Common use of Physical Certificate Processing Clause in Contracts

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: · $ XXXX setup/fund group · $ XXXX per certificate transaction E-Mail Services – Services to capture, queue, monitor, service and archive shareholder e-mail correspondence: · $ XXXX setup/fund group · $ XXXX /month administration · $ XXXX /received e-mail correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. $500 /month Amended Exhibit E (continued) to the Transfer Agent Servicing Agreement Supplemental Services at August, 2015 Charges Paid by Investors – Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees · $ XXXX /qualified plan SSN · $ XXXX /C▇▇▇▇▇▇▇▇ ESA SSN · $ XXXX lifetime I▇▇ fee per SSN Additional Shareholder Paid Fees · $ XXXX /outgoing wire transfer · $ XXXX /overnight delivery Programming Charges – Charges incurred for customized services based upon fund family requirements including but not limited to: · Fund setup programming (transfer agent system, statements, options, etc.) – estimate 10 hours per Cusip · Select reports – shareholder system queries for customized reporting, mailings, etc. · File transmissions of client requested shareholder data file extracts · Conversion programming · Customized service development · Voice response system setup (menu selections, shareholder system integration, testing, etc.) – estimated at 3 hours per fund family · All other client specific customization and/or development services FULFILLMENT SERVICES Fulfillment Services for Fund Literature (Prospect Services) Account Management $ XXXX/month Receiving $ XXXX per SKU Order Processing $ XXXX /order Skid Storage $ XXXX /month Disposal $ XXXX Miscellaneous Fees Postage Pass Through Print on Demand Quoted Separately Premium Fulfillment Services (Collateral, Fund Give Aways) Receiving $ XXXX per SKU Order Processing $ XXXX /order Skid Storage $ XXXX /month Disposal $ XXXX Repackaging and Labeling $ XXXX /hour Miscellaneous Fees Postage = Pass Through eDelivery of Correspondence Personalization of Copy $ XXXX Standard Correspondence fee applies Inbound Teleservicing Only · Account Management - $ XXXX /month · Call Servicing - $ XXXX /per minute Lead Conversion Reporting · Database Installation, Setup - $ XXXX /fund group · Specialized Programming - (Separate Quote)* · Semi-Annual Lead Source report provided (June 30 and December 31) Web On-line Fund Fulfillment · Account Management - $ XXXX /month · Installation, Setup - $ XXXX /fund group · Per Literature Order- $ XXXX /request Follow-up Services · Correspondence - $ XXXX /item Fees exclude postage and printing charges. INFORMA – ELECTRONIC STATEMENTS AND TAX FORMS Monthly, Quarterly, Annual

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: · $ XXXX $___ setup/fund group · $ XXXX $___ per certificate transaction E-Mail Services – Services to capture, queue, monitor, service and archive shareholder e-mail correspondence: · $ XXXX $___ setup/fund group · $ XXXX $___ /month administration · $ XXXX $___ /received e-mail correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. · $500 /month Amended Exhibit E (continued) to the Transfer Agent Servicing Agreement Supplemental Services at August, 2015 ___ per fund group per month Shareholder Performance Statements – We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. · Setup - $___ per fund group · Annual Fee - $___ per open and closed account Charges Paid by Investors – Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees · $ XXXX $___ /qualified plan SSN acct (Cap at $___/SSN) · $ XXXX $___ /C▇▇▇▇▇▇▇▇ ESA SSN acct (Cap at $___/SSN) · $ XXXX lifetime I▇▇ fee per SSN $___ /transfer to successor trustee · $___ /participant distribution (Excluding SWPs) · $___/refund of excess contribution · $___ /reconversion/recharacterization Additional Shareholder Paid Fees · $ XXXX $___ /outgoing wire transfer · $ XXXX $___ /overnight delivery Programming Charges – Charges incurred for customized services based upon fund family requirements including but not limited to: · Fund setup programming $___ /telephone exchange · $___ /return check or ACH · $___ /stop payment · $___ /research request per account (transfer agent system, statements, options, etc.Cap at $___/request) – estimate 10 hours per Cusip · Select reports – shareholder system queries for customized reporting, mailings, etc. · File transmissions (For requested items of client requested shareholder data file extracts · Conversion programming · Customized service development · Voice response system setup (menu selections, shareholder system integration, testing, etc.) – estimated at 3 hours per fund family · All other client specific customization and/or development services FULFILLMENT SERVICES Fulfillment Services for Fund Literature (Prospect Services) Account Management $ XXXX/month Receiving $ XXXX per SKU Order Processing $ XXXX /order Skid Storage $ XXXX /month Disposal $ XXXX Miscellaneous Fees Postage Pass Through Print on Demand Quoted Separately Premium Fulfillment Services (Collateral, Fund Give Aways) Receiving $ XXXX per SKU Order Processing $ XXXX /order Skid Storage $ XXXX /month Disposal $ XXXX Repackaging and Labeling $ XXXX /hour Miscellaneous Fees Postage = Pass Through eDelivery of Correspondence Personalization of Copy $ XXXX Standard Correspondence fee applies Inbound Teleservicing Only · Account Management - $ XXXX /month · Call Servicing - $ XXXX /per minute Lead Conversion Reporting · Database Installation, Setup - $ XXXX /fund group · Specialized Programming - (Separate Quotethe second calendar year [or previous] to the request)* · Semi-Annual Lead Source report provided (June 30 and December 31) Web On-line Fund Fulfillment · Account Management - $ XXXX /month · Installation, Setup - $ XXXX /fund group · Per Literature Order- $ XXXX /request Follow-up Services · Correspondence - $ XXXX /item Fees exclude postage and printing charges. INFORMA – ELECTRONIC STATEMENTS AND TAX FORMS Monthly, Quarterly, Annual

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: · $ XXXX § $_____ setup/fund group · $ XXXX § $_____ /certificate transaction Jumbo Pricing (JUMBO) – allows grouping of accounts for the purpose of calculating the advanced commission paid to a dealer. § $_____ /account group per certificate transaction E-Mail Services year Expedited CUSIP Setup - $_____ /CUSIP (Less than 35 days) TRANSFER AGENT, SHAREHOLDER & ACCOUNT SERVICES FEE SCHEDULE at November, 2012 – Services to capture, queue, monitor, service and archive shareholder e-mail correspondence: · $ XXXX setup/fund group · $ XXXX /month administration · $ XXXX /received e-mail correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. $500 /month Amended Exhibit E (continued) to the Transfer Agent Servicing Agreement Supplemental Services at August, 2015 Charges Paid by Investors – Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees · $ XXXX /qualified plan SSN · $ XXXX /C▇▇THE C▇▇▇▇▇▇ ESA SSN · $ XXXX lifetime I▇▇ fee per SSN Additional RENAISSANCE ADVANTAGE FUND § Base Fee Per CUSIP $_____ /year § NSCC Level 3 Accounts $_____ /open account § No-Load Fund Accounts $_____ /open account § Load Fund Accounts $_____ /open account § Daily Accrual Fund Accounts $_____ /open account § Closed Accounts $_____ /closed account Services Included in Annual Base Fee Per CUSIP § DST NSCC Charge § Manual Shareholder Paid Fees · $ XXXX /outgoing wire transfer · $ XXXX /overnight delivery Programming Charges – Charges incurred for customized services based upon fund family requirements including Transaction & Correspondence $_____ /event § Omnibus Account Transaction $_____ /transaction § Telephone Calls $_____ /minute § Voice Response Calls $_____ /call § Daily Valuation/Manual 401k Trade $_____ /trade § $_____ /year Out-Of-Pocket Expenses Including but not limited to: · Fund setup to telephone toll-free lines, call transfers, mailing, sorting and postage, stationery, envelopes, service/data conversion, AML verification services, special reports, record retention, processing of literature fulfillment kits, lost shareholder search, disaster recovery charges, ACH fees, Fed wire charges, NSCC activity charges, voice response (VRU) maintenance and development, data communication and implementation charges, specialized programming, and travel. Additional Services Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, client dedicated line data access, programming (transfer agent systemcharges, outbound calling & marketing campaigns, training, Short-Term Trader reporting, cost basis reporting, Excessive Trader, 12b-1 aging, investor email services, dealer reclaim services, shareholder performance statements, optionsReal Time Cash Flow, etc.) – estimate 10 hours per Cusip · Select reports – shareholder system queries for customized money market fund service organizations, charges paid by investors, literature fulfillment, physical certificate processing, Same Day Cash Management, CUSIP setup, CTI reporting, mailingssales reporting & 22c-2 reporting (MARS), electronic statements (Informa), marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. *IMPORTANT NOTE: BASE FEE PER CUSIP WILL BE DISCOUNTED 40% UNTIL TOTAL NET ASSETS EXCEED $50 MILLION OR 36 MONTHS OF OPERATION, WHICHEVER COMES FIRST. Fees are billed monthly. FAN Web Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. · File transmissions § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $_____ /fund group – includes up to 25 hours of client requested shareholder data file extracts · Conversion programming · Customized service development · Voice response system setup technical/BSA support − Annual Base Fee - $_____ /year § FAN Web Select (menu selectionsFund Groups under 50,000 open accounts) − Implementation - $_____ /fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $_____ /year § FAN Web