Officers and Directors. No person is serving or acting as an officer, director or investment manager of the Fund except in accordance with the provisions of the 1940 Act and the Rules and Regulations and the Investment Advisers Act of 1940, as amended (the "Advisers Act"), and the rules and regulations of the Commission promulgated under the Advisers Act (the "Advisers Act Rules and Regulations"). Except as disclosed in the Registration Statement and the Prospectus (or any amendment or supplement to either of them), no director of the Fund is an "interested person" (as defined in the 1940 Act) of the Fund or an "affiliated person" (as defined in the 1940 Act) of any Underwriter listed in Schedule A hereto.
Appears in 7 contracts
Samples: Agreement (Cohen & Steers Premium Income Realty Fund Inc), Purchase Agreement (Cohen & Steers Quality Income Realty Fund Inc), Agreement (Cohen & Steers Advantage Income Realty Fund Inc)
Officers and Directors. No person is serving or acting as an officer, director or investment manager of the Fund except in accordance with the provisions of the 1940 Act and the Rules and Regulations and the Investment Advisers Act of 1940, as amended (the "“Advisers Act"”), and the rules and regulations of the Commission promulgated under the Advisers Act (the "“Advisers Act Rules and Regulations"”). Except as disclosed in the Registration Statement and the Prospectus (or any amendment or supplement to either of them), no director of the Fund is an "“interested person" ” (as defined in the 1940 Act0000 Xxx) of the Fund or an "“affiliated person" ” (as defined in the 1940 Act0000 Xxx) of any Underwriter listed in Schedule A hereto.
Appears in 3 contracts
Samples: Management Agreement (Cohen & Steers Closed-End Opportunity Fund, Inc.), Purchase Agreement (Cohen & Steers Reit & Utility Income Fund Inc), Purchase Agreement (Cohen & Steers Select Utility Fund Inc)
Officers and Directors. No person is serving or acting as an officer, director or investment manager adviser of the Fund except in accordance with the provisions of the 1940 Act and the Rules and Regulations and the Investment Advisers Act of 1940, as amended (the "Advisers Act"), and the rules and regulations of the Commission promulgated under the Advisers Act (the "Advisers Act Rules and Regulations"). Except as disclosed in the Registration Statement and the Prospectus (or any amendment or supplement to either of them), no director of the Fund is an "interested person" (as defined in the 1940 ActXxx) of xx the Fund or an "affiliated person" (as defined in the 1940 ActXxx) of any Underwriter listed in Schedule A heretoUnderwriter.
Appears in 2 contracts
Samples: Purchase Agreement (Chartwell Dividend & Income Fund Inc), Chartwell Dividend & Income Fund Inc
Officers and Directors. No person is serving or acting as an officer, director or investment manager adviser of the Fund except in accordance with the provisions of the 1940 Act and the Rules and Regulations and the Investment Advisers Act of 1940, as amended (the "Advisers ActADVISERS ACT"), and the rules and regulations of the Commission promulgated under the Advisers Act (the "Advisers Act Rules and RegulationsADVISERS ACT RULES AND REGULATIONS"). Except as disclosed in the Registration Statement and or Prospectus, to the Prospectus (or any amendment or supplement to either of them)Fund's knowledge after due inquiry, no director of the Fund is an "interested personINTERESTED PERSON" (as defined in the 1940 Act) of the Fund or an "affiliated personAFFILIATED PERSON" (as defined in the 1940 xxx 0040 Act) of any Underwriter listed in Schedule A heretothat serves as a Representative.
Appears in 2 contracts
Samples: Tortoise Energy Infrastructure Corp, Tortoise Energy Infrastructure Corp
Officers and Directors. No person is serving or acting as an officer, director or investment manager of adviser to the Fund except in accordance with the provisions of the 1940 Act and the Rules and Regulations and the Investment Advisers Act of 1940, as amended (the "“Advisers Act"”), and the rules and regulations of the Commission promulgated under the Advisers Act (the "“Advisers Act Rules and Regulations"”). Except as disclosed in the Registration Statement and the Prospectus (or any amendment or supplement to either of them), no director of the Fund is an "“interested person" ” (as defined in the 1940 Act0000 Xxx) of the Fund or an "“affiliated person" ” (as defined in the 1940 Act0000 Xxx) of any Underwriter listed in Schedule A hereto.
