Common use of Periodic Reports, etc Clause in Contracts

Periodic Reports, etc. For a period of three (3) years after the date of this Agreement, the Company shall furnish or make available to the Placement Agent copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish to the Placement Agent: (i) a copy of each periodic report the Company shall be required to file with the Commission under the Exchange Act and the Exchange Act Regulations; (ii) a copy of every press release and every news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 8-K prepared and filed by the Company; (iv) five copies of each registration statement filed by the Company under the Securities Act; (v) a copy of each report or other communication furnished to stockholders; and (vi) such additional documents and information with respect to the Company and the affairs of any future subsidiaries of the Company as the Placement Agent may from time to time reasonably request; provided, however, the Placement Agent shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Placement Agent and Placement Agent’s Counsel in connection with the Placement Agent’s receipt of such information. Documents filed with the Commission pursuant to its E▇▇▇▇ system shall be deemed to have been delivered to the Placement Agent pursuant to this Section 3.9.1.

Appears in 11 contracts

Sources: Placement Agency Agreement (Sidus Space Inc.), Placement Agency Agreement (Greenland Energy Co), Placement Agency Agreement (Twin Vee PowerCats, Co.)

Periodic Reports, etc. For a period of three (3) years after the date of this Agreement, the Company shall furnish or make available to the Placement Agent copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish to the Placement Agent: (i) a copy of each periodic report the Company shall be required to file with the Commission under the Exchange Act and the Exchange Act Regulations; (ii) a copy of every press release and every news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 86-K prepared and furnished or filed by the Company; (iv) five copies of each registration statement filed by the Company under the Securities Act; (v) a copy of each report or other communication furnished to stockholders; stockholders and (vi) such additional documents and information with respect to the Company and the affairs of any future subsidiaries of the Company as the Placement Agent may from time to time reasonably request; provided, however, the Placement Agent shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Placement Agent and Placement Agent’s Counsel Agent counsel in connection with the Placement Agent’s receipt of such information. Documents filed with the Commission pursuant to its E▇▇▇▇ system system, and press releases released through customary channels shall be deemed to have been delivered to the Placement Agent pursuant to this Section 3.9.13.8.1.

Appears in 9 contracts

Sources: Placement Agency Agreement (Nano Dimension Ltd.), Placement Agency Agreement (Nano Dimension Ltd.), Placement Agency Agreement (Nano Dimension Ltd.)

Periodic Reports, etc. For a period of three (3) years after the date of this AgreementAgreement or the expiration or exercise of all of the Warrants and the Pre-Funded Warrants, whichever is later, the Company shall furnish or make available to the Placement Agent copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish to the Placement Agent: (i) a copy of each periodic report the Company shall be required to file with the Commission under the Exchange Act and the Exchange Act Regulations; (ii) a copy of every press release and every news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 8-K prepared and filed by the Company; (iv) five (5) copies of each registration statement filed by the Company under the Securities Act; (v) a copy of each report or other communication furnished to stockholdersshareholders; and (vi) such additional documents and information with respect to the Company and the affairs of any future subsidiaries of the Company as the Placement Agent may from time to time reasonably request; provided, however, the Placement Agent shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Placement Agent and Placement Agent’s Agent Counsel in connection with the Placement Agent’s receipt of such information. Documents filed with the Commission pursuant to its E▇▇▇▇ system shall be deemed to have been delivered to the Placement Agent pursuant to this Section 3.9.13.10.1. “E▇▇▇▇” means the Electronic Data Gathering, Analysis, and Retrieval system.

Appears in 6 contracts

Sources: Placement Agency Agreement (BriaCell Therapeutics Corp.), Placement Agency Agreement (BriaCell Therapeutics Corp.), Placement Agency Agreement (BriaCell Therapeutics Corp.)

Periodic Reports, etc. For a period of three (3) years after the date of this Agreement, the Company shall furnish or make available to the Placement Agent copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish to the Placement Agent: (i) a copy of each periodic report the Company shall be required to file with the Commission under the Exchange Act and the Exchange Act Regulations; (ii) a copy of every press release and every news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 8-K prepared and filed by the Company; (iv) five copies of each registration statement filed by the Company under the Securities Act; (v) a copy of each report or other communication furnished to stockholders; and (vi) such additional documents and information with respect to the Company and the affairs of any future subsidiaries of the Company as the Placement Agent may from time to time reasonably request; provided, however, the Placement Agent shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Placement Agent and Placement Agent’s Agent Counsel in connection with the Placement Agent’s receipt of such information. Documents filed with the Commission pursuant to its E▇▇▇▇ system shall be deemed to have been delivered to the Placement Agent pursuant to this Section 3.9.1.

