Common use of Physical Certificate Processing Clause in Contracts

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $[ ] setup per fund group § $[ ] per certificate transaction Real Time Cash Flow § Implementation (one time charge) & Recurring Charges (monthly) - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] § Training - WebEx - $[ ] per user - On Site at USBFS - $[ ] per day - At Client Location - $[ ] per day plus travel and miscellaneous expenses if required § Real Time Data Feeds - Implementation (per feed) - $[ ] per hour ([ ] hour estimate) - Recurring (per feed) - $[ ] per month MARS Lite Setup and Implementation Fee Schedule System Version 7i Implementation Cost § $[ ] – MARS Base Sales Reporting and 22c-2 Compliance Modules (Includes up to two years of DST/TA2000 data) Product & Services (Monthly fee) § $[ ] - $[ ] – Sales & Compliance Reporting * Includes Enhanced Services. Basic support components, file import assistance, data scrubbing (cleaning of firm, office, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Includes interfaces for Schwab, Fidelity and OmniServ. ** Does not provide user access or CRM functionality. Additional System Setup & Implementation Costs (One-time fee) § $[ ] – Custom Data Interface Setup (cost per interface) § $[ ] – Standard Interface Setup (cost per interface) § $[ ] – OmniServ Setup § $[ ] – Additional OmniServ Interface Amended Exhibit U (continued) to the PMP Transfer Agent Servicing Agreement MARS Sales Reporting & Compliance Services Supplemental Services Fee Schedule at May, 2016 System Version 7i Implementation Cost § $[ ] - MARS Base Sales Reporting Module, MARS Base Core CRM Module, MARS Base 22c-2 Compliance Module (Includes up to [ ] years of DST/TA2000 data) § $[ ] - MARS Base 22c-2 Compliance Only Module (Includes up to [ ] years of DST/TA2000 data) Products & Services (Monthly fee)* § $[ ] – MARS Sales & Compliance Reporting (includes [ ] users & [ ] compliance users) § $[ ] – MARS Sales Reporting (includes [ ] users) § $[ ] – MARS Compliance Reporting (includes [ ] users) § $[ ] – Enhanced Services* * Includes up to [ ] hours per month of Enhanced Services. Basic support components, file import assistance, data scrubbing (cleaning of firm, office, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Additional Enhanced Services support can be negotiated. Additional System Setup & Implementation Costs (One-time fee) § $[ ] – Custom Data Interface Setup (cost per interface) § $[ ] – Albridge Analytics Integration Setup § $[ ] – RIA Feed Setup § $[ ] – CFG Fulfillment Setup § $[ ] – iPad Setup § $[ ] – iPhone or Blackberry Setup § $[ ] – Google Maps Integration Setup § $[ ] – Standard Interface Setup (cost per interface) § $[ ] – OmniServ Setup § $[ ] – Additional OmniServ Interface Additional Licenses (Monthly fee per user) § $[ ] – Sales Reporting User § $[ ] – Compliance User § $[ ] – CRM User § $[ ] – iPhone User (without iPad) § $[ ] – iPad & iPhone User Additional Module Services (Monthly per user unless otherwise noted) § $[ ] – Albridge Analytics (only one license needed) § $[ ] – Customer/Account Module (waived with Compliance Module) § $[ ] – OmniServ § $[ ] – Data Quality Module (only one license needed) § $[ ] – CFG Fulfillment (only one license needed) § $[ ] – Document Management Module (only one license needed) § $[ ] – RIA Monthly Load § $[ ] – Profile Module (only one license needed) § $[ ] – Schwab/Fidelity/TD Ameritrade DSA Automated File Load § $[ ] – Schwab/Fidelity/TD Ameritrade Monthly Sales/Asset Portal Data Load § $[ ] – Mapping Integration Module – Google Maps (up to [ ] users) § $[ ] – Xxxxxxx Xxxxx (Compliance Only) NSCC SDR Fees § $[ ] – NSCC DTT Data Line § $[ ] – Line Use (per hour) § $[ ] – Transaction (per [ ] records) MARS Training § $[ ] per day plus travel and miscellaneous expenses if required Software or Report Customization § $[ ] per hour Upgrades & Enhancements – Quoted separately through a Statement of Work ** All additional costs that may be charged by intermediaries/NSCC for data feeds are not included. Amended Exhibit U (continued) to the PMP Transfer Agent Servicing Agreement Informa Shareholder Electronic Statement Services Supplemental Services Fee Schedule at May, 2016 Electronic Confirm Presentation eCDLY will load shareowner daily confirmations (financial transactions only, does not include maintenance confirmations) and send notification to consented shareowners of a new document to view. § Document Loading, Storage, and Access - $[ ] per statement § Document Consent Processing, Suppression, and Notification - $[ ] per suppressed statement § Development & Implementation of Electronic Confirm Statements - $[ ] initial setup fee Note: Quarterly minimum fee of $[ ].

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § ▪ $[ ] _ setup per fund group § ▪ $[ ] _ per certificate transaction Real Time Cash Flow § ▪ Implementation (one time charge) & Recurring Charges (monthly) • 5 Users - [ ] $_ • 10 Users – - $[ ] _ • 20 Users - [ ] $_ • 30 Users – - $[ ] _ • 40 Users - [ ] $_ • 50 Users – - $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] § _ ▪ Training - • WebEx - $[ ] _per user - • On Site at USBFS - $[ ] _ per day - • At Client Location - $[ ] _ per day plus travel and miscellaneous expenses if required § ▪ Real Time Data Feeds - • Implementation (per feed) - $[ ] _ per hour ([ ] 8 hour estimate) - • Recurring (per feed) - $[ ] _ per month MARS Lite Setup Fund Event*** Services ▪ Programming & File Delivery - $_/hour ▪ Project Management/Analysis - $_/hour ▪ Account Data Retention - $_/account/month until purged**** ▪ CUSIP Data Retention - $_/CUSIP/month until purged**** ***Fund Event are defined as Fund Liquidations, De-conversions, Mergers, Fully History Conversions (Manual and Implementation Systematic) and Non Taxable Reorganizations (into U.S. Bank or out to another Transfer Agent) ****FINCEN regulations require account retention for 12 months following closing. Data is purged the first July after retention requirements have been fulfilled. Exhibit K (continued) to the Trust for Advised Portfolios Transfer Agent Servicing Agreement Transfer Agent & Shareholder Services Supplemental Services Fee Schedule System (Continued) at November, 2018 MARS Sales Reporting & Compliance Services Standard MARS Version 7i 8i Implementation Cost § ▪ $[ ] – _MARS Base Sales Reporting and Module, CRM Module or 22c-2 Compliance Modules Module (Includes up to two years one year of DST/TA2000 data) Product Standard MARS Version 8i Products & Services (Monthly feefees) § ▪ $[ ] - $[ ] – _MARS Sales & Compliance Reporting * (Includes 5 Sales & 5 Compliance Users) ▪ $_MARS Sales Reporting (Includes 5 Sales Users) ▪ $_MARS 22c-2 Compliance (Includes 5 Compliance Users) ▪ $_ - Enhanced ServicesServices^ ^Includes up to 160 hours per month of support services. Basic support components, includes file import assistance, data scrubbing (cleaning of firm, office, office and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements requirement analysis. Includes interfaces for Schwab, Fidelity and OmniServAdditional Enhanced Services support can be negotiated. ** Does not provide user access or CRM functionality. Additional Standard Version 8i System Setup & Implementation Costs (One-time fee) § ▪ $[ ] – _ - XxxxxXxxxx.xxx Integration ▪ $_ - Custom Data Interface ▪ $_ - OmniSERV Setup (cost per interface) § ▪ $[ ] – _ - Standard Interface Setup ▪ $_ - Additional OmniSERV Interface Standard Version 8i Licenses (cost per interfaceMonthly Fee Per User) § ▪ $[ ] – OmniServ Setup § _ - Sales Reporting ▪ $[ ] – _ - 22c-2 Compliance ▪ $_- CRM ▪ $_ - SFDC Standard Version 8i Products & Services (Monthly Fee) ▪ $_ - OmniSERV ▪ $_- Daily Transaction Load from Sales Portal ▪ $_ - Monthly Asset Load from Sales Portal ▪ $_ - XxxxxXxxxx.xxx Additional OmniServ Interface Amended Version 8i Products & Services (Quoted Separately) Albridge Analytics, CFG Fulfillment, Customer/Account Module, Document Management, Exact Target, iPad/iPhone, Mapping Integration, Xxxxxxx Xxxxx (Compliance Only), NSCC DTT Data Line, Profiling, and RIA Monthly Load. Exhibit U K (continued) to the PMP Trust for Advised Portfolios Transfer Agent Servicing Agreement Transfer Agent & Shareholder Services Supplemental Services Fee Schedule (Continued) at November, 2018 MARS Sales Reporting & Compliance Services Supplemental Services Fee Schedule at May, 2016 System Version 7i MARS Lite Implementation Cost § - Eligibility Based on AUM and Transaction Size ▪ $[ ] _ - MARS Lite Base Sales Reporting Module, MARS Base Core CRM Module, MARS Base 22c-2 Compliance Module Only (Includes up to [ ] years one year of DST/TA2000 data) § $[ ] - MARS Base 22c-2 Compliance Only Module (Includes up to [ ] years of DST/TA2000 data) Lite Products & Services (Monthly fee)* § fees based on AUM) ▪ $[ ] – MARS Sales & Compliance Reporting _ (includes [ ] users & [ ] compliance usersAUM $_) § ▪ $[ ] – MARS Sales Reporting _ (includes [ ] usersAUM $_ ▪ $_/month (AUM $_9) § ▪ $[ ] – MARS Compliance Reporting _/month (includes [ ] usersAUM $_) § Once an AUM of $[ ] – _ has been reached, additional fees will be negotiated. After an AUM range is surpassed, the monthly services fee would not decrease regardless of negative fluctuations. Includes Enhanced Services* * Includes Services up to [ ] 160 hours per month of Enhanced Servicessupport services. Basic support components, includes file import assistance, data scrubbing (cleaning of firm, office, office and rep information), database query requests, compliance report monitoring/review/analysis, requests and business requirements analysis. Additional Enhanced Services support can be negotiatedBase includes initial three dealer interfaces. Each additional interface is $_per month. Storage allocation includes initial 10GB of data. Each additional 1GB of storage space is $_per month. No CRM real-time integration. No system access. Additional MARS Lite System Setup & Implementation Costs (One-time fee) § ▪ $[ ] – _- Custom Data Interface Setup (cost per interface) § ▪ $[ ] – Albridge Analytics Integration Setup § $[ ] – RIA Feed Setup § $[ ] – CFG Fulfillment Setup § $[ ] – iPad Setup § $[ ] – iPhone or Blackberry Setup § $[ ] – Google Maps Integration Setup § $[ ] – _- Standard Interface Setup (cost per interface) § ▪ $[ ] – OmniServ Setup § $[ ] – Additional OmniServ _ - OmniSERV Interface Additional Licenses (Monthly fee per user) § $[ ] – Sales Reporting User § $[ ] – Compliance User § $[ ] – CRM User § $[ ] – iPhone User (without iPad) § $[ ] – iPad & iPhone User Additional Module Services (Monthly per user unless otherwise noted) § $[ ] – Albridge Analytics (only one license needed) § $[ ] – Customer/Account Module (waived with Compliance Module) § $[ ] – OmniServ § $[ ] – Data Quality Module (only one license needed) § $[ ] – CFG Fulfillment (only one license needed) § $[ ] – Document Management Module (only one license needed) § $[ ] – RIA Monthly Load § $[ ] – Profile Module (only one license needed) § $[ ] – Schwab/Fidelity/TD Ameritrade DSA Automated File Load § $[ ] – Schwab/Fidelity/TD Ameritrade Monthly Sales/Asset Portal Data Load § $[ ] – Mapping Integration Module – Google Maps (up to [ ] users) § $[ ] – Xxxxxxx Xxxxx (Compliance Only) NSCC SDR Fees § $[ ] – NSCC DTT Data Line § $[ ] – Line Use (per hour) § $[ ] – Transaction (per [ ] records) MARS Training § $[ ] per day plus travel and miscellaneous expenses if required Software or Report Customization § $[ ] per hour Any System Upgrades & Enhancements – (Quoted separately through a Statement of Work ** All Work) MARS Training ▪ _ /day plus travel and out-of-pocket expenses. Note: Any additional costs that may be charged by intermediaries/NSCC for data feeds fees are not included. Amended Exhibit U K (continued) to the PMP Trust for Advised Portfolios Transfer Agent Servicing Agreement Informa Transfer Agent & Shareholder Electronic Statement Services Supplemental Services Fee Schedule (Continued) at MayNovember, 2016 Electronic Confirm Presentation eCDLY will load shareowner daily confirmations (financial transactions only, does not include maintenance confirmations) and send notification to consented shareowners of a new document to view. § Document Loading, Storage, and Access - $[ ] per statement § Document Consent Processing, Suppression, and Notification - $[ ] per suppressed statement § Development & Implementation of Electronic Confirm Statements - $[ ] initial setup fee Note: Quarterly minimum fee of $[ ].2018

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $[ ] ___ setup per fund group § $[ ] ___ per certificate transaction Real Time Cash Flow § Implementation (one time charge) & Recurring Charges (monthly) - [ ] 5 Users – $[ ] ___ - [ ] 10 Users – $[ ] ___ - [ ] 20 Users – $[ ] ___ - [ ] 30 Users – $[ ] ___ - [ ] 40 Users – $[ ] ___ - [ ] 50 Users – $[ ] ___ § Training - WebEx - $[ ] ___ per user - On Site at USBFS - $[ ] ___ per day - At Client Location - $[ ] ___ per day plus travel and miscellaneous out-of-pocket expenses if required § Real Time Data Feeds - Implementation (per feed) - $[ ] ___ per hour ([ ] 8 hour estimate) - Recurring (per feed) - $[ ] ___ per month Amended Exhibit C (continued) to the Amended and Restated Transfer Agent Servicing Agreement Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule effective May 1, 2015 (Fees will only be charged if the Advisor elects any of the services listed) MARS Lite Setup Set-up and Implementation Fee Schedule System Version 7i Implementation Cost § $[ ] ___ – MARS Base Sales Reporting and 22c-2 Compliance Modules (Includes up to two years of DST/TA2000 data) Product & Services (Monthly fee) § $[ ] ___ - $[ ] ___ – Sales & Compliance Reporting * Includes Enhanced Services. Basic support components, file import assistance, data scrubbing (cleaning of firm, office, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Includes interfaces for Schwab, Fidelity and OmniServ. ** Does not provide user access or CRM functionality. Additional System Setup & Implementation Costs (One-time fee) § $[ ] ___ – Custom Data Interface Setup (cost per interface) § $[ ] ___ – Standard Interface Setup (cost per interface) § $[ ] ___ – OmniServ Setup § $[ ] ___ – Additional OmniServ Interface Amended Exhibit U C (continued) to the PMP Amended and Restated Transfer Agent Servicing Agreement Transfer Agent & Shareholder Services MARS Sales Reporting & and Compliance Services Supplemental Services Fee Schedule at Mayeffective May 1, 2016 System Version 7i Implementation Cost 2015 (Fees will only be charged if the Advisor elects any of the services listed) § $[ ] ___ - MARS Base Sales Reporting Module, MARS Base Core CRM Module, MARS Base 22c-2 Compliance Module (Includes up to [ ] two years of DST/TA2000 data) § $[ ] ___ - MARS Base 22c-2 Compliance Only Module (Includes up to [ ] two years of DST/TA2000 data) Products & Services (Monthly fee)* § $[ ] ___ – MARS Sales & Compliance Reporting (includes [ ] 5 users & [ ] 5 compliance users) § $[ ] ___ – MARS Sales Reporting (includes [ ] 5 users) § $[ ] ___ – MARS Compliance Reporting (includes [ ] 5 users) § $[ ] ___ – Enhanced Services* * Includes up to [ ] 160 hours per month of Enhanced Services. Basic support components, file import assistance, data scrubbing (cleaning of firm, office, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Additional Enhanced Services support can be negotiated. Additional System Setup & Implementation Costs (One-time fee) § $[ ] ___ – Custom Data Interface Setup (cost per interface) § $[ ] ___ – Albridge Analytics Integration Setup § $[ ] ___ – RIA Feed Setup § $[ ] ___ – CFG Fulfillment Setup § $[ ] ___ – iPad Setup § $[ ] ___ – iPhone or Blackberry Setup § $[ ] ___ – Google Maps Integration Setup § $[ ] ___ – Standard Interface Setup (cost per interface) § $[ ] ___ – OmniServ Setup § $[ ] ___ – Additional OmniServ Interface Additional Licenses (Monthly fee per user) § $[ ] ___ – Sales Reporting User § $[ ] ___ – Compliance User § $[ ] ___ – CRM User § $[ ] ___ – iPhone User (without iPad) § $[ ] ___ – iPad & iPhone User Additional Module Services (Monthly per user unless otherwise noted) § $[ ] ___ – Albridge Analytics (only one license needed) § $[ ] ___ – Customer/Account Module (waived with Compliance Module) § $[ ] ___ – OmniServ § $[ ] ___ – Data Quality Module (only one license needed) § $[ ] ___ – CFG Fulfillment (only one license needed) § $[ ] ___ – Document Management Module (only one license needed) § $[ ] ___ – RIA Monthly Load § $[ ] ___ – Profile Module (only one license needed) § $[ ] ___ – Schwab/Fidelity/TD Ameritrade DSA Automated File Load § $[ ] ___ – Schwab/Fidelity/TD Ameritrade Monthly Sales/Asset Portal Data Load § $[ ] ___ – Mapping Integration Module – Google Maps (up to [ ] 10 users) § $[ ] ___ – Xxxxxxx Xxxxx Mxxxxxx Lxxxx (Compliance Only) NSCC SDR Fees § $[ ] ___ – NSCC DTT Data Line § $[ ] ___ – Line Use (per hour) § $[ ] ___ – Transaction (per [ ] 100 records) MARS Training § $[ ] ___ per day plus travel and miscellaneous out-of-pocket expenses if required Software or Report Customization § $[ ] ___ per hour Upgrades & Enhancements – Quoted separately through a Statement of Work ** All additional costs that may be charged by intermediaries/NSCC for data feeds are not included. Amended Exhibit U C (continued) to the PMP -Amended and Restated Transfer Agent Servicing Agreement Transfer Agent & Shareholder Services Informa Shareholder Electronic Statement Services Supplemental Services Fee Schedule at Mayeffective May 1, 2016 Electronic Confirm Presentation eCDLY 2015 (Fees will load shareowner daily confirmations (financial transactions only, does not include maintenance confirmations) and send notification to consented shareowners only be charged if the Advisor elects any of a new document to view. § Document Loading, Storage, and Access - $[ ] per statement § Document Consent Processing, Suppression, and Notification - $[ ] per suppressed statement § Development & Implementation of Electronic Confirm Statements - $[ ] initial setup fee Note: Quarterly minimum fee of $[ ].the services listed)

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $[ ] setup per setup/fund group § $[ ] per certificate /certificate transaction Real Time Cash Flow § Implementation (one time charge) & Recurring Charges (monthly) - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] § Training - WebEx - $[ ] per user /user - On Site at USBFS - $[ ] per day /day - At Client Location - $[ ] per day /day plus travel and miscellaneous out-of-pocket expenses if required § Real Time Data Feeds - Implementation (per feed) - $[ ] per hour /hour ([ ] 8 hour estimate) - Recurring (per feed) - $[ ] per month /month Exhibit D (continued) to the Transfer Agent Agreement FundX Investment Trust MARS Lite Setup and Implementation Sales Reporting & Compliance Services Supplemental Services Fee Schedule at ____________, 2014 System Version 7i Implementation Cost § $[ ] – - MARS Base 22c-2 Compliance Only Module § $[ ] - MARS Base Sales Reporting and Module, MARS Base Core CRM Module, MARS Base 22c-2 Compliance Modules Module (Includes up to two years of DST/TA2000 data. Additional NSCC transaction charges or other potential intermediary charges are not included.) Product Products & Services (Monthly fee) § $[ ] – MARS Sales Reporting (includes [ ] users) § $[ ] – MARS Compliance Reporting (includes [ ] users) § $[ ] – MARS Sales & Compliance Reporting (includes [ ] users & [ ] compliance users) Additional System Setup & Implementation Costs (One-time fee) § $[ ] – Handheld Server Setup § $[ ] – RIA Feed Setup § $[ ] – CFG Fulfillment Setup § $[ ] – Google Maps Integration Setup § $[ ] – Cxxxxx Analytics Integration Setup § $[ ] – Standard Interface Setup (cost per interface) § $[ ] – Custom Data Interface Setup (cost per interface) § $[ ] – iPad § $[ ] - OmniServ Additional Licenses (Monthly fee per user) § $[ ] – CRM User § $[ ] – Compliance User § $[ ] – Sales & Reporting User § $[ ] – Omnibus Reconciliation User § $[ ] – Handheld User § $[ ] – iPad ([ ] users) Additional Module Services (Monthly per user unless otherwise noted) § $[ ] – Customer/Account Module (included with Compliance Reporting * Includes Module) § $[ ] – Data Quality Module (only one license needed) § $[ ] – Profile Module (only one license needed) § $[ ] – Multiple Windows Module (only one license needed) § $[ ] – Document Management Module (only one license needed) § $[ ] – Cxxxxx Analytics (only one license needed) § $[ ] – CFG Fulfillment (only one license needed) § $[ ] – Mapping Integration Module – Google Maps (up to [ ] users) § $[ ] – RIA Monthly Load § $[ ] – Schwab DSA Automated File Load § $[ ] – Schwab/Fidelity/TD Ameritrade Monthly Sales/Asset Portal Data Load § $[ ] – Schwab/Fidelity/TD Ameritrade Daily Compliance Portal Load § $[ ] - OmniServ MARS Training § $[ ] /day plus travel and out-of-pocket expenses if required Software or Report Customization § $[ ] /hour Enhanced Services. Support Services (Monthly fee) § $[ ] – Basic support components, file import assistance, data scrubbing (cleaning of firm, office, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Includes interfaces for Schwab, Fidelity and OmniServ. ** Does not provide user access or CRM functionality. Additional System Setup & Implementation Costs (One-time fee) § $[ ] – Custom Data Interface Setup (cost per interface) § $[ ] – Standard Interface Setup (cost per interface) § $[ ] – OmniServ Setup § $[ ] – Additional OmniServ Interface Amended Exhibit U (continued) to the PMP Transfer Agent Servicing Agreement MARS Sales Reporting & Compliance Services Supplemental Services Fee Schedule at May, 2016 System Version 7i Implementation Cost § $[ ] - MARS Base Sales Reporting Module, MARS Base Core CRM Module, MARS Base 22c-2 Compliance Module (Includes up to [ ] years of DST/TA2000 data) § $[ ] - MARS Base 22c-2 Compliance Only Module (Includes up to [ ] years of DST/TA2000 data) Products & Services (Monthly fee)* § $[ ] – MARS Sales & Compliance Reporting (includes [ ] users & [ ] compliance users) § $[ ] – MARS Sales Reporting (includes [ ] users) § $[ ] – MARS Compliance Reporting (includes [ ] users) § $[ ] – Enhanced Services* * Includes up to [ ] hours per month of Enhanced Services. Basic support components, file import assistance, data scrubbing (cleaning of firm, office, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Additional Enhanced Services support can be negotiated. Additional System Setup & Implementation Costs (One-time fee) § $[ ] – Custom Data Interface Setup (cost per interface) § $[ ] – Albridge Analytics Integration Setup § $[ ] – RIA Feed Setup § $[ ] – CFG Fulfillment Setup § $[ ] – iPad Setup § $[ ] – iPhone or Blackberry Setup § $[ ] – Google Maps Integration Setup § $[ ] – Standard Interface Setup (cost per interface) § $[ ] – OmniServ Setup § $[ ] – Additional OmniServ Interface Additional Licenses (Monthly fee per user) § $[ ] – Sales Reporting User § $[ ] – Compliance User § $[ ] – CRM User § $[ ] – iPhone User (without iPad) § $[ ] – iPad & iPhone User Additional Module Services (Monthly per user unless otherwise noted) § $[ ] – Albridge Analytics (only one license needed) § $[ ] – Customer/Account Module (waived with Compliance Module) § $[ ] – OmniServ § $[ ] – Data Quality Module (only one license needed) § $[ ] – CFG Fulfillment (only one license needed) § $[ ] – Document Management Module (only one license needed) § $[ ] – RIA Monthly Load § $[ ] – Profile Module (only one license needed) § $[ ] – Schwab/Fidelity/TD Ameritrade DSA Automated File Load § $[ ] – Schwab/Fidelity/TD Ameritrade Monthly Sales/Asset Portal Data Load § $[ ] – Mapping Integration Module – Google Maps (up to [ ] users) § $[ ] – Xxxxxxx Xxxxx (Compliance Only) NSCC SDR Fees § $[ ] – NSCC DTT Data Line § $[ ] – Line Use (per hour) § $[ ] – Transaction (per [ ] records) MARS Training § $[ ] per day plus travel and miscellaneous expenses if required Software or Report Customization § $[ ] per hour Upgrades & Enhancements – Quoted separately through a Statement of Work ** All additional costs that may be charged by intermediaries/NSCC for data feeds are not included. Amended Exhibit U D (continued) to the PMP Transfer Agent Servicing Agreement Informa Shareholder Electronic Statement Services Supplemental Services Fee Schedule at May___________, 2016 2014 Electronic Confirm Presentation eCDLY will load shareowner daily confirmations (financial transactions only, does not include maintenance confirmations) and send notification to consented shareowners of a new document to view. § Document Loading, Storage, and Access - $[ ] per statement /statement § Document Consent Processing, Suppression, and Notification - $[ ] per suppressed /suppressed statement § Development & Implementation of Electronic Confirm Statements - $[ ] initial setup fee Note: Quarterly minimum fee of $[ ].

