Common use of Personal Securities Transactions Clause in Contracts

Personal Securities Transactions. Subadviser will comply in all material respects with Rule 17j-l under the 1940 Act. Upon reasonable request during any business day, Subadviser will promptly make available to Adviser or the Fund any reports concerning the Fund required to be made by Subadviser pursuant to Rule 17j-1 under the 1940 Act.

Appears in 2 contracts

Samples: Interim Subadvisory Agreement (Frontier Funds, Inc.), Subadvisory Agreement (Frontegra Funds Inc)

AutoNDA by SimpleDocs

Personal Securities Transactions. Subadviser will observe and comply in all material respects with Rule 17j-l under the 1940 Act. Upon reasonable request during any business day, Subadviser will promptly make available to Adviser or the Fund any reports concerning the Fund required to be made by Subadviser pursuant to Rule 17j-1 under the 1940 Act.

Appears in 2 contracts

Samples: Subadvisory Agreement (IronBridge Funds, Inc.), Subadvisory Agreement (Frontegra Funds Inc)

Personal Securities Transactions. The Subadviser will has implemented policies and procedures reasonably designed to comply in all material respects with Rule 17j-l under the 1940 Act. Upon reasonable request during any business day, the Subadviser will promptly make available to the Adviser or the Fund any reports concerning the Fund required to be made by the Subadviser pursuant to Rule 17j-1 under the 1940 Act.

Appears in 2 contracts

Samples: Subadvisory Agreement (Frontier Funds, Inc.), Subadvisory Agreement (Frontier Funds, Inc.)

Personal Securities Transactions. Subadviser will observe and comply in all material respects with Rule 17j-l under the 1940 Act. Upon reasonable request during any business day, Subadviser immediately will promptly make available to Adviser or the Fund any reports concerning the Fund required to be made by Subadviser pursuant to Rule 17j-1 under the 1940 Act.

Appears in 2 contracts

Samples: Subadvisory Agreement (Frontegra Funds Inc), Subadvisory Agreement (Frontegra Funds Inc)

Personal Securities Transactions. Subadviser will observe and comply in all material respects with Rule 17j-l under the 1940 Act. Upon reasonable request during any business day, Subadviser immediately will promptly make available to Adviser or the any Fund any reports concerning the Fund required to be made by Subadviser pursuant to Rule 17j-1 under the 1940 Act.

Appears in 2 contracts

Samples: Subadvisory Agreement (Frontegra Funds Inc), Interim Subadvisory Agreement (Frontegra Funds Inc)

Personal Securities Transactions. The Subadviser will observe and comply in all material respects with Rule 17j-l under the 1940 Act. Upon reasonable request during any business day, the Subadviser immediately will promptly make available to the Adviser or the any Fund any reports concerning the Fund required to be made by the Subadviser pursuant to Rule 17j-1 under the 1940 Act.

Appears in 1 contract

Samples: Subadvisory Agreement (Frontegra Funds Inc)

Personal Securities Transactions. The Subadviser will observe and comply in all material respects with Rule 17j-l under the 1940 Act. Upon reasonable request during any business day, the Subadviser will promptly make available to the Adviser or the any Fund any reports concerning the Fund required to be made by the Subadviser pursuant to Rule 17j-1 under the 1940 Act.

Appears in 1 contract

Samples: Subadvisory Agreement (Frontegra Funds Inc)

Personal Securities Transactions. Subadviser will observe and comply in all material respects with Rule 17j-l under the 1940 Act. Upon reasonable request during any business day, Subadviser immediately will promptly make available to Adviser or the each Fund any reports concerning the such Fund required to be made by Subadviser pursuant to Rule 17j-1 under the 1940 Act.

Appears in 1 contract

Samples: Subadvisory Agreement (Frontegra Funds Inc)

AutoNDA by SimpleDocs

Personal Securities Transactions. Subadviser Subadvisor has implemented policies and procedures reasonably designed to comply with Rule 17j-l under the 1940 Act. Subadvisor will comply in all material respects with Rule 17j-l under the 1940 Act and Rule 204A-1 under the Advisers Act. Upon reasonable request during any business day, Subadviser Subadvisor will promptly make available to Adviser Advisor, the Corporation or the Fund Board any reports concerning the Fund required to be made by Subadviser Subadvisor pursuant to Rule 17j-1 under the 1940 Act.

Appears in 1 contract

Samples: Subadvisory Agreement (Baird Funds Inc)

Personal Securities Transactions. The Subadviser will observe and comply in all material respects with Rule 17j-l under the 1940 Act. Upon reasonable request during any business day, the Subadviser will promptly make available to the Adviser or the Fund any reports concerning the Fund required to be made by the Subadviser pursuant to Rule 17j-1 under the 1940 Act.

Appears in 1 contract

Samples: Subadvisory Agreement (Frontier Funds, Inc.)

Personal Securities Transactions. Subadviser will observe and comply in all material respects with Rule 17j-l 17j-1 under the 1940 ActAct in accordance with Subadviser’s Code of Ethics. Upon reasonable request during any business day, Subadviser will promptly make available to Adviser or the any Fund any reports concerning the such Fund required to be made by Subadviser pursuant to Rule 17j-1 under the 1940 Act.

Appears in 1 contract

Samples: Subadvisory Agreement (Clearwater Investment Trust)

Personal Securities Transactions. Subadviser will observe and comply in all material respects with Rule 17j-l under the 1940 Act. Upon reasonable request during any business day, Subadviser promptly will promptly make available to Adviser or the any Fund any reports concerning the such Fund required to be made by Subadviser pursuant to Rule 17j-1 under the 1940 Act.

Appears in 1 contract

Samples: Subadvisory Agreement (Frontegra Funds Inc)

Time is Money Join Law Insider Premium to draft better contracts faster.