Appears in 6 contracts

Sources: Placement Agency Agreement (Biovie Inc.), Placement Agency Agreement (Biovie Inc.), Placement Agency Agreement (Biovie Inc.)

Periodic Reports, etc. For a period of three (3) years after the date of this Agreement, the Company shall furnish or make available to the Placement Agent copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish to the Placement Agent: (i) a copy of each periodic report the Company shall be required to file with the Commission under the Exchange Act and the Exchange Act Regulations; (ii) a copy of every press release and every news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 86-K prepared and filed by the Company; (iv) five copies of each registration statement filed by the Company under the Securities Act; (v) a copy of each report or other communication furnished to stockholders; and (vi) such additional documents and information with respect to the Company and the affairs of any future subsidiaries of the Company as the Placement Agent may from time to time reasonably request; provided, however, the Placement Agent shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Placement Agent and Placement Agent’s Agent Counsel in connection with the Placement Agent’s 's receipt of such information. Documents filed with the Commission pursuant to its E▇▇▇▇ system shall be deemed to have been delivered to the Placement Agent pursuant to this Section 3.9.1.

Appears in 5 contracts

Sources: Placement Agency Agreement (Snow Lake Resources Ltd.), Placement Agency Agreement (Snow Lake Resources Ltd.), Placement Agency Agreement (Snow Lake Resources Ltd.)

Periodic Reports, etc. For a period of three (3) years after the date of this Agreement, so long as the Company is subject to the reporting requirements of either Section 13 or Section 15(d) of the Exchange Act, the Company shall furnish or make available to the Placement Agent Representative copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish or make available to the Placement AgentRepresentative: (i) a copy of each periodic report the Company shall be required to file with the Commission under the Exchange Act and the Exchange Act Regulations; (ii) a copy of every press release and every news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 8-K prepared and filed by the Company; (iv) five copies a copy of each registration statement filed by the Company under the Securities Act; and (v) a copy of each report or other communication furnished to stockholders; and (vi) such additional documents and information with respect to the Company and the affairs of any future subsidiaries of the Company as the Placement Agent Representative may from time to time reasonably request; provided, however, provided the Placement Agent Representative shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Placement Agent Representative and Placement AgentRepresentative’s Counsel in connection with the Placement AgentRepresentative’s receipt of such information. Documents filed with the Commission pursuant to its E▇▇▇▇ system shall be deemed to have been delivered to the Placement Agent Representative pursuant to this Section 3.9.13.8.1.

Appears in 3 contracts

Sources: Underwriting Agreement (CleanCore Solutions, Inc.), Underwriting Agreement (Reticulate Micro, Inc.), Underwriting Agreement (CleanCore Solutions, Inc.)

Periodic Reports, etc. For a period of three (3) years after the date of this Agreement, the Company shall furnish or make available to the Placement Agent copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish to the Placement Agent: (i) a copy of each periodic report the Company shall be required to file with the Commission under the Exchange Act and the Exchange Act Regulations; (ii) a copy of every press release and every news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 8-K prepared and filed by the Company; (iv) five copies of each registration statement filed by the Company under the Securities Act; (v) a copy of each report or other communication furnished to stockholders; and (vi) such additional documents and information with respect to the Company and the affairs of any future subsidiaries of the Company as the Placement Agent may from time to time reasonably request; provided, however, the Placement Agent shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Placement Agent and Placement Agent’s Counsel in connection with the Placement Agent’s receipt of such information. Documents filed with the Commission pursuant to its E▇▇▇▇ system shall be deemed to have been delivered to the Placement Agent pursuant to this Section 3.9.1.

Appears in 3 contracts

Sources: Placement Agency Agreement (High Roller Technologies, Inc.), Placement Agency Agreement (XTI Aerospace, Inc.), Placement Agency Agreement (XTI Aerospace, Inc.)

