriting Agreement (Zhong Yuan Bio-Technology Holdings LTD), Underwriting Agreement (Zhong Yuan Bio-Technology Holdings LTD), Underwriting Agreement (Fitell Corp)
Prior Securities Transactions. During For the period starting past three (3) completed fiscal years prior to through the date of this Agreementhereof, no securities of the Company have been sold by the Company or or, to the Company’s knowledge, by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed in the Registration Statement, the Pricing Disclosure Package and Package, the Preliminary Prospectus, or the SEC Reports or, with respect to parties other than the Company, other filings by such other persons with the Commission.
Appears in 4 contracts
Sources: Placement Agency Agreement (WF International Ltd.), Placement Agency Agreement (WF International Ltd.), Placement Agency Agreement (Cesca Therapeutics Inc.)
Prior Securities Transactions. During the period starting past three (3) years prior to from the date of this Agreement, no securities of the Company have been sold by the Company or or, to the Company’s knowledge, by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, including but not limited to the Selling Shareholder, except as disclosed in the Registration Statement, the Pricing Disclosure Package and the any Preliminary Prospectus.
Appears in 3 contracts
Sources: Underwriting Agreement (Fitell Corp), Underwriting Agreement (Zhong Yuan Bio-Technology Holdings LTD), Underwriting Agreement (Fitell Corp)
Prior Securities Transactions. During the period starting past three (3) years prior to the date of this AgreementAgreement (or since such earlier date of inception of the Company), no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed in the Registration Statement, the Pricing Disclosure Package and the any Preliminary Prospectus.
Appears in 3 contracts
Sources: Underwriting Agreement (Mangoceuticals, Inc.), Underwriting Agreement (Mangoceuticals, Inc.), Underwriting Agreement (Mangoceuticals, Inc.)
Prior Securities Transactions. During In the period starting three (3) years prior to the date Effective Date of this Agreementthe Registration Statement, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed in the Registration Statement, the Pricing Disclosure Package and the Preliminary Prospectus.
Appears in 3 contracts
Sources: Underwriting Agreement (Inpixon), Underwriting Agreement (Inpixon), Underwriting Agreement (Inpixon)
Prior Securities Transactions. During the period starting three (3) years prior to the date of this AgreementSince January 1, 2025, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed in the Registration Statement, the Pricing Disclosure Package and the Preliminary Prospectus.
Appears in 3 contracts
Sources: Underwriting Agreement (Reed's, Inc.), Underwriting Agreement (Reed's, Inc.), Underwriting Agreement (Reed's, Inc.)
Prior Securities Transactions. During For the period starting last three (3) years prior to the date of this Agreement, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by by, or under common control with the Company, except as disclosed or incorporated by reference in the Registration Statement, the Pricing Disclosure Package Statement and the Preliminary Prospectus.Disclosure Package..
Appears in 3 contracts
Sources: Placement Agency Agreement (Cel Sci Corp), Placement Agency Agreement (Cel Sci Corp), Placement Agency Agreement (Cel Sci Corp)
Prior Securities Transactions. During For the period starting last three (3) years prior to the date of this Agreement, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by by, or under common control with the Company, except as disclosed or incorporated by reference in the Registration Statement, the Pricing Disclosure Package Package, and the Preliminary Prospectus.
Appears in 3 contracts
Sources: Underwriting Agreement (Cel Sci Corp), Placement Agency Agreement (Cel Sci Corp), Underwriting Agreement (Cel Sci Corp)
Prior Securities Transactions. During For the period starting last three (3) years prior to the date of this Agreementyears, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed or incorporated by reference in the Registration Statement, the Pricing Disclosure Package and the Preliminary Prospectus.
Appears in 3 contracts
Sources: Underwriting Agreement (SurgePays, Inc.), Underwriting Agreement (Super League Gaming, Inc.), Underwriting Agreement (Cel Sci Corp)
Prior Securities Transactions. During Since the period starting three (3) years prior to beginning of the date of this Agreementlast two full fiscal years, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed in the Registration Statement, the Pricing Disclosure Package and the Preliminary Prospectus.