Direct (API) – Quoted Separately § Customization - $_____ /hour § Activity (Session) Fees: − Inquiry - $_____/event − Account Maintenance - $_____ /event − Transaction – financial transactions, shareholder system integration, testingreorder statements, etc.) – estimated at 3 hours per fund family · All other client specific customization and/or development services FULFILLMENT SERVICES Fulfillment Services for Fund Literature (Prospect Services) . - $_____ /event − New Account Management $ XXXX/month Receiving $ XXXX per SKU Order Processing $ XXXX /order Skid Storage $ XXXX /month Disposal $ XXXX Miscellaneous Fees Postage Pass Through Print on Demand Quoted Separately Premium Fulfillment Services (Collateral, Fund Give Aways) Receiving $ XXXX per SKU Order Processing $ XXXX /order Skid Storage $ XXXX /month Disposal $ XXXX Repackaging and Labeling $ XXXX /hour Miscellaneous Fees Postage = Pass Through eDelivery of Correspondence Personalization of Copy $ XXXX Standard Correspondence fee applies Inbound Teleservicing Only · Account Management - $ XXXX /month · Call Servicing - $ XXXX /per minute Lead Conversion Reporting · Database Installation, Setup - $ XXXX /fund group · Specialized Programming $_____ /event (Not available with FAN Web Select) § Strong Authentication: − $_____ /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) FAN Web Mobile Access to account information and transaction capabilities through mobile internet devices. Shareholders can access portfolio summary, account balances, account history, and conduct financial transaction requests such as purchases, redemptions, and exchanges. o Initial Implementation Site Setup Fee - (Separate Quote)* · Semi-Annual Lead Source report provided (June 30 and December 31) Web On-line Fund Fulfillment · $_____ § Monthly Base Fee - $_____ § Transaction Fees: - Inquiry - $_____ /event - Maintenance - $_____ /event - Transaction - $_____ /event - New Account Management - $ XXXX /month · Installation, Establishment Setup - $ XXXX /fund group · $_____ /event FAN Mail Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Literature Order- $ XXXX /request FollowManagement Company – file generation and delivery - $_____ /year § Per Record Charge − Rep/Branch/ID - $_____ − Dealer - $_____ § Price Files - $_____ /record or $_____ /user per month, whichever is less Vision Mutual Fund Gateway Permits broker/dealers, financial planners, and RIAs to use a web-up Services · Correspondence based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $ XXXX /item Fees exclude postage and printing charges. INFORMA $_____ /event − Per broker ID - $_____ /month per ID § Transaction Processing − Implementation - $_____ /management company − Transaction – ELECTRONIC STATEMENTS AND TAX FORMS Monthlypurchase, Quarterlyredeem, Annualexchange, literature order - $_____ /event − New Account Setup – $_____ /event − Monthly Minimum Charge - $_____ /month

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: · • $ XXXX xxx setup/fund group · • $ XXXX per certificate xxx /certificate transaction E-Mail Services – Services—Services to capture, queue, monitor, service and archive shareholder e-mail correspondence: · • $ XXXX setup/fund xxx setup /fund group · • $ XXXX xxx /month administration · • $ XXXX xxx /received e-mail correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. $500 /month Amended Exhibit E • $ xxx /money market share class per year • Out-of-pocket expenses (continued) to the see Transfer Agent Servicing Agreement Supplemental Services at August, 2015 Charges Paid by Investors – Fee Schedule) Shareholder Performance Statements—We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. • Setup—$ xxx /fund group • Annual Fee—$ xxx /open and closed account Jumbo Pricing (JUMBO)—allows grouping of accounts for the purpose of calculating the advanced commission paid to a dealer. $ xxx /account group per year Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees · • $ XXXX xxx /qualified plan SSN · acct (Cap at $ XXXX /Cxxx /SSN) • $ xxx /▇▇▇▇▇▇▇▇▇ ESA SSN · acct (Cap at $ XXXX lifetime I▇▇ fee per SSN Additional Shareholder Paid Fees · xxx /SSN) • $ XXXX /outgoing xxx /transfer to successor trustee • $ xxx /participant distribution (Excluding SWPs) • $ xxx /refund of excess contribution • $ xxx /reconversion/recharacterization • $ xxx/outgoing wire transfer · • $ XXXX xxx /overnight delivery Programming Charges – • $ xxx /telephone exchange • $ xxx /return check or ACH • $ xxx /stop payment • $ xxx /research request per account (Cap at $25.00 /request) (For requested items of the second calendar year [or previous] to the request) Charges incurred for customized services based upon fund family requirements including but not limited to: · • Fund setup programming (transfer agent system, statements, options, etc.) – estimate etc.)