Potential Conflicts. The Company acknowledges that the Advisor is a full-service securities firm engaged in securities trading and brokerage activities and providing investment banking and advisory services from which conflicting interests may arise. In the ordinary course of business, the Advisor and its affiliates may at any time hold long or short positions, and may trade or otherwise effect transactions, for their own account or the accounts of customers, in debt or equity securities of the Company, its affiliates or other entities that may be involved in the transactions contemplated hereby. Nothing in this Agreement shall be construed to limit or restrict the Advisor or any of its affiliates in conducting such business.
Appears in 104 contracts
Sources: Merger Agreement (Cantor Equity Partners VII, Inc.), Advisory Agreement (Cantor Equity Partners VII, Inc.), Merger Agreement (IB Acquisition Corp.)
Potential Conflicts. The Company acknowledges that the Advisor is a full-service securities firm engaged in securities trading and brokerage activities and providing investment banking and advisory services from which conflicting interests may arise. In Subject to applicable law, in the ordinary course of business, the Advisor and its affiliates may at any time hold long or short positions, and may trade or otherwise effect transactions, for their own account or the accounts of customers, in debt or equity securities of the Company, its affiliates or other entities that may be involved in the transactions contemplated hereby. Nothing in this Agreement shall be construed to limit or restrict the Advisor or any of its affiliates in conducting such businessbusiness to the extent permitted by applicable law.
Appears in 92 contracts
Sources: Advisory Agreement (Gold Mountain Acquisition Corp.), Advisory Agreement (Three Lions Acquisition Corp.), Advisory Agreement (Lucens Capital Acquisition Corp I)
Potential Conflicts. The Company acknowledges that the Advisor is a Advisors are full-service securities firm firms engaged in securities trading and brokerage activities and providing investment banking and advisory services from which conflicting interests may arise. In the ordinary course of business, the each Advisor and its affiliates may at any time hold long or short positions, and may trade or otherwise effect transactions, for their own account or the accounts of customers, in debt or equity securities of the Company, its affiliates or other entities that may be involved in the transactions contemplated hereby. Nothing in this Agreement shall be construed to limit or restrict the any Advisor or any of its affiliates in conducting such business.
Appears in 8 contracts
Sources: Merger Agreement (Lifesci Acquisition II Corp.), Advisory Agreement (Lifesci Acquisition II Corp.), Merger Agreement (Petra Acquisition Inc.)
Potential Conflicts. The Company acknowledges that the Advisor is a full-service securities firm engaged in securities trading and brokerage activities and providing investment banking and advisory services from which conflicting interests may arise. In Subject to applicable law, in the ordinary course of business, the Advisor and its affiliates may at any time hold long or short positions, and may trade or otherwise effect transactions, for their own account or the accounts of customers, in debt or equity securities of the Company, its affiliates or other entities that may be involved in the transactions contemplated hereby. Nothing in this Agreement shall be construed to limit or restrict the Advisor or any of its affiliates in conducting such business.
Appears in 7 contracts
Sources: Advisory Agreement (LIV Capital Acquisition Corp. II), Advisory Agreement (LIV Capital Acquisition Corp. II), Advisory Agreement (LIV Capital Acquisition Corp. II)
Potential Conflicts. The Company acknowledges that the Advisor is a full-service securities firm engaged in securities trading and brokerage activities and providing investment banking and advisory services from which conflicting interests may arise. In the ordinary course of business, the Advisor and its affiliates may at any time hold long or short positions, and may trade or otherwise effect transactions, for their its own account or the accounts of customers, in debt or equity securities of the Company, its affiliates or other entities that may be involved in the transactions contemplated hereby. Nothing in this Agreement shall be construed to limit or restrict the Advisor or any of its affiliates in conducting such business.
Appears in 3 contracts
Sources: Advisory Agreement (Panacea Acquisition Corp), Advisory Agreement (Union Acquisition Corp. II), Advisory Agreement (Panacea Acquisition Corp)
Potential Conflicts. The Company acknowledges that the Advisor is a Advisors are full-service securities firm engaged in securities trading and brokerage activities and providing investment banking and advisory services from which conflicting interests may arise. In the ordinary course of business, the Advisor Advisors and its their affiliates may at any time hold long or short positions, and may trade or otherwise effect transactions, for their own account or the accounts of customers, in debt or equity securities of the Company, its affiliates or other entities that may be involved in the transactions contemplated hereby. Nothing in this Agreement shall be construed to limit or restrict the Advisor Advisors or any of its their affiliates in conducting such business.
Appears in 3 contracts
Sources: Advisory Agreement (NorthView Acquisition Corp), Merger Agreement (NorthView Acquisition Corp), Merger Agreement (NorthView Acquisition Corp)
Potential Conflicts. The Company acknowledges that the Advisor is a full-service securities firm engaged in securities trading and brokerage activities and providing investment banking and advisory services from which conflicting interests may arise. In Subject to applicable law, in the ordinary course of business, the Advisor and its affiliates may at any time hold long or short positions, and may trade or otherwise effect transactions, for their own account or the accounts of customers, in debt or equity securities of the Company, its affiliates or other entities that may be involved in the transactions contemplated hereby. Nothing in this Agreement shall be construed to limit or restrict the Advisor or any of its affiliates in conducting such business.
Appears in 2 contracts
Sources: Advisory Agreement (Schultze Special Purpose Acquisition Corp.), Advisory Agreement (Schultze Special Purpose Acquisition Corp.)
Potential Conflicts. The Company acknowledges that the Advisor is a are full-service securities firm engaged in securities trading and brokerage activities and providing investment banking and advisory services from which conflicting interests may arise. In the ordinary course of business, the Advisor and its affiliates may at any time hold long or short positions, and may trade or otherwise effect transactions, for their own account or the accounts of customers, in debt or equity securities of the Company, its affiliates or other entities that may be involved in the transactions contemplated hereby. Nothing in this Agreement shall be construed to limit or restrict the Advisor or any of its affiliates in conducting such business.
Appears in 1 contract
Sources: Merger Agreement (Global Blockchain Acquisition Corp.)
Potential Conflicts. The Company acknowledges that the Advisor is a full-service full -service securities firm engaged in securities trading and brokerage activities and providing investment banking and advisory services from which conflicting interests may arise. In the ordinary course of business, the Advisor and its affiliates may at any time hold long or short positions, and may trade or otherwise effect transactions, for their own account or the accounts of customers, in debt or equity securities of the Company, its affiliates or other entities that may be involved in the transactions contemplated hereby. Nothing in this Agreement shall be construed to limit or restrict the Advisor or any of its affiliates in conducting such business.
Appears in 1 contract
Sources: Financial Advisory Agreement (Andina Acquisition Corp. II)