Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time of Sale Disclosure Package.
Appears in 148 contracts
Samples: Placement Agency Agreement (Helius Medical Technologies, Inc.), Placement Agency Agreement (FibroBiologics, Inc.), Placement Agency Agreement (Cyclacel Pharmaceuticals, Inc.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time Base Prospectus, the Prospectus Supplement, the Registration Statement, copies of Sale Disclosure Packagethe documents incorporated by reference therein and any other materials permitted by the Securities Act.
Appears in 36 contracts
Samples: Underwriting Agreement (CYREN Ltd.), Placement Agency Agreement (Seelos Therapeutics, Inc.), Placement Agency Agreement (China Ceramics Co., LTD)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities Shares other than the Time of Sale Disclosure Package.
Appears in 15 contracts
Samples: Placement Agency Agreement (Sintx Technologies, Inc.), Placement Agency Agreement (MoSys, Inc.), Placement Agency Agreement (Versus Systems Inc.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each the Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time of Sale Disclosure Package.
Appears in 14 contracts
Samples: Placement Agency Agreement (Biolase, Inc), Placement Agency Agreement (Biolase, Inc), Placement Agency Agreement (Wisa Technologies, Inc.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time of Sale Disclosure PackageProspectus.
Appears in 6 contracts
Samples: Placement Agency Agreement (Safe & Green Development Corp), Placement Agency Agreement (Zivo Bioscience, Inc.), Placement Agency Agreement (1847 Holdings LLC)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time of Sale Disclosure PackagePackage and any other materials permitted by the Securities Act.
Appears in 5 contracts
Samples: Placement Agency Agreement (Nautilus, Inc.), Placement Agency Agreement (Beachbody Company, Inc.), Placement Agency Agreement (Intrusion Inc)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time Offering Statement and any other materials permitted by Regulation A of Sale Disclosure Packagethe Securities Act.
Appears in 5 contracts
Samples: Placement Agency Agreement (Digital Social Retail, Inc.), Underwriting Agreement (ADiTx Therapeutics, Inc.), Underwriting Agreement (ADiTx Therapeutics, Inc.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each the Closing Date, any offering material in connection with the offering and sale of the Securities Shares other than the Time of Sale Disclosure Package.
Appears in 5 contracts
Samples: Placement Agency Agreement (Immunic, Inc.), Placement Agency Agreement (Assertio Holdings, Inc.), Placement Agency Agreement (Ispire Technology Inc.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities hereunder other than the Time of Sale Disclosure Package.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Invivo Therapeutics Holdings Corp.), Securities Purchase Agreement (BriaCell Therapeutics Corp.), Securities Purchase Agreement (Invivo Therapeutics Holdings Corp.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities Offering other than the Time of Sale Disclosure Package.
Appears in 3 contracts
Samples: Placement Agency Agreement (Iterum Therapeutics PLC), Placement Agency Agreement (Iterum Therapeutics PLC), Placement Agency Agreement (Invivo Therapeutics Holdings Corp.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed distributed, and none of them will distribute, prior to each the Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time of Sale Disclosure Package.
Appears in 2 contracts
Samples: Placement Agency Agreement (HeartBeam, Inc.), Placement Agency Agreement (HeartBeam, Inc.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities Units other than the Time of Sale Disclosure Package.
Appears in 2 contracts
Samples: Placement Agency Agreement (Altimmune, Inc.), Placement Agency Agreement (Altimmune, Inc.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time of Sale Disclosure PackageProspectus and any other materials permitted by the Securities Act.
Appears in 2 contracts
Samples: Placement Agency Agreement (Mainz Biomed N.V.), Placement Agency Agreement (AppTech Payments Corp.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each the Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time of Sale Disclosure PackageOffering.
Appears in 2 contracts
Samples: Placement Agent Agreement (Freeseas Inc.), Placement Agent Agreement (Freeseas Inc.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities Offering other than the Time of Sale Disclosure PackagePackage and any other materials permitted by the Securities Act.
Appears in 2 contracts
Samples: Placement Agency Agreement (bioAffinity Technologies, Inc.), Placement Agency Agreement (Worksport LTD)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale Offering without the consent of the Securities other than the Time of Sale Disclosure PackageRepresentative.
Appears in 2 contracts
Samples: Placement Agent Agreement (Transphorm, Inc.), Placement Agent Agreement (Transphorm, Inc.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each the Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time of Sale Disclosure PackageSecurities.
Appears in 2 contracts
Samples: Placement Agency Agreement (Wisa Technologies, Inc.), Placement Agency Agreement (Wisa Technologies, Inc.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed distributed, and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time of Sale Disclosure PackagePackage and any other materials permitted by the Securities Act.
Appears in 1 contract
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each the Closing Date, any offering material in connection with the offering and sale of the Securities Shares other than the Time of Sale General Disclosure Package.
Appears in 1 contract
Samples: Placement Agency Agreement (Sonoma Pharmaceuticals, Inc.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time of Sale Disclosure PackageMemorandum and materials that have been approved by the Placement Agent and its counsel.
Appears in 1 contract
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time of Sale Disclosure PackageMemorandum and any other materials permitted by the Securities Act and approved by the Placement Agent and its counsel.
Appears in 1 contract
Samples: Placement Agency Agreement (Citius Pharmaceuticals, Inc.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time of Sale Disclosure PackageSecurities.
Appears in 1 contract
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time of Sale Disclosure PackageOffering.
Appears in 1 contract
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time of Sale Disclosure Package.. Exhibit 10.1
Appears in 1 contract
Samples: Placement Agency Agreement (Panbela Therapeutics, Inc.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities Shares other than the Time of Sale Disclosure PackagePackage and any other materials permitted by the Securities Act.
Appears in 1 contract
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Registered Securities or Warrants other than the Time of Sale Disclosure PackageProspectus and any other materials permitted by the Securities Act.
Appears in 1 contract
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time of Sale Disclosure PackageFinal Prospectus, and any other materials permitted by the Securities Act.
Appears in 1 contract
Samples: Placement Agency Agreement (Sino-Global Shipping America, Ltd.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed distributed, and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities Units other than the Time of Sale Disclosure PackagePackage and the Final Prospectus.
Appears in 1 contract
Samples: Placement Agency Agreement (Avalon GloboCare Corp.)
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale Offering without the consent of the Securities other than the Time of Sale Disclosure PackagePlacement Agent.
Appears in 1 contract
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to each Closing Date, any offering material in connection with the offering and sale of the Securities other than the Time of Sale Disclosure PackageTransaction Documents.
Appears in 1 contract
Offering Materials. Neither the Company nor any of its directors and officers has distributed and none of them will distribute, prior to the Closing Date (or, if there shall be more than one Closing Date, then prior to each Closing Date), any offering material in connection with the offering and sale of the Securities other than the Time of Sale Disclosure Package.
Appears in 1 contract