Periodic Reports, etc. For a period of three (3) years after from the date of this AgreementExecution Date, upon request, and to the extent not filed with the Commission, OTC Disclosure and News Service or similar public company reporting service, the Company shall will furnish or make available to the Placement Agent Underwriters copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish or make available to the Placement AgentUnderwriters: (i) a copy of each periodic report the Company shall be required to file with the Commission under the Exchange Act and the Exchange Act RegulationsCommission; (ii) a copy of every press release and every news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 8-K prepared and filed by the Company; (iv) five copies a copy of each registration statement filed by the Company under the Securities Act; (v) a copy of each report or other communication furnished to stockholders; and (vi) such additional documents and information with respect to the Company and the affairs of any future subsidiaries Subsidiaries of the Company as the Placement Agent Representative may from time to time reasonably request; provided, however, provided that the Placement Agent Underwriters shall each sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Placement Agent and Placement Agent’s Counsel Representative in connection with the Placement Agentsuch Underwriter’s receipt of such information. Documents filed with the Commission pursuant to its E▇▇▇▇ system shall be deemed to have been delivered to the Placement Agent Underwriters pursuant to this Section 3.9.1Section.

Appears in 3 contracts

Sources: Underwriting Agreement (Olb Group, Inc.), Underwriting Agreement (Olb Group, Inc.), Underwriting Agreement (Olb Group, Inc.)

Periodic Reports, etc. On or prior to the date of this Agreement, the Company shall register the Common Shares under the provisions of Section 12(b) or 12(g) of the Exchange Act. The Company, during the period when a prospectus relating to the Shares is (or, but for the exception afforded by Rule 172, would be) required to be delivered under the Securities Act, will file all documents required to be filed with the Commission pursuant to the Exchange Act within the time periods required by the Exchange Act and Exchange Act Regulations. Additionally, the Company shall report the use of proceeds from the issuance of the Shares as may be required under Rule 463 under the Securities Act Regulations. For a period of three (3) years after the date of this Agreement, the Company shall furnish or make available to the Placement Agent Representative copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish to the Placement AgentRepresentative: (i) a copy of each periodic report the Company shall be required to file with the Commission under the Exchange Act and the Exchange Act Regulations; (ii) a copy of every press release and every news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 8-K prepared and filed by the Company; (iv) five copies a copy of each registration statement filed by the Company under the Securities Act; (v) a copy of each report or other communication furnished to stockholders; shareholders and (vi) such additional documents and information with respect to the Company and the affairs of any future subsidiaries of the Company as the Placement Agent Representative may from time to time reasonably request; provided, however, the Placement Agent shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Placement Agent and Placement Agent’s Counsel in connection with the Placement Agent’s receipt of such information. Documents filed with the Commission pursuant to its E▇▇▇▇ system shall be deemed to have been delivered to the Placement Agent Representative pursuant to this Section 3.9.13.15.1.

Appears in 3 contracts

Sources: Underwriting Agreement (Aduro Clean Technologies Inc.), Underwriting Agreement (Aduro Clean Technologies Inc.), Underwriting Agreement

Periodic Reports, etc. For a period of three (3) years after the date of this Agreement, the Company shall furnish or make available to the Placement Agent copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish to the Placement Agent: (i) a copy of each periodic report the Company shall be required to file with the Commission under the Exchange Act and the Exchange Act Regulations; (ii) a copy of every press release and every news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 8-K prepared and filed by the Company; (iv) five copies of each registration statement filed by the Company under the Securities Act; (v) a copy of each report or other communication furnished to stockholders; and (vi) such additional documents and information with respect to the Company and the affairs of any future subsidiaries of the Company as the Placement Agent may from time to time reasonably request; provided, however, the Placement Agent shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Placement Agent and Placement Agent’s Agent Counsel in connection with the Placement Agent’s receipt of such information. Documents filed with the Commission pursuant to its E▇▇▇▇ system shall be deemed to have been delivered to the Placement Agent pursuant to this Section 3.9.1.

Appears in 2 contracts

Sources: Placement Agency Agreement (Roadzen Inc.), Placement Agency Agreement (Transcode Therapeutics, Inc.)

