Order Handling. A. Intermediary will offer and sell the Shares only in accordance with the terms and conditions of the current Prospectus and Statement of Additional Information (“SAI”) and Intermediary will make no representations not included in said Prospectus or SAI or in any authorized supplemental material supplied by Distributor.
Order Handling. Betterment may, but is not required to, aggregate orders for the sale or purchase of securities for the Account with orders for the same security for other Betterment clients, including its employees and their related persons, and for Betterment’s own account with Betterment Securities. In such cases, each Account will be charged or credited with the average price per unit.
Order Handling. Client understands that, subject to the terms of an order, the method of execution of each order is in the sole discretion of Betterment Securities. Orders that are accepted by Betterment Securities will be transmitted by Betterment Securities or its agent to the appropriate exchange or other market for placement and execution. Certain orders, at the discretion of Betterment Securities or its agent, may be subject to manual review and entry, which may cause delays in the execution of orders on behalf of Client and may cause orders on behalf of Client to be executed at prices that are significantly different from price conditions that existed when the order was entered on behalf of Client. Betterment Securities reserves the right in its sole discretion to decline to accept any order without advance notice.
Order Handling. In accordance with MiFID client order handling rules, Cantor are required to have procedures and arrangements in place that provide for the prompt, fair and expeditious execution of Orders unless the characteristics of the order or prevailing market conditions make this impracticable or the interest of the client requires otherwise. We are also required to consider the need to manage any potential conflicts of interest between Clients and/or between Cantor and the Client.
Order Handling. I agree and understand that RHC does not guarantee that any order that I place will be filled. I further agree and understand that RHC reserves the right to cancel any order or part of an order if such order was placed during a scheduled or unscheduled RHC downtime, violates RHC’s Code of Conduct, or is non- marketable.
Order Handling. I understand that, subject to the terms and conditions of an Order, the method of execution of each Order is in the sole discretion of GTN Asia. If I do not specifically request that my Orders be routed to a particular Financial Market venue to which GTN Asia has access, Orders that are accepted by GTN Asia will be transmitted to the appropriate exchange or other Financial Market (as determined in good faith by GTN Asia ) for placement and execution or may result in an internal crossing transaction (where GTN Asia or the relevant executing broker matches a buy order generated by one client with a sell order generated by another client, without passing the orders to a Financial Market or other external trading venue for execution) or in a principal trade (where GTN Asia or the relevant executing broker takes the other side of the trade) being entered into between me or the relevant clearing broker. Further, to the above I agree to GTN Asia internal crossing of transaction under Omnibus account wherein the orders for buy and sell received from other Client(s) of GTN Asia at the same price may be matched internally against my/our order without relaying the order to the market. This would apply in the event GTN Asia feels that such orders may not be recognized by a stock exchange and there is a possibility that the orders get rejected. In all such cases of internal crossing of orders, GTN Asia provides me/us as Account Holders with fast execution of an order as against obtaining the best possible result for the order. Certain Orders, at GTN Asia’s sole discretion, may be subject to manual review and entry, which may cause delays in the execution of my Orders and may cause my Orders to be executed at prices that are significantly different from the price quotes I obtained when I entered my Order. GTN Asia reserves the right in its sole discretion to decline to accept any Order or to change its requirements with respect to stop or stop-limit Orders for securities or classes of securities without advance notice. I authorize GTN Asia to submit my Orders jointly with other Orders for other customers and I acknowledge that the average price for executions resulting from aggregated Orders will be assigned to my Trading Account. I understand that order aggregation may operate to my advantage or disadvantage on individual trades, but that GTN Asia will seek to ensure that order aggregation will not, on average, result in its customers as a whole being disadvantaged. On...
Order Handling. 7.1 We will handle client orders fairly. We may aggregate your Northbound orders with the Northbound orders of any other client or of its affiliates when we process such orders. This may sometimes operate to your disadvantage and, because of the quota restrictions escribed in the Annex, may result in your order only being partially executed or not at all.
Order Handling. We will attempt to execute all Transactions in accordance with your instructions, as received through our Trading Platform, via telephone, email, or other means we allow from time to time. Where prevailing rates are different from the rates posted on our Trading Platform, we will use commercially reasonable efforts to execute any Transactions on or close to the prevailing market rates. Regardless of whether we issue a written confirmation, you agree that a Contract shall have been formed and is binding upon the earlier of: (1) when Moneycorp verbally confirms the terms of a Transaction placed by telephone; (2) when Moneycorp sends a Confirmation confirming the terms of a Transaction entered by email or facsimile, or pursuant to a Standing Order; or (3) when Moneycorp sends a confirmation message to you through its Trading Platform. You hereby agree not to assume that any Transaction has been executed until you have received notification from us by the applicable method described above. We are not responsible for delays in transmission or execution of any Transaction due to disruption, failure, or malfunction of any of our systems or any third party system, and we are not liable for any claims, losses, damages, costs, or expenses, including legal fees, arising other than as a direct result of our wilful misconduct or gross negligence.
Order Handling. Trading and order execution is available between designated hours as set out on our trading platforms (“Trading Hours”) and as indicated on our website. During the Trading Hours, clients may place trades and orders on our trading platforms. Please note that your orders may only be triggered / executed during the Trading Hours specified in the trading platforms for each product. All active orders (whether against open positions as stop-loss or take-profit (limit) orders) are executed based upon the published price as quoted by us. A Sell order will be triggered with the Bid price and a Buy order will be triggered with the Ask price. A Buy order will be triggered if our Ask price reaches or exceeds the specified order price. The types of orders we offer on our trading platforms and their characteristics are set out further below. You must familiarize yourself fully with these before you enter into any trading.
Order Handling. (a) Dealer shall offer and sell Shares only in accordance with the terms and conditions of the Prospectus and SAI. Dealer agrees that all orders placed by Dealer for Share purchases, redemptions or repurchases will be submitted directly to the Fund or its Transfer Agent and not through AAM.
