NOTIFICATION TO THE DISTRIBUTOR. The Fund shall advise the Distributor immediately: (i) of any request by the SEC for amendments to the Fund's Registration Statement or Prospectus or for additional information; (ii) in the event of the issuance by the SEC of any stop order suspending the effectiveness of the Fund's Registration Statement or any Prospectus or the initiation of any proceedings for that purpose; (iii) of the happening of any material event which makes untrue any statement made in the Fund's then current Registration Statement or Prospectus or which requires the making of a change in either thereof in order to make the statements therein not misleading; and (iv) of all action of the SEC with respect to any amendments to the Fund's Registration Statement or Prospectus which may from time to time be filed with the Commission under the 1940 Act or the Securities Act.
Appears in 18 contracts
Samples: Distribution Agreement (Flag Investors Equity Partners Fund Inc), Shares Distribution Agreement (Total Return U S Treasury Fund Inc), Distribution Agreement (Flag Investors Maryland Intermediate Tax Free Fund Inc/)
NOTIFICATION TO THE DISTRIBUTOR. The Each Fund shall advise the Distributor immediately: (i) of any request by the SEC for amendments to the a Fund's Registration Statement or Prospectus or for additional information; (ii) in the event of the issuance by the SEC of any stop order suspending the effectiveness of the a Fund's Registration Statement or any Prospectus or the initiation of any proceedings for that purpose; (iii) of the happening of any material event which makes untrue any statement made in the a Fund's then current Registration Statement or Prospectus or which requires the making of a change in either thereof in order to make the statements therein not misleading; and (iv) of all action of the SEC with respect to any amendments to the a Fund's Registration Statement or Prospectus which may from time to time be filed with the Commission under the 1940 Act or the Securities Act.
Appears in 9 contracts
Samples: Distribution Agreement (Bt Institutional Funds), Distribution Agreement (Bt Pyramid Mutual Funds), Distribution Agreement (Bt Investment Funds)
NOTIFICATION TO THE DISTRIBUTOR. The Fund Trust shall advise the Distributor immediately: (i) of any request by the SEC for amendments to the FundTrust's Registration Statement or Prospectus or for additional information; (ii) in the event of the issuance by the SEC of any stop order suspending the effectiveness of the FundTrust's Registration Statement or any Prospectus or the initiation of any proceedings for that purpose; (iii) of the happening of any material event which makes untrue any statement made in the FundTrust's then current Registration Statement or Prospectus or which requires the making of a change in either thereof in order to make the statements therein not misleading; and (iv) of all action of the SEC with respect to any amendments to the FundTrust's Registration Statement or Prospectus which may from time to time be filed with the Commission under the 1940 Act or the Securities Act.
Appears in 4 contracts
Samples: Investment Funds Distribution Agreement (Bt Investment Funds), Investment Trust Distribution Agreement (Deutsche Asset Management), Distribution Agreement (Bt Pyramid Mutual Funds)
NOTIFICATION TO THE DISTRIBUTOR. The Each Fund shall advise the Distributor immediately: (i) of any written request by the SEC for amendments to the a Fund's Registration Statement or Prospectus or for additional information; (ii) in the event of the issuance by the SEC of any stop order suspending the effectiveness of the a Fund's Registration Statement or any Prospectus or the initiation of any proceedings for that purpose; (iii) of the happening of any material event which makes untrue any statement made in the a Fund's then current Registration Statement or Prospectus or which requires the making of a change in either thereof in order to make the statements therein not misleading; and (iv) of all action of the SEC with respect to any amendments to the a Fund's Registration Statement or Prospectus which may from time to time be filed with the Commission under the 1940 Act or the Securities Act.
Appears in 3 contracts
Samples: Master Distribution Agreement (DWS State Tax-Free Income Series), Master Distribution Agreement (DWS Value Equity Trust), Master Distribution Agreement (DWS Technology Fund)
NOTIFICATION TO THE DISTRIBUTOR. The Each Fund shall advise the Distributor immediately: (i) of any written request by the SEC for amendments to the a Fund's ’s Registration Statement or Prospectus or for additional information; (ii) in the event of the issuance by the SEC of any stop order suspending the effectiveness of the a Fund's ’s Registration Statement or any Prospectus or the initiation of any proceedings for that purpose; (iii) of the happening of any material event which makes untrue any statement made in the a Fund's ’s then current Registration Statement or Prospectus or which requires the making of a change in either thereof in order to make the statements therein not misleading; and (iv) of all action of the SEC with respect to any amendments to the a Fund's ’s Registration Statement or Prospectus which may from time to time be filed with the Commission under the 1940 Act or the Securities Act.
Appears in 2 contracts
Samples: Master Distribution Agreement (Tax-Exempt California Money Market Fund), Master Distribution Agreement (DWS Securities Trust)
NOTIFICATION TO THE DISTRIBUTOR. The Fund Company shall advise the Distributor immediately: (i) of any request by the SEC for amendments to the FundCompany's Registration Statement or Prospectus or for additional information; (ii) in the event of the issuance by the SEC of any stop order suspending the effectiveness of the FundCompany's Registration Statement or any Prospectus or the initiation of any proceedings for that purpose; (iii) of the happening of any material event which makes untrue any statement made in the FundCompany's then current Registration Statement or Prospectus or which requires the making of a change in either thereof in order to make the statements therein not misleading; and (iv) of all action of the SEC with respect to any amendments to the FundCompany's Registration Statement or Prospectus which may from time to time be filed with the Commission under the 1940 Act or the Securities Act.
Appears in 2 contracts
Samples: Distribution Agreement (Glenmede Fund Inc), Distribution Agreement (Glenmede Portfolios)
NOTIFICATION TO THE DISTRIBUTOR. The Fund A Company shall advise the Distributor immediately: (i) of any request by the SEC for amendments to the FundCompany's Registration Statement or Prospectus or for additional information; (ii) in the event of the issuance by the SEC of any stop order suspending the effectiveness of the FundCompany's Registration Statement or any Prospectus or the initiation of any proceedings for that purpose; (iii) of the happening of any material event which makes untrue any statement made in the FundCompany's then current Registration Statement or Prospectus or which requires the making of a change in either thereof in order to make the statements therein not misleading; and (iv) of all action of the SEC with respect to any amendments to the FundCompany's Registration Statement or Prospectus which may from time to time be filed with the Commission under the 1940 Act or the Securities Act.
Appears in 1 contract
Samples: Funds Distribution Agreement (Flag Investors Equity Partners Fund Inc)
NOTIFICATION TO THE DISTRIBUTOR. The Each Fund shall advise the Distributor immediately: (i) of any request by the SEC for amendments to the a Fund's ’s Registration Statement or Prospectus or for additional information; (ii) in the event of the issuance by the SEC of any stop order suspending the effectiveness of the a Fund's ’s Registration Statement or any Prospectus or the initiation of any proceedings for that purpose; (iii) of the happening of any material event which makes untrue any statement made in the a Fund's ’s then current Registration Statement or Prospectus or which requires the making of a change in either thereof in order to make the statements therein not misleading; and (iv) of all action of the SEC with respect to any amendments to the a Fund's ’s Registration Statement or Prospectus which may from time to time be filed with the Commission under the 1940 Act or the Securities Act.
Appears in 1 contract
