Officers and Trustees. No person is serving or acting as an officer, trustee or investment adviser of the Fund except in accordance with the provisions of the 1940 Act and the Rules and Regulations and the Investment Advisers Act of 1940, as amended (the "Advisers Act"), and the rules and regulations of the Commission promulgated under the Advisers Act (the "Advisers Act Rules and Regulations"). Except as disclosed in the Registration Statement and the Prospectus (or any amendment or supplement to either of them), no trustee of the Fund is (A) an "interested person" (as defined in the 1940 Act) ox xxx Xxnd or (B) an "affiliated person" (as defined in the 1940 Act) ox xxx Underwriter.
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Samples: Management Agreement (First Trust Four Corners Senior Floating Rate Income Fund Ii), Purchase Agreement (First Trust Four Corners Senior Floating Rate Income Fund Ii)
Officers and Trustees. No person is serving or acting as an officer, trustee or investment adviser of the Fund except in accordance with the provisions of the 1940 Act and the Rules and Regulations and the Investment Advisers Act of 1940, as amended (the "Advisers Act"), and the rules and regulations of the Commission promulgated under the Advisers Act (the "Advisers Act Rules and Regulations"). Except as disclosed in the Registration Statement and the Prospectus (or any amendment or supplement to either of them), no trustee of the Fund is (A) an "interested person" (as defined in the 1940 Act) ox xxx Xxnd or of the Fuxx xx (BX) an "affiliated person" (as defined in the 1940 Act) ox xxx Underwriterof any Unxxxxxxxxr.
Appears in 1 contract
Samples: Purchase Agreement (First Trust Global Credit Strategies Fund)
Officers and Trustees. No person is serving or acting as an officer, trustee or investment adviser of the Fund except in accordance with the provisions of the 1940 Act and the Rules and Regulations and the Investment Advisers Act of 1940, as amended (the "Advisers Act"), and the rules and regulations of the Commission promulgated under the Advisers Act (the "Advisers Act Rules and Regulations"). Except as disclosed in the Registration Statement and the Prospectus (or any amendment or supplement to either of them), no trustee of the Fund is (A) an "interested person" (as defined in the 1940 Act) ox of xxx Xxnd Xxxx or (B) an "affiliated person" (as defined in the 1940 Act) ox of xxx UnderwriterXxxxrwriter. For purposes of this Section 1(a)(ix), the Advisers shall be entitled to rely on written representations from such officers and trustees.
Appears in 1 contract
Samples: Purchase Agreement (First Trust/Fiduciary Asset Management Covered Call Fund)
Officers and Trustees. No person is serving or acting as an officer, trustee or investment adviser of the Fund except in accordance with the provisions of the 1940 Act and the Rules and Regulations and the Investment Advisers Act of 1940, as amended (the "Advisers Act"), and the rules and regulations of the Commission promulgated under the Advisers Act (the "Advisers Act Rules and Regulations"). Except as disclosed in the Registration Statement and the Prospectus (or any amendment or supplement to either of them), no trustee of the Fund is (A) an "interested person" (as defined in the 1940 Act) ox xxx Xxnd or of the Xxxx xx (B) an "affiliated person" (as defined in the 1940 Act) ox xxx Underwriterof any Xxxxxxxiter. For purposes of this Section 1(a)(ix), the Advisers shall be entitled to rely on written representations from such officers and trustees.
Appears in 1 contract
Samples: First Trust/Aberdeen Global Opportunity Income Fund
Officers and Trustees. No person is serving or acting as an officer, trustee or investment adviser of the Fund except in accordance with the provisions of the 1940 Act and the Rules and Regulations and the Investment Advisers Act of 1940, as amended (the "Advisers Act"), and the rules and regulations of the Commission promulgated under the Advisers Act (the "Advisers Act Rules and Regulations"). Except as disclosed in the Registration Statement and the Prospectus (or any amendment or supplement to either of them), no trustee of the Fund is (A) an "interested person" (as defined in the 1940 Act) ox xxx Xxnd or of the Fxxx xx (B) an "affiliated person" (as defined in the 1940 Act) ox xxx Underwriterof any Uxxxxxxxxer. For purposes of this Section 1(a)(ix), the Advisers shall be entitled to rely on written representations from such officers and trustees.
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