Other Risks. The PRINCIPAL’s participation in the UITFs or IMA PORTFOLIO may be further exposed to the risk of any actual or potential conflicts of interest in the handling of in-house or related party transactions by the INVESTMENT MANAGER. These transactions may include own-bank deposits; purchase of own-institution or affiliate obligations (stocks, mortgages); purchase of assets from or sales to own institution, directors, officers, subsidiaries, affiliates or other related interests/parties; or purchases or sales between fiduciary/managed accounts.
Appears in 3 contracts
Sources: Investment Management Agreement, Investment Management Agreement, Investment Management Agreement
Other Risks. The PRINCIPAL’s participation in the UITFs or IMA PORTFOLIO may be further exposed to the risk of any actual or potential conflicts of interest in the handling of in-house or related party transactions by the INVESTMENT MANAGER. These transactions may include own-bank deposits; purchase of own-institution or affiliate obligations (stocks, mortgages); purchase of assets from or sales to own institution, directors, officers, subsidiariessubsi diaries, affiliates or other related interests/parties; or purchases or sales between fiduciary/managed accounts.
Appears in 1 contract
Sources: Investment Management Agreement