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $[ ] setup per ____ setup/fund group § $[ ] ____ /certificate transaction Jumbo Pricing (JUMBO) – allows grouping of accounts for the purpose of calculating the advanced commission paid to a dealer. § $____ /account group per certificate transaction Real Time Cash Flow § Implementation (one time charge) & Recurring Charges (monthly) - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] § Training - WebEx year Expedited CUSIP Setup - $[ ] per user ____ /CUSIP (Less than 35 days) Amended Exhibit C (continued) to the Trust for Professional Managers Transfer Agent Servicing Agreement – M.D. Sass MARS SALES REPORTING & COMPLIANCE SERVICES SUPPLEMENTAL SERVICES - On Site FEE SCHEDULE at USBFS - $[ ] per day - At Client Location - $[ ] per day plus travel and miscellaneous expenses if required § Real Time Data Feeds - Implementation (per feed) - $[ ] per hour ([ ] hour estimate) - Recurring (per feed) - $[ ] per month MARS Lite Setup and Implementation Fee Schedule April, 2014 System Version 7i Implementation Cost § $[ ] ____ - $____ - Includes TA2000 data and standard data interfaces* § $____ /hour – Software or report customization Monthly Service Fee § $____ – Standard monthly service fee Monthly Base Module Fees (Per user) § $____ – MARS Base 22c-2 Compliance Module − 22c-2 Rules definition, workflow process management, data request manager, account, and transactions § $____ – MARS Base Sales and Asset Reporting Module − Data cleaning, and 22c-2 Compliance Modules sales & asset reports with sales views § $____ – MARS Base Core CRM Module − Firm, branch, rep profiles, activity management, calendar, tickler, security & administration, and rep import Optional Services (Includes Monthly per user unless otherwise noted) § $____ – Channel/territory manager (included in base fee for CRM Module) § $____ – Customer/account module § $____ – MARS omnibus reconciliation manager § $____ – Supermarket platform reporting module § $____ – Data quality module (only one license needed) § $____ – Handheld module § $____ – Handheld implementation (one time only) § $____ – Mapping integration module § $____ – Multiple Windows Module (only one license needed) § $____ – Document Management Module (only one license needed) § $____ – Profiling Module (only one license needed) Discovery-RIATM Database Integration § Discovery-RIATM Implementation: $____ – One-time set-up to two years of DST/TA2000 datafee § Discovery-RIATM Integration: $____ – Only one user license needed if client does not already have Discovery license (monthly fee) Product & § Discovery-RIATM License: $____ – Fee per user per month MARS Training § $____ /day plus travel and out-of-pocket expenses Enhanced Support Services (Monthly fee) § $[ ] ____ - $[ ] ____ – Sales & Compliance Reporting * Includes Enhanced Services. Basic support components, file import assistance, data scrubbing (cleaning of firm, officebranch, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Includes interfaces for Schwab, Fidelity and OmniServ. ** Does not provide user access or CRM functionality. Additional System Setup & Implementation Costs (One-time fee) § $[ ] – Custom Data Interface Setup (cost per interface) § $[ ] – Standard Interface Setup (cost per interface) § $[ ] – OmniServ Setup § $[ ] – Additional OmniServ Interface Amended Exhibit U (continued) to the PMP Transfer Agent Servicing Agreement MARS Sales Reporting & Compliance Services Supplemental Services Fee Schedule at May, 2016 System Version 7i Implementation Cost § $[ ] - MARS Base Sales Reporting Module, MARS Base Core CRM Module, MARS Base 22c-2 Compliance Module (Includes up to [ ] years of DST/TA2000 data) § $[ ] - MARS Base 22c-2 Compliance Only Module (Includes up to [ ] years of DST/TA2000 data) Products & Services (Monthly fee)* § $[ ] – MARS Sales & Compliance Reporting (includes [ ] users & [ ] compliance users) § $[ ] – MARS Sales Reporting (includes [ ] users) § $[ ] – MARS Compliance Reporting (includes [ ] users) § $[ ] – Enhanced Services* * Includes up to [ ] hours per month of Enhanced Services. Basic support components, file import workflow assistance, data scrubbing (cleaning of firm, office, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Additional Enhanced Services support can be negotiated. Additional System Setup & Implementation Costs (One-time fee) § $[ ] – Custom Data Interface Setup (cost per interface) § $[ ] – Albridge Analytics Integration Setup § $[ ] – RIA Feed Setup § $[ ] – CFG Fulfillment Setup § $[ ] – iPad Setup § $[ ] – iPhone or Blackberry Setup § $[ ] – Google Maps Integration Setup § $[ ] – Standard Interface Setup (cost per interface) § $[ ] – OmniServ Setup § $[ ] – Additional OmniServ Interface Additional Licenses (Monthly fee per user) § $[ ] – Sales Reporting User § $[ ] – Compliance User § $[ ] – CRM User § $[ ] – iPhone User (without iPad) § $[ ] – iPad & iPhone User Additional Module Services (Monthly per user unless otherwise noted) § $[ ] – Albridge Analytics (only one license needed) § $[ ] – Customer/Account Module (waived with Compliance Module) § $[ ] – OmniServ § $[ ] – Data Quality Module (only one license needed) § $[ ] – CFG Fulfillment (only one license needed) § $[ ] – Document Management Module (only one license needed) § $[ ] – RIA Monthly Load § $[ ] – Profile Module (only one license needed) § $[ ] – Schwab/Fidelity/TD Ameritrade DSA Automated File Load § $[ ] – Schwab/Fidelity/TD Ameritrade Monthly Sales/Asset Portal Data Load § $[ ] – Mapping Integration Module – Google Maps (up to [ ] users) § $[ ] – Xxxxxxx Xxxxx (Compliance Only) NSCC SDR Fees § Line maintenance fee $[ ] – NSCC DTT Data ____ /month § Line use fee $____ /hour § Transaction fee $[ ] – Line Use (per hour) § $[ ] – Transaction (per [ ] records) ____ /100 records * Standard data interfaces refers to intermediary files already developed and implemented within the MARS Training § $[ ] per day plus travel application. All other file feeds will be subject to the standard hourly rate for development and miscellaneous expenses if required Software or Report Customization § $[ ] per hour Upgrades & Enhancements – Quoted separately through a Statement of Work ** All implementation. Any additional costs that may be charged by intermediaries/NSCC for data feeds are not included. Amended Exhibit U C (continued) to the PMP Trust for Professional Managers Transfer Agent Servicing Agreement Informa Shareholder Electronic Statement Services Supplemental Services Fee Schedule – M.D. Sass INFORMA ELECTRONIC SHAREHOLDER STATEMENT SERVICES FEE SCHEDULE at MayApril, 2016 2014 Electronic Confirm Presentation eCDLY will load shareowner daily confirmations (financial transactions only, does not include maintenance confirmations) and send notification to consented shareowners of a new document to view. § Document Loading, Storage, and Access - $[ ] per statement ____ /statement § Document Consent Processing, Suppression, and Notification - $[ ] per suppressed ____ /suppressed statement § Development & Implementation of Electronic Confirm Statements - $[ ] ____initial setup fee Note: Quarterly minimum fee of $[ ]____. Electronic Investor Statement Presentation eStatements will load shareowner investor statements in a PDF format and send notification to the consented shareowners of a new document to view. § Document Loading, Storage, and Access - $____ /statement § Document Consent Processing, Suppression, and Notification - $____ /suppressed statement § Development & Implementation of Electronic Investor Statements - $____ initial setup fee Electronic Tax Presentation eTax will load TA2000 tax forms and send notification to the consented shareowners of a new document to view. § Document Loading, Storage, and Access - $____ /statement § Document Consent Processing, Suppression, and Notification - $____ /suppressed statement § Development & Implementation of Electronic Tax Statements - $____ initial setup fee Electronic Compliance Presentation eCompliance allows consented users to receive an e-mail containing a link to the respective compliance material for each compliance run. § Document Loading, Storage, and Access § Document Consent Processing, Suppression, and Notification - $____ /suppressed statement § Development & Implementation of Electronic Compliance Documents - $____ initial setup fee Note: Annual compliance minimum fee of $____. FAN Web Transaction Fees § View Consent Enrollment - $____ /transaction § Consent Enrollment - $____/transaction § View Statements - $____/view Notes: All pricing based upon contractual three-year term. Proposal is rough estimate based upon client request. Rates subject to change once formal business requirements are received and reviewed. Estimate is valid for 90 days based on the following conditions: § Document Loading, Storage and Access - Statements presented as PDF documents. Includes data preparation for web-based presentment, document loading, hot storage for two years (2) on primary DASD and WORM-media and unlimited access. Statements will be loaded for all accounts, regardless of consent. § Document Consent Processing, Suppression & Notification – On-line consent registration, paper suppression, processing, quality control and e-mail notification of document availability to an ISP address. Suppression and Notification volume will be determined by customer consent. E-mail notification of document availability to an ISP address. Notification volume will be determined by customer consent. § Document Setup & Development Fees-- Includes gathering business requirements and creation of functional specification document with record types II, AS, and AT, utilizing a DST OUTPUT MXXX data feed. Applies to major classes of documents (e.x. xxxxx confirm, investor, and tax documents) and significantly different documents within a class (e.g. a high net worth statement). Document set up fees will be determined upon requirements gathering and defining project scope. § Consent options will be reflected on TA2000; Email tracking and reporting on TA2000 Electronic Media reports Standard Development Fee - Fee assessed for any additional programming outside of the initial implementation scope or any additional post-production enhancements. $____per hour.

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $[ ] ___ setup per fund group § $[ ] ___ per certificate transaction Real Time Cash Flow § Implementation (one time charge) & Recurring Charges (monthly) - [ ] 5 Users – $[ ] ___ - [ ] 10 Users – $[ ] ___ - [ ] 20 Users – $[ ] ___ - [ ] 30 Users – $[ ] ___ - [ ] 40 Users – $[ ] ___ - [ ] 50 Users – $[ ] ___ § Training - WebEx - $[ ] ___ per user - On Site at USBFS - $[ ] ___ per day - At Client Location - $[ ] ___ per day plus travel and miscellaneous expenses if required § Real Time Data Feeds - Implementation (per feed) - $[ ] ___ per hour ([ ] 8 hour estimate) - Recurring (per feed) - $[ ] ___ per month Exhibit I (continued) to the Series Portfolios Trust Transfer Agent Servicing Agreement MARS Lite Setup and Implementation Fee Schedule at April, 2017 System Version 7i Implementation Cost § $[ ] ___ – MARS Base Sales Reporting and 22c-2 Compliance Modules (Includes up to two years of DST/TA2000 data) Product & Services (Monthly fee) § $[ ] ___ - $[ ] ___ – Sales & Compliance Reporting * Includes Enhanced Services. Basic support components, file import assistance, data scrubbing (cleaning of firm, office, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Includes interfaces for Schwab, Fidelity and OmniServ. ** Does not provide user access or CRM functionality. Additional System Setup & Implementation Costs (One-time fee) § $[ ] ___ – Custom Data Interface Setup (cost per interface) § $[ ] ___ – Standard Interface Setup (cost per interface) § $[ ] ___ – OmniServ Setup § $[ ] ___ – Additional OmniServ Interface Amended Exhibit U I (continued) to the PMP Series Portfolios Trust Transfer Agent Servicing Agreement MARS Sales Reporting & Compliance Services Supplemental Services Fee Schedule at MayApril, 2016 2017 System Version 7i Implementation Cost § $[ ] ___ - MARS Base Sales Reporting Module, MARS Base Core CRM Module, MARS Base 22c-2 Compliance Module (Includes up to [ ] two years of DST/TA2000 data) § $[ ] ___ - MARS Base 22c-2 Compliance Only Module (Includes up to [ ] two years of DST/TA2000 data) Products & Services (Monthly fee)* § $[ ] ___ – MARS Sales & Compliance Reporting (includes [ ] 5 users & [ ] 5 compliance users) § $[ ] ___ – MARS Sales Reporting (includes [ ] 5 users) § $[ ] ___ – MARS Compliance Reporting (includes [ ] 5 users) § $[ ] ___ – Enhanced Services* * Includes up to [ ] 160 hours per month of Enhanced Services. Basic support components, file import assistance, data scrubbing (cleaning of firm, office, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Additional Enhanced Services support can be negotiated. Additional System Setup & Implementation Costs (One-time fee) § $[ ] ___ – Custom Data Interface Setup (cost per interface) § $[ ] ___ – Albridge Analytics Integration Setup § $[ ] ___ – RIA Feed Setup § $[ ] ___ – CFG Fulfillment Setup § $[ ] ___ – iPad Setup § $[ ] ___ – iPhone or Blackberry Setup § $[ ] ___ – Google Maps Integration Setup § $[ ] ___ – Standard Interface Setup (cost per interface) § $[ ] ___ – OmniServ Setup § $[ ] ___ – Additional OmniServ Interface Additional Licenses (Monthly fee per user) § $[ ] ___ – Sales Reporting User § $[ ] ___ – Compliance User § $[ ] ___ – CRM User § $[ ] ___ – iPhone User (without iPad) § $[ ] ___ – iPad & iPhone User Additional Module Services (Monthly per user unless otherwise noted) § $[ ] ___– Albridge Analytics (only one license needed) § $[ ] ___ – Customer/Account Module (waived with Compliance Module) § $[ ] ___ – OmniServ § $[ ] ___ – Data Quality Module (only one license needed) § $[ ] ___ – CFG Fulfillment (only one license needed) § $[ ] ___ – Document Management Module (only one license needed) § $[ ] ___ – RIA Monthly Load § $[ ] ___ – Profile Module (only one license needed) § $[ ] ___ – Schwab/Fidelity/TD Ameritrade DSA Automated File Load § $[ ] ___ – Schwab/Fidelity/TD Ameritrade Monthly Sales/Asset Portal Data Load § $[ ] ___ – Mapping Integration Module – Google Maps (up to [ ] 10 users) § $[ ] ___ – Xxxxxxx Xxxxx (Compliance Only) NSCC SDR Fees § $[ ] ___ – NSCC DTT Data Line § $[ ] ___– Line Use (per hour) § $[ ] ___– Transaction (per [ ] 100 records) MARS Training § $[ ] ___ per day plus travel and miscellaneous out-of-pocket expenses if required Software or Report Customization § $[ ] ___ per hour Upgrades & Enhancements – Quoted separately through a Statement of Work ** All additional costs that may be charged by intermediaries/NSCC for data feeds are not included. Amended included Exhibit U I (continued) to the PMP Series Portfolios Trust Transfer Agent Servicing Agreement Informa Shareholder Electronic Statement Services Supplemental Services Fee Schedule at MayApril, 2016 2017 Electronic Confirm Presentation eCDLY will load shareowner daily confirmations (financial transactions only, does not include maintenance confirmations) and send notification to consented shareowners of a new document to view. § Document Loading, Storage, and Access - $[ ] ___ per statement § Document Consent Processing, Suppression, and Notification - $[ ] ___per suppressed statement § Development & Implementation of Electronic Confirm Statements - $[ ] ___initial setup fee Note: Quarterly minimum fee of $[ ]___.

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $[ ] setup per setup/fund group § $[ ] per certificate ]/certificate transaction Real Time Cash Flow § Implementation (one time charge) & Recurring Charges (monthly) - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] § Training - WebEx - $[ ] per user ]/user - On Site at USBFS - $[ ] per day ]/day - At Client Location - $[ ] per day ]/day plus travel and miscellaneous out-of-pocket expenses if required § Real Time Data Feeds - Implementation (per feed) - $[ ] per hour ]/hour ([ ] hour estimate) - Recurring (per feed) - $[ ] per month ]/month Exhibit D (continued) to the Transfer Agent Agreement FundX Investment Trust MARS Lite Setup and Implementation Sales Reporting & Compliance Services Supplemental Services Fee Schedule at September, 2017 System Version 7i Implementation Cost § $[ ] – - MARS Base 22c-2 Compliance Only Module § $[ ] - MARS Base Sales Reporting and Module, MARS Base Core CRM Module, MARS Base 22c-2 Compliance Modules Module (Includes TA2000 data. Additional NSCC transaction charges or other potential intermediary charges are not included.) Products & Services (Monthly fee) § $[ ] – MARS Sales Reporting (includes [ ] users) § $[ ] – MARS Compliance Reporting (includes [ ] users) § $[ ] – MARS Sales & Compliance Reporting (includes [ ] users & [ ] compliance users) Additional System Setup & Implementation Costs (One-time fee) § $[ ] – Handheld Server Setup § $[ ] – RIA Feed Setup § $[ ] – CFG Fulfillment Setup § $[ ] – Google Maps Integration Setup § $[ ] – Xxxxxx Analytics Integration Setup § $[ ] – Standard Interface Setup (cost per interface) § $[ ] – Custom Data Interface Setup (cost per interface) § $[ ] – iPad § $[ ] - OmniServ Additional Licenses (Monthly fee per user) § $[ ] – CRM User § $[ ] – Compliance User § $[ ] – Sales Reporting User § $[ ] – Omnibus Reconciliation User § $[ ] – Handheld User § $[ ] – iPad (5 users) Additional Module Services (Monthly per user unless otherwise noted) § $[ ] – Customer/Account Module (included with Compliance Module) § $[ ] – Data Quality Module (only one license needed) § $[ ] – Profile Module (only one license needed) § $[ ] – Multiple Windows Module (only one license needed) § $[ ] – Document Management Module (only one license needed) § $[ ] – Xxxxxx Analytics (only one license needed) § $[ ] – CFG Fulfillment (only one license needed) § $[ ] – Mapping Integration Module – Google Maps (up to two years of DST10 users) § $[ ] – RIA Monthly Load § $[ ] – Schwab DSA Automated File Load § $[ ] – Schwab/TA2000 data) Product & Fidelity/TD Ameritrade Monthly Sales/Asset Portal Data Load § $[ ] – Schwab/Fidelity/TD Ameritrade Daily Compliance Portal Load § $[ ] - OmniServ MARS Training § $[ ]/day plus travel and out-of-pocket expenses if required Software or Report Customization § $[ ]/hour Enhanced Support Services (Monthly fee) § $[ ] - $[ ] – Sales & Compliance Reporting * Includes Enhanced Services. Basic support components, file import assistance, data scrubbing (cleaning of firm, office, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Includes interfaces for Schwab, Fidelity and OmniServ. ** Does not provide user access or CRM functionality. Additional System Setup & Implementation Costs (One-time fee) § $[ ] – Custom Data Interface Setup (cost per interface) § $[ ] – Standard Interface Setup (cost per interface) § $[ ] – OmniServ Setup § $[ ] – Additional OmniServ Interface Amended Exhibit U (continued) to the PMP Transfer Agent Servicing Agreement MARS Sales Reporting & Compliance Services Supplemental Services Fee Schedule at May, 2016 System Version 7i Implementation Cost § $[ ] - MARS Base Sales Reporting Module, MARS Base Core CRM Module, MARS Base 22c-2 Compliance Module (Includes up to [ ] years of DST/TA2000 data) § $[ ] - MARS Base 22c-2 Compliance Only Module (Includes up to [ ] years of DST/TA2000 data) Products & Services (Monthly fee)* § $[ ] – MARS Sales & Compliance Reporting (includes [ ] users & [ ] compliance users) § $[ ] – MARS Sales Reporting (includes [ ] users) § $[ ] – MARS Compliance Reporting (includes [ ] users) § $[ ] – Enhanced Services* * Includes up to [ ] hours per month of Enhanced Services. Basic support components, file import assistance, data scrubbing (cleaning of firm, office, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Additional Enhanced Services support can be negotiated. Additional System Setup & Implementation Costs (One-time fee) § $[ ] – Custom Data Interface Setup (cost per interface) § $[ ] – Albridge Analytics Integration Setup § $[ ] – RIA Feed Setup § $[ ] – CFG Fulfillment Setup § $[ ] – iPad Setup § $[ ] – iPhone or Blackberry Setup § $[ ] – Google Maps Integration Setup § $[ ] – Standard Interface Setup (cost per interface) § $[ ] – OmniServ Setup § $[ ] – Additional OmniServ Interface Additional Licenses (Monthly fee per user) § $[ ] – Sales Reporting User § $[ ] – Compliance User § $[ ] – CRM User § $[ ] – iPhone User (without iPad) § $[ ] – iPad & iPhone User Additional Module Services (Monthly per user unless otherwise noted) § $[ ] – Albridge Analytics (only one license needed) § $[ ] – Customer/Account Module (waived with Compliance Module) § $[ ] – OmniServ § $[ ] – Data Quality Module (only one license needed) § $[ ] – CFG Fulfillment (only one license needed) § $[ ] – Document Management Module (only one license needed) § $[ ] – RIA Monthly Load § $[ ] – Profile Module (only one license needed) § $[ ] – Schwab/Fidelity/TD Ameritrade DSA Automated File Load § $[ ] – Schwab/Fidelity/TD Ameritrade Monthly Sales/Asset Portal Data Load § $[ ] – Mapping Integration Module – Google Maps (up to [ ] users) § $[ ] – Xxxxxxx Xxxxx (Compliance Only) NSCC SDR Fees § $[ ] – NSCC DTT Data Line § $[ ] – Line Use (per hour) § $[ ] – Transaction (per [ ] records) MARS Training § $[ ] per day plus travel and miscellaneous expenses if required Software or Report Customization § $[ ] per hour Upgrades & Enhancements – Quoted separately through a Statement of Work ** All additional costs that may be charged by intermediaries/NSCC for data feeds are not included. Amended Exhibit U D (continued) to the PMP Transfer Agent Servicing Agreement Informa Shareholder Electronic Statement Services Supplemental Services Fee Schedule at MaySeptember, 2016 2017 Electronic Confirm Presentation eCDLY will load shareowner daily confirmations (financial transactions only, does not include maintenance confirmations) and send notification to consented shareowners of a new document to view. § Document Loading, Storage, and Access - $[ ] per statement ]/statement § Document Consent Processing, Suppression, and Notification - $[ ] per suppressed ]/suppressed statement § Development & Implementation of Electronic Confirm Statements - $[ ] initial setup fee Note: Quarterly minimum fee of $[ ].