Periodic Reports, etc. For a period of three (3) years after the date of this Agreement, the Company shall furnish or make available to the Placement Agent copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish to the Placement Agent: (i) a copy of each periodic report the Company shall be required to file with the Commission under the Exchange Act and the Exchange Act Regulations; (ii) a copy of every press release and every news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 8-K prepared and filed by the Company; (iv) five (5) copies of each registration statement filed by the Company under the Securities Act; (v) a copy of each report or other communication furnished to stockholdersshareholders; and (vi) such additional documents and information with respect to the Company and the affairs of any future subsidiaries of the Company as the Placement Agent may from time to time reasonably request; provided, however, the Placement Agent shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Placement Agent and Placement Agent’s Agent Counsel in connection with the Placement Agent’s receipt of such information. Documents filed with the Commission pursuant to its E▇▇▇▇ system shall be deemed to have been delivered to the Placement Agent pursuant to this Section 3.9.13.10.1. “▇▇▇▇▇” means the Electronic Data Gathering, Analysis, and Retrieval system.

Appears in 2 contracts

Sources: Placement Agency Agreement (Vivani Medical, Inc.), Placement Agency Agreement (Vivani Medical, Inc.)

Periodic Reports, etc. For a period of three (3) years after the date of this Agreement, the Company shall furnish or make available to the Placement Agent copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish to the Placement Agent: (i) a copy of each periodic report the Company shall be required to file with the Commission under the Exchange Act and the Exchange Act Regulations; (ii) a copy of every press release and every news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 8-K prepared and filed by the Company; (iv) five copies of each registration statement filed by the Company under the Securities Act; and (v) a copy of each report or other communication furnished to stockholders; and (vi) such additional documents and information with respect to the Company and the affairs of any future subsidiaries of the Company as the Placement Agent may from time to time reasonably request; provided, however, provided the Placement Agent shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Placement Agent and Placement Agent’s Agent Counsel in connection with the Placement Agent’s receipt of such information. Documents filed with the Commission pursuant to its E▇▇▇▇ system shall be deemed to have been delivered to the Placement Agent pursuant to this Section 3.9.1.

Appears in 1 contract

Sources: Placement Agency Agreement (Biovie Inc.)

Periodic Reports, etc. For a period of three (3) years after the date of this Agreement, the Company shall furnish or make available to the Placement Agent copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish to the Placement Agent: (i) a copy of each periodic report the Company shall be required to file with the Commission under the Exchange Act and the Exchange Act Regulations; Regulations; (ii) a copy of every press release and every news item and article with respect to the Company or its affairs which was released by the Company; Company; (iii) a copy of each Form 8-K prepared and filed by the Company; Company; (iv) five (5) copies of each registration statement filed by the Company under the Securities Act; Act; (v) a copy of each report or other communication furnished to stockholders; shareholders; and (vi) such additional documents and information with respect to the Company and the affairs of any future subsidiaries of the Company as the Placement Agent may from time to time reasonably request; request; provided, however, the Placement Agent shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Placement Agent and Placement Agent’s Agent Counsel in connection with the Placement Agent’s receipt of such information. Documents filed with the Commission pursuant to its E▇▇▇▇ system shall be deemed to have been delivered to the Placement Agent pursuant to this Section 3.9.13.10.1. “E▇▇▇▇” means the Electronic Data Gathering, Analysis, and Retrieval system.

Appears in 1 contract

Sources: Placement Agency Agreement (BriaCell Therapeutics Corp.)

Periodic Reports, etc. For a period of three (3) years after the date of this Agreement, the Company shall furnish or make available to the Placement Agent Agents copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish to the Placement AgentAgents: (i) a copy of each periodic report the Company shall be required to file with the Commission under the Exchange Act and the Exchange Act Regulations; (ii) a copy of every material press release and every material news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 8-K prepared and filed by the Company; (iv) five copies of each registration statement filed by the Company under the Securities Act; (v) a copy of each report or other communication furnished to stockholders; stockholders and (vi) such additional documents and information with respect to the Company and the affairs of any future subsidiaries of the Company as the Placement Agent Agents may from time to time reasonably request; provided, however, the Placement Agent Agents shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Placement Agent Agents and Placement Agent’s Agent Counsel in connection with the Placement Agent’s Agents’ receipt of such information. Documents filed with the Commission pursuant to its E▇▇▇▇ system shall be deemed to have been delivered to the Placement Agent Agents pursuant to this Section 3.9.1.

