Participation of Broker-Dealers in Exchange Offer. (a) The Company understands that the Staff of the SEC has taken the position that any broker-dealer that receives Exchange Notes for its own account in the Exchange Offer in exchange for Notes that were acquired by such broker-dealer as a result of market-making or other trading activities (a "Participating Broker-Dealer"), may be deemed to be an "underwriter" within the meaning of the Securities Act in connection with any resale of such Exchange Notes.
Appears in 3 contracts
Samples: Registration Rights Agreement (International Paper Co /New/), Registration Rights Agreement (International Paper Co /New/), Registration Rights Agreement (International Paper Co /New/)
Participation of Broker-Dealers in Exchange Offer. (a) The Company understands that the Staff staff of the SEC has taken the position that any broker-dealer that receives Exchange Notes for its own account in the Exchange Offer in exchange for Notes that were acquired by such broker-dealer as a result of market-making or other trading activities (a "“Participating Broker-Dealer"), ”) may be deemed to be an "“underwriter" ” within the meaning of the Securities 1933 Act in connection with any resale of such Exchange Notes.
Appears in 2 contracts
Samples: Purchase Agreement (Intelsat LTD), Registration Rights Agreement (Intelsat LTD)
Participation of Broker-Dealers in Exchange Offer. (a) The Company understands that the Staff of the SEC has taken the position that any broker-dealer that receives Exchange Notes Securities for its own account in the Exchange Offer in exchange for Notes Securities that were acquired by such broker-dealer as a result of market-making or other trading activities (a "Participating Broker-Dealer"), may be deemed to be an "underwriter" within the meaning of the Securities Act in connection with any resale of such Exchange Notes.trading
Appears in 2 contracts
Samples: Registration Rights Agreement (Texas Instruments Inc), Registration Rights Agreement (TRW Inc)
Participation of Broker-Dealers in Exchange Offer. (a) The Company understands that the Staff of the SEC has taken the position that any broker-dealer that receives Exchange Notes Securities for its own account in the Exchange Offer in exchange for Notes Securities that were acquired by such broker-dealer as a result of market-making or other trading activities (a "Participating BrokerPARTICIPATING BROKER-DealerDEALER"), may be deemed to be an "underwriterUNDERWRITER" within the meaning of the Securities 1933 Act in connection with any resale of such Exchange Notes.and must deliver a prospectus meeting
Appears in 1 contract
Samples: Registration Rights Agreement (Century Aluminum Co)
Participation of Broker-Dealers in Exchange Offer. (a) (i) The Company understands that the Staff of the SEC has taken the position that any broker-dealer that receives Exchange Notes Securities for its own account in the Exchange Offer in exchange for Notes Securities that were acquired by such broker-dealer as a result of market-making or other trading activities (a "Participating Broker-Dealer"), ) may be deemed to be an "underwriter" within the meaning of the Securities 1933 Act in connection with any resale of such Exchange NotesSecurities.
Appears in 1 contract
Samples: Registration Rights Agreement (Security Capital Group Inc/)
