Principal Underwriter. The "principal underwriter," as such term is defined in Section 2(a)(29) of the 1940 Act, for the Feeder Fund is a broker or dealer registered under the Securities Exchange Act of 1934 (the "1934 Act"), or a person controlled by such a broker or dealer. For so long as the Feeder Fund holds the Investment, the principal underwriter for the Feeder Fund, shall be a broker or dealer registered under the 1934 Act, or a person controlled by such a broker or dealer.
Appears in 9 contracts
Sources: Master/Feeder Agreement (Arden Sage Triton Fund LLC), Master/Feeder Agreement (Arden Sage Multi-Strategy TEI Institutional Fund, L.L.C.), Master/Feeder Agreement (Robeco-Sage Multi-Strategy TEI Fund, L.L.C.)