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $[ ] setup per setup/fund group § $[ ] /certificate transaction Same Day Cash Management § Setup: $[ ] (Access via Internet VPN) § Service: $[ ] /user per certificate transaction month Real Time Cash Flow § Implementation (one time charge) & Recurring Charges (monthly) - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] § Training - WebEx - $[ ] per user /user - On Site at USBFS - $[ ] per day ]/day - At Client Location - $[ ] per day ]/day plus travel and miscellaneous out-of-pocket expenses if required § Real Time Data Feeds - Implementation (per feed) - $[ ] per hour /hour ([ ] hour estimate) - Recurring (per feed) - $[ ] per month MARS Lite /month Expedited CUSIP Setup and Implementation Fee Schedule System Version 7i Implementation Cost § $[ ] – MARS Base Sales Reporting and 22c-2 Compliance Modules (Includes up to two years of DST/TA2000 data) Product & Services (Monthly fee) § $[ ] - $[ ] – Sales & Compliance Reporting * Includes Enhanced Services. Basic support components, file import assistance, data scrubbing /CUSIP (cleaning of firm, office, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Includes interfaces for Schwab, Fidelity and OmniServ. ** Does not provide user access or CRM functionality. Additional System Setup & Implementation Costs (One-time fee) § $Less than [ ] days) Sxxxxx – Custom Data Interface Setup (cost per interface) § $[ ] – Standard Interface Setup (cost per interface) § $[ ] – OmniServ Setup § $[ ] – Additional OmniServ Interface Amended 12/2011 Exhibit U BB (continued) to the PMP Advisors Series Trust Transfer Agent Servicing Agreement MARS Sales Reporting SALES REPORTING & Compliance Services Supplemental Services Fee Schedule COMPLIANCE SERVICES SUPPLEMENTAL SERVICES FEE SCHEDULE at MayDecember, 2016 2011 System Version 7i Implementation Cost § $[ ] - MARS Base Sales Reporting Module, MARS Base Core CRM Module, MARS Base 22c-2 Compliance Module (Includes up to [ ] years of DST/TA2000 data) § $[ ] - MARS Base 22c-2 Compliance Only Module (Includes up to § $[ ] years of DST/TA2000 data) Products - MARS Base Sales and Asset Reporting Module & Services (MARS Base Core CRM Module § $[ ] /hour – Software or report customization Monthly fee)* Service Fee § $[ ] – MARS Sales & Compliance Reporting Standard monthly service fee Monthly Base Module Fees (includes [ ] users & [ ] compliance usersPer user) § $[ ] – MARS Sales Reporting (includes [ ] users) Base 22c-2 Compliance Module − 22c-2 Rules definition, workflow process management, data request manager, account, and transactions § $[ ] – MARS Compliance Base Sales and Asset Reporting (includes [ ] users) Module − Data cleaning, and sales & asset reports with sales views § $[ ] – Enhanced Services* * Includes up to [ ] hours per month of Enhanced Services. Basic support componentsMARS Base Core CRM Module − Firm, file import assistancebranch, data scrubbing (cleaning of firmrep profiles, officeactivity management, calendar, tickler, security & administration, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Additional Enhanced Services support can be negotiated. Additional System Setup & Implementation Costs (One-time fee) § $[ ] – Custom Data Interface Setup (cost per interface) § $[ ] – Albridge Analytics Integration Setup § $[ ] – RIA Feed Setup § $[ ] – CFG Fulfillment Setup § $[ ] – iPad Setup § $[ ] – iPhone or Blackberry Setup § $[ ] – Google Maps Integration Setup § $[ ] – Standard Interface Setup (cost per interface) § $[ ] – OmniServ Setup § $[ ] – Additional OmniServ Interface Additional Licenses (Monthly fee per user) § $[ ] – Sales Reporting User § $[ ] – Compliance User § $[ ] – CRM User § $[ ] – iPhone User (without iPad) § $[ ] – iPad & iPhone User Additional Module import Optional Services (Monthly per user unless otherwise noted) § $[ ] – Albridge Analytics Channel/territory manager (included in base fee for CRM Module) § $[ ] – Customer/account module § $[ ] – MARS omnibus reconciliation manager § $[ ] – Supermarket platform reporting module § $[ ]– Data quality module (only one license needed) § $[ ] – Customer/Account Module Handheld module § $[ ]– Handheld implementation (waived with Compliance Moduleone time only) § $[ ] – OmniServ Mapping integration module § $[ ] – Data Quality Multiple Windows Module (only one license needed) § $[ ] – CFG Fulfillment (only one license needed) § $[ ] – Document Management Module (only one license needed) § $[ ] – RIA Monthly Load § $[ ] – Profile Profiling Module (only one license needed) Discovery-RIATM Database Integration § Discovery-RIATM Implementation: $[ ] ]– Schwab/Fidelity/TD Ameritrade DSA Automated File Load One-time setup fee § Discovery-RIATM Integration: $[ ] ]– Schwab/Fidelity/TD Ameritrade Monthly Sales/Asset Portal Data Load fee MARS Training § WebEx - $500 /user § On Site at USBFS - $[ ] – Mapping Integration Module – Google Maps ]/day § At Client Location - $[ ]/day plus travel and out-of-pocket expenses if required Enhanced Support Services (up to [ ] usersMonthly fee) § $[ ] ]- $[ ]– Xxxxxxx Xxxxx Basic support components, data scrubbing (Compliance Only) cleaning of firm, branch, and rep information), database query requests, compliance report monitoring/review/analysis, compliance workflow assistance, and business requirements analysis. NSCC SDR Fees § Line maintenance fee $[ ] – NSCC DTT Data /month § Line § use fee $[ ] – Line Use (per hour) ]/hour § Transaction fee $[ ] – Transaction (per ]/[ ] records) MARS Training § $[ ] per day plus travel and miscellaneous expenses if required Software or Report Customization § $[ ] per hour Upgrades & Enhancements records Sxxxxx – Quoted separately through a Statement of Work ** All additional costs that may be charged by intermediaries/NSCC for data feeds are not included. Amended 12/2011 Exhibit U BB (continued) to the PMP Advisors Series Trust Transfer Agent Servicing Agreement Informa Shareholder Electronic Statement Services Supplemental Services Fee Schedule INFORMA ELECTRONIC SHAREHOLDER STATEMENT SERVICES FEE SCHEDULE at MayDecember, 2016 2011 Electronic Confirm Presentation eCDLY will load shareowner daily confirmations (financial transactions only, does not include maintenance confirmations) and send notification to consented shareowners of a new document to view. § Document Loading, Storage, and Access - $[ ] per statement /statement § Document Consent Processing, Suppression, and Notification - $[ ] per suppressed /suppressed statement § Development & Implementation of Electronic Confirm Statements - $[ ] initial setup fee Note: Quarterly minimum fee of $[ ].. Electronic Investor Statement Presentation eStatements will load shareowner investor statements in a PDF format and send notification to the consented shareowners of a new document to view. § Document Loading, Storage, and Access - $[ ] /statement § Document Consent Processing, Suppression, and Notification - $[ ] /suppressed statement § Development & Implementation of Electronic Investor Statements - $[ ] initial setup fee Electronic Tax Presentation eTax will load TA2000 tax forms and send notification to the consented shareowners of a new document to view. § Document Loading, Storage, and Access - $[ ] /statement § Document Consent Processing, Suppression, and Notification - $[ ] /suppressed statement § Development & Implementation of Electronic Tax Statements - $[ ] initial setup fee Electronic Compliance Presentation eCompliance allows consented users to receive an email containing a link to the respective compliance material for each compliance run. § Document Loading, Storage, and Access § Document Consent Processing, Suppression, and Notification - $[ ] /suppressed statement § Development & Implementation of Electronic Compliance Documents - $[ ] nitial setup fee Note: Annual compliance minimum fee of $[ ]. FAN Web Transaction Fees § View Consent Enrollment - $[ ]/transaction § Consent Enrollment - $[ ]/transaction § View Statements - $[ ]/view Notes: All pricing based upon contractual three-year term. Proposal is rough estimate based upon client request. Rates subject to change once formal business requirements are received and reviewed. Estimate is valid for 90 days based on the following conditions: § Document Loading, Storage and Access - Statements presented as PDF documents. Includes data preparation for web-based presentment, document loading, hot storage for two years (2) on primary DASD and WORM-media and unlimited access. Statements will be loaded for all accounts, regardless of consent. § Document Consent Processing, Suppression & Notification – On-line consent registration, paper suppression, processing, quality control and email notification of document availability to an ISP address. Suppression and Notification volume will be determined by customer consent. Email notification of document availability to an ISP address. Notification volume will be determined by customer consent. § Document Setup & Development Fees-- Includes gathering business requirements and creation of functional specification document with record types II, AS, and AT, utilizing a DST OUTPUT MXXX data feed. Applies to major classes of documents (e.x. xxxxx confirm, investor, and tax documents) and significantly different documents within a class (e.g. a high net worth statement). Document set up fees will be determined upon requirements gathering and defining project scope. § Consent options will be reflected on TA2000; Email tracking and reporting on TA2000 Electronic Media reports § Standard Development Fee- Fee assessed for any additional programming outside of the initial implementation scope or any additional post-production enhancements. $[ ] per hour. Sxxxxx – 12/2011 Exhibit BB (continued) to the Advisors Series Trust Transfer Agent Servicing Agreement eCONNECT PLATFORM SERVICE FEE SCHEDULE at December, 2011 eCONNECT is a Web-based platform featuring global content management, product distribution services, and digital print-on-demand technology. eCONNECT is accessible from any desktop, laptop, or mobile device so you can quickly and efficiently find, use, manage, and disseminate the information you need to maintain client relationships. System Implementation Cost § $[ ] – Implementation of Literature Fulfillment Management System, Online Fulfillment System - Setup client rules, operating standards, email alerts, and inventory - Physical inventory conversion to USBFS platform Monthly Service Fee § $[ ] – Standard monthly service fee § Portals are defined by a unique point of entry, navigation, and business rules 1-To-1 Electronic Marketing Delivery Fee Per Month § $[ ] – Up to [ ] § $[ ] – Up to [ ] § $[ ] – Up to [ ] § $[ ] – Up to [ ] § $[ ] – Up to [ ] § $[ ] – Up to [ ] § $[ ] – Up to [ ] Email Marketing (Message & Setup Fee Per Campaign) § $[ ] – Up to [ ] § $[ ] – Up to [ ] § $[ ] – Up to [ ] § $[ ] – Up to [ ] § $[ ] – Per [ ] over [ ] eConnect Training § WebEx - $[ ] /user § On Site at USBFS - $[ ] /day § At Client Location - $[ ] /day plus travel and out-of-pocket expenses if required Sxxxxx – 12/2011

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $[ ] __ setup per fund group § $[ ] __per certificate transaction Real Time Cash Flow § Implementation (one time charge) & Recurring Charges (monthly) - [ ] 5 Users – $[ ] __ - [ ] 10 Users – $[ ] __ - [ ] 20 Users – $[ ] __ - [ ] 30 Users – $[ ] __ - [ ] 40 Users – $[ ] - [ ] __ § 50 Users – $[ ] __ § Training - WebEx - $[ ] __ per user - On Site at USBFS - $[ ] __per day - At Client Location - $[ ] __per day plus travel and miscellaneous out-of-pocket expenses if required § Real Time Data Feeds - Implementation (per feed) - $[ ] __ per hour ([ ] 8 hour estimate) - Recurring (per feed) - $[ ] __ per month Exhibit K (continued) to the Trust for Advised Portfolios Transfer Agent Servicing Agreement MARS Lite Setup and Implementation Fee Schedule at May, 2015 System Version 7i Implementation Cost § $[ ] __– MARS Base Sales Reporting and 22c-2 Compliance Modules (Includes up to two years of DST/TA2000 data) Product & Services (Monthly fee) § $[ ] __ - $[ ] __– Sales & Compliance Reporting * Includes Enhanced Services. Basic support components, file import assistance, data scrubbing (cleaning of firm, office, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Includes interfaces for Schwab, Fidelity and OmniServ. ** Does not provide user access or CRM functionality. Additional System Setup & Implementation Costs (One-time fee) § $[ ] __– Custom Data Interface Setup (cost per interface) § $[ ] __– Standard Interface Setup (cost per interface) § $[ ] __– OmniServ Setup § $[ ] __ – Additional OmniServ Interface Amended Exhibit U K (continued) to the PMP Trust for Advised Portfolios Transfer Agent Servicing Agreement MARS Sales Reporting & Compliance Services Supplemental Services Fee Schedule at May, 2016 2015 System Version 7i Implementation Cost § $[ ] __- MARS Base Sales Reporting Module, MARS Base Core CRM Module, MARS Base 22c-2 Compliance Module (Includes up to [ ] two years of DST/TA2000 data) § $[ ] __ - MARS Base 22c-2 Compliance Only Module (Includes up to [ ] two years of DST/TA2000 data) Products & Services (Monthly fee)* § $[ ] __– MARS Sales & Compliance Reporting (includes [ ] 5 users & [ ] 5 compliance users) § $[ ] __– MARS Sales Reporting (includes [ ] 5 users) § $[ ] __ – MARS Compliance Reporting (includes [ ] 5 users) § $[ ] __– Enhanced Services* * Includes up to [ ] 160 hours per month of Enhanced Services. Basic support components, file import assistance, data scrubbing (cleaning of firm, office, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Additional Enhanced Services support can be negotiated. Additional System Setup & Implementation Costs (One-time fee) § $[ ] __– Custom Data Interface Setup (cost per interface) § $[ ] __– Albridge Analytics Integration Setup § $[ ] __– RIA Feed Setup § $[ ] __– CFG Fulfillment Setup § $[ ] __– iPad Setup § $[ ] __– iPhone or Blackberry Setup § $[ ] __– Google Maps Integration Setup § $[ ] __– Standard Interface Setup (cost per interface) § $[ ] __– OmniServ Setup § $[ ] __– Additional OmniServ Interface Additional Licenses (Monthly fee per user) § $[ ] __ – Sales Reporting User § $[ ] __ – Compliance User § $[ ] __ – CRM User § $[ ] __ – iPhone User (without iPad) § $[ ] __ – iPad & iPhone User Additional Module Services (Monthly per user unless otherwise noted) § $[ ] __– Albridge Analytics (only one license needed) § $[ ] __– Customer/Account Module (waived with Compliance Module) § $[ ] __– OmniServ § $[ ] __– Data Quality Module (only one license needed) § $[ ] __– CFG Fulfillment (only one license needed) § $[ ] __– Document Management Module (only one license needed) § $[ ] __– RIA Monthly Load § $[ ] __– Profile Module (only one license needed) § $[ ] __– Schwab/Fidelity/TD Ameritrade DSA Automated File Load § $[ ] __– Schwab/Fidelity/TD Ameritrade Monthly Sales/Asset Portal Data Load § $[ ] __– Mapping Integration Module – Google Maps (up to [ ] 10 users) § $[ ] __– Xxxxxxx Xxxxx Mxxxxxx Lxxxx (Compliance Only) NSCC SDR Fees § $[ ] – NSCC DTT Data Line § $[ ] – Line Use (per hour) § $[ ] – Transaction (per [ ] records) MARS Training § $[ ] per day plus travel and miscellaneous expenses if required Software or Report Customization § $[ ] per hour Upgrades & Enhancements – Quoted separately through a Statement of Work ** All additional costs that may be charged by intermediaries/NSCC for data feeds are not included. Amended Exhibit U (continued) to the PMP Transfer Agent Servicing Agreement Informa Shareholder Electronic Statement Services Supplemental Services Fee Schedule at May, 2016 Electronic Confirm Presentation eCDLY will load shareowner daily confirmations (financial transactions only, does not include maintenance confirmations) and send notification to consented shareowners of a new document to view. § Document Loading, Storage, and Access - $[ ] per statement § Document Consent Processing, Suppression, and Notification - $[ ] per suppressed statement § Development & Implementation of Electronic Confirm Statements - $[ ] initial setup fee Note: Quarterly minimum fee of $[ ].)

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $[ ] ___ setup per fund group § $[ ] ___ per certificate transaction Real Time Cash Flow § Implementation (one time charge) & Recurring Charges (monthly) - [ ] 5 Users – $[ ] ___ - [ ] 10 Users – $[ ] ___ - [ ] 20 Users – $[ ] ___ - [ ] 30 Users – $[ ] ___ - [ ] 40 Users – $[ ] ___ - [ ] 50 Users – $[ ] ___ § Training - WebEx - $[ ] ___ per user - On Site at USBFS - $[ ] ___ per day - At Client Location - $[ ] ___ per day plus travel and miscellaneous expenses if required § Real Time Data Feeds - Implementation (per feed) - $[ ] ___ per hour ([ ] 8 hour estimate) - Recurring (per feed) - $[ ] ___ per month Exhibit E (continued) to the Series Portfolios Trust Transfer Agent Servicing Agreement MARS Lite Setup and Implementation Fee Schedule at May, 2016 System Version 7i Implementation Cost § $[ ] ___ – MARS Base Sales Reporting and 22c-2 Compliance Modules (Includes up to two years of DST/TA2000 data) Product & Services (Monthly fee) § $[ ] ___ - $[ ] ___ – Sales & Compliance Reporting * Includes Enhanced Services. Basic support components, file import assistance, data scrubbing (cleaning of firm, office, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Includes interfaces for Schwab, Fidelity and OmniServ. ** Does not provide user access or CRM functionality. Additional System Setup & Implementation Costs (One-time fee) § $[ ] ___ – Custom Data Interface Setup (cost per interface) § $[ ] ___ – Standard Interface Setup (cost per interface) § $[ ] ___ – OmniServ Setup § $[ ] ___ – Additional OmniServ Interface Amended Exhibit U E (continued) to the PMP Series Portfolios Trust Transfer Agent Servicing Agreement MARS Sales Reporting & Compliance Services Supplemental Services Fee Schedule at May, 2016 System Version 7i Implementation Cost § $[ ] ___ - MARS Base Sales Reporting Module, MARS Base Core CRM Module, MARS Base 22c-2 Compliance Module (Includes up to [ ] two years of DST/TA2000 data) § $[ ] ___ - MARS Base 22c-2 Compliance Only Module (Includes up to [ ] two years of DST/TA2000 data) Products & Services (Monthly fee)* § $[ ] ___ – MARS Sales & Compliance Reporting (includes [ ] 5 users & [ ] 5 compliance users) § $[ ] ___ – MARS Sales Reporting (includes [ ] 5 users) § $[ ] ___ – MARS Compliance Reporting (includes [ ] 5 users) § $[ ] ___ – Enhanced Services* * Includes up to [ ] 160 hours per month of Enhanced Services. Basic support components, file import assistance, data scrubbing (cleaning of firm, office, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Additional Enhanced Services support can be negotiated. Additional System Setup & Implementation Costs (One-time fee) § $[ ] ___ – Custom Data Interface Setup (cost per interface) § $[ ] ___ – Albridge Analytics Integration Setup § $[ ] ___ – RIA Feed Setup § $[ ] ___ – CFG Fulfillment Setup § $[ ] ___ – iPad Setup § $[ ] ___ – iPhone or Blackberry Setup § $[ ] ___ – Google Maps Integration Setup § $[ ] ___ – Standard Interface Setup (cost per interface) § $[ ] ___ – OmniServ Setup § $[ ] ___ – Additional OmniServ Interface Additional Licenses (Monthly fee per user) § $[ ] ___ – Sales Reporting User § $[ ] ___ – Compliance User § $[ ] ___ – CRM User § $[ ] ___ – iPhone User (without iPad) § $[ ] ___ – iPad & iPhone User Additional Module Services (Monthly per user unless otherwise noted) § $[ ] ___ – Albridge Analytics (only one license needed) § $[ ] ___ – Customer/Account Module (waived with Compliance Module) § $[ ] ___ – OmniServ § $[ ] ___ – Data Quality Module (only one license needed) § $[ ] ___ – CFG Fulfillment (only one license needed) § $[ ] ___ – Document Management Module (only one license needed) § $[ ] ___ – RIA Monthly Load § $[ ] ___ – Profile Module (only one license needed) § $[ ] ___ – Schwab/Fidelity/TD Ameritrade DSA Automated File Load § $[ ] ___ – Schwab/Fidelity/TD Ameritrade Monthly Sales/Asset Portal Data Load § $[ ] ___ – Mapping Integration Module – Google Maps (up to [ ] 10 users) § $[ ] ___ – Xxxxxxx Xxxxx (Compliance Only) NSCC SDR Fees § $[ ] ___ – NSCC DTT Data Line § $[ ] ___ – Line Use (per hour) § $[ ] ___ – Transaction (per [ ] 100 records) MARS Training § $[ ] ___ per day plus travel and miscellaneous expenses if required Software or Report Customization § $[ ] ___ per hour Upgrades & Enhancements – Quoted separately through a Statement of Work ** All additional costs that may be charged by intermediaries/NSCC for data feeds are not included. Amended Exhibit U E (continued) to the PMP Series Portfolios Trust Transfer Agent Servicing Agreement Informa Shareholder Electronic Statement Services Supplemental Services Fee Schedule at May, 2016 Electronic Confirm Presentation eCDLY will load shareowner daily confirmations (financial transactions only, does not include maintenance confirmations) and send notification to consented shareowners of a new document to view. § Document Loading, Storage, and Access - $[ ] ___ per statement § Document Consent Processing, Suppression, and Notification - $[ ] ___ per suppressed statement § Development & Implementation of Electronic Confirm Statements - $[ ] ___ initial setup fee Note: Quarterly minimum fee of $[ ]___.

