Common use of Pershing Operations Manual Clause in Contracts

Pershing Operations Manual. Broker acknowledges receipt and familiarity with the Pershing “Quick Reference Guide” and “Bulletins” and agrees to familiarize itself with any modifications or supplements to such documents that may be issued upon reasonable prior notice to Broker from time to time. Broker further agrees to abide by Pershing’s “Quick Reference Guide” and “Bulletins” and any modifications or supplements to such documents that may be issued upon reasonable prior notice to Broker from time to time and delivered or made available to Broker.

Appears in 3 contracts

Samples: Disclosed Clearing Agreement (Gleacher & Company, Inc.), Disclosed Clearing Agreement (Broadpoint Securities Group, Inc.), Disclosed Clearing Agreement (Broadpoint Securities Group, Inc.)

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Pershing Operations Manual. Broker acknowledges receipt and familiarity with the Pershing “Quick Reference Guide” and “Bulletins” and agrees to familiarize itself with any modifications or supplements to such documents that may be issued upon reasonable prior notice to Broker from time to time. Broker further agrees to abide by Pershing’s “Quick Reference Guide” and “Bulletins” and any modifications or supplements to such documents that may be issued upon reasonable prior notice to Broker from time to time and delivered or made available to Broker.

Appears in 2 contracts

Samples: www.sec.gov, Disclosed Clearing Agreement (Summit Financial Services Group Inc)

Pershing Operations Manual. Broker acknowledges receipt and familiarity with the Pershing "Quick Reference Guide" and "Bulletins" and agrees to familiarize itself with any modifications or supplements to such documents that may be issued upon reasonable prior notice to Broker from time to time. Broker further agrees to abide by Pershing’s “Quick Reference Guide” and “Bulletins” and any modifications or supplements to such documents that may be issued upon reasonable prior notice to Broker from time to time and delivered or made available to Broker.

Appears in 1 contract

Samples: Clearing Agreement (American Portfolios Holdings Inc)

Pershing Operations Manual. Broker acknowledges receipt and familiarity with the Pershing "Quick Reference Guide" and "Bulletins" and agrees to familiarize itself with any modifications or supplements to such documents that may be issued upon reasonable prior notice to Broker from time to time. Broker further agrees to abide by Pershing’s “'s "Quick Reference Guide" and "Bulletins" and any modifications or supplements to such documents that may be issued upon reasonable prior notice to Broker from time to time and delivered or made available to Broker.

Appears in 1 contract

Samples: Fully Disclosed Clearing Agreement (Southern Trust Securities Holding Corp)

Pershing Operations Manual. Broker acknowledges receipt and familiarity fxxxxxxrity with the Pershing "Quick Reference Guide" and "Bulletins" and agrees to familiarize itself with any modifications or supplements to such documents that may be issued upon reasonable prior notice to Broker from time to time. Broker further agrees to abide by Pershing’s “Quick Reference Guide” and “Bulletins” and any modifications or supplements to such documents that may be issued upon reasonable prior notice to Broker from time to time and delivered or made available to Broker.

Appears in 1 contract

Samples: Clearing Agreement (American Portfolios Holdings Inc)

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Pershing Operations Manual. Broker acknowledges receipt and familiarity agrees to become familiar with the Pershing “Quick Reference Guide” and “Bulletins” and agrees to familiarize itself with any modifications or supplements to such documents that may be issued upon reasonable prior notice and delivered to Broker from time to time. Broker further agrees to abide by Pershing’s “Quick Reference Guide” and “Bulletins” and any modifications or supplements to such documents that may be issued upon reasonable prior notice to Broker from time to time and delivered or made available to Broker.

Appears in 1 contract

Samples: Disclosed Clearing Agreement (International Assets Holding Corp)

Pershing Operations Manual. Broker acknowledges receipt and familiarity with the Pershing "Quick Reference Guide" and "Bulletins" and agrees to familiarize itself with any modifications or supplements to such documents that may be issued upon reasonable prior notice to Broker from time to time. Broker further agrees Pershing will comply with its operations manual to abide by Pershing’s “Quick Reference Guide” and “Bulletins” and any modifications or supplements the extent necessary to such documents that may be issued upon reasonable prior notice to Broker from time to time and delivered or made available to Brokerperform its obligations under this Agreement.

Appears in 1 contract

Samples: Disclosed Clearing Agreement (Siebert Financial Corp)

Pershing Operations Manual. Broker acknowledges receipt and familiarity -------------------------- with the Pershing "Quick Reference Guide" and "Bulletins" and agrees to familiarize itself with any modifications or supplements to such documents that may be issued upon reasonable prior notice to Broker from time to time. Broker further agrees to abide by Pershing’s “Quick Reference Guide” and “Bulletins” and any modifications or supplements to such documents that may be issued upon reasonable prior notice to Broker from time to time and delivered or made available to Broker.

Appears in 1 contract

Samples: Disclosed Clearing Agreement (Ziegler Companies Inc)

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