Officers and Directors. No person is serving or acting as an officer, director or investment adviser of the Fund except in accordance with the provisions of the 1940 Act and the Rules and Regulations and no person is serving or acting as an investment adviser of the Fund except in accordance with the provisions of the Investment Advisers Act of 1940, as amended (the "Advisers Act"), and the rules and regulations of the Commission promulgated under the Advisers Act (the "Advisers Act Rules and Regulations"). Except as disclosed in the Registration Statement or the Prospectus (or any amendment or supplement to either of them), to the knowledge of the Fund after due inquiry, no director of the Fund is an "interested person" (as defined in the 0000 Xxx) of the Fund or an "affiliated person" (as defined in the 0000 Xxx) of any Underwriter.
Appears in 7 contracts
Samples: Purchase Agreement (Neuberger Berman Intermediate Municipal Fund Inc), Purchase Agreement (Neuberger Berman New York Intermediate Municipal Fund Inc), Purchase Agreement (Neuberger Berman California Intermediate Municipal Fund Inc)
Officers and Directors. No person is serving or acting as an officer, director or investment adviser of the Fund except in accordance with the provisions of the 1940 Act and the Rules and Regulations and no person is serving or acting as an investment adviser of the Fund except in accordance with the provisions of the Investment Advisers Act of 1940, as amended (the "Advisers Act"), and the rules and regulations of the Commission promulgated under the Advisers Act (the "Advisers Act Rules and Regulations"). Except as disclosed in the Registration Statement or the Prospectus (or any amendment or supplement to either of them), to the knowledge of the Fund after due inquiry, no director of the Fund is an "interested person" (as defined in the 0000 Xxx1940 Act) of the Fund or an "affiliated person" (as defined in the 0000 Xxx1940 Act) of any Underwriter.
Appears in 5 contracts
Samples: Purchase Agreement (Neuberger Berman California Intermediate Municipal Fund Inc), Purchase Agreement (Neuberger Berman New York Intermediate Municipal Fund Inc), Purchase Agreement (Neuberger Berman Intermediate Municipal Fund Inc)
Officers and Directors. No person is serving or acting as an officer, director or investment adviser of the Fund except in accordance with the provisions of the 1940 Act and the Rules and Regulations and no person is serving or acting as an investment adviser of the Fund except in accordance with the provisions of the Investment Advisers Act of 1940, as amended (the "Advisers Act"), and the rules and regulations of the Commission promulgated under the Advisers Act (the "Advisers Act Rules and Regulations"). Except as disclosed in the Registration Statement or and the Prospectus (or any amendment or supplement to either of them), to the knowledge of the Fund or the Adviser after due inquiry, no director of the Fund is an "interested person" (as defined in the 0000 Xxx) of the Fund or an "affiliated person" (as defined in the 0000 Xxx) of any Underwriter.
Appears in 4 contracts
Samples: Purchase Agreement (Flaherty & Crumrine/Claymore Total Return Fund Inc), Purchase Agreement (F&c/Claymore Preferred Securities Income Fund Inc), Purchase Agreement (F&c/Claymore Preferred Securities Income Fund Inc)
Officers and Directors. No person is serving or acting as an officer, director or investment adviser of the Fund except in accordance with the provisions of the 1940 Act and the Rules and Regulations and no person is serving or acting as an investment adviser of the Fund except in accordance with the provisions of the Investment Advisers Act of 1940, as amended (the "Advisers Act"), and the rules and regulations of the Commission promulgated under the Advisers Act (the "Advisers Act Rules and Regulations"). Except as disclosed in the Registration Statement or the Prospectus (or any amendment or supplement to either of them), to the knowledge of the Fund after due inquiry, no director of the Fund is an "interested person" (as defined in the 0000 Xxx1940 Act) of the Fund or an "affiliated person" (as defined in the 0000 Xxxdefxxxx xx xhe 1940 Act) of any Underwriter.
Appears in 1 contract
Samples: Neuberger Berman Real Estate Securities Income Fund Inc
Officers and Directors. No person is serving or acting as an officer, director or investment adviser of the Fund except in accordance with the provisions of the 1940 Act and the Rules and Regulations and no person is serving or acting as an investment adviser of the Fund except in accordance with the provisions of the Investment Advisers Act of 1940, as amended (the "Advisers Act"), and the rules and regulations of the Commission promulgated under the Advisers Act (the "Advisers Act Rules and Regulations"). Except as disclosed in the Registration Statement or the Prospectus (or any amendment or supplement to either of them), to the knowledge of the Fund after due inquiry, no director of the Fund is an "interested person" (as defined in the 0000 Xxx1940 Act) of the xx xxx Fund or an "affiliated person" (as defined in the 0000 Xxx1940 Act) of any Underwriterxx xxx Xnderwriter.
Appears in 1 contract
Samples: Purchase Agreement (Neuberger Berman California Intermediate Municipal Fund Inc)
Officers and Directors. No person is serving or acting as an officer, director or investment adviser of the Fund except in accordance with the provisions of the 1940 Act and the Rules and Regulations and no person is serving or acting as an investment adviser of the Fund except in accordance with the provisions of the Investment Advisers Act of 1940, as amended (the "Advisers Act"), and the rules and regulations of the Commission promulgated under the Advisers Act (the "Advisers Act Rules and Regulations"). Except as disclosed in the Registration Statement or and the Prospectus (or any amendment or supplement to either of them), to the knowledge of the Fund or the Adviser after due inquiry, no director of the Fund is an "interested person" (as defined in the 0000 Xxx1940 Act) of the Fund or an "affiliated person" (as defined in the 0000 Xxx1940 Act) of any Underwriter.
Appears in 1 contract