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $[ ] setup per _____ setup/fund group § $[ ] _____ /certificate transaction Jumbo Pricing (JUMBO) – allows grouping of accounts for the purpose of calculating the advanced commission paid to a dealer. § $_____ /account group per certificate transaction Real Time Cash Flow § Implementation (one time charge) & Recurring Charges (monthly) - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] § Training - WebEx year Expedited CUSIP Setup - $[ ] per user _____ /CUSIP (Less than 35 days) Exhibit C (continued) to the Trust for Professional Managers Transfer Agent Servicing Agreement – M.D. Sass MARS SALES REPORTING & COMPLIANCE SERVICES SUPPLEMENTAL SERVICES - On Site FEE SCHEDULE at USBFS - $[ ] per day - At Client Location - $[ ] per day plus travel and miscellaneous expenses if required § Real Time Data Feeds - Implementation (per feed) - $[ ] per hour ([ ] hour estimate) - Recurring (per feed) - $[ ] per month MARS Lite Setup and Implementation Fee Schedule April, 2011 System Version 7i Implementation Cost § $[ ] _____ - $_____ - Includes TA2000 data and standard data interfaces* § $_____ /hour – Software or report customization Monthly Service Fee § $_____ – Standard monthly service fee Monthly Base Module Fees (Per user) § $_____ – MARS Base 22c-2 Compliance Module − 22c-2 Rules definition, workflow process management, data request manager, account, and transactions § $_____ – MARS Base Sales and Asset Reporting Module − Data cleaning, and 22c-2 Compliance Modules sales & asset reports with sales views § $_____ – MARS Base Core CRM Module − Firm, branch, rep profiles, activity management, calendar, tickler, security & administration, and rep import Optional Services (Includes Monthly per user unless otherwise noted) § $_____ – Channel/territory manager (included in base fee for CRM Module) § $_____ – Customer/account module § $_____ – MARS omnibus reconciliation manager § $_____ – Supermarket platform reporting module § $_____ – Data quality module (only one license needed) § $_____ – Handheld module § $_____ – Handheld implementation (one time only) § $_____ – Mapping integration module § $_____ – Multiple Windows Module (only one license needed) § $_____ – Document Management Module (only one license needed) § $_____ – Profiling Module (only one license needed) Discovery-RIATM Database Integration § Discovery-RIATM Implementation: $_____ – One-time set-up to two years of DST/TA2000 datafee § Discovery-RIATM Integration: $_____ – Only one user license needed if client does not already have Discovery license (monthly fee) Product & § Discovery-RIATM License: $_____ – Fee per user per month MARS Training § $_____ /day plus travel and out-of-pocket expenses Enhanced Support Services (Monthly fee) § $[ ] _____ - $[ ] _____ – Sales & Compliance Reporting * Includes Enhanced Services. Basic support components, file import assistance, data scrubbing (cleaning of firm, officebranch, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Includes interfaces for Schwab, Fidelity and OmniServ. ** Does not provide user access or CRM functionality. Additional System Setup & Implementation Costs (One-time fee) § $[ ] – Custom Data Interface Setup (cost per interface) § $[ ] – Standard Interface Setup (cost per interface) § $[ ] – OmniServ Setup § $[ ] – Additional OmniServ Interface Amended Exhibit U (continued) to the PMP Transfer Agent Servicing Agreement MARS Sales Reporting & Compliance Services Supplemental Services Fee Schedule at May, 2016 System Version 7i Implementation Cost § $[ ] - MARS Base Sales Reporting Module, MARS Base Core CRM Module, MARS Base 22c-2 Compliance Module (Includes up to [ ] years of DST/TA2000 data) § $[ ] - MARS Base 22c-2 Compliance Only Module (Includes up to [ ] years of DST/TA2000 data) Products & Services (Monthly fee)* § $[ ] – MARS Sales & Compliance Reporting (includes [ ] users & [ ] compliance users) § $[ ] – MARS Sales Reporting (includes [ ] users) § $[ ] – MARS Compliance Reporting (includes [ ] users) § $[ ] – Enhanced Services* * Includes up to [ ] hours per month of Enhanced Services. Basic support components, file import workflow assistance, data scrubbing (cleaning of firm, office, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Additional Enhanced Services support can be negotiated. Additional System Setup & Implementation Costs (One-time fee) § $[ ] – Custom Data Interface Setup (cost per interface) § $[ ] – Albridge Analytics Integration Setup § $[ ] – RIA Feed Setup § $[ ] – CFG Fulfillment Setup § $[ ] – iPad Setup § $[ ] – iPhone or Blackberry Setup § $[ ] – Google Maps Integration Setup § $[ ] – Standard Interface Setup (cost per interface) § $[ ] – OmniServ Setup § $[ ] – Additional OmniServ Interface Additional Licenses (Monthly fee per user) § $[ ] – Sales Reporting User § $[ ] – Compliance User § $[ ] – CRM User § $[ ] – iPhone User (without iPad) § $[ ] – iPad & iPhone User Additional Module Services (Monthly per user unless otherwise noted) § $[ ] – Albridge Analytics (only one license needed) § $[ ] – Customer/Account Module (waived with Compliance Module) § $[ ] – OmniServ § $[ ] – Data Quality Module (only one license needed) § $[ ] – CFG Fulfillment (only one license needed) § $[ ] – Document Management Module (only one license needed) § $[ ] – RIA Monthly Load § $[ ] – Profile Module (only one license needed) § $[ ] – Schwab/Fidelity/TD Ameritrade DSA Automated File Load § $[ ] – Schwab/Fidelity/TD Ameritrade Monthly Sales/Asset Portal Data Load § $[ ] – Mapping Integration Module – Google Maps (up to [ ] users) § $[ ] – Xxxxxxx Xxxxx (Compliance Only) NSCC SDR Fees § Line maintenance fee $[ ] – NSCC DTT Data _____ /month § Line use fee $_____ /hour § Transaction fee $[ ] – Line Use (per hour) § $[ ] – Transaction (per [ ] records) _____ /100 records * Standard data interfaces refers to intermediary files already developed and implemented within the MARS Training § $[ ] per day plus travel application. All other file feeds will be subject to the standard hourly rate for development and miscellaneous expenses if required Software or Report Customization § $[ ] per hour Upgrades & Enhancements – Quoted separately through a Statement of Work ** All implementation. Any additional costs that may be charged by intermediaries/NSCC for data feeds are not included. Amended Exhibit U C (continued) to the PMP Trust for Professional Managers Transfer Agent Servicing Agreement Informa Shareholder Electronic Statement Services Supplemental Services Fee Schedule – M.D. Sass INFORMA ELECTRONIC SHAREHOLDER STATEMENT SERVICES FEE SCHEDULE at MayApril, 2016 2011 Electronic Confirm Presentation eCDLY will load shareowner daily confirmations (financial transactions only, does not include maintenance confirmations) and send notification to consented shareowners of a new document to view. § Document Loading, Storage, and Access - $[ ] per statement _____ /statement § Document Consent Processing, Suppression, and Notification - $[ ] per suppressed _____ /suppressed statement § Development & Implementation of Electronic Confirm Statements - $[ ] _____ initial setup fee Note: Quarterly minimum fee of $[ ]._____. Electronic Investor Statement Presentation eStatements will load shareowner investor statements in a PDF format and send notification to the consented shareowners of a new document to view. § Document Loading, Storage, and Access - $_____ /statement § Document Consent Processing, Suppression, and Notification - $_____ /suppressed statement § Development & Implementation of Electronic Investor Statements - $_____ initial setup fee Electronic Tax Presentation eTax will load TA2000 tax forms and send notification to the consented shareowners of a new document to view. § Document Loading, Storage, and Access - $0.08 /statement § Document Consent Processing, Suppression, and Notification - $_____ /suppressed statement § Development & Implementation of Electronic Tax Statements - $_____ initial setup fee Electronic Compliance Presentation eCompliance allows consented users to receive an e-mail containing a link to the respective compliance material for each compliance run. § Document Loading, Storage, and Access § Document Consent Processing, Suppression, and Notification - $_____ /suppressed statement § Development & Implementation of Electronic Compliance Documents - $_____ initial setup fee Note: Annual compliance minimum fee of $_____. FAN Web Transaction Fees § View Consent Enrollment - $_____ /transaction § Consent Enrollment - $_____ /transaction § View Statements - $_____ /view Notes: All pricing based upon contractual three-year term. Proposal is rough estimate based upon client request. Rates subject to change once formal business requirements are received and reviewed. Estimate is valid for 90 days based on the following conditions: § Document Loading, Storage and Access - Statements presented as PDF documents. Includes data preparation for web-based presentment, document loading, hot storage for two years (2) on primary DASD and WORM-media and unlimited access. Statements will be loaded for all accounts, regardless of consent. § Document Consent Processing, Suppression & Notification – On-line consent registration, paper suppression, processing, quality control and e-mail notification of document availability to an ISP address. Suppression and Notification volume will be determined by customer consent. E-mail notification of document availability to an ISP address. Notification volume will be determined by customer consent. § Document Setup & Development Fees-- Includes gathering business requirements and creation of functional specification document with record types II, AS, and AT, utilizing a DST OUTPUT MXXX data feed. Applies to major classes of documents (e.x. xxxxx confirm, investor, and tax documents) and significantly different documents within a class (e.g. a high net worth statement). Document set up fees will be determined upon requirements gathering and defining project scope. § Consent options will be reflected on TA2000; Email tracking and reporting on TA2000 Electronic Media reports Standard Development Fee - Fee assessed for any additional programming outside of the initial implementation scope or any additional post-production enhancements. $187.50 per hour. M.D. Sass

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $[ ] setup per ____ setup/fund group § $[ ] ____ /certificate transaction Same Day Cash Management § Setup: $____ (Access via Internet VPN) § Service: $____ /user per certificate transaction month Real Time Cash Flow § Implementation (one time charge) & Recurring Charges (monthly) - [ ] 5 Users – $[ ] ____ - [ ] 10 Users – $[ ] ____ - [ ] 20 Users – $[ ] ____ - [ ] 30 Users – $[ ] ____ - [ ] 40 Users – $[ ] ____ - [ ] 50 Users – $[ ] ____ § Training - WebEx - $[ ] per user ____ /user - On Site at USBFS - $[ ] per day ____ /day - At Client Location - $[ ] per day ____ /day plus travel and miscellaneous expenses if required § Real Time Data Feeds - Implementation (per feed) - $[ ] per hour ____ /hour ([ ] 8 hour estimate) - Recurring (per feed) - $[ ] per month MARS Lite ____ /month CUSIP Setup and Implementation Fee Schedule System Version 7i Implementation Cost § $[ ] – MARS Base Sales Reporting and 22c-2 Compliance Modules (Includes up to two years of DST/TA2000 data) Product & Services (Monthly fee) § $[ ] Subsequent CUSIP Setup - $[ ] – Sales & Compliance Reporting * Includes Enhanced Services. Basic support components, file import assistance, data scrubbing ____ /CUSIP § Expedited CUSIP Setup - $____ /CUSIP (cleaning of firm, office, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Includes interfaces for Schwab, Fidelity and OmniServ. ** Does not provide user access or CRM functionality. Additional System Setup & Implementation Costs (One-time feeLess than 35 days) § $[ ] – Custom Data Interface Setup (cost per interface) § $[ ] – Standard Interface Setup (cost per interface) § $[ ] – OmniServ Setup § $[ ] – Additional OmniServ Interface Amended Exhibit U C (continued) to the PMP Trust for Professional Managers Transfer Agent Servicing Agreement MARS Sales Reporting & Compliance Services Supplemental Services Fee Schedule – Fiera Capital eCONNECT PLATFORM SERVICE FEE SCHEDULE at MayAugust, 2016 2012 eCONNECT is a Web-based platform featuring global content management, product distribution services, and digital print-on-demand technology. eCONNECT is accessible from any desktop, laptop, or mobile device so you can quickly and efficiently find, use, manage, and disseminate the information you need to maintain client relationships. System Version 7i Implementation Cost § $[ ] ____ – Implementation of Literature Fulfillment Management System, Online Fulfillment System - MARS Base Sales Reporting ModuleSetup client rules, MARS Base Core CRM Moduleoperating standards, MARS Base 22c-2 Compliance Module (Includes up email alerts, and inventory - Physical inventory conversion to [ ] years of DST/TA2000 data) USBFS platform Monthly Service Fee § $[ ] - MARS Base 22c-2 Compliance Only Module (Includes up to [ ] years ____ – Standard monthly service fee § Portals are defined by a unique point of DST/TA2000 data) Products & Services (Monthly fee)* § $[ ] – MARS Sales & Compliance Reporting (includes [ ] users & [ ] compliance users) § $[ ] – MARS Sales Reporting (includes [ ] users) § $[ ] – MARS Compliance Reporting (includes [ ] users) § $[ ] – Enhanced Services* * Includes up to [ ] hours per month of Enhanced Services. Basic support componentsentry, file import assistance, data scrubbing (cleaning of firm, office, and rep information), database query requests, compliance report monitoring/review/analysisnavigation, and business requirements analysis. Additional Enhanced Services support can be negotiated. Additional System Setup & Implementation Costs (One-time fee) § $[ ] – Custom Data Interface Setup (cost per interface) § $[ ] – Albridge Analytics Integration Setup § $[ ] – RIA Feed Setup § $[ ] – CFG Fulfillment Setup § $[ ] – iPad Setup § $[ ] – iPhone or Blackberry Setup § $[ ] – Google Maps Integration Setup § $[ ] – Standard Interface Setup (cost per interface) § $[ ] – OmniServ Setup § $[ ] – Additional OmniServ Interface Additional Licenses (Monthly fee per user) § $[ ] – Sales Reporting User § $[ ] – Compliance User § $[ ] – CRM User § $[ ] – iPhone User (without iPad) § $[ ] – iPad & iPhone User Additional Module Services (Monthly per user unless otherwise noted) § $[ ] – Albridge Analytics (only one license needed) § $[ ] – Customer/Account Module (waived with Compliance Module) § $[ ] – OmniServ § $[ ] – Data Quality Module (only one license needed) § $[ ] – CFG Fulfillment (only one license needed) § $[ ] – Document Management Module (only one license needed) § $[ ] – RIA Monthly Load § $[ ] – Profile Module (only one license needed) § $[ ] – Schwab/Fidelity/TD Ameritrade DSA Automated File Load § $[ ] – Schwab/Fidelity/TD Ameritrade Monthly Sales/Asset Portal Data Load § $[ ] – Mapping Integration Module – Google Maps (up to [ ] users) § $[ ] – Xxxxxxx Xxxxx (Compliance Only) NSCC SDR Fees § $[ ] – NSCC DTT Data Line § $[ ] – Line Use (per hour) § $[ ] – Transaction (per [ ] records) MARS Training § $[ ] per day plus travel and miscellaneous expenses if required Software or Report Customization § $[ ] per hour Upgrades & Enhancements – Quoted separately through a Statement of Work ** All additional costs that may be charged by intermediaries/NSCC for data feeds are not included. Amended Exhibit U (continued) to the PMP Transfer Agent Servicing Agreement Informa Shareholder Electronic Statement Services Supplemental Services Fee Schedule at May, 2016 Electronic Confirm Presentation eCDLY will load shareowner daily confirmations (financial transactions only, does not include maintenance confirmations) and send notification to consented shareowners of a new document to view. § Document Loading, Storage, and Access - $[ ] per statement § Document Consent Processing, Suppression, and Notification - $[ ] per suppressed statement § Development & Implementation of Electronic Confirm Statements - $[ ] initial setup fee Note: Quarterly minimum fee of $[ ].rules

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $[ ] setup per setup/fund group § $[ ] /certificate transaction Same Day Cash Management § Setup: $[ ] (Access via Internet VPN) § Service: $[ ] /user per certificate transaction month Real Time Cash Flow § Implementation (one time charge) & Recurring Charges (monthly) - [ ] 5 Users – $[ ] - [ ] 10 Users – $[ ] - [ ] 20 Users – $[ ] - [ ] 30 Users – $[ ] - [ ] 40 Users – $[ ] - [ ] 50 Users – $[ ] § Training - WebEx - $[ ] per user /user - On Site at USBFS - $[ ] per day /day - At Client Location - $[ ] per day /day plus travel and miscellaneous out-of-pocket expenses if required § Real Time Data Feeds - Implementation (per feed) - $[ ] per hour /hour ([ ] 8 hour estimate) - Recurring (per feed) - $[ ] per month MARS Lite /month Expedited CUSIP Setup and Implementation Fee Schedule System Version 7i Implementation Cost § $[ ] – MARS Base Sales Reporting and 22c-2 Compliance Modules (Includes up to two years of DST/TA2000 data) Product & Services (Monthly fee) § $[ ] - $[ ] – Sales & Compliance Reporting * Includes Enhanced Services. Basic support components, file import assistance, data scrubbing /CUSIP (cleaning of firm, office, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Includes interfaces for Schwab, Fidelity and OmniServ. ** Does not provide user access or CRM functionality. Additional System Setup & Implementation Costs (One-time feeLess than 35 days) § $[ ] – Custom Data Interface Setup (cost per interface) § $[ ] – Standard Interface Setup (cost per interface) § $[ ] – OmniServ Setup § $[ ] – Additional OmniServ Interface Sxxxxx 6 Amended Exhibit U BB (continued) to the PMP Advisors Series Trust Transfer Agent Servicing Agreement MARS Sales Reporting SALES REPORTING & Compliance Services Supplemental Services Fee Schedule COMPLIANCE SERVICES SUPPLEMENTAL SERVICES FEE SCHEDULE at MayDecember, 2016 2011 System Version 7i Implementation Cost § $[ ] - MARS Base Sales Reporting Module, MARS Base Core CRM Module, MARS Base 22c-2 Compliance Module (Includes up to [ ] years of DST/TA2000 data) § $[ ] - MARS Base 22c-2 Compliance Only Module (Includes up to § $[ ] years of DST/TA2000 data) Products - MARS Base Sales and Asset Reporting Module & Services (MARS Base Core CRM Module § $[ ] /hour – Software or report customization Monthly fee)* Service Fee § $[ ] – MARS Sales & Compliance Reporting Standard monthly service fee Monthly Base Module Fees (includes [ ] users & [ ] compliance usersPer user) § $[ ] – MARS Sales Reporting (includes [ ] users) Base 22c-2 Compliance Module − 22c-2 Rules definition, workflow process management, data request manager, account, and transactions § $[ ] – MARS Compliance Base Sales and Asset Reporting (includes [ ] users) Module − Data cleaning, and sales & asset reports with sales views § $[ ] – Enhanced Services* * Includes up to [ ] hours per month of Enhanced Services. Basic support componentsMARS Base Core CRM Module − Firm, file import assistancebranch, data scrubbing (cleaning of firmrep profiles, officeactivity management, calendar, tickler, security & administration, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Additional Enhanced Services support can be negotiated. Additional System Setup & Implementation Costs (One-time fee) § $[ ] – Custom Data Interface Setup (cost per interface) § $[ ] – Albridge Analytics Integration Setup § $[ ] – RIA Feed Setup § $[ ] – CFG Fulfillment Setup § $[ ] – iPad Setup § $[ ] – iPhone or Blackberry Setup § $[ ] – Google Maps Integration Setup § $[ ] – Standard Interface Setup (cost per interface) § $[ ] – OmniServ Setup § $[ ] – Additional OmniServ Interface Additional Licenses (Monthly fee per user) § $[ ] – Sales Reporting User § $[ ] – Compliance User § $[ ] – CRM User § $[ ] – iPhone User (without iPad) § $[ ] – iPad & iPhone User Additional Module import Optional Services (Monthly per user unless otherwise noted) § $[ ] – Albridge Analytics Channel/territory manager (included in base fee for CRM Module) § $[ ] – Customer/account module § $[ ] – MARS omnibus reconciliation manager § $[ ] – Supermarket platform reporting module § $[ ] – Data quality module (only one license needed) § $[ ] – Customer/Account Module Handheld module § $[ ] – Handheld implementation (waived with Compliance Moduleone time only) § $[ ] – OmniServ Mapping integration module § $[ ] – Data Quality Multiple Windows Module (only one license needed) § $[ ] – CFG Fulfillment (only one license needed) § $[ ] – Document Management Module (only one license needed) § $[ ] – RIA Monthly Load § $[ ] – Profile Profiling Module (only one license needed) Discovery-RIATM Database Integration § Discovery-RIATM Implementation: $[ ] – Schwab/Fidelity/TD Ameritrade DSA Automated File Load One-time setup fee § Discovery-RIATM Integration: $[ ] – Schwab/Fidelity/TD Ameritrade Monthly Sales/Asset Portal Data Load fee MARS Training § WebEx - $[ ] – Mapping Integration Module – Google Maps (up to /user § On Site at USBFS - $[ ] users/day § At Client Location - $[ ] /day plus travel and out-of-pocket expenses if required Enhanced Support Services (Monthly fee) § $[ ] - $[ ] – Xxxxxxx Xxxxx Basic support components, data scrubbing (Compliance Only) cleaning of firm, branch, and rep information), database query requests, compliance report monitoring/review/analysis, compliance workflow assistance, and business requirements analysis. NSCC SDR Fees § Line maintenance fee $[ ] – NSCC DTT Data /month § Line § use fee $[ ] – Line Use (per hour) § /hour Transaction fee $[ ] – Transaction (per [ ] records) MARS Training § $[ ] per day plus travel and miscellaneous expenses if required Software or Report Customization § $[ ] per hour Upgrades & Enhancements – Quoted separately through a Statement of Work ** All additional costs that may be charged by intermediaries/NSCC for data feeds are not included. /100 records Sxxxxx 7 Amended Exhibit U BB (continued) to the PMP Advisors Series Trust Transfer Agent Servicing Agreement Informa Shareholder Electronic Statement Services Supplemental Services Fee Schedule INFORMA ELECTRONIC SHAREHOLDER STATEMENT SERVICES FEE SCHEDULE at MayDecember, 2016 2011 Electronic Confirm Presentation eCDLY will load shareowner daily confirmations (financial transactions only, does not include maintenance confirmations) and send notification to consented shareowners of a new document to view. § Document Loading, Storage, and Access - $[ ] per statement /statement § Document Consent Processing, Suppression, and Notification - $[ ] per suppressed /suppressed statement § Development & Implementation of Electronic Confirm Statements - $[ ] initial setup fee Note: Quarterly minimum fee of $[ ].. Electronic Investor Statement Presentation eStatements will load shareowner investor statements in a PDF format and send notification to the consented shareowners of a new document to view. § Document Loading, Storage, and Access - $[ ] /statement § Document Consent Processing, Suppression, and Notification - $[ ] /suppressed statement § Development & Implementation of Electronic Investor Statements - $[ ] initial setup fee Electronic Tax Presentation eTax will load TA2000 tax forms and send notification to the consented shareowners of a new document to view. § Document Loading, Storage, and Access - $[ ] /statement § Document Consent Processing, Suppression, and Notification - $[ ] /suppressed statement § Development & Implementation of Electronic Tax Statements - $[ ] initial setup fee Electronic Compliance Presentation eCompliance allows consented users to receive an email containing a link to the respective compliance material for each compliance run. § Document Loading, Storage, and Access § Document Consent Processing, Suppression, and Notification - $[ ] /suppressed statement § Development & Implementation of Electronic Compliance Documents - $[ ] initial setup fee Note: Annual compliance minimum fee of $[ ]. FAN Web Transaction Fees § View Consent Enrollment - $[ ] /transaction § Consent Enrollment - $[ ] /transaction § View Statements - $[ ] /view Notes: All pricing based upon contractual three-year term. Proposal is rough estimate based upon client request. Rates subject to change once formal business requirements are received and reviewed. Estimate is valid for 90 days based on the following conditions: § Document Loading, Storage and Access - Statements presented as PDF documents. Includes data preparation for web-based presentment, document loading, hot storage for two years (2) on primary DASD and WORM-media and unlimited access. Statements will be loaded for all accounts, regardless of consent. § Document Consent Processing, Suppression & Notification – On-line consent registration, paper suppression, processing, quality control and email notification of document availability to an ISP address. Suppression and Notification volume will be determined by customer consent. Email notification of document availability to an ISP address. Notification volume will be determined by customer consent. § Document Setup & Development Fees-- Includes gathering business requirements and creation of functional specification document with record types II, AS, and AT, utilizing a DST OUTPUT MXXX data feed. Applies to major classes of documents (e.x. xxxxx confirm, investor, and tax documents) and significantly different documents within a class (e.g. a high net worth statement). Document set up fees will be determined upon requirements gathering and defining project scope. § Consent options will be reflected on TA2000; Email tracking and reporting on TA2000 Electronic Media reports § Standard Development Fee- Fee assessed for any additional programming outside of the initial implementation scope or any additional post-production enhancements. $[ ] per hour. Amended Exhibit BB (continued) to the Advisors Series Trust Transfer Agent Servicing Agreement eCONNECT PLATFORM SERVICE FEE SCHEDULE at December, 2011

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $[ ] ___ setup per fund group § $[ ] ___ per certificate transaction Real Time Cash Flow § Implementation (one time charge) & Recurring Charges (monthly) - [ ] 5 Users – $[ ] ___ - [ ] 10 Users – $[ ] ___ - [ ] 20 Users – $[ ] ___ - [ ] 30 Users – $[ ] ___ - [ ] 40 Users – $[ ] ___ - [ ] 50 Users – $[ ] ___ § Training - WebEx - $[ ] ___ per user - On Site at USBFS - $[ ] ___ per day - At Client Location - $[ ] ___ per day plus travel and miscellaneous out-of-pocket expenses if required § Real Time Data Feeds - Implementation (per feed) - $[ ] ___ per hour ([ ] 8 hour estimate) - Recurring (per feed) - $[ ] ___ per month MARS Amended Exhibit W (continued) to the Advisors Series Trust Transfer Agent Servicing Agreement Mars Lite Setup and And Implementation Fee Schedule March 1, 2015 Services through February 28, 2017 Services System Version 7i Implementation Cost § $[ ] ___ – MARS Base Sales Reporting and 22c-2 Compliance Modules (Includes up to two years of DST/TA2000 data) Product & Services (Monthly fee) § $[ ] ___ - $[ ] ___ – Sales & Compliance Reporting * Includes Enhanced Services. Basic support components, file import assistance, data scrubbing (cleaning of firm, office, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Includes interfaces for Schwab, Fidelity and OmniServ. ** Does not provide user access or CRM functionality. Additional System Setup & Implementation Costs (One-time fee) § $[ ] ___ – Custom Data Interface Setup (cost per interface) § $[ ] ___ – Standard Interface Setup (cost per interface) § $[ ] ___ – OmniServ Setup § $[ ] ___ – Additional OmniServ Interface Amended Exhibit U W (continued) to the PMP Advisors Series Trust Transfer Agent Servicing Agreement MARS Mars Sales Reporting & and Compliance Services Supplemental Services Fee Schedule at MayMarch 1, 2016 2015 Services through February 28, 2017 Services System Version 7i Implementation Cost § $[ ] ___ - MARS Base Sales Reporting Module, MARS Base Core CRM Module, MARS Base 22c-2 Compliance Module (Includes up to [ ] two years of DST/TA2000 data) § $[ ] ___ - MARS Base 22c-2 Compliance Only Module (Includes up to [ ] two years of DST/TA2000 data) Products & Services (Monthly fee)* § $[ ] ___ – MARS Sales & Compliance Reporting (includes [ ] 5 users & [ ] 5 compliance users) § $[ ] ___ – MARS Sales Reporting (includes [ ] 5 users) § $[ ] ___ – MARS Compliance Reporting (includes [ ] 5 users) § $[ ] ___ – Enhanced Services* * Includes up to [ ] 160 hours per month of Enhanced Services. Basic support components, file import assistance, data scrubbing (cleaning of firm, office, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Additional Enhanced Services support can be negotiated. Additional System Setup & Implementation Costs (One-time fee) § $[ ] ___ – Custom Data Interface Setup (cost per interface) § $[ ] ___ – Albridge Analytics Integration Setup § $[ ] ___ – RIA Feed Setup § $[ ] ___ – CFG Fulfillment Setup § $[ ] ___ – iPad Setup § $[ ] ___ – iPhone or Blackberry Setup § $[ ] ___ – Google Maps Integration Setup § $[ ] ___ – Standard Interface Setup (cost per interface) § $[ ] ___ – OmniServ Setup § $[ ] ___ – Additional OmniServ Interface Additional Licenses (Monthly fee per user) § $[ ] ___ – Sales Reporting User § $[ ] ___ – Compliance User § $[ ] ___ – CRM User § $[ ] ___ – iPhone User (without iPad) § $[ ] ___ – iPad & iPhone User Additional Module Services (Monthly per user unless otherwise noted) § $[ ] ___ – Albridge Analytics (only one license needed) § $[ ] ___ – Customer/Account Module (waived with Compliance Module) § $[ ] ___ – OmniServ § $[ ] ___ – Data Quality Module (only one license needed) § $[ ] ___ – CFG Fulfillment (only one license needed) § $[ ] ___ – Document Management Module (only one license needed) § $[ ] ___ – RIA Monthly Load § $[ ] ___ – Profile Module (only one license needed) § $[ ] ___ – Schwab/Fidelity/TD Ameritrade DSA Automated File Load § $[ ] ___ – Schwab/Fidelity/TD Ameritrade Monthly Sales/Asset Portal Data Load § $[ ] ___ – Mapping Integration Module – Google Maps (up to [ ] 10 users) § $[ ] ___ – Xxxxxxx Xxxxx Mxxxxxx Lxxxx (Compliance Only) NSCC SDR Fees § $[ ] ___ – NSCC DTT Data Line § $[ ] ___ – Line Use (per hour) § $[ ] ___ – Transaction (per [ ] 100 records) MARS Training § $[ ] ___ per day plus travel and miscellaneous out-of-pocket expenses if required Software or Report Customization § $[ ] ___ per hour Upgrades & Enhancements – Quoted separately through a Statement of Work ** All additional costs that may be charged by intermediaries/NSCC for data feeds are not included. Amended Exhibit U W (continued) to the PMP Advisors Series Trust Transfer Agent Servicing Agreement Informa Shareholder Electronic Statement Services Supplemental Services Fee Schedule at MayMarch 1, 2016 2015 Services through February 28, 2017 Services Electronic Confirm Presentation eCDLY will load shareowner daily confirmations (financial transactions only, does not include maintenance confirmations) and send notification to consented shareowners of a new document to view. § Document Loading, Storage, and Access - $[ ] ___ per statement § Document Consent Processing, Suppression, and Notification - $[ ] ___ per suppressed statement § Development & Implementation of Electronic Confirm Statements - $[ ] ___ initial setup fee Note: Quarterly minimum fee of $[ ]___.

