Officers and Trustees. No person is serving or acting as an officer, trustee or investment adviser of the Fund except in accordance with the provisions of the 1940 Act and the Rules and Regulations and the Advisers Act. Except as disclosed in the Registration Statement, the Preliminary Prospectus and the Prospectus, no trustee of the Fund is (A) an “interested person” (as defined in the 0000 Xxx) of the Fund or (B) an “affiliated person” (as defined in the 0000 Xxx) of any Underwriter. For purposes of this Section 1(a)(8), the Fund and the Adviser shall be entitled to rely on representations from such officers and trustees.
Appears in 10 contracts
Samples: Underwriting Agreement (Miller/Howard High Income Equity Fund), Underwriting Agreement (DoubleLine Income Solutions Fund), Underwriting Agreement (Blackstone / GSO Long-Short Credit Income Fund)
Officers and Trustees. No person is serving or acting as an officer, trustee or investment adviser of the Fund except in accordance with the provisions of the 1940 Act and the Rules and Regulations and the Advisers Act. Except as disclosed in the Registration Statement, the Preliminary Prospectus and the Prospectus, no trustee of the Fund is (A) an “interested person” (as defined in the 0000 Xxx1940 Act) of the Fund or (B) an “affiliated person” (as defined in the 0000 Xxx1940 Act) of any Underwriter. For purposes of this Section 1(a)(8), the Fund and the Adviser shall be entitled to rely on representations from such officers and trustees.
Appears in 5 contracts
Samples: Underwriting Agreement (Eaton Vance Floating-Rate 2022 Target Term Trust), Underwriting Agreement (AllianzGI Convertible & Income 2024 Target Term Fund), Underwriting Agreement (Eaton Vance High Income 2021 Target Term Trust)
Officers and Trustees. No person is serving or acting as an officer, trustee or investment adviser of the Fund except in accordance with the provisions of the 1940 Act and the Rules and Regulations and the Advisers Act. Except as disclosed in the Registration Statement, the Preliminary Prospectus and the Prospectus, no trustee of the Fund is (A) an “interested person” (as defined in the 0000 Xxx1940 Act) of the Fund or (B) an “affiliated person” (as defined in the 0000 Xxx1940 Act) of any Underwriter. For purposes of this Section 1(a)(8), the Fund Fund, the Adviser and the Adviser Subadviser shall be entitled to rely on representations from such officers and trustees.
Appears in 3 contracts
Samples: Underwriting Agreement (Nuveen Energy MLP Total Return Fund), Underwriting Agreement (Nuveen Energy MLP Total Return Fund), Underwriting Agreement (Nuveen Mortgage Opportunity Term Fund)
Officers and Trustees. No person is serving or acting as an officer, trustee or investment adviser of the Fund except in accordance with the provisions of the 1940 Act and the Rules and Regulations and the Advisers Act. Except as disclosed in the Registration Statement, the Preliminary Prospectus and the Prospectus, no trustee of the Fund is (A) an “"interested person” " (as defined in the 0000 Xxx) of the Fund or (B) an “"affiliated person” " (as defined in the 0000 Xxx) of any Underwriter. For purposes of this Section 1(a)(8), the Fund and the Adviser shall be entitled to rely on representations from such officers and trustees.
Appears in 2 contracts
Samples: Underwriting Agreement (Alpine Total Dynamic Dividend Fund), Underwriting Agreement (Calamos Global Dynamic Income Fund)
Officers and Trustees. No person is serving or acting as an officer, trustee or investment adviser of the Fund except in accordance with the provisions of the 1940 Act and the Rules and Regulations and the Advisers Act. Except as disclosed in the Registration Statement, the Preliminary Prospectus and the Prospectus, no trustee of the Fund is (A) an “interested person” (as defined in the 0000 Xxx1940 Act) of the Fund or (B) an “affiliated person” (as defined in the 0000 Xxx1940 Act) of any Underwriter. For purposes of this Section 1(a)(8), the Fund and the Adviser Advisers shall be entitled to rely on representations from such officers and trustees.
Appears in 2 contracts
Samples: Underwriting Agreement (Claymore/Guggenheim Strategic Opportunities Fund), Underwriting Agreement (Guggenheim Equal Weight Enhanced Equity Income Fund)
Officers and Trustees. No person is serving or acting as an officer, trustee or investment adviser of the Fund except in accordance with the provisions of the 1940 Act and the Rules and Regulations and the Advisers Act. Except as disclosed in the Registration Statement, the Preliminary Prospectus and the Prospectus, no trustee of the Fund is (A) an “interested person” (as defined in the 0000 Xxx) of the Fund or (B) an “affiliated person” (as defined in the 0000 Xxx) of any Underwriter. For purposes of this Section 1(a)(8), the Fund and the Adviser Advisers shall be entitled to rely on representations from such officers and trustees.