Appears in 3 contracts
Sources: Underwriting Agreement (MaxsMaking Inc.), Underwriting Agreement (MaxsMaking Inc.), Underwriting Agreement (MaxsMaking Inc.)
Prior Securities Transactions. During the period starting of three (3) years prior to the date of this Agreement, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed in the Registration Statement, the Pricing Disclosure Package and the Preliminary Prospectus.
Appears in 2 contracts
Sources: Underwriting Agreement (InspireMD, Inc.), Underwriting Agreement (InspireMD, Inc.)
Prior Securities Transactions. During the period starting past three (3) years prior to from the date of this Agreement, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed in the Registration Statement, the Pricing Disclosure Package and the any Preliminary ProspectusProspectus Supplement.
Appears in 2 contracts
Sources: Underwriting Agreement (Ideal Power Inc.), Underwriting Agreement (Senmiao Technology LTD)
Prior Securities Transactions. During the period starting three (3) years prior to the date of this Agreement, no No securities of the Company have have, in the three-year period preceding the most recent filing date of the Registration Statement, been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed in the Registration Statement, the Pricing Disclosure Package and the Preliminary Prospectus.
Appears in 2 contracts
Sources: Underwriting Agreement (Helio Corp /FL/), Underwriting Agreement (Helio Corp /FL/)
Prior Securities Transactions. During the period starting three (3) years prior to the date of this AgreementSince August 1, 2021, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed in the Registration Statement, the Pricing Disclosure Package and the Preliminary Prospectus.
Appears in 2 contracts
Sources: Underwriting Agreement (Aduro Clean Technologies Inc.), Underwriting Agreement
Prior Securities Transactions. During the period starting three (3) years prior to the date of this AgreementSince March 1, 2022, no securities of the Company have been sold by the Company or to its knowledge by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed in the Registration Statement, the Pricing Disclosure Package Time of Sale Prospectus and the Preliminary ProspectusOffering Documents.
Appears in 2 contracts
Sources: Underwriting Agreement, Underwriting Agreement (Draganfly Inc.)
Prior Securities Transactions. During In the period starting three (3) years prior to the date of this Agreementhereof, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed in the Registration Statement, the Pricing Disclosure Package and the Preliminary Prospectus.
Appears in 2 contracts
Sources: Underwriting Agreement (Immuron LTD), Underwriting Agreement (Immuron LTD)
Prior Securities Transactions. During In the period starting three (3) years prior to the effective date of this Agreementthe Registration Statement, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed in the Registration Statement, the Pricing Disclosure Package and the Preliminary Prospectus.
Appears in 2 contracts
Sources: Underwriting Agreement (Mota Group, Inc.), Underwriting Agreement (Mota Group, Inc.)
Prior Securities Transactions. During the period starting three (3) years prior to the date of this Agreement, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed in the Registration Statement, the Pricing Disclosure Package and the any Preliminary Prospectus.
Appears in 2 contracts
Sources: Underwriting Agreement (Logprostyle Inc.), Underwriting Agreement (Logprostyle Inc.)
Prior Securities Transactions. During the period starting three (3) years prior to from the date of this Agreement, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed in the Registration Statement, the Pricing Disclosure Package and the Preliminary Prospectus.
Appears in 2 contracts
Sources: Underwriting Agreement (QSAM Biosciences, Inc.), Underwriting Agreement (QSAM Biosciences, Inc.)
Prior Securities Transactions. During Within the period starting three (3) years prior to the date of this AgreementEffective Date, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed in the Registration Statement, the Pricing Disclosure Package and the Preliminary Prospectus.
Appears in 2 contracts
Sources: Underwriting Agreement (Vision Marine Technologies Inc.), Underwriting Agreement (Vision Marine Technologies Inc.)
Prior Securities Transactions. During the period starting three (3) years prior to the date of this AgreementSince April 1, 2023, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed in the Registration Statement, the Pricing Disclosure Package and the Preliminary Prospectus.
Appears in 1 contract
Sources: Underwriting Agreement (TY AM Group (Holdings) LTD)
Prior Securities Transactions. During the period starting past three (3) years prior to the date of this Agreement, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed in the Registration Statement, the Pricing Disclosure Package and any Preliminary Prospectus except for gifts made by or on behalf of, or for the Preliminary Prospectusbenefit of, any person or persons controlling, controlled by or under common control with the Company.