Appears in 1 contract

Sources: Placement Agency Agreement (ONCOSEC MEDICAL Inc)

Periodic Reports, etc. For a period of three (3) years after the date of this Agreement, whichever is later, the Company shall furnish or make available to the Placement Agent copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish to the Placement Agent: (i) a copy of each periodic report the Company shall be required to file with the Commission under the Exchange Act and the Exchange Act Regulations; (ii) a copy of every press release and every news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 8-K prepared and filed by the Company; (iv) five (5) copies of each registration statement filed by the Company under the Securities Act; (v) a copy of each report or other communication furnished to stockholders; and (vi) such additional documents and information with respect to the Company and the affairs of any future subsidiaries of the Company as the Placement Agent may from time to time reasonably request; provided, however, the Placement Agent shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Placement Agent and Placement Agent’s Agent Counsel in connection with the Placement Agent’s receipt of such information. Documents filed with the Commission pursuant to its E▇▇▇▇ system shall be deemed to have been delivered to the Placement Agent pursuant to this Section 3.9.1. “▇▇▇▇▇” means the Electronic Data Gathering, Analysis, and Retrieval system.

Appears in 1 contract

Sources: Placement Agency Agreement (Cel Sci Corp)

Periodic Reports, etc. For a period of three (3) years after the date of this Agreement, whichever is later, the Company shall furnish or make available to the Placement Agent copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish to the Placement Agent: (i) a copy of each periodic report the Company shall be required to file with the Commission under the Exchange Act and the Exchange Act Regulations; (ii) a copy of every press release and every news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 8-K prepared and filed by the Company; (iv) five (5) copies of each registration statement filed by the Company under the Securities Act; (v) a copy of each report or other communication furnished to stockholders; and (vi) such additional documents and information with respect to the Company and the affairs of any future subsidiaries of the Company as the Placement Agent may from time to time reasonably request; provided, however, the Placement Agent shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Placement Agent and Placement Agent’s Agent Counsel in connection with the Placement Agent’s receipt of such information. Documents filed with the Commission pursuant to its E▇▇▇▇ system shall be deemed to have been delivered to the Placement Agent pursuant to this Section 3.9.1. “E▇▇▇▇” means the Electronic Data Gathering, Analysis, and Retrieval system.

Appears in 1 contract

Sources: Placement Agency Agreement (Cel Sci Corp)

Periodic Reports, etc. For a period of three one (31) years year after the date of this Agreement, the Company shall furnish or make available to the Placement Agent Underwriters copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish to the Placement AgentUnderwriters: (i) a copy of each periodic report the Company shall be required to file with the Commission under the Exchange Act and the Exchange Act Regulations; (ii) a copy of every press release and every news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 8-K prepared and filed by the Company; (iv) five (5) copies of each registration statement filed by the Company under the Securities Act; (v) a copy of each report or other communication furnished to stockholdersshareholders; and (vi) such additional documents and information with respect to the Company and the affairs of any future subsidiaries of the Company as the Placement Agent Underwriters may from time to time reasonably request; provided, however, the Placement Agent Underwriters shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Placement Agent Underwriters and Placement Agent’s Underwriters Counsel in connection with the Placement Agent’s Underwriters’ receipt of such information. Documents filed with the Commission pursuant to its E▇▇▇▇ system and press release and every news item and article with respect to the Company or its affairs posted on the Company’s website shall be deemed to have been delivered to the Placement Agent Underwriters pursuant to this Section 3.9.1‎4.9.1. “E▇▇▇▇” means the Electronic Data Gathering, Analysis, and Retrieval system.

