PLAN SERVICES. 4.1 Trust Company shall perform all services under the Plans, as the administrator of such Plans, with the exception of payment processing for which Computershare has been appointed as agent by Company, and certain other services that Trust Company may subcontract to Computershare as permitted by applicable law (e.g., ministerial services). 4.2 To the extent Company does not have a DSPP as of the Effective Date, Company agrees that Trust Company may implement and administer a Trust Company-sponsored DSPP on behalf of Company for the Shares at any time during the term of this Agreement, upon providing prior written notice to Company. In consideration of Trust Company receiving service and transaction fees from the DSPP participants in connection with its administration of the DSPP, Agent shall not charge any fees to Company for such administration. 4.3 Agent shall act as agent for Shareholders pursuant to the Plans in accordance with the terms and conditions of such Plans.
Appears in 6 contracts
Sources: Transfer Agency and Service Agreement (Cbre Global Real Estate Income Fund), Transfer Agency and Service Agreement (First Trust Energy Income & Growth Fund), Transfer Agency and Service Agreement (Firsthand Technology Value Fund, Inc.)
PLAN SERVICES. 4.1 Trust Company shall perform all services under the Plans, as the administrator of such Plans, with the exception of payment processing for which Computershare has been appointed as agent by Companyeach Fund, and certain other services that Trust Company may subcontract to Computershare as permitted by applicable law (e.g., ministerial services).
4.2 To the extent Company Fund does not have a DSPP as of the Effective Date, Company Fund agrees that Trust Company may implement and administer a Trust Company-sponsored DSPP on behalf of Company Fund for the Shares at any time during the term of this Agreement, upon providing prior written notice to CompanyFund. In consideration of Trust Company receiving service and transaction fees from the DSPP participants in connection with its administration of the DSPP, Agent shall not charge any fees to Company Fund for such administration.
4.3 Agent shall act as agent for Shareholders pursuant to the Plans in accordance with the terms and conditions of such Plans.
Appears in 5 contracts
Sources: Transfer Agency and Service Agreement (Guggenheim Active Allocation Fund), Transfer Agency and Service Agreement (Guggenheim Taxable Municipal Managed Duration Trust), Transfer Agency and Service Agreement (Advent Claymore Convertible Securities & Income Fund)
PLAN SERVICES. 4.1 4.1. Trust Company shall perform all services under the Plans, as the administrator of such Plans, with the exception of payment processing for which Computershare has been appointed as agent by Company, and certain other services that Trust Company may subcontract to Computershare as permitted by applicable law (e.g., ministerial services).
4.2 4.2. To the extent Company does not have a DSPP as of the Effective Date, Company agrees that Trust Company may implement and administer a Trust Company-sponsored DSPP on behalf of Company for the Shares at any time during the term of this Agreement, upon providing prior written notice to Company. In consideration of Trust Company receiving service and transaction fees from the DSPP participants in connection with its administration of the DSPP, Agent shall not charge any fees to Company for such administration.
4.3 4.3. Agent shall act as agent for Shareholders pursuant to the Plans in accordance with the terms and conditions of such Plans.
Appears in 1 contract
Sources: Transfer Agency and Service Agreement (Hercules Capital, Inc.)
PLAN SERVICES. 4.1 Trust Company shall perform all services under the Plans, as the administrator and plan agent of such Plans, with the exception of payment processing for which Computershare has been appointed as agent by Company, and certain other services that Trust Company may subcontract to Computershare as permitted by applicable law (e.g., ministerial services).
4.2 To the extent Company does not have a DSPP as of the Effective Date, Company agrees that Trust Company may implement and administer a Trust Company-sponsored ’s DSPP on behalf of Company for the Shares at any time during the term of this Agreement, upon providing prior written notice to Company. In consideration of Trust Company receiving service and transaction fees from the DSPP participants in connection with its administration of the DSPP, Transfer Agent shall not charge any fees to Company for such administration.
4.3 Transfer Agent shall act as agent for Shareholders pursuant to the Plans in accordance with the terms and conditions of such Plans.
Appears in 1 contract
Sources: Transfer Agency and Service Agreement (StoneCastle Financial Corp.)
PLAN SERVICES. 4.1 Trust Company shall perform all services under the Plans, as the administrator of such Plans, with the exception of payment processing for which Computershare has been appointed as agent by Companythe Trust, and certain other services that Trust Company may subcontract to Computershare as permitted by applicable law (e.g., ministerial services).
4.2 To the extent Company that the Trust does not have a DSPP as of the Effective Date, Company the Trust agrees that Trust Company may implement and administer a Trust Company-sponsored DSPP on behalf of Company the Trust for the Shares at any time during the term of this Agreement, upon providing prior written notice to Companythe Trust. In consideration of Trust Company receiving service and transaction fees from the DSPP participants in connection with its administration of the DSPP, Agent shall not charge any fees to Company the Trust for such administration.
4.3 Agent shall act as agent for Shareholders pursuant to the Plans in accordance with the terms and conditions of such Plans.
Appears in 1 contract
Sources: Transfer Agency and Service Agreement (Thornburg Income Builder Opportunities Trust)
PLAN SERVICES. 4.1 4.1. Trust Company shall perform all services under the Plans, as the administrator and plan agent of such Plans, with the exception of payment processing for which Computershare has been appointed as agent by Company, and certain other services that Trust Company may subcontract to Computershare as permitted by applicable law (e.g., ministerial services).
4.2 4.2. To the extent Company does not have a DSPP as of the Effective Date, Company agrees that Trust Company may implement and administer a Trust Company-sponsored ’s DSPP on behalf of Company for the Shares at any time during the term of this Agreement, upon providing prior written notice to Company. In consideration of Trust Company receiving service and transaction fees from the DSPP participants in connection with its administration of the DSPP, Transfer Agent shall not charge any fees to Company for such administration.
4.3 4.3. Transfer Agent shall act as agent for Shareholders pursuant to the Plans in accordance with the terms and conditions of such Plans.
Appears in 1 contract
Sources: Transfer Agency and Service Agreement (StoneCastle Financial Corp.)