Odd Lot Sample Clauses

Odd Lot. The Client shall not give any Instruction to buy any Odd Lot of China Connect Securities and, without prejudice to clause 4.1 of the Agreement, BOOM may, at its sole and absolute discretion, refuse that Instruction. In the event that the Client holds an Odd Lot of China Connect Securities and gives Instruction to sell any part of the Odd Lot, without prejudice to clause 4.1 of the Agreement, BOOM may, at its sole and absolute discretion, (i) refuse that Instruction, or (ii) treat the Instruction as an Instruction to sell the whole of the Odd Lot to which the Client's Instruction relates. 3. 碎股 － 客戶不得作出買入中華通證券碎股的指示，而且在不損害協議第 4.1 條規定的原則下，BOOM 可全權及絕對酌情決定拒絕接受該指示。倘客戶持有中華通證券的碎股，並作出賣出該等碎股任何部分的指示，則在不損害協議第 4.1 條規定的原則下， BOOM 可全權及絕對酌情決定 (i) 拒絕接受該指示，或 (ii) 視該指示為將該等碎股全部賣出的指示。