Common use of NOTICE OF PROPOSED TRANSFERS; REQUESTS FOR REGISTRATION Clause in Contracts

NOTICE OF PROPOSED TRANSFERS; REQUESTS FOR REGISTRATION. Prior to or promptly following any Transfer of any Warrants or any shares of Restricted Common Stock, the holder of such Warrants or Restricted Common Stock shall give written notice (a "Transfer Notice") to Company of such Transfer. Each certificate, if any, evidencing such shares of Restricted Common Stock issued upon such Transfer shall bear the restrictive legend set forth in Section 9.1(a), and each Warrant issued upon such Transfer shall bear the restrictive legend set forth in Section 9.1(b), unless in the opinion of counsel to such holder which is reasonably acceptable to Company such legend is not required in order to ensure compliance with the Securities Act.

Appears in 4 contracts

Samples: Financial Advisory and Consulting Agreement (Atlantic Technology Ventures Inc), Atlantic Technology Ventures Inc, Atlantic Technology Ventures Inc

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NOTICE OF PROPOSED TRANSFERS; REQUESTS FOR REGISTRATION. Prior to or promptly following any Transfer of any Warrants Warrant or any shares of Restricted Common StockShare, the holder of such Warrants Warrant or Restricted Common Stock Share shall give written notice (a "Transfer Notice") to the Company of such Transfer. Each certificate, if any, evidencing such shares of Restricted Common Stock Share issued upon such Transfer shall bear the restrictive legend set forth in Section 9.1(a), and each Warrant issued upon such Transfer shall bear the restrictive legend set forth in Section 9.1(b), unless in the opinion of counsel to such holder which that is reasonably acceptable to the Company such legend is not required in order to ensure compliance with the Securities Act.

Appears in 3 contracts

Samples: Stock Purchase Agreement (Advanced Lighting Technologies Inc), Contingent Warrant Agreement (Advanced Lighting Technologies Inc), Advanced Lighting Technologies Inc

NOTICE OF PROPOSED TRANSFERS; REQUESTS FOR REGISTRATION. Prior to or promptly following any Transfer of any Warrants or any shares of Restricted restricted Common Stock, the holder of such Warrants or Restricted restricted Common Stock shall give written notice (a "Transfer Notice") to Company Telocity of such Transfer. Each certificate, if any, evidencing such shares of Restricted restricted Common Stock issued upon such Transfer shall bear the restrictive legend set forth in Section 9.1(a), and each Warrant issued upon such Transfer shall bear the restrictive legend set forth in Section 9.1(b), unless in the opinion of counsel to such holder which is reasonably acceptable to Company Telocity such legend is not required in order to ensure compliance with the Securities Act.

Appears in 1 contract

Samples: Master Broadband Network Services Agreement (Telocity Inc)

NOTICE OF PROPOSED TRANSFERS; REQUESTS FOR REGISTRATION. Prior to or promptly following any Transfer of any Warrants or any shares of Restricted Common Stock, the holder of such Warrants or Restricted Common Stock shall give written notice (a "Transfer Notice") to Company of such Transfer. Each certificate, if any, evidencing such shares of Restricted Common Stock issued upon such Transfer shall bear the restrictive legend set forth in Section 9.1(a), and each Warrant issued upon such Transfer shall bear the restrictive legend set forth in Section 9.1(b), unless in the opinion of counsel to such holder which is reasonably acceptable to Company such legend is not required in order to ensure compliance with the Securities Act. The holders of Warrants and Warrant Stock shall have the right to request registration of such Warrant Stock pursuant to Sections 9.3 and 9.4.

Appears in 1 contract

Samples: Arv Assisted Living Inc

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NOTICE OF PROPOSED TRANSFERS; REQUESTS FOR REGISTRATION. Prior to or promptly following any Transfer of any Warrants or any shares of Restricted Common Stock, the holder of such Warrants or Restricted Common Stock shall give written notice (a "Transfer Notice") to Company of such Transfer. Each certificate, if any, evidencing such shares of Restricted Common Stock issued upon such Transfer shall bear the restrictive legend set forth in Section 9.1(a), and each Warrant issued upon such Transfer shall bear the restrictive legend set forth in Section 9.1(b), unless in the written opinion of counsel to such holder issued to Company which is reasonably acceptable to Company such legend is not required in order to ensure compliance with the Securities Act. The holders of Warrants and Warrant Stock shall have the right to request registration of such Warrant Stock pursuant to Sections 9.3 and 9.4.

Appears in 1 contract

Samples: Thermoview Industries Inc

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