—estimate 10 hours per Cusip · CUSIP • Select reports – reports—shareholder system queries for customized reporting, mailings, etc. · • File transmissions of client requested shareholder data file extracts · Conversion programming · Customized service development · • Voice response system setup (menu selections, shareholder system integration, testing, etc.) – estimated etc.)—estimated at 3 hours per fund family · • All other client specific customization and/or development services FULFILLMENT SERVICES Fulfillment Services for Fund Literature (Prospect Services) • Account Management • $ XXXX/month Receiving $ XXXX per SKU Order Processing $ XXXX /order Skid Storage $ XXXX xxx /month Disposal $ XXXX Miscellaneous Fees Postage Pass Through Print on Demand Quoted Separately Premium Fulfillment Services (Collateralaccount management, Fund Give Awayslead reporting and database administration) Receiving $ XXXX per SKU Order Processing $ XXXX /order Skid Storage $ XXXX /month Disposal $ XXXX Repackaging • Out-of-Pocket Expenses • Kit and Labeling $ XXXX /hour Miscellaneous Fees Postage = Pass Through eDelivery of Correspondence Personalization of Copy $ XXXX Standard Correspondence fee applies order processing expenses, postage, and printing • Inbound Teleservicing Only · • Account Management - $ XXXX Management—$ xxx /month · • Call Servicing - $ XXXX /per minute Servicing—$5.00 /minute • Lead Conversion Reporting · • Account Management—$ xxx /month • Database Installation, Setup - $ XXXX Setup—$ xxx /fund group · • Specialized Programming - (Separate Programming—(Separate Quote)* · Semi-Annual Lead Source report provided (June 30 and December 31) • Web On-line Fund Fulfillment · • Account Management - $ XXXX Management—$ xxx /month · • Installation, Setup - $ XXXX Setup—$ xxx /fund group · • Per Literature Order- $ XXXX Order—$ xxx /request • Follow-up Services · Correspondence - $ XXXX • Correspondence—$ xxx /item Fees exclude postage and printing charges. INFORMA – ELECTRONIC STATEMENTS AND TAX FORMS Monthly• $ xxx - $ xxx—Includes TA2000 data and standard data interfaces* • $ xxx /hour—Software or report customization • $ xxx—Standard monthly service fee • $ xxx—MARS Base 22c-2 Compliance Module • 22c-2 Rules definition, Quarterlyworkflow process management, Annualdata request manager, account, and transactions • $ xxx—MARS Base Sales and Asset Reporting Module • Data cleaning, and sales & asset reports with sales views • $ xxx—MARS Base Core CRM Module • Firm, branch, rep profiles, activity management, calendar, tickler, security & administration, and rep import • $ xxx—Channel/territory manager (included in base fee for CRM Module) • $ xxx—Customer/account module • $ xxx—MARS omnibus reconciliation manager • $ xxx—Supermarket platform reporting module • $ xxx—Data quality module (only one license needed) • $ xxx—Handheld module • $ xxx—Handheld implementation (one time only) • $ xxx—Mapping integration module • $ xxx—Multiple Windows Module (only one license needed) • $ xxx—Document Management Module (only one license needed) • $ xxx—Profiling Module (only one license needed) Discovery-RIATM Database Integration • Discovery-RIATM Implementation: $ xxx—One-time set-up fee • Discovery-RIATM Integration: $ xxx—Only one user license needed if client does not already have Discovery license (monthly fee) • Discovery-RIATM License: $ xxx—Fee per user per month • $ xxx - $ xxx—Basic support components, data scrubbing (cleaning of firm, branch, and rep information), database query requests, compliance report monitoring/review/analysis, compliance workflow assistance, and business requirements analysis. • Line maintenance fee $ xxx /month • Line use fee $ xxx /hour • Transaction fee $ xxx /100 records * Any additional costs that may be charged by intermediaries/NSCC for data feeds are not included. eCDLY will load shareowner daily confirmations (financial transactions only, does not include maintenance confirmations) and send notification to consented shareowners of a new document to view. • Document Loading, Storage, and Access—$ xxx /statement • Document Consent Processing, Suppression, and Notification—$ xxx /suppressed statement • Development & Implementation of Electronic Confirm Statements—$ xxx initial setup fee Note: Quarterly minimum fee of $500. eStatements will load shareowner investor statements in a PDF format and send notification to the consented shareowners of a new document to view. • Document Loading, Storage, and Access—$ xxx /statement • Document Consent Processing, Suppression, and Notification—$ xxx /suppressed statement • Development & Implementation of Electronic Investor Statements—$ xxx initial setup fee eTax will load TA2000 tax forms and send notification to the consented shareowners of a new document to view. • Document Loading, Storage, and Access—$ xxx /statement • Document Consent Processing, Suppression, and Notification—$ xxx /suppressed statement • Development & Implementation of Electronic Tax Statements—$ xxx initial setup fee