Appears in 1 contract
Sources: Underwriting Agreement (Origin Life Sciences, Inc.)
Prior Securities Transactions. During For the period starting last three (3) years prior to the date of this Agreement, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by by, or under common control with the Company, except as disclosed or incorporated by reference in the Registration Statement, the Pricing Statement andthe Disclosure Package and the Preliminary Prospectus.Package..
Appears in 1 contract
Prior Securities Transactions. During For the period starting past three (3) completed fiscal years prior to through the date of this Agreementhereof, no securities of the Company have been sold by the Company or or, to the Company’s knowledge, by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed by the Company in its public filings, including, but not limited to in the Registration Statement, the Pricing Disclosure Package and the Preliminary ProspectusProspectus or, with respect to parties other than the Company, other filings by such other persons with the Commission.
Appears in 1 contract
Prior Securities Transactions. During the period starting past three (3) years prior to from the date of this Agreement, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed in the Registration Statement, the Pricing Disclosure Package and the any Preliminary Prospectus.
Appears in 1 contract
Sources: Underwriting Agreement (Alset Inc.)
Prior Securities Transactions. During the period starting three (3) years prior to the date of this AgreementSince January 1, 2022, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed in the Registration Statement, the Pricing Disclosure Package and the Preliminary Prospectus.
Appears in 1 contract
Prior Securities Transactions. During the period starting last three (3) years prior to the date of this Agreementyears, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed in the Registration Statement, the Pricing Disclosure Package and the Preliminary Prospectus.
Appears in 1 contract
Sources: At the Market Issuance Sales Agreement (Oramed Pharmaceuticals Inc.)
Prior Securities Transactions. During For the period starting last three (3) years prior to the date of this Agreement, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed or incorporated by reference in the Registration Statement, the Pricing Disclosure Package Package, and the Preliminary Prospectus.
Appears in 1 contract
Prior Securities Transactions. During the period starting past three (3) years prior to from the date of this Agreement, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed in the Registration Statement, the Pricing Disclosure Package Package, any Preliminary Prospectus, and any periodic report filed by the Company with the Commission in accordance with the requirements of the Exchange Act and the Preliminary ProspectusExchange Act Regulations.
Appears in 1 contract
Sources: Underwriting Agreement (Cerberus Cyber Sentinel Corp)
Prior Securities Transactions. During the period starting three (3) years prior to the date of this Agreementlast years, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed or incorporated by reference in the Registration Statement, the Pricing Disclosure Package and Package, the Preliminary ProspectusProspectus or public filings of the Company’s affiliates (including in Section 16 and Section 13 filings).
Appears in 1 contract
Prior Securities Transactions. During For the period starting last three (3) years prior to the date of this Agreementyears, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed in the Registration Statement, the Pricing Disclosure Package and the Preliminary Prospectus.
Appears in 1 contract
Prior Securities Transactions. During Within the two (2)-year period starting three (3) years prior to the date of this Agreementhereof, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed in the Registration Statement, the Pricing Disclosure Package and the Preliminary Prospectus.
Appears in 1 contract
Prior Securities Transactions. During For the period starting three (3) past two completed fiscal years prior to through the date of this Agreementhereof, no securities of the Company have been sold by the Company or or, to the Company's knowledge, by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed in the Registration Statement, the Pricing Disclosure Package and the Preliminary ProspectusProspectus or, with respect to parties other than the Company, other filings by such other persons with the Commission.
Appears in 1 contract
Prior Securities Transactions. During For the period starting last three (3) years prior to the date of this Agreement, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by by, or under common control with the Company, except as disclosed or incorporated by reference in the Registration Statement, the Pricing Disclosure Package Package, and the Preliminary Prospectus.
Appears in 1 contract
Prior Securities Transactions. During the period starting three (3) years prior to the date of this AgreementSince January 1, 2023, no securities of the Company have been sold by the Company or by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed in the Registration Statement, the Pricing Disclosure Package and the Preliminary Prospectus.
Appears in 1 contract