Appears in 2 contracts
Samples: Underwriting Agreement (Principal Real Estate Income Fund), Underwriting Agreement (Federated Enhanced Treasury Income Fund)
Officers and Trustees. No person is serving or acting as an officer, trustee or investment adviser of the Fund except in accordance with the provisions of the 1940 Act and the Rules and Regulations and the Advisers Act. Except as disclosed in the Registration Statement, the Preliminary Prospectus and the Prospectus, no trustee of the Fund is (A) an “"interested person” " (as defined in the 0000 Xxx) of the Fund or (B) an “"affiliated person” " (as defined in the 0000 Xxx) of any the Underwriter. For purposes of this Section 1(a)(8), the Fund and the Adviser shall be entitled to rely on representations from such officers and trustees. In acting upon this Agreement and other matters considered by the trustees, the trustees who are not interested persons have had independent counsel as required by the Rules and Regulations under the 0000 Xxx.
Appears in 2 contracts
Samples: Underwriting Agreement (Cornerstone Progressive Return Fund), Underwriting Agreement (Cornerstone Progressive Return Fund)
Officers and Trustees. No person is serving or acting as an officer, trustee or investment adviser of the Fund except in accordance with the provisions of the 1940 Act and the Rules and Regulations and the Advisers Act. Except as disclosed in the Registration Statement, the Preliminary Prospectus and the Prospectus, no trustee of the Fund is (A) an “"interested person” " (as defined in the 0000 Xxx1940 Act) of the Fund or (B) an “"affiliated person” " (as defined in the 0000 Xxx1940 Act) of any Underwriter. For purposes of this Section 1(a)(8), the Fund and the Adviser Advisers shall be entitled to rely on representations from such officers and trustees.
Appears in 1 contract
Samples: Underwriting Agreement (Eaton Vance Tax-Managed Global Diversified Equity Income Fund)
Officers and Trustees. No person is serving or acting as an officer, trustee or investment adviser of the Fund except in accordance with the provisions of the 1940 Act and the Rules and Regulations and the Advisers Act. Except as disclosed in the Registration Statement, the Preliminary Prospectus and the Prospectus, no trustee of the Fund is (A) an “"interested person” " (as defined in the 0000 Xxx) of the Fund or (B) an “"affiliated person” " (as defined in the 0000 Xxx) of any Underwriter. For purposes of this Section 1(a)(8), the Fund and the Adviser Advisers shall be entitled to rely on representations from such officers and trustees.
Appears in 1 contract
Samples: Underwriting Agreement (First Trust High Income Long/Short Fund)
Officers and Trustees. No person is serving or acting as an officer, trustee or investment adviser of the Fund except in accordance with the provisions of the 1940 Act and the Rules and Regulations and the Advisers Act. Except as disclosed in the Registration Statement, the Preliminary Prospectus and the Prospectus, no trustee of the Fund is (A) an “interested person” (as defined in the 0000 Xxx) of the Fund or (B) an “affiliated person” (as defined in the 0000 Xxx) of any Underwriter. For purposes of this Section 1(a)(8), the Fund and the Adviser Advisors shall be entitled to rely on representations from such officers and trustees.
Appears in 1 contract
Samples: Underwriting Agreement (Evergreen Global Dividend Opportunity Fund)
Officers and Trustees. No person is serving or acting as an officer, trustee or investment adviser of the Fund except in accordance with contravention of the provisions of the 1940 Act and the 1940 Act Rules and Regulations and and, as applicable, the Advisers Act. Except as disclosed in the Registration Statement, the Preliminary Prospectus and the Prospectus, no trustee of the Fund is (A) an “interested person” (as defined in the 0000 Xxx) of the Fund or (B) an “affiliated person” (as defined in the 0000 Xxx) of any Underwriter. For purposes of this Section 1(a)(8), the Fund and the Adviser shall be entitled to rely on representations from such officers and trustees.
Appears in 1 contract
Samples: Underwriting Agreement (Center Coast MLP & Infrastructure Fund)
Officers and Trustees. No person is serving or acting as an officer, trustee or investment adviser of the Fund except in accordance with the provisions of the 1940 Act and the Rules and Regulations and the Advisers Act. Except as disclosed in the Registration Statement, the Preliminary Prospectus and the Prospectus, no trustee of the Fund is (A) an “"interested person” " (as defined in the 0000 Xxx1940 Act) of the Fund or (B) an “"affiliated person” " (as defined in the 0000 Xxxdefinxx xx xxe 1940 Act) of any Underwriter. For purposes of this Section 1(a)(81(x)(0), the xhe Fund and the Adviser Advisers shall be entitled to rely on representations from such officers and trustees.
