Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time of Sale Disclosure Package.
Appears in 281 contracts
Sources: Placement Agency Agreement (Solowin Holdings, Ltd.), Placement Agency Agreement (Rubico Inc.), Placement Agency Agreement (Helius Medical Technologies, Inc.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each the Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time of Sale Disclosure Package.
Appears in 51 contracts
Sources: Placement Agency Agreement (EPWK Holdings Ltd.), Placement Agency Agreement (EPWK Holdings Ltd.), Placement Agency Agreement (Chanson International Holding)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time Base Prospectus, the Prospectus Supplement, the Registration Statement, copies of Sale Disclosure Packagethe documents incorporated by reference therein and any other materials permitted by the Securities Act.
Appears in 45 contracts
Sources: Placement Agency Agreement (AIM ImmunoTech Inc.), Placement Agency Agreement (Beeline Holdings, Inc.), Placement Agency Agreement (Safety Shot, Inc.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities Shares other than the Time of Sale Disclosure Package.
Appears in 32 contracts
Sources: Placement Agency Agreement (CPS Technologies Corp/De/), Placement Agency Agreement (MDJM LTD), Placement Agency Agreement (Atomera Inc)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each the Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time of Sale Disclosure PackageSecurities.
Appears in 13 contracts
Sources: Placement Agency Agreement (Next Technology Holding Inc.), Placement Agency Agreement (Datavault AI Inc.), Placement Agency Agreement (Datavault AI Inc.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time Preliminary Prospectus, the Final Prospectus, the Registration Statement, copies of Sale Disclosure Packagethe documents incorporated by reference therein and any other materials permitted by the Securities Act.
Appears in 10 contracts
Sources: Placement Agency Agreement, Placement Agent Agreement (Q BioMed Inc.), Placement Agent Agreement (Q BioMed Inc.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each the Closing Date, any offering material in connection with the offering and sale of the Securities Shares other than the Time of Sale Disclosure Package.
Appears in 10 contracts
Sources: Placement Agency Agreement (Regencell Bioscience Holdings LTD), Placement Agency Agreement (VivoPower International PLC), Placement Agency Agreement (VivoPower International PLC)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities Offering other than the Time of Sale Disclosure PackagePackage and any other materials permitted by the Securities Act.
Appears in 9 contracts
Sources: Placement Agency Agreement (TJGC GROUP LTD), Placement Agency Agreement (TJGC GROUP LTD), Placement Agency Agreement (bioAffinity Technologies, Inc.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each the Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time of Sale Disclosure PackageShares.
Appears in 8 contracts
Sources: Placement Agency Agreement (Roadzen Inc.), Placement Agency Agreement (Roadzen Inc.), Placement Agency Agreement (AmpliTech Group, Inc.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities Offering other than the Time of Sale Disclosure PackageRegistration Statement and the Preliminary Prospectus and any other materials permitted by the Securities Act.
Appears in 8 contracts
Sources: Placement Agency Agreement (SU Group Holdings LTD), Placement Agency Agreement (SU Group Holdings LTD), Placement Agency Agreement (SU Group Holdings LTD)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time of Sale Disclosure PackagePackage and any other materials permitted by the Securities Act.
Appears in 7 contracts
Sources: Placement Agency Agreement (Nuwellis, Inc.), Placement Agency Agreement (Nuwellis, Inc.), Placement Agency Agreement (Beachbody Company, Inc.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time of Sale Disclosure PackageProspectus.
Appears in 6 contracts
Sources: Placement Agency Agreement (Safe & Green Development Corp), Placement Agency Agreement (Digital Brands Group, Inc.), Placement Agency Agreement (1847 Holdings LLC)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each the Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time of Sale Disclosure PackageOffering.
Appears in 6 contracts
Sources: Placement Agency Agreement (Generation Income Properties, Inc.), Placement Agency Agreement (Generation Income Properties, Inc.), Placement Agency Agreement (RYVYL Inc.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time Offering Statement and any other materials permitted by Regulation A of Sale Disclosure Packagethe Securities Act.
Appears in 5 contracts
Sources: Placement Agency Agreement (Digital Social Retail, Inc.), Underwriting Agreement (ADiTx Therapeutics, Inc.), Underwriting Agreement (ADiTx Therapeutics, Inc.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each the Closing Date, any offering material in connection with the offering Offering and sale of the Securities other than the Time of Sale Disclosure Package.
Appears in 5 contracts
Sources: Placement Agency Agreement (Springview Holdings LTD), Placement Agency Agreement (Top Wealth Group Holding LTD), Placement Agency Agreement (Top Wealth Group Holding LTD)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities hereunder other than the Time of Sale Disclosure Package.
Appears in 4 contracts
Sources: Securities Purchase Agreement (Invivo Therapeutics Holdings Corp.), Securities Purchase Agreement (BriaCell Therapeutics Corp.), Securities Purchase Agreement (Invivo Therapeutics Holdings Corp.)
Offering Materials. Neither Other than offering materials made to the Company’s placement agent in the United Kingdom to existing investors in the Company, neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities Offering other than the Time of Sale Disclosure PackagePackage and any other materials permitted by the Securities Act.
Appears in 4 contracts
Sources: Placement Agency Agreement (authID Inc.), Placement Agency Agreement (authID Inc.), Placement Agency Agreement (authID Inc.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities Offering other than the Time of Sale Disclosure Package.
