One Agent Clause Samples

One Agent. The Company agrees that any offer to sell Shares, any solicitation of an offer to buy Shares, or any sales of Shares shall only be effected by or through only one of the Agent or the Alternative Agent on any single given day, but in no event by more than one, and the Company shall in no event request that the Agent and the Alternative Agent sell Shares on the same day; provided, however, that (a) the foregoing limitation shall not apply to (i) the exercise of any option, warrant, right or any conversion privilege or other equity award set forth in the instrument governing such security or (ii) sales solely to employees or security holders of the Company or its Subsidiaries (as defined below), or to a trustee or other person acquiring such securities for the accounts of such persons, including as part of a direct stock purchase plan or a dividend reinvestment plan, and (b) such limitation shall not apply on any day during which no sales are made pursuant to this Agreement or the Alternative Sales Agreement.

One Agent. The Company agrees that any offer to sell Placement Shares, any solicitation of an offer to buy Placement Shares, or any sales of Placement Shares shall only be effected by or through only one of the Agents on any single given day and the Company shall in no event request that both the Agent and the Alternative Agent offer or sell Shares on the same day.

One Agent. The Company agrees that there shall be only one Active Placement Notice Period effective at any time under this Agreement and the Alternative Sales Agreements.”

One Agent. The Company agrees that any offer to sell Placement Shares, any solicitation of an offer to buy Placement Shares, or any sales of Placement Shares shall be effected by or through only one of the Agents on any single given day and the Company shall in no event request that more than one of the Agents offer or sell Shares on the same day, provided that, the Company and the Agent agree that nothing herein shall prohibit the Company from terminating a Placement Notice and issuing a subsequent Placement Notice to either CF&Co or the Agent on the same day, provided further that, prior to the issuance of any subsequent Placement Notice, the Company have terminated any outstanding Placement Notice in accordance with Section 4 of this Agreement.

One Agent. The Lw3.e and the Lessor consent to (Name of Agent); and the Principal/Branch Broker representing both the Lame and the Lessor as a Limited Agent as described above.

One Agent. The Buyer and the Seller consent to: ______________________(name of Agent); and the Principal/Branch Broker representing both the Buyer and the Seller as a Limited Agent as described above.

One Agent. The Company agrees that any offer to sell Placement Shares, any solicitation of an offer to buy Placement Shares, or any sales of Placement Shares shall only be effected by or through only one of the Agents on any single given day and the Company shall in no event request that both Cantor and the Alternative Agent offer or sell Placement Shares on the same day. Cantor and the Company are party to that certain Controlled Equity OfferingSM Sales Agreement between Cantor and the Company dated August 31, 2018 (the “Prior Cantor Sales Agreement”), and the Company agrees that any sales of Common Stock pursuant to the Prior Cantor Sales Agreement shall be treated as sales pursuant to this Agreement for purposes of the restrictions of this Section 5(c).

One Agent. Notwithstanding anything herein that may be --------- construed to the contrary, unless otherwise agreed to by Borrower, in its discretion, there shall only be one Agent at any time.