Common use of OPTIONAL RIDER Clause in Contracts

OPTIONAL RIDER. [OPTIONAL] By incorporating this provision, the Broker/Dealer and Lender agree to include as part of this agreement the terms and provisions contained in the rider annexed to this agreement, to be entitled “Rider A to the Secured Demand Note Collateral Agreement dated the   day of  , 20 ”. The parties hereto may, via the annexed rider, add any mutually agreed upon term that is acceptable to FINRA and is not inconsistent with the Rule or Appendix D to the Rule. The parties, by incorporating this provision and the terms included in the incorporated rider, represent to FINRA, for its reliance, that no provision of the rider, singly or in combination with any or all of the provisions of this agreement, is inconsistent with any provision of Appendix D to the Rule or of any other applicable provision of the SEA, the rules and regulations thereunder, or the rules of FINRA, nor do any such provisions impede the ability of the Broker/Dealer to comply therewith.

Appears in 2 contracts

Samples: Collateral Agreement, Collateral Agreement

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OPTIONAL RIDER. [OPTIONAL] By incorporating this provision, the Broker/Dealer and Lender agree to include as part of this agreement the terms and provisions contained in the rider annexed to this agreement, to be entitled “Rider A to the Secured Demand Note Collateral Agreement dated the   day of  , 20 ”. .” The parties hereto may, via the annexed rider, add any mutually agreed upon term that is acceptable to FINRA and is not inconsistent with the Rule or Appendix D to the Rule. The parties, by incorporating this provision and the terms included in the incorporated rider, represent to FINRA, for its reliance, that no provision of the rider, singly or in combination with any or all of the provisions of this agreement, is inconsistent with any provision of Appendix D to the Rule or of any other applicable provision of the SEA, the rules and regulations thereunder, or the rules of FINRA, nor do any such provisions impede the ability of the Broker/Dealer to comply therewith.

Appears in 1 contract

Samples: Collateral Agreement

OPTIONAL RIDER. [OPTIONAL] By incorporating this provision, the Broker/Dealer and Lender Xxxxxx agree to include as part of this agreement Agreement the terms and provisions contained in the rider annexed to this agreementAgreement, to be entitled “Rider A to the Secured Demand Note Collateral Subordinated Loan Agreement dated the   day of  , 20 ”. The parties hereto may, via the annexed rider, add any mutually agreed upon term that is acceptable to FINRA and is not inconsistent with the Rule or Appendix D to the Rule. The parties, by incorporating this provision and the terms included in the incorporated rider, represent to FINRA, for its reliance, that no provision of the rider, singly or in combination with any or all of the provisions of this agreement, Agreement is inconsistent with any provision of Appendix D to the Rule or of any other applicable provision of the SEA, the rules and regulations thereunder, or the rules of FINRA, nor do any such provisions impede the ability of the Broker/Dealer to comply therewith.

Appears in 1 contract

Samples: Collateral Agreement

OPTIONAL RIDER. [OPTIONAL] By incorporating this provision, the Broker/Dealer and Lender agree to include as part of this agreement Agreement the terms and provisions contained in the rider annexed to this agreementAgreement, to be entitled “Rider A to the Secured Demand Note Collateral Subordinated Loan Agreement dated the   day of  , 20 ”. The parties hereto may, via the annexed rider, add any mutually agreed upon term that is acceptable to FINRA and is not inconsistent with the Rule or Appendix D to the Rule. The parties, by incorporating this provision and the terms included in the incorporated rider, represent to FINRA, for its reliance, that no provision of the rider, singly or in combination with any or all of the provisions of this agreement, Agreement is inconsistent with any provision of Appendix D to the Rule or of any other applicable provision of the SEA, the rules and regulations thereunder, or the rules of FINRA, nor do any such provisions impede the ability of the Broker/Dealer to comply therewith.

Appears in 1 contract

Samples: Collateral Agreement

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OPTIONAL RIDER. [OPTIONAL] By incorporating this provision, the Broker/Dealer and Lender agree to include as part of this agreement Agreement the terms and provisions contained in the rider annexed to this agreementAgreement, to be entitled “Rider A to the Secured Demand Note Collateral Temporary Subordinated Loan Agreement dated the   day of  , 20 ”. The parties hereto may, via the annexed rider, add any mutually agreed upon term that is acceptable to FINRA and is not inconsistent with the Rule or Appendix D to the Rule. The parties, by incorporating this provision and the terms included in the incorporated rider, represent to FINRA, for its reliance, that no provision of the rider, singly or in combination with any or all of the provisions of this agreement, Agreement is inconsistent with any provision of Appendix D to the Rule or of any other applicable provision of the SEA, the rules and regulations thereunder, or the rules of FINRA, nor do any such provisions impede the ability of the Broker/Dealer to comply therewith.

Appears in 1 contract

Samples: Collateral Agreement

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