Appears in 1 contract

Sources: Underwriting Agreement (Vista Gold Corp)

Periodic Reports, etc. For a period of three one (31) years year after the date of this Agreement, the Company shall furnish or make available to the Placement Agent copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish to the Placement Agent: (i) a copy of each periodic report the Company shall be required to file with the Commission under the Exchange Act and the Exchange Act Regulations; (ii) a copy of every press release and every news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 8-K prepared and filed by the Company; (iv) five copies of each registration statement filed by the Company under the Securities Act; (v) a copy of each report or other communication furnished to stockholders; and (vi) such additional documents and information with respect to the Company and the affairs of any future subsidiaries of the Company as the Placement Agent may from time to time reasonably request; provided, however, the Placement Agent shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Placement Agent and Placement Agent’s Agent Counsel in connection with the Placement Agent’s receipt of such information. Documents filed with the Commission pursuant to its E▇▇▇▇ system shall be deemed to have been delivered to the Placement Agent pursuant to this Section 3.9.1.

Appears in 1 contract

Sources: Placement Agency Agreement (Fluent, Inc.)

Periodic Reports, etc. For a period of three (3) years after the date of this Agreement, the Company shall furnish or make available to the Placement Agent copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish to the Placement Agent: (i) a copy of each periodic report the Company shall be required to file with the Commission under the Exchange Act and the Exchange Act Regulationsrules and regulations thereunder; (ii) a copy of every press release and every news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 8-K prepared and filed by the Company; (iv) five copies of each registration statement filed by the Company under the Securities Act; (v) a copy of each report or other communication furnished to stockholders; and (vi) such additional documents and information with respect to the Company and the affairs of any future subsidiaries of the Company as the Placement Agent may from time to time reasonably request; provided, however, the Placement Agent shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Placement Agent and Placement Agent’s Agent Counsel in connection with the Placement Agent’s receipt of such information. Documents filed with the Commission pursuant to its E▇▇▇▇ system shall be deemed to have been delivered to the Placement Agent pursuant to this Section 3.9.1.

Appears in 1 contract

Sources: Placement Agency Agreement (Transcode Therapeutics, Inc.)

Periodic Reports, etc. For a period of three (3) years after the date of this Agreement, the Company shall furnish or make available to the Placement Agent copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish to the Placement Agent: (i) a copy of each periodic annual report on From 20-F the Company shall be required to file with the Commission under the Exchange Act and the Exchange Act Regulations; (ii) a copy of every press release and every news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each report on Form 86-K prepared the Company shall be required to furnish to the Commission under the Exchange Act and filed by the CompanyExchange Act Regulations; (iv) five copies of each registration statement filed by the Company under the Securities Act; and (v) a copy of each report or other communication furnished to stockholders; and (vi) such additional documents and information with respect to the Company and the affairs of any future subsidiaries of the Company as the Placement Agent may from time to time reasonably request; provided, however, provided the Placement Agent shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Placement Agent and Placement Agent’s Agent Counsel in connection with the Placement Agent’s receipt of such information. Documents filed with the Commission pursuant to its E▇▇▇▇ system shall be deemed to have been delivered to the Placement Agent pursuant to this Section 3.9.13.10.1.

Appears in 1 contract

Sources: Placement Agency Agreement (BriaCell Therapeutics Corp.)

Periodic Reports, etc. For a period of three (3) years after the date of this Agreement, the Company shall furnish or make available to the Placement Agent Agents copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish to the Placement AgentAgents: (i) a copy of each periodic report the Company shall be required to file with the Commission under the Exchange Act and the Exchange Act Regulationspursuant to Regulation A or otherwise; (ii) a copy of every press release and every news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 8-K other filing with the Commission prepared and filed by the Company; (iv) five copies of each registration offering statement filed by the Company under the Securities Act; and (v) a copy of each report or other communication furnished to stockholders; and (vi) such additional documents and information with respect to the Company and the affairs of any future subsidiaries of the Company as the Placement Agent Agents may from time to time reasonably request; provided, however, provided the Placement Agent Agents shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Placement Agent Agents and Placement Agent’s Agents Counsel in connection with the Placement Agent’s Agents’ receipt of such information. Documents filed with the Commission pursuant to its E▇▇▇▇ system shall be deemed to have been delivered to the Placement Agent Agents pursuant to this Section 3.9.1clause (l).

Appears in 1 contract

Sources: Placement Agency Agreement (Campagna Motors USA Inc.)