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $[ ] setup per fund group § $[ ] per certificate transaction Real Time Cash Flow § Implementation (one time charge) & Recurring Charges (monthly) - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] § Training - WebEx - $[ ] per user - On Site at USBFS - $[ ] per day - At Client Location - $[ ] per day plus travel and miscellaneous expenses if required § Real Time Data Feeds - Implementation (per feed) - $[ ] per hour ([ ] hour estimate) - Recurring (per feed) - $[ ] per month MARS Lite Setup Set up and Implementation Fee Schedule System Version 7i Implementation Cost § $[ ] – MARS Base Sales Reporting and 22c-2 Compliance Modules (Includes up to two years of DST/TA2000 data) Product & Services (Monthly fee) § $[ ] - $[ ] – Sales & Compliance Reporting * Includes Enhanced Services. Basic support components, file import assistance, data scrubbing (cleaning of firm, office, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Includes interfaces for Schwab, Fidelity and OmniServ. ** Does not provide user access or CRM functionality. Additional System Setup & Implementation Costs (One-time fee) § $[ ] – Custom Data Interface Setup (cost per interface) § $[ ] – Standard Interface Setup (cost per interface) § $[ ] – OmniServ Setup § $[ ] – Additional OmniServ Interface Amended Exhibit U D (continued) to the PMP Transfer Agent Servicing Agreement – The GoodHaven Funds Trust MARS Sales Reporting & Compliance Services – Supplemental Services Fee Schedule Fee Schedules at MayFebruary, 2016 System Version 7i Implementation Cost § $[ ] - MARS Base Sales Reporting Module, MARS Base Core CRM Module, MARS Base 22c-2 Compliance Module (Includes up to [ ] two years of DST/TA2000 data) § $[ ] - MARS Base 22c-2 Compliance Only Module (Includes up to [ ] two years of DST/TA2000 data) Products & Services (Monthly fee)* § $[ ] – MARS Sales & Compliance Reporting (includes [ ] users & [ ] compliance users) § $[ ] – MARS Sales Reporting (includes [ ] users) § $[ ] – MARS Compliance Reporting (includes [ ] users) § $[ ] – Enhanced Services* * Includes up to [ ] hours per month of Enhanced Services. Basic support components, file import assistance, data scrubbing (cleaning of firm, office, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Additional Enhanced Services support can be negotiated. Additional System Setup & Implementation Costs (One-time fee) § $[ ] – Custom Data Interface Setup (cost per interface) § $[ ] – Albridge Analytics Integration Setup § $[ ] – RIA Feed Setup § $[ ] – CFG Fulfillment Setup § $[ ] – iPad Setup § $[ ] – iPhone or Blackberry Setup § $[ ] – Google Maps Integration Setup § $[ ] – Standard Interface Setup (cost per interface) § $[ ] – OmniServ Setup § $[ ] – Additional OmniServ Interface Additional Licenses (Monthly fee per user) § $[ ] – Sales Reporting User § $[ ] – Compliance User § $[ ] – CRM User § $[ ] – iPhone User (without iPad) § $[ ] – iPad & iPhone User Additional Module Services (Monthly per user unless otherwise noted) § $[ ] – Albridge Analytics (only one license needed) § $[ ] – Customer/Account Module (waived with Compliance Module) § $[ ] – OmniServ § $[ ] – Data Quality Module (only one license needed) § $[ ] – CFG Fulfillment (only one license needed) § $[ ] – Document Management Module (only one license needed) § $[ ] – RIA Monthly Load § $[ ] – Profile Module (only one license needed) § $[ ] – Schwab/Fidelity/TD Ameritrade DSA Automated File Load § $[ ] – Schwab/Fidelity/TD Ameritrade Monthly Sales/Asset Portal Data Load § $[ ] – Mapping Integration Module – Google Maps (up to [ ] users) § $[ ] – Xxxxxxx Xxxxx Mxxxxxx Lxxxx (Compliance Only) NSCC SDR Fees § $[ ] – NSCC DTT Data Line § $[ ] – Line Use (per hour) § $[ ] – Transaction (per [ ] 100 records) MARS Training § $[ ] per day plus travel and miscellaneous expenses if required Software or Report Customization § $[ ] per hour Upgrades & Enhancements – Quoted separately through a Statement of Work ** All additional costs that may be charged by intermediaries/NSCC for data feeds are not included. Amended Execution Copy Exhibit U D (continued) to the PMP Transfer Agent Servicing Agreement – The GoodHaven Funds Trust Informa Shareholder Electronic Statement Services – Supplemental Services Fee Schedule Fee Schedules at MayFebruary, 2016 Electronic Confirm Presentation eCDLY will load shareowner daily confirmations (financial transactions only, does not include maintenance confirmations) and send notification to consented shareowners of a new document to view. § Document Loading, Storage, and Access - $[ ] per statement § Document Consent Processing, Suppression, and Notification - $[ ] per suppressed statement § Development & Implementation of Electronic Confirm Statements - $[ ] initial setup fee Note: Quarterly minimum fee of $[ ].

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $[ ] setup per ___ setup/fund group § $[ ] ___ /certificate transaction Same Day Cash Management § Setup: $___ (Access via Internet VPN) § Service: $___ /user per certificate transaction month Real Time Cash Flow § Implementation (one time charge) & Recurring Charges (monthly) - [ ] ___ Users – $[ ] ___ - [ ] ___ Users – $[ ] ___ - [ ] ___ Users – $[ ] ___ - [ ] ___ Users – $[ ] ___ - [ ] ___ Users – $[ ] ___ - [ ] ___ Users – $[ ] ___ § Training - WebEx - $[ ] per user ___ /user - On Site at USBFS - $[ ] per day ___ /day - At Client Location - $[ ] per day ___ /day plus travel and miscellaneous out-of-pocket expenses if required § Real Time Data Feeds - Implementation (per feed) - $[ ] per hour ___ /hour ([ ] 8 hour estimate) - Recurring (per feed) - $[ ] per month ___ /month Expedited CUSIP Setup - $___ /CUSIP (Less than 35 days) Amended Exhibit BB (continued) to the Advisors Series Trust Transfer Agent Servicing Agreement MARS Lite Setup and Implementation Fee Schedule SALES REPORTING & COMPLIANCE SERVICES SUPPLEMENTAL SERVICES FEE SCHEDULE at December, 2011 System Version 7i Implementation Cost § $[ ] ___ - MARS Base 22c-2 Compliance Only § $___ - MARS Base Sales and Asset Reporting Module & MARS Base Core CRM Module § $___ /hour – Software or report customization Monthly Service Fee § $___ – Standard monthly service fee Monthly Base Module Fees (Per user) § $___ – MARS Base 22c-2 Compliance Module − 22c-2 Rules definition, workflow process management, data request manager, account, and transactions § $___ – MARS Base Sales and Asset Reporting Module − Data cleaning, and 22c-2 Compliance Modules sales & asset reports with sales views § $___ – MARS Base Core CRM Module − Firm, branch, rep profiles, activity management, calendar, tickler, security & administration, and rep import Optional Services (Includes up to two years of DSTMonthly per user unless otherwise noted) § $___ – Channel/TA2000 dataterritory manager (included in base fee for CRM Module) Product & § $___ – Customer/account module § $___ – MARS omnibus reconciliation manager § $___ – Supermarket platform reporting module § $___ – Data quality module (only one license needed) § $___ – Handheld module § $___ – Handheld implementation (one time only) § $___ – Mapping integration module § $___ – Multiple Windows Module (only one license needed) § $___ – Document Management Module (only one license needed) § $___ – Profiling Module (only one license needed) Discovery-RIATM Database Integration § Discovery-RIATM Implementation: $___ – One-time setup fee § Discovery-RIATM Integration: $___ – Monthly fee MARS Training § WebEx - $___ /user § On Site at USBFS - $___ /day § At Client Location - $___ /day plus travel and out-of-pocket expenses if required Enhanced Support Services (Monthly fee) § $[ ] ___ - $[ ] ___ – Sales & Compliance Reporting * Includes Enhanced Services. Basic support components, file import assistance, data scrubbing (cleaning of firm, officebranch, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Includes interfaces for Schwab, Fidelity and OmniServ. ** Does not provide user access or CRM functionality. Additional System Setup & Implementation Costs (One-time fee) § $[ ] – Custom Data Interface Setup (cost per interface) § $[ ] – Standard Interface Setup (cost per interface) § $[ ] – OmniServ Setup § $[ ] – Additional OmniServ Interface Amended Exhibit U (continued) to the PMP Transfer Agent Servicing Agreement MARS Sales Reporting & Compliance Services Supplemental Services Fee Schedule at May, 2016 System Version 7i Implementation Cost § $[ ] - MARS Base Sales Reporting Module, MARS Base Core CRM Module, MARS Base 22c-2 Compliance Module (Includes up to [ ] years of DST/TA2000 data) § $[ ] - MARS Base 22c-2 Compliance Only Module (Includes up to [ ] years of DST/TA2000 data) Products & Services (Monthly fee)* § $[ ] – MARS Sales & Compliance Reporting (includes [ ] users & [ ] compliance users) § $[ ] – MARS Sales Reporting (includes [ ] users) § $[ ] – MARS Compliance Reporting (includes [ ] users) § $[ ] – Enhanced Services* * Includes up to [ ] hours per month of Enhanced Services. Basic support components, file import workflow assistance, data scrubbing (cleaning of firm, office, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Additional Enhanced Services support can be negotiated. Additional System Setup & Implementation Costs (One-time fee) § $[ ] – Custom Data Interface Setup (cost per interface) § $[ ] – Albridge Analytics Integration Setup § $[ ] – RIA Feed Setup § $[ ] – CFG Fulfillment Setup § $[ ] – iPad Setup § $[ ] – iPhone or Blackberry Setup § $[ ] – Google Maps Integration Setup § $[ ] – Standard Interface Setup (cost per interface) § $[ ] – OmniServ Setup § $[ ] – Additional OmniServ Interface Additional Licenses (Monthly fee per user) § $[ ] – Sales Reporting User § $[ ] – Compliance User § $[ ] – CRM User § $[ ] – iPhone User (without iPad) § $[ ] – iPad & iPhone User Additional Module Services (Monthly per user unless otherwise noted) § $[ ] – Albridge Analytics (only one license needed) § $[ ] – Customer/Account Module (waived with Compliance Module) § $[ ] – OmniServ § $[ ] – Data Quality Module (only one license needed) § $[ ] – CFG Fulfillment (only one license needed) § $[ ] – Document Management Module (only one license needed) § $[ ] – RIA Monthly Load § $[ ] – Profile Module (only one license needed) § $[ ] – Schwab/Fidelity/TD Ameritrade DSA Automated File Load § $[ ] – Schwab/Fidelity/TD Ameritrade Monthly Sales/Asset Portal Data Load § $[ ] – Mapping Integration Module – Google Maps (up to [ ] users) § $[ ] – Xxxxxxx Xxxxx (Compliance Only) NSCC SDR Fees § Line maintenance fee $[ ] – NSCC DTT Data ___ /month § Line § use fee $[ ] – Line Use (per hour) § ___ /hour Transaction fee $[ ] – Transaction (per [ ] records) MARS Training § $[ ] per day plus travel and miscellaneous expenses if required Software or Report Customization § $[ ] per hour Upgrades & Enhancements – Quoted separately through a Statement of Work ** All additional costs that may be charged by intermediaries/NSCC for data feeds are not included. ___ /100 records Sxxxxx Amended Exhibit U BB (continued) to the PMP Advisors Series Trust Transfer Agent Servicing Agreement Informa Shareholder Electronic Statement Services Supplemental Services Fee Schedule INFORMA ELECTRONIC SHAREHOLDER STATEMENT SERVICES FEE SCHEDULE at MayDecember, 2016 Electronic Confirm Presentation eCDLY will load shareowner daily confirmations (financial transactions only, does not include maintenance confirmations) and send notification to consented shareowners of a new document to view. § Document Loading, Storage, and Access - $[ ] per statement § Document Consent Processing, Suppression, and Notification - $[ ] per suppressed statement § Development & Implementation of Electronic Confirm Statements - $[ ] initial setup fee Note: Quarterly minimum fee of $[ ].2011

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $[ ] setup per ___ setup/fund group § $[ ] ___ /certificate transaction Same Day Cash Management § Setup: $___ (Access via Internet VPN) § Service: $___ /user per certificate transaction month Real Time Cash Flow § Implementation (one time charge) & Recurring Charges (monthly) - [ ] 5 Users – $[ ] ___ - [ ] 10 Users – $[ ] ___ - [ ] 20 Users – $[ ] ___ - [ ] 30 Users – $[ ] ___ - [ ] 40 Users – $[ ] ___ - [ ] 50 Users – $[ ] ___ § Training - WebEx - $[ ] per user 500 /user - On Site at USBFS - $[ ] per day ___ /day - At Client Location - $[ ] per day ___ /day plus travel and miscellaneous out-of-pocket expenses if required § Real Time Data Feeds - Implementation (per feed) - $[ ] per hour ___ /hour ([ ] 8 hour estimate) - Recurring (per feed) - $[ ] per month ___ /month Expedited CUSIP Setup - $___ /CUSIP (Less than 35 days) Sxxxxx - 2012 Amended Exhibit BB (continued) to the Advisors Series Trust Transfer Agent Servicing Agreement MARS Lite Setup and Implementation Fee Schedule SALES REPORTING & COMPLIANCE SERVICES SUPPLEMENTAL SERVICES FEE SCHEDULE at December, 2011 System Version 7i Implementation Cost § $[ ] ___ - MARS Base 22c-2 Compliance Only § $___ - MARS Base Sales and Asset Reporting Module & MARS Base Core CRM Module § $___ /hour – Software or report customization Monthly Service Fee § $___ – Standard monthly service fee Monthly Base Module Fees (Per user) § $___ – MARS Base 22c-2 Compliance Module − 22c-2 Rules definition, workflow process management, data request manager, account, and transactions § $___ – MARS Base Sales and Asset Reporting Module − Data cleaning, and 22c-2 Compliance Modules sales & asset reports with sales views § $___ – MARS Base Core CRM Module − Firm, branch, rep profiles, activity management, calendar, tickler, security & administration, and rep import Optional Services (Includes up to two years of DSTMonthly per user unless otherwise noted) § $___ – Channel/TA2000 dataterritory manager (included in base fee for CRM Module) Product & § $___ – Customer/account module § $___ – MARS omnibus reconciliation manager § $___ – Supermarket platform reporting module § $___ – Data quality module (only one license needed) § $___ – Handheld module § $___ – Handheld implementation (one time only) § $___ – Mapping integration module § $___ – Multiple Windows Module (only one license needed) § $___ – Document Management Module (only one license needed) § $___ – Profiling Module (only one license needed) Discovery-RIATM Database Integration § Discovery-RIATM Implementation: $___ – One-time setup fee § Discovery-RIATM Integration: $___ – Monthly fee MARS Training § WebEx - $___ /user § On Site at USBFS - $___ /day § At Client Location - $___ /day plus travel and out-of-pocket expenses if required Enhanced Support Services (Monthly fee) § $[ ] ___ - $[ ] ___ – Sales & Compliance Reporting * Includes Enhanced Services. Basic support components, file import assistance, data scrubbing (cleaning of firm, officebranch, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Includes interfaces for Schwab, Fidelity and OmniServ. ** Does not provide user access or CRM functionality. Additional System Setup & Implementation Costs (One-time fee) § $[ ] – Custom Data Interface Setup (cost per interface) § $[ ] – Standard Interface Setup (cost per interface) § $[ ] – OmniServ Setup § $[ ] – Additional OmniServ Interface Amended Exhibit U (continued) to the PMP Transfer Agent Servicing Agreement MARS Sales Reporting & Compliance Services Supplemental Services Fee Schedule at May, 2016 System Version 7i Implementation Cost § $[ ] - MARS Base Sales Reporting Module, MARS Base Core CRM Module, MARS Base 22c-2 Compliance Module (Includes up to [ ] years of DST/TA2000 data) § $[ ] - MARS Base 22c-2 Compliance Only Module (Includes up to [ ] years of DST/TA2000 data) Products & Services (Monthly fee)* § $[ ] – MARS Sales & Compliance Reporting (includes [ ] users & [ ] compliance users) § $[ ] – MARS Sales Reporting (includes [ ] users) § $[ ] – MARS Compliance Reporting (includes [ ] users) § $[ ] – Enhanced Services* * Includes up to [ ] hours per month of Enhanced Services. Basic support components, file import workflow assistance, data scrubbing (cleaning of firm, office, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Additional Enhanced Services support can be negotiated. Additional System Setup & Implementation Costs (One-time fee) § $[ ] – Custom Data Interface Setup (cost per interface) § $[ ] – Albridge Analytics Integration Setup § $[ ] – RIA Feed Setup § $[ ] – CFG Fulfillment Setup § $[ ] – iPad Setup § $[ ] – iPhone or Blackberry Setup § $[ ] – Google Maps Integration Setup § $[ ] – Standard Interface Setup (cost per interface) § $[ ] – OmniServ Setup § $[ ] – Additional OmniServ Interface Additional Licenses (Monthly fee per user) § $[ ] – Sales Reporting User § $[ ] – Compliance User § $[ ] – CRM User § $[ ] – iPhone User (without iPad) § $[ ] – iPad & iPhone User Additional Module Services (Monthly per user unless otherwise noted) § $[ ] – Albridge Analytics (only one license needed) § $[ ] – Customer/Account Module (waived with Compliance Module) § $[ ] – OmniServ § $[ ] – Data Quality Module (only one license needed) § $[ ] – CFG Fulfillment (only one license needed) § $[ ] – Document Management Module (only one license needed) § $[ ] – RIA Monthly Load § $[ ] – Profile Module (only one license needed) § $[ ] – Schwab/Fidelity/TD Ameritrade DSA Automated File Load § $[ ] – Schwab/Fidelity/TD Ameritrade Monthly Sales/Asset Portal Data Load § $[ ] – Mapping Integration Module – Google Maps (up to [ ] users) § $[ ] – Xxxxxxx Xxxxx (Compliance Only) NSCC SDR Fees § Line maintenance fee $[ ] – NSCC DTT Data ___ /month § Line § use fee $[ ] – Line Use (per hour) § ___ /hour Transaction fee $[ ] – Transaction (per [ ] records) MARS Training § $[ ] per day plus travel and miscellaneous expenses if required Software or Report Customization § $[ ] per hour Upgrades & Enhancements – Quoted separately through a Statement of Work ** All additional costs that may be charged by intermediaries/NSCC for data feeds are not included. ___ /100 records Sxxxxx - 2012 Amended Exhibit U BB (continued) to the PMP Advisors Series Trust Transfer Agent Servicing Agreement Informa Shareholder Electronic Statement Services Supplemental Services Fee Schedule INFORMA ELECTRONIC SHAREHOLDER STATEMENT SERVICES FEE SCHEDULE at MayDecember, 2016 2011 Electronic Confirm Presentation eCDLY will load shareowner daily confirmations (financial transactions only, does not include maintenance confirmations) and send notification to consented shareowners of a new document to view. § Document Loading, Storage, and Access - $[ ] per statement ___ /statement § Document Consent Processing, Suppression, and Notification - $[ ] per suppressed ___ /suppressed statement § Development & Implementation of Electronic Confirm Statements - $[ ] ___ initial setup fee Note: Quarterly minimum fee of $[ ].___. Electronic Investor Statement Presentation eStatements will load shareowner investor statements in a PDF format and send notification to the consented shareowners of a new document to view. § Document Loading, Storage, and Access - $___ /statement § Document Consent Processing, Suppression, and Notification - $___ /suppressed statement § Development & Implementation of Electronic Investor Statements - $___ initial setup fee Electronic Tax Presentation eTax will load TA2000 tax forms and send notification to the consented shareowners of a new document to view. § Document Loading, Storage, and Access - $___ /statement § Document Consent Processing, Suppression, and Notification - $___ /suppressed statement § Development & Implementation of Electronic Tax Statements - $___ initial setup fee Electronic Compliance Presentation eCompliance allows consented users to receive an email containing a link to the respective compliance material for each compliance run. § Document Loading, Storage, and Access § Document Consent Processing, Suppression, and Notification - $___ /suppressed statement § Development & Implementation of Electronic Compliance Documents - $___ initial setup fee Note: Annual compliance minimum fee of $___. FAN Web Transaction Fees § View Consent Enrollment - $___ /transaction § Consent Enrollment - $___ /transaction § View Statements - $___ /view Notes: All pricing based upon contractual three-year term. Proposal is rough estimate based upon client request. Rates subject to change once formal business requirements are received and reviewed. Estimate is valid for 90 days based on the following conditions: § Document Loading, Storage and Access - Statements presented as PDF documents. Includes data preparation for web-based presentment, document loading, hot storage for two years (2) on primary DASD and WORM-media and unlimited access. Statements will be loaded for all accounts, regardless of consent. § Document Consent Processing, Suppression & Notification – On-line consent registration, paper suppression, processing, quality control and email notification of document availability to an ISP address. Suppression and Notification volume will be determined by customer consent. Email notification of document availability to an ISP address. Notification volume will be determined by customer consent. § Document Setup & Development Fees-- Includes gathering business requirements and creation of functional specification document with record types II, AS, and AT, utilizing a DST OUTPUT MXXX data feed. Applies to major classes of documents (e.x. xxxxx confirm, investor, and tax documents) and significantly different documents within a class (e.g. a high net worth statement). Document set up fees will be determined upon requirements gathering and defining project scope. § Consent options will be reflected on TA2000; Email tracking and reporting on TA2000 Electronic Media reports § Standard Development Fee- Fee assessed for any additional programming outside of the initial implementation scope or any additional post-production enhancements. $___ per hour. Sxxxxx - 2012 Amended Exhibit BB (continued) to the Advisors Series Trust Transfer Agent Servicing Agreement eCONNECT PLATFORM SERVICE FEE SCHEDULE at December, 2011 eCONNECT is a Web-based platform featuring global content management, product distribution services, and digital print-on-demand technology. eCONNECT is accessible from any desktop, laptop, or mobile device so you can quickly and efficiently find, use, manage, and disseminate the information you need to maintain client relationships. System Implementation Cost § $___ – Implementation of Literature Fulfillment Management System, Online Fulfillment System - Setup client rules, operating standards, email alerts, and inventory - Physical inventory conversion to USBFS platform Monthly Service Fee § $___ – Standard monthly service fee § Portals are defined by a unique point of entry, navigation, and business rules 1-To-1 Electronic Marketing Delivery Fee Per Month § $___ – Up to 1,000 § $___ – Up to 2,500 § $___ – Up to 5,000 § $___ – Up to 10,000 § $___ – Up to 20,000 § $___ – Up to 50,000 § $___ – Up to 100,000 Email Marketing (Message & Setup Fee Per Campaign) § $___ – Up to 500 § $___ – Up to 1,000 § $___ – Up to 5,000 § $___ – Up to 10,000 § $___ – Per 1,000 over 10,000 eConnect Training § WebEx - $___ /user § On Site at USBFS - $___ /day § At Client Location - $___ /day plus travel and out-of-pocket expenses if required