Appears in 3 contracts
Sources: Placement Agency Agreement (Iterum Therapeutics PLC), Placement Agency Agreement (Iterum Therapeutics PLC), Placement Agency Agreement (Invivo Therapeutics Holdings Corp.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time of Sale Disclosure PackageProspectus and any other materials permitted by the Securities Act.
Appears in 2 contracts
Sources: Placement Agency Agreement (Mainz Biomed N.V.), Placement Agency Agreement (AppTech Payments Corp.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time of Sale Disclosure PackageSecurities.
Appears in 2 contracts
Sources: Placement Agency Agreement (Mobilicom LTD), Placement Agency Agreement (Coeptis Therapeutics Holdings, Inc.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities Units other than the Time of Sale Disclosure Package.
Appears in 2 contracts
Sources: Placement Agency Agreement (Altimmune, Inc.), Placement Agency Agreement (Altimmune, Inc.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale Offering without the consent of the Securities other than the Time of Sale Disclosure PackageRepresentative.
Appears in 2 contracts
Sources: Placement Agent Agreement (Transphorm, Inc.), Placement Agent Agreement (Transphorm, Inc.)
Offering Materials. Neither the Company nor any norany of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time of Sale Disclosure Package.
Appears in 2 contracts
Sources: Placement Agency Agreement (Zhongchao Inc.), Placement Agency Agreement (Zhongchao Inc.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each the Closing Date, any offering material in connection with the offering and sale of the Securities Common Units and Pre-Funded Units (if any) other than the Time of Sale Disclosure Package.
Appears in 2 contracts
Sources: Placement Agency Agreement (LogicMark, Inc.), Placement Agency Agreement (LogicMark, Inc.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed distributed, and none of them will distribute, prior to each the Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time of Sale Disclosure Package.
Appears in 2 contracts
Sources: Placement Agency Agreement (HeartBeam, Inc.), Placement Agency Agreement (HeartBeam, Inc.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each the Closing Date, any offering material in connection with the offering and sale of the Securities other Common Units and Pre-Funded Units (if any)other than the Time of Sale Disclosure Package.
Appears in 2 contracts
Sources: Placement Agency Agreement (LogicMark, Inc.), Placement Agency Agreement (LogicMark, Inc.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time of Sale Disclosure PackageFinal Prospectus, and any other materials permitted by the Securities Act.
Appears in 1 contract
Sources: Placement Agency Agreement (Sino-Global Shipping America, Ltd.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time of Sale Disclosure Package..
Appears in 1 contract
Sources: Placement Agency Agreement (Liminatus Pharma, Inc.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time of Sale Disclosure PackageTransaction Documents.
Appears in 1 contract
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time of Sale Disclosure PackageOffering.
Appears in 1 contract
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to the Closing Date (or, if there shall be more than one Closing Date, then prior to each Closing Date), any offering material in connection with the offering and sale of the Securities other than the Time of Sale Disclosure Package.
Appears in 1 contract
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time of Sale Disclosure PackageMemorandum and materials that have been approved by the Placement Agent and its counsel.
Appears in 1 contract
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities Shares other than the Time of Sale Disclosure PackagePackage and any other materials permitted by the Securities Act.
Appears in 1 contract
Offering Materials. Neither Other than offering materials made to the Company’s placement agent in the United States to existing investors in the Company, neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities Offering other than the Time of Sale Disclosure PackagePackage and any other materials permitted by the Securities Act.
Appears in 1 contract
Sources: Placement Agency Agreement (Solowin Holdings, Ltd.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale Offering without the consent of the Securities other than the Time of Sale Disclosure PackagePlacement Agent.
Appears in 1 contract
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time of Sale Disclosure PackageMemorandum and any other materials permitted by the Securities Act and approved by the Placement Agent and its counsel.
Appears in 1 contract
Sources: Placement Agency Agreement (Citius Pharmaceuticals, Inc.)
Offering Materials. Neither the Company nor any of its directors and or officers has distributed distributed, and none of them will distribute, distribute prior to each the Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time of Sale Disclosure Package.
Appears in 1 contract
Sources: Placement Agency Agreement (Aquabounty Technologies Inc)
Offering Materials. Neither the Company nor any Company, and to the Company’s knowledge, none of its directors and officers has distributed distributed, and none of them will distribute, prior to the Closing Date (or, if there shall be more than one Closing Date, then prior to each Closing Date), any offering material in connection with the offering and sale of the Securities other than the Time of Sale Disclosure Package.
Appears in 1 contract
Offering Materials. Neither the Company nor any of its directors and officers has distributed distributed, and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time of Sale Disclosure PackagePackage and any other materials permitted by the Securities Act.
Appears in 1 contract
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities Placement Shares other than the Time of Sale Disclosure Package.
Appears in 1 contract
Sources: Placement Agency Agreement (Lucid Diagnostics Inc.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each the Closing Date, any offering material in connection with the offering and sale of the Securities Shares other than the Time of Sale General Disclosure Package.
Appears in 1 contract
Sources: Placement Agency Agreement (Sonoma Pharmaceuticals, Inc.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed distributed, and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities Units other than the Time of Sale Disclosure PackagePackage and the Final Prospectus.
Appears in 1 contract
Sources: Placement Agency Agreement (Avalon GloboCare Corp.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Registered Securities or Warrants other than the Time of Sale Disclosure PackageProspectus and any other materials permitted by the Securities Act.
Appears in 1 contract