Appears in 2 contracts
Samples: Purchase Agreement (Cohen & Steers Global Income Builder, Inc), Purchase Agreement (Cohen & Steers Global Income Builder, Inc)
Officers and Directors. No person is serving or acting as an officer, director or investment manager adviser of the Fund except in accordance with the provisions of the 1940 Act and the Rules and Regulations and the Investment Advisers Act of 1940, as amended (the "Advisers Act"), and the rules and regulations of the Commission promulgated under the Advisers Act (the "Advisers Act Rules and Regulations"). Except as disclosed in the Registration Statement and the Prospectus (or any amendment or supplement to either of them), no director of the Fund is an "interested person" (as defined in the 1940 Act) of the Fund or an "affiliated person" (as defined in the 1940 Act) of any Underwriter listed in Schedule A heretoUnderwriter.
Appears in 1 contract
Officers and Directors. No person is serving or acting as an officer, director or investment manager adviser of the Fund except in accordance with the provisions of the 1940 Act and the Rules and Regulations and the Investment Advisers Act of 1940, as amended (the "Advisers Act"), and the rules and regulations of the Commission promulgated under the Advisers Act (the "Advisers Act Rules and Regulations"). Except as disclosed in the Registration Statement and or Prospectus, to the Prospectus (or any amendment or supplement to either of them)Fund's knowledge after due inquiry, no director of the Fund is an "interested personInterested Person" (as defined in the 1940 Act) of the Fund or an "affiliated personAffiliated Person" (as defined in the 1940 Act0000 Xxx) of any Underwriter listed in Schedule A heretothat serves as a Representative.
Appears in 1 contract
Samples: Underwriting Agreement (Tortoise North American Energy Corp)
Officers and Directors. No person is serving or acting as an officer, director or investment manager adviser of the Fund except in accordance with the provisions of the 1940 Act and the Rules and Regulations and the Investment Advisers Act of 1940, as amended (the "Advisers Act"), and the rules and regulations of the Commission promulgated under the Advisers Act (the "Advisers Act Rules and Regulations"). Except as disclosed in the Registration Statement and or Prospectus, to the Prospectus (or any amendment or supplement to either of them)Fund's knowledge after due inquiry, no director of the Fund is an "interested person" (as defined in the 1940 Act) of the Fund or an "affiliated person" (as defined in the xxx 1940 Act) of any Underwriter listed in Schedule A heretothat serves as a Representative.
Appears in 1 contract
Officers and Directors. No person is serving or acting as an officer, director or investment manager of the Fund except in accordance with the provisions of the 1940 Act and the Rules and Regulations and the Investment Advisers Act of 1940, as amended (the "Advisers Act"), and the rules and regulations of the Commission promulgated under the Advisers Act (the "Advisers Act Rules and Regulations"). Except as disclosed in the Registration Statement and the Prospectus (or any amendment or supplement to either of them), no director of the Fund is an "interested person" (as defined in the 1940 Act) of the Fund or an "affiliated person" (as defined in the 1940 ix xxx 0040 Act) of any Underwriter listed in Schedule A hereto.
Appears in 1 contract
Officers and Directors. No person is serving or acting as an officer, director or investment manager adviser of the Fund except in accordance with the provisions of the 1940 Act and the Rules and Regulations and the Investment Advisers Act of 1940, as amended (the "Advisers Act"), and the rules and regulations of the Commission promulgated under the Advisers Act (the "Advisers Act Rules and Regulations"). Except as disclosed in the Registration Statement and or Prospectus, to the Prospectus (or any amendment or supplement to either of them)Fund's knowledge after due inquiry, no director of the Fund is an "interested person" (as defined in the 1940 Act0000 Xxx) of the Fund or an "affiliated person" (as defined in the 1940 Act0000 Xxx) of any Underwriter listed in Schedule A heretothat serves as a Representative.
Appears in 1 contract