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $[ ] __ setup per fund group § $[ ] __ per certificate transaction Real Time Cash Flow § Chat Services Implementation (one time charge) & Recurring Charges (monthly) - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] § Training - WebEx Fee - $[ ] per user - On Site at USBFS __ Monthly Fee - $[ ] __ per day - At Client Location month Per Chat Fee -$__ per chat or $__ per minute of chat MARS Sales Reporting & Compliance Services Standard MARS Version 8i Implementation Cost $__ - $[ ] per day plus travel and miscellaneous expenses if required § Real Time Data Feeds - Implementation (per feed) - $[ ] per hour ([ ] hour estimate) - Recurring (per feed) - $[ ] per month __ MARS Lite Setup and Implementation Fee Schedule System Version 7i Implementation Cost § $[ ] – MARS Base Sales Reporting and Module, CRM Module or 22c-2 Compliance Modules Module (Includes up to two years one year of DST/TA2000 data) Product Standard MARS Version Bi Products & Services (Monthly feefees) § • $[ ] __ - $[ ] – __ MARS Sales & Compliance Reporting (includes 5 Sales & 5 Compliance Users) • $__ - $__ MARS Sales Reporting (Includes 5 Sales Users) • $__ - $__ MARS 22c 2 Compl1ance (Includes 5 Compliance Users) $__ - $__ - Enhanced Services* Includes Enhanced Servicesup to 160 hours per month of support services. Basic support components, Includes file import Import assistance, data scrubbing (cleaning of firm, office, office and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements requirement analysis. Includes interfaces for Schwab, Fidelity and OmniServAdditional Enhanced Services support can be negotiated. ** Does not provide user access or CRM functionality. Additional Standard Version Bi System Setup & Implementation Costs (One-time fee) § • $[ ] – __- SxxxxXxxxx.xxx Integration • $__ - Custom Data Interface • $__ - OmniSERV Setup (cost per interface) § • $[ ] – __ - Standard Interface Setup • $__ - Additional OmniSERV Interface Standard Version 8/ Licenses (cost per interfaceMonthly Fee Per User) § • $[ ] – OmniServ Setup § $[ ] – Additional OmniServ Interface Amended Exhibit U (continued) to the PMP Transfer Agent Servicing Agreement MARS __ - Sales Reporting • $__ - 22c-2 Compliance • $__ - CRM • $__ - SFDC Standard Version Bi Products & Services (Monthly Fee) • $__ - OmniSERV • $__ - Daily Transaction Load from Sales Portal • $__ - Monthly Asset Load from Sales Portal • $__ - Sxxxxxxxxx.xxx Additional Version Bi Products & Services (Quoted Separately) Albridge Analytics, CFG Fulfillment, Customer/Account Module, Document Management, Exact Target, IPad/iPhone, Mapping Integration, Mxxxxxx Lxxxx (Compliance Services Supplemental Services Fee Schedule at MayOnly), 2016 System Version 7i NSCC DTT Data Line, Profiling, and RIA Monthly Load, MARS Lite Implementation Cost § Cost- Eligibility Based on AUM and Transaction Size • $[ ] - __ MARS Lite Base Sales Reporting Module, MARS Base Core CRM Module, MARS Base 22c-2 Compliance Module Only (Includes up to [ ] years one year of DST/TA2000 data) § $[ ] - MARS Base 22c-2 Compliance Only Module (Includes up to [ ] years of DST/TA2000 data) Lite Products & Services (Monthly fee)* § fees based on AUM) • $[ ] – MARS Sales & Compliance Reporting __/month (includes [ ] users & [ ] compliance usersAUM $0 -$99,999,999.99) § • $[ ] – MARS Sales Reporting __/month (includes [ ] usersAUM $100,00,000- $249,999,999.99) § • $[ ] – MARS Compliance Reporting __/month (includes [ ] usersAUM $250,000,000- $399,999,999.99) § • $[ ] – __/month (AUM $400,000,000- $499,999,999.99) Once an AUM of $___ has been reached, additional fees will be negotiated. After an AUM range is surpassed, the monthly services fee would not decrease regardless of negative fluctuations. Includes Enhanced Services* * Includes Services up to [ ] 160 hours per month of Enhanced Servicessupport services. Basic support components, includes file import assistance, data scrubbing (cleaning of firm, office, office and rep information), database query requests, compliance report monitoring/review/analysis, requests and business requirements analysis. Additional Enhanced Services support can be negotiatedBase includes initial three dealer interfaces. Each additional interface is $__ per month. Storage allocation Includes Initial 10GB of data. Each additional 1GB of storage space is $__ per month. No CRM real-time Integration. No system access. Additional MARS Lite System Setup & Implementation Costs (One-time fee) § • $[ ] – __ - Custom Data Interface Setup (cost per interface) § • $[ ] – Albridge Analytics Integration Setup § $[ ] – RIA Feed Setup § $[ ] – CFG Fulfillment Setup § $[ ] – iPad Setup § $[ ] – iPhone or Blackberry Setup § $[ ] – Google Maps Integration Setup § $[ ] – __ - Standard Interface Setup (cost per interface) § • $[ ] – OmniServ Setup § $[ ] – Additional OmniServ __ - OmniSERV Interface Additional Licenses (Monthly fee per user) § $[ ] – Sales Reporting User § $[ ] – Compliance User § $[ ] – CRM User § $[ ] – iPhone User (without iPad) § $[ ] – iPad & iPhone User Additional Module Services (Monthly per user unless otherwise noted) § $[ ] – Albridge Analytics (only one license needed) § $[ ] – Customer/Account Module (waived with Compliance Module) § $[ ] – OmniServ § $[ ] – Data Quality Module (only one license needed) § $[ ] – CFG Fulfillment (only one license needed) § $[ ] – Document Management Module (only one license needed) § $[ ] – RIA Monthly Load § $[ ] – Profile Module (only one license needed) § $[ ] – Schwab/Fidelity/TD Ameritrade DSA Automated File Load § $[ ] – Schwab/Fidelity/TD Ameritrade Monthly Sales/Asset Portal Data Load § $[ ] – Mapping Integration Module – Google Maps (up to [ ] users) § $[ ] – Xxxxxxx Xxxxx (Compliance Only) NSCC SDR Fees § $[ ] – NSCC DTT Data Line § $[ ] – Line Use (per hour) § $[ ] – Transaction (per [ ] records) MARS Training § $[ ] per day plus travel and miscellaneous expenses if required Software or Report Customization § $[ ] per hour Any System Upgrades & Enhancements – (Quoted separately through a Statement of Work Work) MARS Training • $__ /day plus travel and out-of-pocket expenses. ** All Any additional costs that may be charged by intermediaries/NSCC for data feeds fees are not included. Amended Exhibit U (continued) to the PMP Transfer Agent Servicing Agreement Informa Shareholder Electronic Statement Services Supplemental Services Fee Schedule at May, 2016 Electronic Confirm Presentation eCDLY will load shareowner daily dally confirmations (financial transactions only, does not include maintenance confirmations) and send notification to consented shareowners of a new document to view. § Document Loading, Storage, and Access - $[ ] __ per statement § Document Consent Processing, Suppression, and Notification - $[ ] __ per suppressed statement § Development & Implementation of Electronic Confirm Statements - $[ ] __ initial setup fee NoteElectronic Investor Statement Presentation eStatements will load shareowner investor statements in a PDF format and send notification to the consented shareowners of a new document to view. Document Loading, Storage, and Access - $__ per statement Document Consent Processing, Suppression, and Notification - $__ per suppressed statement Development & Implementation of Electronic Investor Statements - $__ initial setup fee Electronic Tax Presentation eTax will load TA2000 tax forms and send notification to the consented shareowners of a new document to view. Document Loading, Storage, and Access - $__ per statement Document Consent Processing, Suppression, and Notification - $__ per suppressed statement Development & Implementation of Electronic Tax Statements - $__ initial setup fee Electronic Compliance Presentation eCompliance allows consented users to receive an email containing a link to the respective compliance material for each compliance run. Document Consent Processing, Suppression, and Notification - $__ per suppressed statement Development & Implementation of Electronic Compliance Documents - $__ initial setup fee Related FAN Web Fees View Consent Enrollment - $__ per transaction Consent Enrollment- $__ per transaction View Statements - $__ per view Notes: Quarterly Statements presented as PDF documents Statements will be loaded for all accounts, regardless of consent Three year minimum term Storage for two years included in Document Loading, Storage and Access fee. Archive fee of $[ ].__ per document per year for three years and greater, if desired FAN Web customization charges also apply

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $[ ] setup per setup/fund group § $[ ] per certificate /certificate transaction Real Time Cash Flow § Implementation (one time charge) & Recurring Charges (monthly) - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] § Training - WebEx - $[ ] per user /user - On Site at USBFS - $[ ] per day /day - At Client Location - $[ ] per day /day plus travel and miscellaneous out-of-pocket expenses if required § Real Time Data Feeds - Implementation (per feed) - $[ ] per hour /hour ([ ] hour estimate) - Recurring (per feed) - $[ ] per month /month FundX Exhibit D (continued) to the Transfer Agent Agreement FundX Investment Trust MARS Lite Setup and Implementation Sales Reporting & Compliance Services Supplemental Services Fee Schedule at August, 2014 System Version 7i Implementation Cost § $[ ] – - MARS Base 22c-2 Compliance Only Module § $[ ] - MARS Base Sales Reporting and Module, MARS Base Core CRM Module, MARS Base 22c-2 Compliance Modules Module (Includes TA2000 data. Additional NSCC transaction charges or other potential intermediary charges are not included.) Products & Services (Monthly fee) § $[ ] – MARS Sales Reporting (includes [ ] users) § $[ ] – MARS Compliance Reporting (includes [ ] users) § $[ ] – MARS Sales & Compliance Reporting (includes [ ] users & [ ] compliance users) Additional System Setup & Implementation Costs (One-time fee) § $[ ] – Handheld Server Setup § $[ ] – RIA Feed Setup § $[ ] – CFG Fulfillment Setup § $[ ] – Google Maps Integration Setup § $[ ] – Cxxxxx Analytics Integration Setup § $[ ] – Standard Interface Setup (cost per interface) § $[ ] – Custom Data Interface Setup (cost per interface) § $[ ] – iPad § $[ ] - OmniServ Additional Licenses (Monthly fee per user) § $[ ] – CRM User § $[ ] – Compliance User § $[ ] – Sales Reporting User § $[ ] – Omnibus Reconciliation User § $[ ] – Handheld User § $[ ] – iPad (5 users) Additional Module Services (Monthly per user unless otherwise noted) § $[ ] – Customer/Account Module (included with Compliance Module) § $[ ] – Data Quality Module (only one license needed) § $[ ] – Profile Module (only one license needed) § $[ ] – Multiple Windows Module (only one license needed) § $[ ] – Document Management Module (only one license needed) § $[ ] – Cxxxxx Analytics (only one license needed) § $[ ] – CFG Fulfillment (only one license needed) § $[ ] – Mapping Integration Module – Google Maps (up to two years of DST[ ] users) § $[ ] – RIA Monthly Load § $[ ] – Schwab DSA Automated File Load § $[ ] – Schwab/TA2000 data) Product & Fidelity/TD Ameritrade Monthly Sales/Asset Portal Data Load § $[ ] – Schwab/Fidelity/TD Ameritrade Daily Compliance Portal Load § $[ ] - OmniServ MARS Training § $[ ] /day plus travel and out-of-pocket expenses if required Software or Report Customization § $[ ] /hour Enhanced Support Services (Monthly fee) § $[ ] - $[ ] – Sales & Compliance Reporting * Includes Enhanced Services. Basic support components, file import assistance, data scrubbing (cleaning of firm, office, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Includes interfaces for Schwab, Fidelity and OmniServ. ** Does not provide user access or CRM functionality. Additional System Setup & Implementation Costs (One-time fee) § $[ ] – Custom Data Interface Setup (cost per interface) § $[ ] – Standard Interface Setup (cost per interface) § $[ ] – OmniServ Setup § $[ ] – Additional OmniServ Interface Amended Exhibit U (continued) to the PMP Transfer Agent Servicing Agreement MARS Sales Reporting & Compliance Services Supplemental Services Fee Schedule at May, 2016 System Version 7i Implementation Cost § $[ ] - MARS Base Sales Reporting Module, MARS Base Core CRM Module, MARS Base 22c-2 Compliance Module (Includes up to [ ] years of DST/TA2000 data) § $[ ] - MARS Base 22c-2 Compliance Only Module (Includes up to [ ] years of DST/TA2000 data) Products & Services (Monthly fee)* § $[ ] – MARS Sales & Compliance Reporting (includes [ ] users & [ ] compliance users) § $[ ] – MARS Sales Reporting (includes [ ] users) § $[ ] – MARS Compliance Reporting (includes [ ] users) § $[ ] – Enhanced Services* * Includes up to [ ] hours per month of Enhanced Services. Basic support components, file import assistance, data scrubbing (cleaning of firm, office, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Additional Enhanced Services support can be negotiated. Additional System Setup & Implementation Costs (One-time fee) § $[ ] – Custom Data Interface Setup (cost per interface) § $[ ] – Albridge Analytics Integration Setup § $[ ] – RIA Feed Setup § $[ ] – CFG Fulfillment Setup § $[ ] – iPad Setup § $[ ] – iPhone or Blackberry Setup § $[ ] – Google Maps Integration Setup § $[ ] – Standard Interface Setup (cost per interface) § $[ ] – OmniServ Setup § $[ ] – Additional OmniServ Interface Additional Licenses (Monthly fee per user) § $[ ] – Sales Reporting User § $[ ] – Compliance User § $[ ] – CRM User § $[ ] – iPhone User (without iPad) § $[ ] – iPad & iPhone User Additional Module Services (Monthly per user unless otherwise noted) § $[ ] – Albridge Analytics (only one license needed) § $[ ] – Customer/Account Module (waived with Compliance Module) § $[ ] – OmniServ § $[ ] – Data Quality Module (only one license needed) § $[ ] – CFG Fulfillment (only one license needed) § $[ ] – Document Management Module (only one license needed) § $[ ] – RIA Monthly Load § $[ ] – Profile Module (only one license needed) § $[ ] – Schwab/Fidelity/TD Ameritrade DSA Automated File Load § $[ ] – Schwab/Fidelity/TD Ameritrade Monthly Sales/Asset Portal Data Load § $[ ] – Mapping Integration Module – Google Maps (up to [ ] users) § $[ ] – Xxxxxxx Xxxxx (Compliance Only) NSCC SDR Fees § $[ ] – NSCC DTT Data Line § $[ ] – Line Use (per hour) § $[ ] – Transaction (per [ ] records) MARS Training § $[ ] per day plus travel and miscellaneous expenses if required Software or Report Customization § $[ ] per hour Upgrades & Enhancements – Quoted separately through a Statement of Work ** All additional costs that may be charged by intermediaries/NSCC for data feeds are not included. Amended FundX Exhibit U D (continued) to the PMP Transfer Agent Servicing Agreement Informa Shareholder Electronic Statement Services Supplemental Services Fee Schedule at MayAugust, 2016 2014 Electronic Confirm Presentation eCDLY will load shareowner daily confirmations (financial transactions only, does not include maintenance confirmations) and send notification to consented shareowners of a new document to view. § Document Loading, Storage, and Access - $[ ] per statement /statement § Document Consent Processing, Suppression, and Notification - $[ ] per suppressed /suppressed statement § Development & Implementation of Electronic Confirm Statements - $[ ] initial setup fee Note: Quarterly minimum fee of $[ ].

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $[ ] setup per ____ setup/fund group § $[ ] ____ /certificate transaction Jumbo Pricing (JUMBO) – allows grouping of accounts for the purpose of calculating the advanced commission paid to a dealer. § $____ /account group per certificate transaction Real Time Cash Flow § Implementation (one time charge) & Recurring Charges (monthly) - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] § Training - WebEx year Expedited CUSIP Setup - $[ ] per user ____ /CUSIP (Less than 35 days) Amended Exhibit C (continued) to the Trust for Professional Managers Transfer Agent Servicing Agreement – M.D. Sass MARS SALES REPORTING & COMPLIANCE SERVICES SUPPLEMENTAL SERVICES - On Site FEE SCHEDULE at USBFS - $[ ] per day - At Client Location - $[ ] per day plus travel and miscellaneous expenses if required § Real Time Data Feeds - Implementation (per feed) - $[ ] per hour ([ ] hour estimate) - Recurring (per feed) - $[ ] per month MARS Lite Setup and Implementation Fee Schedule April, 2014 System Version 7i Implementation Cost § $[ ] ____ - $____ - Includes TA2000 data and standard data interfaces* § $____ /hour – Software or report customization Monthly Service Fee § $3,000 – Standard monthly service fee Monthly Base Module Fees (Per user) § $____ – MARS Base 22c-2 Compliance Module − 22c-2 Rules definition, workflow process management, data request manager, account, and transactions § $____ – MARS Base Sales and Asset Reporting Module − Data cleaning, and 22c-2 Compliance Modules sales & asset reports with sales views § $____ – MARS Base Core CRM Module − Firm, branch, rep profiles, activity management, calendar, tickler, security & administration, and rep import Optional Services (Includes Monthly per user unless otherwise noted) § $____ – Channel/territory manager (included in base fee for CRM Module) § $____ – Customer/account module § $____ – MARS omnibus reconciliation manager § $____ – Supermarket platform reporting module § $____ – Data quality module (only one license needed) § $____ – Handheld module § $____ – Handheld implementation (one time only) § $____ – Mapping integration module § $____ – Multiple Windows Module (only one license needed) § $____ – Document Management Module (only one license needed) § $____ – Profiling Module (only one license needed) Discovery-RIATM Database Integration § Discovery-RIATM Implementation: $____ – One-time set-up to two years of DST/TA2000 datafee § Discovery-RIATM Integration: $____ – Only one user license needed if client does not already have Discovery license (monthly fee) Product & § Discovery-RIATM License: $____ – Fee per user per month MARS Training § $____ /day plus travel and out-of-pocket expenses Enhanced Support Services (Monthly fee) § $[ ] ____ - $[ ] ____ – Sales & Compliance Reporting * Includes Enhanced Services. Basic support components, file import assistance, data scrubbing (cleaning of firm, officebranch, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Includes interfaces for Schwab, Fidelity and OmniServ. ** Does not provide user access or CRM functionality. Additional System Setup & Implementation Costs (One-time fee) § $[ ] – Custom Data Interface Setup (cost per interface) § $[ ] – Standard Interface Setup (cost per interface) § $[ ] – OmniServ Setup § $[ ] – Additional OmniServ Interface Amended Exhibit U (continued) to the PMP Transfer Agent Servicing Agreement MARS Sales Reporting & Compliance Services Supplemental Services Fee Schedule at May, 2016 System Version 7i Implementation Cost § $[ ] - MARS Base Sales Reporting Module, MARS Base Core CRM Module, MARS Base 22c-2 Compliance Module (Includes up to [ ] years of DST/TA2000 data) § $[ ] - MARS Base 22c-2 Compliance Only Module (Includes up to [ ] years of DST/TA2000 data) Products & Services (Monthly fee)* § $[ ] – MARS Sales & Compliance Reporting (includes [ ] users & [ ] compliance users) § $[ ] – MARS Sales Reporting (includes [ ] users) § $[ ] – MARS Compliance Reporting (includes [ ] users) § $[ ] – Enhanced Services* * Includes up to [ ] hours per month of Enhanced Services. Basic support components, file import workflow assistance, data scrubbing (cleaning of firm, office, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Additional Enhanced Services support can be negotiated. Additional System Setup & Implementation Costs (One-time fee) § $[ ] – Custom Data Interface Setup (cost per interface) § $[ ] – Albridge Analytics Integration Setup § $[ ] – RIA Feed Setup § $[ ] – CFG Fulfillment Setup § $[ ] – iPad Setup § $[ ] – iPhone or Blackberry Setup § $[ ] – Google Maps Integration Setup § $[ ] – Standard Interface Setup (cost per interface) § $[ ] – OmniServ Setup § $[ ] – Additional OmniServ Interface Additional Licenses (Monthly fee per user) § $[ ] – Sales Reporting User § $[ ] – Compliance User § $[ ] – CRM User § $[ ] – iPhone User (without iPad) § $[ ] – iPad & iPhone User Additional Module Services (Monthly per user unless otherwise noted) § $[ ] – Albridge Analytics (only one license needed) § $[ ] – Customer/Account Module (waived with Compliance Module) § $[ ] – OmniServ § $[ ] – Data Quality Module (only one license needed) § $[ ] – CFG Fulfillment (only one license needed) § $[ ] – Document Management Module (only one license needed) § $[ ] – RIA Monthly Load § $[ ] – Profile Module (only one license needed) § $[ ] – Schwab/Fidelity/TD Ameritrade DSA Automated File Load § $[ ] – Schwab/Fidelity/TD Ameritrade Monthly Sales/Asset Portal Data Load § $[ ] – Mapping Integration Module – Google Maps (up to [ ] users) § $[ ] – Xxxxxxx Xxxxx (Compliance Only) NSCC SDR Fees § Line maintenance fee $[ ] – NSCC DTT Data ____ /month § Line use fee $____ /hour § Transaction fee $[ ] – Line Use (per hour) § $[ ] – Transaction (per [ ] records) ____ /100 records * Standard data interfaces refers to intermediary files already developed and implemented within the MARS Training § $[ ] per day plus travel application. All other file feeds will be subject to the standard hourly rate for development and miscellaneous expenses if required Software or Report Customization § $[ ] per hour Upgrades & Enhancements – Quoted separately through a Statement of Work ** All implementation. Any additional costs that may be charged by intermediaries/NSCC for data feeds are not included. Amended Exhibit U C (continued) to the PMP Trust for Professional Managers Transfer Agent Servicing Agreement Informa Shareholder Electronic Statement Services Supplemental Services Fee Schedule – M.D. Sass INFORMA ELECTRONIC SHAREHOLDER STATEMENT SERVICES FEE SCHEDULE at MayApril, 2016 2014 Electronic Confirm Presentation eCDLY will load shareowner daily confirmations (financial transactions only, does not include maintenance confirmations) and send notification to consented shareowners of a new document to view. § Document Loading, Storage, and Access - $[ ] per statement ____ /statement § Document Consent Processing, Suppression, and Notification - $[ ] per suppressed ____/suppressed statement § Development & Implementation of Electronic Confirm Statements - $[ ] ____ initial setup fee Note: Quarterly minimum fee of $[ ].____. Electronic Investor Statement Presentation eStatements will load shareowner investor statements in a PDF format and send notification to the consented shareowners of a new document to view. § Document Loading, Storage, and Access - $____ /statement § Document Consent Processing, Suppression, and Notification - $____ /suppressed statement § Development & Implementation of Electronic Investor Statements - $____ initial setup fee Electronic Tax Presentation eTax will load TA2000 tax forms and send notification to the consented shareowners of a new document to view. § Document Loading, Storage, and Access - $____ /statement § Document Consent Processing, Suppression, and Notification - $____ /suppressed statement § Development & Implementation of Electronic Tax Statements - $____ initial setup fee Electronic Compliance Presentation eCompliance allows consented users to receive an e-mail containing a link to the respective compliance material for each compliance run. § Document Loading, Storage, and Access § Document Consent Processing, Suppression, and Notification - $____ /suppressed statement § Development & Implementation of Electronic Compliance Documents - $____ initial setup fee Note: Annual compliance minimum fee of $____. FAN Web Transaction Fees § View Consent Enrollment - $____ /transaction § Consent Enrollment - $____ /transaction § View Statements - $____ /view Notes: All pricing based upon contractual three-year term. Proposal is rough estimate based upon client request. Rates subject to change once formal business requirements are received and reviewed. Estimate is valid for 90 days based on the following conditions: § Document Loading, Storage and Access - Statements presented as PDF documents. Includes data preparation for web-based presentment, document loading, hot storage for two years (2) on primary DASD and WORM-media and unlimited access. Statements will be loaded for all accounts, regardless of consent. § Document Consent Processing, Suppression & Notification – On-line consent registration, paper suppression, processing, quality control and e-mail notification of document availability to an ISP address. Suppression and Notification volume will be determined by customer consent. E-mail notification of document availability to an ISP address. Notification volume will be determined by customer consent. § Document Setup & Development Fees-- Includes gathering business requirements and creation of functional specification document with record types II, AS, and AT, utilizing a DST OUTPUT MXXX data feed. Applies to major classes of documents (e.x. xxxxx confirm, investor, and tax documents) and significantly different documents within a class (e.g. a high net worth statement). Document set up fees will be determined upon requirements gathering and defining project scope. § Consent options will be reflected on TA2000; Email tracking and reporting on TA2000 Electronic Media reports Standard Development Fee - Fee assessed for any additional programming outside of the initial implementation scope or any additional post-production enhancements. $____ per hour. (Signatures on the following page) Amended Exhibit C (continued) to the Trust for Professional Managers Transfer Agent Servicing Agreement – M.D. Sass Advisor’s signature below acknowledges approval of the seven (7) pages of transfer agent fees on this Amended Exhibit C. By: M.D. Sass Investors Services, Inc. Name: /s/ Bxxxx Xxx Title: COO & GC Date: 11/18/15 Advisor’s signature below acknowledges approval of the seven (7) pages of transfer agent fees on this Amended Exhibit C. By: M.D. Sass, LLC Name: /s/ Bxxxx Xxx Title: COO & GC Date: 11/18/15

