Common use of Personal Securities Transactions Clause in Contracts

Personal Securities Transactions. Subadviser will comply in all material respects with Rule 17j-l under the 1940 Act and Rule 204A-1 of the Advisers Act. Upon reasonable request during any business day, Subadviser will promptly make available to Adviser or the Fund any reports concerning the Fund required to be made by Subadviser pursuant to Rule 17j-1 under the 1940 Act. Subadviser shall promptly inform Adviser and the Fund of any violations of Rule 204A-1 of the Advisers Act required to be reported under subsection (a)(4) of that Rule.

Appears in 2 contracts

Samples: Subadvisory Agreement (Frontegra Funds Inc), Subadvisory Agreement (Frontegra Funds Inc)

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Personal Securities Transactions. Subadviser Subadvisor will comply in all material respects with Rule 17j-l under the 1940 Act and Rule 204A-1 of the Advisers Act. Upon reasonable request during any business day, Subadviser Subadvisor will promptly make available to Adviser Advisor or the any Fund any reports concerning the Fund required to be made by Subadviser Subadvisor pursuant to Rule 17j-1 under the 1940 Act. Subadviser Subadvisor shall promptly inform Adviser Advisor and the Fund of any Funds ofany violations of Rule 204A-1 of the ofthe Advisers Act required to be reported under subsection (a)(4) of that Rule.

Appears in 1 contract

Samples: Subadvisory Agreement (Baird Funds Inc)

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Personal Securities Transactions. Subadviser Subadvisor will comply in all material respects with Rule 17j-l under the 1940 Act and Rule 204A-1 of the Advisers Act. Upon reasonable request during any business day, Subadviser Subadvisor will promptly make available to Adviser Advisor or the any Fund any reports concerning the Fund required to be made by Subadviser Subadvisor pursuant to Rule 17j-1 under the 1940 Act. Subadviser Subadvisor shall promptly inform Adviser Advisor and the Fund Funds of any violations of Rule 204A-1 of the Advisers Act required to be reported under subsection (a)(4) of that Rule.

Appears in 1 contract

Samples: Subadvisory Agreement (Baird Funds Inc)

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