Appears in 1 contract
Samples: Underwriting Agreement (Eaton Vance Tax-Managed Diversified Equity Income Fund)
Officers and Trustees. No person is serving or acting as an officer, trustee or investment adviser of the Fund except in accordance with the provisions of the 1940 Act and the Rules and Regulations and the Advisers Act. Except as disclosed in the Registration Statement, the Preliminary Prospectus and the Prospectus, no trustee of the Fund is (A) an “interested person” (as defined in the 0000 Xxx1940 Act) of the Fund or (B) an “affiliated person” (as defined in the 0000 Xxx1940 Act) of any Underwriter. For purposes of this Section 1(a)(8), the Fund and the Adviser shall be entitled to rely on representations from such officers and trustees.this
Appears in 1 contract
Samples: Underwriting Agreement (Calamos Strategic Total Return Fund)
Officers and Trustees. No person is serving or acting as an officer, trustee or investment adviser of the Fund except in accordance with the provisions of the 1940 Act and the 1940 Act Rules and Regulations and the Advisers Act. Except as disclosed in the Registration Statement, the Preliminary Prospectus and the Prospectus, no trustee of the Fund is (A) an “interested person” (as defined in the 0000 Xxx) of the Fund or (B) an “affiliated person” (as defined in the 0000 Xxx) of any Underwriter. For purposes of this Section 1(a)(8), the Fund and the Adviser shall be entitled to rely on representations from such officers and trustees.
Appears in 1 contract
Samples: Underwriting Agreement (Calamos Dynamic Convertible & Income Fund)
Officers and Trustees. No person is serving or acting as an officer, trustee or investment adviser of the Fund except in accordance with the provisions of the 1940 Act and the Rules and Regulations and the Advisers Act. Except as disclosed in the Registration Statement, the Preliminary Prospectus and the Prospectus, no trustee of the Fund is (A) an “"interested person” " (as defined in the 0000 Xxx) of the Fund or (B) an “"affiliated person” " (as defined in the 0000 Xxx) of any Underwriter. For purposes of this Section 1(a)(8), the Fund Fund, the Adviser and the each Sub-Adviser shall be entitled to rely on representations from such officers and trustees.
Appears in 1 contract
Samples: Underwriting Agreement (First Trust Dynamic Europe Equity Income Fund)
Officers and Trustees. No person is serving or acting as an officer, trustee or investment adviser of the Fund except in accordance with the provisions of the 1940 Act and the Rules and Regulations and the Advisers Act. Except as disclosed in the Registration Statement, the Preliminary Prospectus and the Prospectus, no trustee of the Fund is (A) an “"interested person” " (as defined in the 0000 Xxx1940 Act) of the Fund or (B) an “"affiliated person” " (as defined in the 0000 Xxx1940 Act) of any Underwriter. For purposes of this Section 1(a)(8), the Fund Fund, the Adviser and the Adviser Subadviser shall be entitled to rely on representations from such officers and trustees.
Appears in 1 contract
Samples: Underwriting Agreement (Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc.)
Officers and Trustees. No person is serving or acting as an officer, trustee or investment adviser of the Fund except in accordance with the provisions of the 1940 Act and the Rules and Regulations and the Advisers Act. Except as disclosed in the Registration Statement, the Preliminary Prospectus and the Prospectus, no trustee of the Fund is (Ai) an “interested person” (as defined in the 0000 Xxx1940 Act) of the Fund or (Bii) an “affiliated person” (as defined in the 0000 Xxx1940 Act) of any Underwriter. For purposes of this Section 1(a)(8), the Fund and the Adviser Advisers shall be entitled to rely on representations from such officers and trustees.
Appears in 1 contract
Samples: Underwriting Agreement (Eagle Growth & Income Opportunities Fund)
Officers and Trustees. No person is serving or acting as an officer, trustee or investment adviser of the Fund except in accordance with the provisions of the 1940 Act and the Rules and Regulations and the Advisers Act. Except as disclosed in the Registration Statement, the Preliminary Prospectus and the Prospectus, no trustee of the Fund is (A) an “interested person” (as defined in the 0000 1000 Xxx) of the Fund or (B) an “affiliated person” (as defined in the 0000 1000 Xxx) of any Underwriter. For purposes of this Section 1(a)(8), the Fund and the Adviser shall be entitled to rely on representations from such officers and trustees.
Appears in 1 contract
Samples: Underwriting Agreement (Calamos Strategic Total Return Fund)
Officers and Trustees. No person is serving or acting as an officer, trustee or investment adviser of the Fund except in accordance with the provisions of the 1940 Act and the Rules and Regulations and the Advisers Act. Except as disclosed in the Registration Statement, the Preliminary Prospectus and the Prospectus, no trustee of the Fund is (Ai) an “interested person” (as defined in the 0000 Xxx) of the Fund or (Bii) an “affiliated person” (as defined in the 0000 Xxx) of any Underwriter. For purposes of this Section 1(a)(8), the Fund and the Adviser Advisers shall be entitled to rely on representations from such officers and trustees.
Appears in 1 contract
Samples: Underwriting Agreement (THL Credit Senior Loan Fund)