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $[ ] ___ setup per fund group § $[ ] ___ per certificate transaction Real Time Cash Flow § Implementation (one time charge) & Recurring Charges (monthly) - [ ] 5 Users – $[ ] ___ - [ ] 10 Users – $[ ] ___ - [ ] 20 Users – $[ ] ___ - [ ] 30 Users – $[ ] ___ - [ ] 40 Users – $[ ] ___ - [ ] 50 Users – $[ ] ___ § Training - WebEx - $[ ] ___ per user - On Site at USBFS - $[ ] ___ per day - At Client Location - $[ ] ___ per day plus travel and miscellaneous expenses if required § Real Time Data Feeds - Implementation (per feed) - $[ ] ___ per hour ([ ] 8 hour estimate) - Recurring (per feed) - $[ ] ___ per month Highmore 8 Exhibit H (continued) to the Series Portfolios Trust Transfer Agent Servicing Agreement MARS Lite Setup and Implementation Fee Schedule at October, 2016 System Version 7i Implementation Cost § $[ ] ___ – MARS Base Sales Reporting and 22c-2 Compliance Modules (Includes up to two years of DST/TA2000 data) Product & Services (Monthly fee) § $[ ] ___ - $[ ] ___ – Sales & Compliance Reporting * Includes Enhanced Services. Basic support components, file import assistance, data scrubbing (cleaning of firm, office, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Includes interfaces for Schwab, Fidelity and OmniServ. ** Does not provide user access or CRM functionality. Additional System Setup & Implementation Costs (One-time fee) § $[ ] ___ – Custom Data Interface Setup (cost per interface) § $[ ] ___ – Standard Interface Setup (cost per interface) § $[ ] ___ – OmniServ Setup § $[ ] ___ – Additional OmniServ Interface Amended Highmore 9 Exhibit U H (continued) to the PMP Series Portfolios Trust Transfer Agent Servicing Agreement MARS Sales Reporting & Compliance Services Supplemental Services Fee Schedule at MayOctober, 2016 System Version 7i Implementation Cost § $[ ] ___ - MARS Base Sales Reporting Module, MARS Base Core CRM Module, MARS Base 22c-2 Compliance Module (Includes up to [ ] two years of DST/TA2000 data) § $[ ] ___ - MARS Base 22c-2 Compliance Only Module (Includes up to [ ] two years of DST/TA2000 data) Products & Services (Monthly fee)* § $[ ] ___ – MARS Sales & Compliance Reporting (includes [ ] 5 users & [ ] 5 compliance users) § $[ ] ___ – MARS Sales Reporting (includes [ ] 5 users) § $[ ] ___ – MARS Compliance Reporting (includes [ ] 5 users) § $[ ] ___ – Enhanced Services* * Includes up to [ ] 160 hours per month of Enhanced Services. Basic support components, file import assistance, data scrubbing (cleaning of firm, office, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Additional Enhanced Services support can be negotiated. Additional System Setup & Implementation Costs (One-time fee) § $[ ] ___ – Custom Data Interface Setup (cost per interface) § $[ ] ___ – Albridge Analytics Integration Setup § $[ ] ___ – RIA Feed Setup § $[ ] ___ – CFG Fulfillment Setup § $[ ] ___ – iPad Setup § $[ ] ___ – iPhone or Blackberry Setup § $[ ] ___ – Google Maps Integration Setup § $[ ] ___ – Standard Interface Setup (cost per interface) § $[ ] ___ – OmniServ Setup § $[ ] ___ – Additional OmniServ Interface Additional Licenses (Monthly fee per user) § $[ ] ___ – Sales Reporting User § $[ ] ___ – Compliance User § $[ ] ___ – CRM User § $[ ] ___ – iPhone User (without iPad) § $[ ] ___ – iPad & iPhone User Additional Module Services (Monthly per user unless otherwise noted) § $[ ] ___ – Albridge Analytics (only one license needed) § $[ ] ___ – Customer/Account Module (waived with Compliance Module) § $[ ] ___ – OmniServ § $[ ] ___ – Data Quality Module (only one license needed) § $[ ] ___ – CFG Fulfillment (only one license needed) § $[ ] ___ – Document Management Module (only one license needed) § $[ ] ___ – RIA Monthly Load § $[ ] ___ – Profile Module (only one license needed) § $[ ] ___ – Schwab/Fidelity/TD Ameritrade DSA Automated File Load § $[ ] ___ – Schwab/Fidelity/TD Ameritrade Monthly Sales/Asset Portal Data Load § $[ ] ___ – Mapping Integration Module – Google Maps (up to [ ] 10 users) § $[ ] ___ – Xxxxxxx Xxxxx Mxxxxxx Lxxxx (Compliance Only) NSCC SDR Fees § $[ ] ___ – NSCC DTT Data Line § $[ ] ___ – Line Use (per hour) § $[ ] ___ – Transaction (per [ ] 100 records) MARS Training § $[ ] ___ per day plus travel and miscellaneous expenses if required Software or Report Customization § $[ ] ___ per hour Upgrades & Enhancements – Quoted separately through a Statement of Work ** All additional costs that may be charged by intermediaries/NSCC for data feeds are not included. Amended Exhibit U Hxxxxxxx 00 Xxxxxxx X (continued) to the PMP Series Portfolios Trust Transfer Agent Servicing Agreement Informa Shareholder Electronic Statement Services Supplemental Services Fee Schedule at MayOctober, 2016 Electronic Confirm Presentation eCDLY will load shareowner daily confirmations (financial transactions only, does not include maintenance confirmations) and send notification to consented shareowners of a new document to view. § Document Loading, Storage, and Access - $[ ] ___ per statement § Document Consent Processing, Suppression, and Notification - $[ ] ___ per suppressed statement § Development & Implementation of Electronic Confirm Statements - $[ ] ___ initial setup fee Note: Quarterly minimum fee of $[ ]___.

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $[ ] setup per setup/fund group § $[ ] per certificate /certificate transaction Real Time Cash Flow § Exhibit D (continued) to the Transfer Agent Agreement FundX Investment Trust MARS Sales Reporting & Compliance Services Supplemental Services Fee Schedule at September, 2019 Standard MARS Version 8i Implementation (one time charge) & Recurring Charges (monthly) - Cost $[ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] § Training - WebEx - $[ ] per user - On Site at USBFS - $[ ] per day - At Client Location - $[ ] per day plus travel and miscellaneous expenses if required § Real Time Data Feeds - Implementation (per feed) - $[ ] per hour ([ ] hour estimate) - Recurring (per feed) - $[ ] per month MARS Lite Setup and Implementation Fee Schedule System Version 7i Implementation Cost § $[ ] – MARS Base Sales Reporting and Module, CRM Module or 22c-2 Compliance Modules Module (Includes up to two years one year of DST/TA2000 data) Product Standard MARS Version 8i Products & Services (Monthly feefees) § $[ ] - $[ ] – $[ ] MARS Sales & Compliance Reporting (Includes 5 Sales & 5 Compliance Users) $[ ] – $[ ] MARS Sales Reporting (Includes 5 Sales Users) $[ ] – $[ ] MARS 22c-2 Compliance (Includes 5 Compliance Users) $[ ] – $[ ] – Enhanced Services* Includes Enhanced Servicesup to 160 hours per month of support services. Basic support components, includes file import assistance, data scrubbing (cleaning of firm, office, office and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements requirement analysis. Includes interfaces for Schwab, Fidelity and OmniServAdditional Enhanced Services support can be negotiated. ** Does not provide user access or CRM functionality. Additional Standard Version 8i System Setup & Implementation Costs (One-time fee) § $[ ] – XxxxxXxxxx.xxx Integration $[ ] – Custom Data Interface $[ ] – OmniSERV Setup (cost per interface) § $[ ] – Standard Interface Setup (cost per interface) § $[ ] – OmniServ Setup § $[ ] – Additional OmniServ OmniSERV Interface Amended Exhibit U Standard Version 8i Licenses (continuedMonthly Fee Per User) to the PMP Transfer Agent Servicing Agreement MARS Sales Reporting & Compliance Services Supplemental Services Fee Schedule at May, 2016 System Version 7i Implementation Cost § $[ ] - – Sales Reporting $[ ] – 22c-2 Compliance $[ ] – CRM $[ ] – SFDC Standard Version 8i Products & Services (Monthly Fee) $[ ] – OmniSERV $[ ] – Daily Transaction Load from Sales Portal $[ ] – Monthly Asset Load from Sales Portal $[ ] – XxxxxXxxxx.xxx Additional Version 8i Products & Services (Quoted Separately) Albridge Analytics, CFG Fulfillment, Customer/Account Module, Document Management, Exact Target, iPad/iPhone, Mapping Integration, Xxxxxxx Xxxxx (Compliance Only), NSCC DTT Data Line, Profiling, and RIA Monthly Load. MARS Lite Implementation Cost – Eligibility Based on AUM and Transaction Size $[ ] – MARS Lite Base Sales Reporting Module, MARS Base Core CRM Module, MARS Base 22c-2 Compliance Module Only (Includes up to [ ] years one year of DST/TA2000 data) § $[ ] - MARS Base 22c-2 Compliance Only Module (Includes up to [ ] years of DST/TA2000 data) Lite Products & Services (Monthly fee)* § fees based on AUM) $[ ] ]/month (AUM $0 – MARS Sales & Compliance Reporting (includes [ ] users & [ ] compliance users$99,999,999.99) § $[ ] ]/month (AUM $100,00,000 – MARS Sales Reporting (includes [ ] users$249,999,999.99) § $[ ] ]/month (AUM $250,000,000 – MARS Compliance Reporting (includes [ ] users$399,999,999.99) § $[ ] ]/month (AUM $400,000,000 – $499,999,999.99) Once an AUM of $500,000,000 has been reached, additional fees will be negotiated. After an AUM range is surpassed, the monthly services fee would not decrease regardless of negative fluctuations. Includes Enhanced Services* * Includes Services up to [ ] 160 hours per month of Enhanced Servicessupport services. Basic support components, includes file import assistance, data scrubbing (cleaning of firm, office, office and rep information), database query requests, compliance report monitoring/review/analysis, requests and business requirements analysis. Additional Enhanced Services support can be negotiatedBase includes initial three dealer interfaces. Each additional interface is $[ ] per month. Storage allocation includes initial 10GB of data. Each additional 1GB of storage space is $[ ] per month. No CRM real-time integration. No system access. Additional MARS Lite System Setup & Implementation Costs (One-time fee) § $[ ] – Custom Data Interface Setup (cost per interface) § $[ ] – Albridge Analytics Integration Setup § $[ ] – RIA Feed Setup § $[ ] – CFG Fulfillment Setup § $[ ] – iPad Setup § $[ ] – iPhone or Blackberry Setup § $[ ] – Google Maps Integration Setup § $[ ] – Standard Interface Setup (cost per interface) § $[ ] – OmniServ Setup § $[ ] – Additional OmniServ OmniSERV Interface Additional Licenses (Monthly fee per user) § $[ ] – Sales Reporting User § $[ ] – Compliance User § $[ ] – CRM User § $[ ] – iPhone User (without iPad) § $[ ] – iPad & iPhone User Additional Module Services (Monthly per user unless otherwise noted) § $[ ] – Albridge Analytics (only one license needed) § $[ ] – Customer/Account Module (waived with Compliance Module) § $[ ] – OmniServ § $[ ] – Data Quality Module (only one license needed) § $[ ] – CFG Fulfillment (only one license needed) § $[ ] – Document Management Module (only one license needed) § $[ ] – RIA Monthly Load § $[ ] – Profile Module (only one license needed) § $[ ] – Schwab/Fidelity/TD Ameritrade DSA Automated File Load § $[ ] – Schwab/Fidelity/TD Ameritrade Monthly Sales/Asset Portal Data Load § $[ ] – Mapping Integration Module – Google Maps (up to [ ] users) § $[ ] – Xxxxxxx Xxxxx (Compliance Only) NSCC SDR Fees § $[ ] – NSCC DTT Data Line § $[ ] – Line Use (per hour) § $[ ] – Transaction (per [ ] records) MARS Training § $[ ] per day plus travel and miscellaneous expenses if required Software or Report Customization § $[ ] per hour Any System Upgrades & Enhancements – (Quoted separately through a Statement of Work Work) MARS Training $[ ] /day plus travel and out-of-pocket expenses. ** All Any additional costs that may be charged by intermediaries/NSCC for data feeds fees are not included. Amended Exhibit U D (continued) to the PMP Transfer Agent Servicing Agreement Informa Shareholder Electronic Statement Services Supplemental Services Fee Schedule at MaySeptember, 2016 2019 Electronic Confirm Presentation eCDLY will load shareowner daily confirmations (financial transactions only, does not include maintenance confirmations) and send notification to consented shareowners of a new document to view. § Document Loading, Storage, and Access - $[ ] per statement § /statement Document Consent Processing, Suppression, and Notification - $[ ] per suppressed /suppressed statement § Development & Implementation of Electronic Confirm Statements - $[ ] initial setup fee Note: Quarterly minimum fee of $[ ].

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $[ ] _ setup per fund group § $[ ] _ per certificate transaction Real Time Cash Flow § Implementation (one time charge) & Recurring Charges (monthly) - [ ] 5 Users – $[ ] _ - [ ] 10 Users – _ - 20 Users – $[ ] _ - [ ] 30 Users_ - 40 Users – $[ ] _ - [ ] 50 Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] _ § Training - WebEx - $[ ] 500 per user - On Site at USBFS - $[ ] _ per day - At Client Location - $[ ] _ per day plus travel and miscellaneous expenses if required § Real Time Data Feeds - Implementation (per feed) - $[ ] _ per hour ([ ] 8 hour estimate) - Recurring (per feed) - $[ ] _ per month Exhibit H (continued) to the Series Portfolios Trust Transfer Agent Servicing Agreement MARS Lite Setup and Implementation Fee Schedule at February 2018 System Version 7i Implementation Cost § $[ ] _ – MARS Base Sales Reporting and 22c-2 Compliance Modules (Includes up to two years of DST/TA2000 data) Product & Services (Monthly fee) § $[ ] - $[ ] _ – Sales & Compliance Reporting * Includes Enhanced Services. Basic support components, file import assistance, data scrubbing (cleaning of firm, office, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Includes interfaces for Schwab, Fidelity and OmniServ. ** Does not provide user access or CRM functionality. Additional System Setup & Implementation Costs (One-time fee) § $[ ] _ – Custom Data Interface Setup (cost per interface) § $[ ] _ – Standard Interface Setup (cost per interface) § $[ ] _ – OmniServ Setup § $[ ] _ – Additional OmniServ Interface Amended Exhibit U H (continued) to the PMP Series Portfolios Trust Transfer Agent Servicing Agreement MARS Sales Reporting & Compliance Services Supplemental Services Fee Schedule at May, 2016 February 2018 System Version 7i Implementation Cost § $[ ] _ - MARS Base Sales Reporting Module, MARS Base Core CRM Module, MARS Base 22c-2 Compliance Module (Includes up to [ ] two years of DST/TA2000 data) § $[ ] _ - MARS Base 22c-2 Compliance Only Module (Includes up to [ ] two years of DST/TA2000 data) Products & Services (Monthly fee)* § $[ ] _ – MARS Sales & Compliance Reporting (includes [ ] 5 users & [ ] 5 compliance users) § $[ ] _ – MARS Sales Reporting (includes [ ] 5 users) § $[ ] _ – MARS Compliance Reporting (includes [ ] 5 users) § $[ ] _ – Enhanced Services* * Includes up to [ ] 160 hours per month of Enhanced Services. Basic support components, file import assistance, data scrubbing (cleaning of firm, office, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Additional Enhanced Services support can be negotiated. Additional System Setup & Implementation Costs (One-time fee) § $[ ] _ – Custom Data Interface Setup (cost per interface) § $[ ] _ – Albridge Analytics Integration Setup § $[ ] _ – RIA Feed Setup § $[ ] _ – CFG Fulfillment Setup § $[ ] _ – iPad Setup § $[ ] _ – iPhone or Blackberry Setup § $[ ] _ – Google Maps Integration Setup § $[ ] _ – Standard Interface Setup (cost per interface) § $[ ] _ – OmniServ Setup § $[ ] _ – Additional OmniServ Interface Additional Licenses (Monthly fee per user) § $[ ] _ – Sales Reporting User § $[ ] _ – Compliance User § $[ ] _ – CRM User § $[ ] _ – iPhone User (without iPad) § $[ ] _ – iPad & iPhone User Additional Module Services (Monthly per user unless otherwise noted) § $[ ] _ – Albridge Analytics (only one license needed) § $[ ] _ – Customer/Account Module (waived with Compliance Module) § $[ ] _ – OmniServ § $[ ] _ – Data Quality Module (only one license needed) § $[ ] _ – CFG Fulfillment (only one license needed) § $[ ] _ – Document Management Module (only one license needed) § $[ ] _ – RIA Monthly Load § $[ ] _ – Profile Module (only one license needed) § $[ ] _ – Schwab/Fidelity/TD Ameritrade DSA Automated File Load § $[ ] _ – Schwab/Fidelity/TD Ameritrade Monthly Sales/Asset Portal Data Load § $[ ] _ – Mapping Integration Module – Google Maps (up to [ ] 10 users) § $[ ] _ – Xxxxxxx Xxxxx (Compliance Only) NSCC SDR Fees § $[ ] _ – NSCC DTT Data Line § $[ ] _ – Line Use (per hour) § $[ ] _ – Transaction (per [ ] 100 records) MARS Training § $[ ] _ per day plus travel and miscellaneous expenses if required Software or Report Customization § $[ ] _ per hour Upgrades & Enhancements – Quoted separately through a Statement of Work ** All additional costs that may be charged by intermediaries/NSCC for data feeds are not included. Amended Exhibit U H (continued) to the PMP Series Portfolios Trust Transfer Agent Servicing Agreement Informa Shareholder Electronic Statement Services Supplemental Services Fee Schedule at May, 2016 February 2018 Electronic Confirm Presentation eCDLY will load shareowner daily confirmations (financial transactions only, does not include maintenance confirmations) and send notification to consented shareowners of a new document to view. § Document Loading, Storage, and Access - $[ ] _ per statement § Document Consent Processing, Suppression, and Notification - $[ ] _ per suppressed statement § Development & Implementation of Electronic Confirm Statements - $[ ] _ initial setup fee Note: Quarterly minimum fee of $[ ]_.

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $[ ] ___ setup per fund group § $[ ] ___per certificate transaction Exhibit F - Transfer Agent & Shareholder Services Supplemental Services Fee Schedule (Continued) Real Time Cash Flow § Implementation (one time charge) & Recurring Charges (monthly) - [ ] Up to 5 Users – $[ ] ___ - [ ] Over 5 Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] to be provided § Training - WebEx - $[ ] ___ per user - On Site at USBFS - – $[ ] ___per day - At Client Location - – $[ ] ___per day plus travel and miscellaneous Miscellaneous expenses if required § Real Time Data Feeds - Implementation (per feed) - – $[ ] ___ per hour ([ ] 8 hour estimate) - Recurring (per feed) - – $[ ] ___ per month Fund Closing/Deconversion Fees § Programming & File Delivery – $___/hour § Project Management/Analysis – $___/hour § Account Data Retention – $___/account/month until purged* § CUSIP Data Retention – $___/CUSIP/month until purged* *FINCEN regulations require account retention for 12 months following closing. Data is purged the first July after retention requirements have been fulfilled. MARS Lite Setup and Implementation Fee Schedule System Sales Reporting & Compliance Services Standard MARS Version 7i 8i Implementation Cost § $[ ] ___ – $___MARS Base Sales Reporting and Module, CRM Module or 22c-2 Compliance Modules Module (Includes up to two years one year of DST/TA2000 data) Product Standard MARS Version 8i Products & Services (Monthly feefees) § $[ ] - ___– $[ ] – ___MARS Sales & Compliance Reporting (Includes 5 Sales & 5 Compliance Users) § $___– $___MARS Sales Reporting (Includes 5 Sales Users) § $___– $___MARS 22c-2 Compliance (Includes 5 Compliance Users) § $___ – $___– Enhanced Services* Includes Enhanced Servicesup to 160 hours per month of support services. Basic support components, includes file import assistance, data scrubbing (cleaning of firm, office, office and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements requirement analysis. Includes interfaces for Schwab, Fidelity and OmniServAdditional Enhanced Services support can be negotiated. ** Does not provide user access or CRM functionality. Additional Standard Version 8i System Setup & Implementation Costs (One-time fee) § $[ ] ___ – SxxxxXxxxx.xxx Integration § $___– Custom Data Interface § $___– OmniSERV Setup § $___ – Standard Interface § $___– Additional OmniSERV Interface Standard Version 8i Licenses (cost per interfaceMonthly Fee Per User) § $[ ] ___ – Sales Reporting § $___ – 22c-2 Compliance § $___ – CRM § $___ – SFDC Standard Interface Setup Version 8i Products & Services (cost per interfaceMonthly Fee) § $[ ] ___ – OmniServ Setup OmniSERV § $[ ] ___ – Daily Transaction Load from Sales Portal § $___ – Monthly Asset Load from Sales Portal § $___ – SxxxxXxxxx.xxx Additional OmniServ Interface Amended Version 8i Products & Services (Quoted Separately) Albridge Analytics, CFG Fulfillment, Customer/Account Module, Document Management, Exact Target, iPad/iPhone, Mapping Integration, Mxxxxxx Lxxxx (Compliance Only), NSCC DTT Data Line, Profiling, and RIA Monthly Load. Exhibit U (continued) to the PMP F - Transfer Agent Servicing Agreement MARS Sales Reporting & Compliance Shareholder Services - Supplemental Services Fee Schedule at May, 2016 System Version 7i (Continued) MARS Lite Implementation Cost – Eligibility Based on AUM and Transaction Size § $[ ] - ___ – MARS Lite Base Sales Reporting Module, MARS Base Core CRM Module, MARS Base 22c-2 Compliance Module Only (Includes up to [ ] years one year of DST/TA2000 data) § $[ ] - MARS Base 22c-2 Compliance Only Module (Includes up to [ ] years of DST/TA2000 data) Lite Products & Services (Monthly fee)* § $[ ] – MARS Sales & Compliance Reporting (includes [ ] users & [ ] compliance usersfees based on AUM) § $[ ] ___/month (AUM $___ – MARS Sales Reporting (includes [ ] users$___) § $[ ] ___/month (AUM $___ – MARS Compliance Reporting (includes [ ] users$___) § $[ ] ___/month (AUM $___– $___) § $___/month (AUM $___ – $___) Once an AUM of $___has been reached, additional fees will be negotiated. After an AUM range is surpassed, the monthly services fee would not decrease regardless of negative fluctuations. Includes Enhanced Services* * Includes Services up to [ ] 160 hours per month of Enhanced Servicessupport services. Basic support components, includes file import assistance, data scrubbing (cleaning of firm, office, office and rep information), database query requests, compliance report monitoring/review/analysis, requests and business requirements analysis. Additional Enhanced Services support can be negotiatedBase includes initial three dealer interfaces. Each additional interface is $___ per month. Storage allocation includes initial 10GB of data. Each additional 1GB of storage space is $___ per month. No CRM real-time integration. No system access. Additional MARS Lite System Setup & Implementation Costs (One-time fee) § $[ ] ___ – Custom Data Interface Setup (cost per interface) § $[ ] – Albridge Analytics Integration Setup § $[ ] – RIA Feed Setup § $[ ] – CFG Fulfillment Setup § $[ ] – iPad Setup § $[ ] – iPhone or Blackberry Setup § $[ ] – Google Maps Integration Setup § $[ ] ___ – Standard Interface Setup (cost per interface) § $[ ] ___– OmniServ Setup § $[ ] – Additional OmniServ OmniSERV Interface Additional Licenses (Monthly fee per user) § $[ ] – Sales Reporting User § $[ ] – Compliance User § $[ ] – CRM User § $[ ] – iPhone User (without iPad) § $[ ] – iPad & iPhone User Additional Module Services (Monthly per user unless otherwise noted) § $[ ] – Albridge Analytics (only one license needed) § $[ ] – Customer/Account Module (waived with Compliance Module) § $[ ] – OmniServ § $[ ] – Data Quality Module (only one license needed) § $[ ] – CFG Fulfillment (only one license needed) § $[ ] – Document Management Module (only one license needed) § $[ ] – RIA Monthly Load § $[ ] – Profile Module (only one license needed) § $[ ] – Schwab/Fidelity/TD Ameritrade DSA Automated File Load § $[ ] – Schwab/Fidelity/TD Ameritrade Monthly Sales/Asset Portal Data Load § $[ ] – Mapping Integration Module – Google Maps (up to [ ] users) § $[ ] – Xxxxxxx Xxxxx (Compliance Only) NSCC SDR Fees § $[ ] – NSCC DTT Data Line § $[ ] – Line Use (per hour) § $[ ] – Transaction (per [ ] records) MARS Training § $[ ] per day plus travel and miscellaneous expenses if required Software or Report Customization § $[ ] per hour Any System Upgrades & Enhancements – (Quoted separately through a Statement of Work Work) MARS Training § $___ /day plus travel and out-of-pocket expenses. ** All Any additional costs that may be charged by intermediaries/NSCC for data feeds fees are not included. Amended Exhibit U (continued) to the PMP Transfer Agent Servicing Agreement Informa Shareholder Electronic Statement Services Supplemental Services Fee Schedule at May, 2016 Electronic Confirm Presentation eCDLY will load shareowner daily confirmations (financial transactions only, does not include maintenance confirmations) and send notification to consented shareowners of a new document to view. § Document Loading, Storage, and Access - $[ ] per statement § Document Consent Processing, Suppression, and Notification - $[ ] per suppressed statement § Development & Implementation of Electronic Confirm Statements - $[ ] initial setup fee Note: Quarterly minimum fee of $[ ].