Periodic Reports, etc. For a period of three (3) years after the date of this AgreementEffective Date, at the Underwriter’s request, the Company shall furnish or make available to the Placement Agent Underwriter copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish to the Placement AgentUnderwriter: (i) a copy of each periodic report the Company shall be required to file with the Commission under the Exchange Act and the Exchange Act Regulations; (ii) a copy of every press release and every news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 8-K prepared and filed by the Company; (iv) five copies of each registration statement filed by the Company under the Securities Act; (v) a copy of each report or other communication furnished to stockholders; stockholders and (vi) such additional documents and information with respect to the Company and the affairs of any future subsidiaries of the Company as the Placement Agent Underwriter may from time to time reasonably request; provided, however, provided the Placement Agent Underwriter shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Placement Agent Underwriter and Placement AgentUnderwriter’s Counsel in connection with the Placement AgentUnderwriter’s receipt of such information. Documents filed with the Commission pursuant to its E▇▇▇▇ system or otherwise publicly filed or made available shall be deemed to have been delivered to the Placement Agent Underwriter pursuant to this Section 3.9.1.

Appears in 1 contract

Sources: Underwriting Agreement (Versus Systems Inc.)

Periodic Reports, etc. For a period of three (3) years after the date of this Agreement, the Company shall furnish or make available to the Placement Agent copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish to the Placement Agent: (i) a copy of each periodic report the Company shall be required to file with the Commission under the Exchange Act and the Exchange Act Regulations; (ii) a copy of every material press release and every material news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 8-K prepared and filed by the Company; (iv) five copies of each registration statement filed by the Company under the Securities Act; (v) a copy of each report or other communication furnished to stockholders; stockholders and (vi) such additional documents and information with respect to the Company and the affairs of any future subsidiaries of the Company as the Placement Agent may from time to time reasonably request; provided, however, the Placement Agent shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Placement Agent and Placement Agent’s Agent Counsel in connection with the Placement Agent’s receipt of such information. Documents filed with the Commission pursuant to its E▇▇▇▇ system shall be deemed to have been delivered to the Placement Agent pursuant to this Section 3.9.1.

Appears in 1 contract

Sources: Placement Agency Agreement (Ampio Pharmaceuticals, Inc.)

Periodic Reports, etc. For a period of three (3) years after from the date of this AgreementExecution Date, the Company shall will furnish or make available to the Placement Agent copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish or make available to the Placement Agent: (i) a copy of each periodic report the Company shall be required to file with the Commission under the Exchange Act and the Exchange Act RegulationsCommission; (ii) a copy of every press release and every news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 8-K prepared and filed by the Company; (iv) five copies a copy of each registration statement filed by the Company under the Securities Act; and (v) a copy of each report or other communication furnished to stockholders; and (vi) such additional documents and information with respect to the Company and the affairs of any future subsidiaries Subsidiaries of the Company as the Placement Agent may from time to time reasonably request; provided, however, provided that the Placement Agent shall each sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Placement Agent and Placement Agent’s Counsel in connection with the Placement Agent’s receipt of such information. Documents filed with the Commission pursuant to its E▇▇▇▇ system shall be deemed to have been delivered to the Placement Agent pursuant to this Section 3.9.1Section.

Appears in 1 contract

Sources: Placement Agent Agreement (Nemaura Medical Inc.)

Periodic Reports, etc. For a period of three two (32) years after the date of this Agreement, the Company shall furnish or make available to the Placement Agent copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish to the Placement Agent: (i) from the date the Company becomes subject to the Exchange Act and Exchange Act Regulations, a copy of each periodic report the Company shall be required to file with the Commission under the Exchange Act and the Exchange Act Regulations; (ii) a copy of every material press release and every material news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 8-K prepared and filed by the Company; (iv) five copies of each registration statement filed by the Company under the Securities Act; (v) a copy of each material report or other material communication furnished to stockholders; and (vi) such additional documents and information with respect to the Company and the affairs of any future subsidiaries of the Company as the Placement Agent may from time to time reasonably request; provided, however, the Placement Agent shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Placement Agent and Placement Agent’s Agent Counsel in connection with the Placement Agent’s receipt of such information. Documents filed with the Commission pursuant to its E▇▇▇▇ system shall be deemed to have been delivered to the Placement Agent pursuant to this Section 3.9.13.7.1.

Appears in 1 contract

Sources: Placement Agency Agreement (FullPAC, Inc.)