Officers and Trustees. No person is serving or acting as an officer, trustee or investment adviser of the Fund except in accordance with the provisions of the Investment Company Act and the Rules and Regulations and the Investment Advisers Act of 1940, as amended (the "Advisers Act"), and the rules and regulations of the Commission promulgated under the Advisers Act (the "Advisers Act Rules and Regulations"). Except as disclosed in the Registration Statement and the Prospectus (or any amendment or supplement to either of them), no trustee of the Fund is an "interested person" (as defined in the Investment Company Act) of the Fund or an "affiliated person" (as defined in the Investment Company Act) of any Underwriter.
Appears in 5 contracts
Samples: Purchase Agreement (Muni New York Intermediate Duration Fund Inc), Purchase Agreement (Muni California Intermediate Duration Fund Inc), Purchase Agreement (Muni Intermediate Duration Fund Inc)
Officers and Trustees. No person is serving or acting as an officer, trustee or investment adviser of the Fund except in accordance with the provisions of the Investment Company 1940 Act and the Rules and Regulations and the Investment Advisers Act of 1940, as amended (the "Advisers Act"), and the rules and regulations of the Commission promulgated under the Advisers Act (the "Advisers Act Rules and Regulations"). Except as disclosed in the Registration Statement and the Prospectus (or any amendment or supplement to either of them), no trustee of the Fund is an "interested person" (as defined in the Investment Company 1940 Act) of the Fund or an "affiliated person" (as defined in the Investment Company 1940 Act) of any Underwriter.
Appears in 4 contracts
Samples: Auction Agency Agreement (Advent Claymore Convertible Securities & Income Fund), Auction Agency Agreement (Advent Claymore Convertible Securities & Income Fund), Evergreen Income Advantage Fund
Officers and Trustees. No person is serving or acting as an officer, trustee or investment adviser of the Fund except in accordance with the provisions of the Investment Company Act and the Rules and Regulations and the Investment Advisers Act of 1940, as amended (the "Advisers Act"), and the rules and regulations of the Commission promulgated under the Advisers Act (the "Advisers Act Rules and Regulations"). Except as disclosed in the Registration Statement and the Prospectus (or any amendment or supplement to either of them), no trustee director of the Fund is an "interested person" (as defined in the Investment Company Act) of the Fund or an "affiliated person" (as defined in the Investment Company Act) of any the Underwriter.
Appears in 2 contracts
Samples: Purchase Agreement (Muniyield Florida Fund), Purchase Agreement (Muniyield Pennsylvania Fund)
Officers and Trustees. No person is serving or acting as an officer, trustee or investment adviser of the Fund except in accordance with the provisions of the Investment Company Act and the Rules and Regulations and the Investment Advisers Act of 1940, as amended (the "“Advisers Act"”), and the rules and regulations of the Commission promulgated under the Advisers Act (the "“Advisers Act Rules and Regulations"”). Except as disclosed in the Registration Statement Statement, the Prospectus and the Prospectus (or any amendment or supplement Time of Sale Prospectus, to either of them)the Fund’s knowledge after due inquiry, no trustee of the Fund is an "interested person" “Interested Person” (as defined in the Investment Company Act) of the Fund or an "affiliated person" “Affiliated Person” (as defined in the Investment Company Act) of any Underwriter.
Appears in 1 contract
Samples: Underwriting Agreement (Salient MLP & Energy Infrastructure Fund)
Officers and Trustees. No person is serving or acting as an officer, trustee or investment adviser of the Fund except in accordance with the provisions of the Investment Company 1940 Act and the Rules and Regulations and the Investment Advisers Act of 1940, as amended (the "Advisers Act"), and the rules and regulations of the Commission promulgated under the Advisers Act (the "Advisers Act Rules and Regulations"). Except as disclosed in the Registration Statement and the Prospectus (or any amendment or supplement to either of them), no trustee of the Fund is an "interested person" (as defined in the Investment Company 1940 Act) of the Fund or an "affiliated person" (as defined in the Investment Company xx xxx 1940 Act) of any Underwriter.
Appears in 1 contract
Samples: Purchase Agreement (Preferred Income Strategies Fund Inc)