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $[ ] setup per […]setup/fund group § $[ […]/certificate transaction Same Day Cash Management § Setup: $[…] (Access via Internet VPN) § Service: $[…]/user per certificate transaction month Real Time Cash Flow § Implementation (one time charge) & Recurring Charges (monthly) - [ ]  – 5 Users – $[ […] - [ ]  – 10 Users – $[ […] - [ ]  – 20 Users – $[ […] - [ ]  – 30 Users – $[ […] - [ ]  – 40 Users – $[ […] - [ ]  – 50 Users – $[ […] § Training -  – WebEx - $[ […] per user - /user  – On Site at USBFS - $[ ] per day - […]/day  – At Client Location - $[ ] per day […]/day plus travel and miscellaneous out-of-pocket expenses if required § Real Time Data Feeds -  – Implementation (per feed) - $[ ] per hour […]/hour ([ ] 8 hour estimate) - Recurring (per feed) - $[ ] per month MARS Lite […]/month CUSIP Setup and Implementation Fee Schedule System Version 7i Implementation Cost § $[ ] – MARS Base Sales Reporting and 22c-2 Compliance Modules (Includes up to two years of DST/TA2000 data) Product & Services (Monthly fee) § $[ ] Subsequent CUSIP Setup - $[ ] – Sales & Compliance Reporting * Includes Enhanced Services. Basic support components, file import assistance, data scrubbing […]/CUSIP § Expedited CUSIP Setup - $[…]/CUSIP (cleaning of firm, office, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Includes interfaces for Schwab, Fidelity and OmniServ. ** Does not provide user access or CRM functionality. Additional System Setup & Implementation Costs (One-time feeLess than 35 days) § $[ ] – Custom Data Interface Setup (cost per interface) § $[ ] – Standard Interface Setup (cost per interface) § $[ ] – OmniServ Setup § $[ ] – Additional OmniServ Interface Amended Great Lakes Exhibit U L (continued) to the PMP Managed Portfolio Series Transfer Agent Servicing Agreement MARS Sales Reporting TRANSFER AGENT & Compliance Services Supplemental Services Fee Schedule SHAREHOLDER SERVICES FEE SCHEDULE FAN Web Shareholder internet access to account information and transaction capabilities through a hyperlink at Maythe fund group web site. Shareholders access account information, 2016 System Version 7i portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation Cost § - $[ ] - MARS Base Sales Reporting Module, MARS Base Core CRM Module, MARS Base 22c-2 Compliance Module (Includes […]/fund group – includes up to [ ] years 25 hours of DSTtechnical/TA2000 dataBSA support − Annual Base Fee - $[…]/year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $[…]/fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $[…]/year § FAN Web Direct (API) – Quoted Separately § Customization - $[…]/hour § Activity (Session) Fees: − Inquiry - $[…]/event − Account Maintenance - $[…]/event − Transaction – financial transactions, reorder statements, etc. - $[…]/event − New Account Setup - $[…]/event (Not available with FAN Web Select) § Strong Authentication: − $[ ] - MARS Base 22c-2 Compliance Only Module […]/month per active FAN Web ID (Includes up Any ID that has had activity within the 180-day period prior to [ ] years of DST/TA2000 datathe billing cycle) Products & Services (Monthly fee)* § $[ ] – MARS Sales & Compliance Reporting (includes [ ] users & [ ] compliance users) § $[ ] – MARS Sales Reporting (includes [ ] users) § $[ ] – MARS Compliance Reporting (includes [ ] users) § $[ ] – Enhanced Services* * Includes up FAN Web Mobile Access to [ ] hours per month of Enhanced Servicesaccount information and transaction capabilities through mobile internet devices. Basic support componentsShareholders can access portfolio summary, file import assistanceaccount balances, data scrubbing (cleaning of firm, officeaccount history, and rep information)conduct financial transaction requests such as purchases, database query requests, compliance report monitoring/review/analysisredemptions, and business requirements analysisexchanges. Additional Enhanced Services support can be negotiated§ Initial Implementation Site Setup Fee - $[…] § Monthly Base Fee - $[…] § Transaction Fees:  − Inquiry - $[…]/event  − Maintenance - $[…]/event  − Transaction - $[…]/event  − New Account Establishment Setup - $[…]/event FAN Mail Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. Additional System § Base Fee Per Management Company – file generation and delivery - $[…]/year § Per Record Charge − Rep/Branch/ID - $[…] − Dealer - $[…] § Price Files - $[…]/record or $[…]/user per month, whichever is less Vision Mutual Fund Gateway Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $[…]/event − Per broker ID - $[…]/month per ID § Transaction Processing − Implementation - $[…]/management company − Transaction – purchase, redeem, exchange, literature order - $[…]/event − New Account Setup & Implementation Costs (One-time fee) § – $[ […]/event − Monthly Minimum Charge - $[…] – Custom Data Interface Setup (cost per interface) § $[ ] – Albridge Analytics Integration Setup § $[ ] – RIA Feed Setup § $[ ] – CFG Fulfillment Setup § $[ ] – iPad Setup § $[ ] – iPhone or Blackberry Setup § $[ ] – Google Maps Integration Setup § $[ ] – Standard Interface Setup (cost per interface) § $[ ] – OmniServ Setup § $[ ] – Additional OmniServ Interface Additional Licenses (Monthly fee per user) § $[ ] – Sales Reporting User § $[ ] – Compliance User § $[ ] – CRM User § $[ ] – iPhone User (without iPad) § $[ ] – iPad & iPhone User Additional Module Services (Monthly per user unless otherwise noted) § $[ ] – Albridge Analytics (only one license needed) § $[ ] – Customer/Account Module (waived with Compliance Module) § $[ ] – OmniServ § $[ ] – Data Quality Module (only one license needed) § $[ ] – CFG Fulfillment (only one license needed) § $[ ] – Document Management Module (only one license needed) § $[ ] – RIA Monthly Load § $[ ] – Profile Module (only one license needed) § $[ ] – Schwab/Fidelity/TD Ameritrade DSA Automated File Load § $[ ] – Schwab/Fidelity/TD Ameritrade Monthly Sales/Asset Portal Data Load § $[ ] – Mapping Integration Module – Google Maps (up to [ ] users) § $[ ] – Xxxxxxx Xxxxx (Compliance Only) NSCC SDR Fees § $[ ] – NSCC DTT Data Line § $[ ] – Line Use (per hour) § $[ ] – Transaction (per [ ] records) MARS Training § $[ ] per day plus travel and miscellaneous expenses if required Software or Report Customization § $[ ] per hour Upgrades & Enhancements – Quoted separately through a Statement of Work ** All additional costs that may be charged by intermediaries/NSCC for data feeds are not included. Amended /month Great Lakes Exhibit U L (continued) to the PMP Managed Portfolio Series Transfer Agent Servicing Agreement Informa Shareholder TRANSFER AGENT & SHAREHOLDER SERVICES SUPPLEMENTAL SERVICES - E-COMMERCE SERVICES (continued) FEE SCHEDULE Vision Electronic Statement Services Supplemental Services Fee Schedule at May, 2016 Electronic Confirm Presentation eCDLY will load shareowner daily confirmations (Statements Provides the capability for financial transactions only, does not include maintenance confirmations) and send notification intermediaries to consented shareowners of a new document to view. access electronic statements via the Vision application.* § Document Loading, Storage, and Access Implementation Fees − Develop eBusiness Solutions Software - $[ ] per statement § Document Consent Processing, Suppression, and Notification […]/fund group − Code Print Software - $[ […]/fund group § Load charges − $[…] per suppressed statement /image § Development & Implementation of Electronic Confirm Statements - Archive charge (for any image stored beyond 2 years) − $[ ] initial setup fee Note: Quarterly minimum fee of $[ […]/document *Normal Vision ID and activity charges also apply.

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $[ ] ____ setup per fund group § $[ ] ____ per certificate transaction Real Time Cash Flow § Implementation (one time charge) Fund Event* Services Programming & Recurring Charges (monthly) - [ ] Users File Delivery – $[ ] - [ ] Users ____/hour Project Management/Analysis – $[ ] - [ ] Users ____/hour Account Data Retention – $[ ] - [ ] Users ____/account/month until purged* CUSIP Data Retention – $[ ] - [ ] Users ____/CUSIP/month until purged* *Fund Event are defined as Fund Liquidations, De-conversions, Mergers, Fully History Conversions (Manual and Systematic) and Non Taxable Reorganizations (into U.S. Bank or out to another Transfer Agent) *FINCEN regulations require account retention for 12 months following closing. Data is purged the first July after retention requirements have been fulfilled. Transfer Agent & Shareholder Services Additional Services Fee Schedule (Continued) MARS Sales Reporting & Compliance Services Standard MARS Version 8i Implementation Cost $____ – $[ ] - [ ] Users – $[ ] § Training - WebEx - $[ ] per user - On Site at USBFS - $[ ] per day - At Client Location - $[ ] per day plus travel and miscellaneous expenses if required § Real Time Data Feeds - Implementation (per feed) - $[ ] per hour ([ ] hour estimate) - Recurring (per feed) - $[ ] per month ____ MARS Lite Setup and Implementation Fee Schedule System Version 7i Implementation Cost § $[ ] – MARS Base Sales Reporting and Module, CRM Module or 22c-2 Compliance Modules Module (Includes up to two years one year of DST/TA2000 data) Product Standard MARS Version 8i Products & Services (Monthly feefees) § $[ ] - ____ – $[ ] – ____ MARS Sales & Compliance Reporting (Includes 5 Sales & 5 Compliance Users) $____ – $____ MARS Sales Reporting (Includes 5 Sales Users) $____ –$____ MARS 22c-2 Compliance (Includes 5 Compliance Users) $____ – $____ – Enhanced Services* Includes Enhanced Servicesup to 160 hours per month of support services. Basic support components, includes file import assistance, data scrubbing (cleaning of firm, office, office and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements requirement analysis. Includes interfaces for Schwab, Fidelity and OmniServAdditional Enhanced Services support can be negotiated. ** Does not provide user access or CRM functionality. Additional Standard Version 8i System Setup & Implementation Costs (One-time fee) § $[ ] ____ – XxxxxXxxxx.xxx Integration $____ – Custom Data Interface $____ – OmniSERV Setup (cost per interface) § $[ ] ____ – Standard Interface Setup (cost per interface) § $[ ] – OmniServ Setup § $[ ] ____ – Additional OmniServ OmniSERV Interface Amended Exhibit U Standard Version 8i Licenses (continuedMonthly Fee Per User) to the PMP Transfer Agent Servicing Agreement MARS $____ – Sales Reporting $____ – 22c-2 Compliance $____ – CRM $____ – SFDC Standard Version 8i Products & Services (Monthly Fee) $____– OmniSERV $____ – Daily Transaction Load from Sales Portal $____ – Monthly Asset Load from Sales Portal $____ – XxxxxXxxxx.xxx Additional Version 8i Products & Services (Quoted Separately) Albridge Analytics, CFG Fulfillment, Customer/Account Module, Document Management, Exact Target, iPad/iPhone, Mapping Integration, Xxxxxxx Xxxxx (Compliance Services Supplemental Services Fee Schedule at MayOnly), 2016 System Version 7i NSCC DTT Data Line, Profiling, and RIA Monthly Load. MARS Lite Implementation Cost § – Eligibility Based on AUM and Transaction Size $[ ] - ____ – MARS Lite Base Sales Reporting Module, MARS Base Core CRM Module, MARS Base 22c-2 Compliance Module Only (Includes up to [ ] years one year of DST/TA2000 data) § $[ ] - MARS Base 22c-2 Compliance Only Module (Includes up to [ ] years of DST/TA2000 data) Lite Products & Services (Monthly fee)* § fees based on AUM) $[ ] ____/month (AUM $____ – MARS Sales & Compliance Reporting $____) $____/month (includes [ ] users & [ ] compliance users$____ – $____) § $[ ] ____/month ($____ – MARS Sales Reporting $____) $____/month (includes [ ] usersAUM $____ – $____) § Once an AUM of $[ ] – MARS Compliance Reporting (includes [ ] users) § $[ ] – ____has been reached, additional fees will be negotiated. After an AUM range is surpassed, the monthly services fee would not decrease regardless of negative fluctuations. Includes Enhanced Services* * Includes Services up to [ ] 160 hours per month of Enhanced Servicessupport services. Basic support components, includes file import assistance, data scrubbing (cleaning of firm, office, office and rep information), database query requests, compliance report monitoring/review/analysis, requests and business requirements analysis. Additional Enhanced Services support can be negotiatedBase includes initial three dealer interfaces. Each additional interface is $____ per month. Storage allocation includes initial 10GB of data. Each additional 1GB of storage space is $____ per month. No CRM real-time integration. No system access. Additional MARS Lite System Setup & Implementation Costs (One-time fee) § $[ ] ____ – Custom Data Interface Setup (cost per interface) § $[ ] – Albridge Analytics Integration Setup § $[ ] – RIA Feed Setup § $[ ] – CFG Fulfillment Setup § $[ ] – iPad Setup § $[ ] – iPhone or Blackberry Setup § $[ ] – Google Maps Integration Setup § $[ ] ____ – Standard Interface Setup (cost per interface) § $[ ] ____ – OmniServ Setup § $[ ] – Additional OmniServ OmniSERV Interface Additional Licenses (Monthly fee per user) § $[ ] – Sales Reporting User § $[ ] – Compliance User § $[ ] – CRM User § $[ ] – iPhone User (without iPad) § $[ ] – iPad & iPhone User Additional Module Services (Monthly per user unless otherwise noted) § $[ ] – Albridge Analytics (only one license needed) § $[ ] – Customer/Account Module (waived with Compliance Module) § $[ ] – OmniServ § $[ ] – Data Quality Module (only one license needed) § $[ ] – CFG Fulfillment (only one license needed) § $[ ] – Document Management Module (only one license needed) § $[ ] – RIA Monthly Load § $[ ] – Profile Module (only one license needed) § $[ ] – Schwab/Fidelity/TD Ameritrade DSA Automated File Load § $[ ] – Schwab/Fidelity/TD Ameritrade Monthly Sales/Asset Portal Data Load § $[ ] – Mapping Integration Module – Google Maps (up to [ ] users) § $[ ] – Xxxxxxx Xxxxx (Compliance Only) NSCC SDR Fees § $[ ] – NSCC DTT Data Line § $[ ] – Line Use (per hour) § $[ ] – Transaction (per [ ] records) MARS Training § $[ ] per day plus travel and miscellaneous expenses if required Software or Report Customization § $[ ] per hour Any System Upgrades & Enhancements – (Quoted separately through a Statement of Work Work) MARS Training $____ /day plus travel and out-of-pocket expenses. ** All Any additional costs that may be charged by intermediaries/NSCC for data feeds fees are not included. Amended Exhibit U (continued) to the PMP Transfer Agent Servicing Agreement & Shareholder Services Additional Services Fee Schedule (Continued) Informa Shareholder Electronic Statement Services Supplemental Services Fee Schedule at May, 2016 Electronic Confirm Presentation eCDLY will load shareowner daily confirmations (financial transactions only, does not include maintenance confirmations) and send notification to consented shareowners of a new document to view. § Document Loading, Storage, and Access - – $[ ] ____ per statement § Document Consent Processing, Suppression, and Notification - – $[ ] ____ per suppressed statement § Development & Implementation of Electronic Confirm Statements - – $[ ] ____ initial setup fee NoteElectronic Investor Statement Presentation eStatements will load shareowner investor statements in a PDF format and send notification to the consented shareowners of a new document to view. Document Loading, Storage, and Access – $____ per statement Document Consent Processing, Suppression, and Notification – $____per suppressed statement Development & Implementation of Electronic Investor Statements – $____ initial setup fee Electronic Tax Presentation eTax will load TA2000 tax forms and send notification to the consented shareowners of a new document to view. Document Loading, Storage, and Access – $____per statement Document Consent Processing, Suppression, and Notification – $____ per suppressed statement Development & Implementation of Electronic Tax Statements – $____ initial setup fee Electronic Compliance Presentation eCompliance allows consented users to receive an email containing a link to the respective compliance material for each compliance run. Document Consent Processing, Suppression, and Notification – $____ per suppressed statement Development & Implementation of Electronic Compliance Documents – $____ initial setup fee Related Digital Investor Fees View Consent Enrollment – $____ per transaction Consent Enrollment – $____ per transaction View Statements – $____ per view Notes: Quarterly Statements presented as PDF documents Statements will be loaded for all accounts, regardless of consent Three year minimum term Storage for two years included in Document Loading, Storage and Access fee. Archive fee of $[ ].____ per document per year for three years and greater, if desired Digital Investor customization charges apply

Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $[ ] setup per fund group § $[ ] per certificate transaction Real Time Cash Flow § Implementation (one time charge) & Recurring Charges (monthly) - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] - [ ] Users – $[ ] § Training - WebEx - $[ ] per user - On Site at USBFS - $[ ] per day - At Client Location - $[ ] per day plus travel and miscellaneous expenses if required § Real Time Data Feeds - Implementation (per feed) - $[ ] per hour ([ ] hour estimate) - Recurring (per feed) - $[ ] per month MARS Lite Setup and Implementation Fee Schedule System Version 7i Implementation Cost § $[ ] – MARS Base Sales Reporting and 22c-2 Compliance Modules (Includes up to two years of DST/TA2000 data) Product & Services (Monthly fee) § $[ ] - $[ ] – Sales & Compliance Reporting * Includes Enhanced Services. Basic support components, file import assistance, data scrubbing (cleaning of firm, office, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Includes interfaces for Schwab, Fidelity and OmniServ. ** Does not provide user access or CRM functionality. Additional System Setup & Implementation Costs (One-time fee) § $[ ] – Custom Data Interface Setup (cost per interface) § $[ ] – Standard Interface Setup (cost per interface) § $[ ] – OmniServ Setup § $[ ] – Additional OmniServ Interface Amended Exhibit U (continued) to the PMP Transfer Agent Servicing Agreement MARS Sales Reporting & Compliance Services Supplemental Services Fee Schedule at MayJanuary, 2016 2018 System Version 7i Implementation Cost § $[ ] - MARS Base Sales Reporting Module, MARS Base Core CRM Module, MARS Base 22c-2 Compliance Module (Includes up to [ ] years of DST/TA2000 data) § $[ ] - MARS Base 22c-2 Compliance Only Module (Includes up to [ ] two years of DST/TA2000 data) Products & Services (Monthly fee)* § $[ ] – MARS Sales & Compliance Reporting (includes [ ] users & [ ] compliance users) § $[ ] – MARS Sales Reporting (includes [ ] users) § $[ ] – MARS Compliance Reporting (includes [ ] users) § $[ ] – Enhanced Services* * Includes up to [ ] hours per month of Enhanced Services. Basic support components, file import assistance, data scrubbing (cleaning of firm, office, and rep information), database query requests, compliance report monitoring/review/analysis, and business requirements analysis. Additional Enhanced Services support can be negotiated. Additional System Setup & Implementation Costs (One-time fee) § $[ ] – Custom Data Interface Setup (cost per interface) § $[ ] – Albridge Analytics Integration Setup § $[ ] – RIA Feed Setup § $[ ] – CFG Fulfillment Setup § $[ ] – iPad Setup § $[ ] – iPhone or Blackberry Setup § $[ ] – Google Maps Integration Setup § $[ ] – Standard Interface Setup (cost per interface) § $[ ] – OmniServ Setup § $[ ] – Additional OmniServ Interface Additional Licenses (Monthly fee per user) § $[ ] – Sales Reporting User § $[ ] – Compliance User § $[ ] ]– CRM User § $[ ] ]– iPhone User (without iPad) § $[ ] – iPad & iPhone User Additional Module Services (Monthly per user unless otherwise noted) § $[ ] ]– Albridge Analytics (only one license needed) § $[ ] – Customer/Account Module (waived with Compliance Module) § $[ ] – OmniServ § $[ ] – Data Quality Module (only one license needed) § $[ ] – CFG Fulfillment (only one license needed) § $[ ] – Document Management Module (only one license needed) § $[ ] – RIA Monthly Load § $[ ] – Profile Module (only one license needed) § $[ ] – Schwab/Fidelity/TD Ameritrade DSA Automated File Load § $[ ] – Schwab/Fidelity/TD Ameritrade Monthly Sales/Asset Portal Data Load § $[ ] – Mapping Integration Module – Google Maps (up to [ ] 10 users) § $[ ] – Xxxxxxx Xxxxx (Compliance Only) NSCC SDR Fees § $[ ] – NSCC DTT Data Line § $[ ] – Line Use (per hour) § $[ ] – Transaction (per [ ] records) MARS Training § $[ ] per day plus travel and miscellaneous expenses if required Software or Report Customization § $[ ] per hour Upgrades & Enhancements – Quoted separately through a Statement of Work ** All additional costs that may be charged by intermediaries/NSCC for data feeds are not included. Amended Exhibit U (continued) to the PMP Transfer Agent Servicing Agreement Informa Shareholder Electronic Statement Services Supplemental Services Fee Schedule at MayJanuary, 2016 2018 Electronic Confirm Presentation eCDLY will load shareowner daily confirmations (financial transactions only, does not include maintenance confirmations) and send notification to consented shareowners of a new document to view. § Document Loading, Storage, and Access - $[ ] per statement § Document Consent Processing, Suppression, and Notification - $[ ] per suppressed statement § Development & Implementation of Electronic Confirm Statements - $[ ] initial setup fee Note: Quarterly minimum fee of $[ ].