Notation on Certificates Clause Samples

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Notation on Certificates. The certificates representing Company Securities held by the Stockholder(s) shall be endorsed with appropriate legends referring to the federal securities laws and any applicable state securities laws and they shall also be endorsed with a legend that is to read substantially as follows: "THIS CERTIFICATE IS TRANSFERABLE ONLY UPON COMPLIANCE WITH THE PROVISIONS AND TRANSFER RESTRICTIONS OF A STOCKHOLDERS' AGREEMENT, BETWEEN THE ISSUER OF THIS CERTIFICATE AND ITS STOCKHOLDERS, A COPY OF WHICH IS ON FILE IN THE OFFICE OF THE SECRETARY OF THE ISSUER OF THIS CERTIFICATE. THE SECURITIES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO SIGNIFICANT RESTRICTIONS, INCLUDING, WITHOUT LIMITATION, CERTAIN TAG-ALONG RIGHTS THAT ARE SET FORTH IN SUCH STOCKHOLDERS' AGREEMENT."
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Notation on Certificates. Certificates authenticated and delivered after the effective date of any Supplemental Trust Agreement adopted by the State may, and if the Trustee or the State so determines, shall, bear a notation by endorsement or otherwise in form approved by the State and the Trustee of such action. If the State or the Trustee shall so determine, new Certificates modified as necessary, in the opinion of the Trustee and the State, to conform to such Supplemental Trust Agreement shall be prepared, authenticated and delivered and, upon demand of the Holder of any Outstanding Certificate and surrender of such Certificate to the Trustee, such Certificate shall be exchanged, without cost to such Holder, for a new Certificate so modified.
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Notation on Certificates. Certificates executed and delivered after the effective date of any action taken as in this Article VII provided may, and if the Trustee so determines shall, bear a notation by endorsement or otherwise in form approved by the Governing Board, the Corporation and the Trustee as to such action, and in that case upon demand of the Holder of any Certificate Outstanding at such effective date and presentation of his/her Certificate for the purpose at the designated corporate trust office of the Trustee or upon any transfer or exchange of any Certificate Outstanding at such effective date, suitable notation shall be made on such Certificate or upon any Certificates issued upon any such transfer or exchange by the Trustee as to any such action. If the Governing Board, the Corporation and the Trustee shall so determine, new Certificates so modified as in the opinion of the Trustee, the Corporation and the Governing Board to conform to such action shall be prepared, executed and delivered, and upon demand of the Holder of any Certificate then Outstanding shall be exchanged, without cost to such Certificate Holder, for Certificates of the same maturity then Outstanding, upon surrender of such Certificates.
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Notation on Certificates. In addition to any legends required pursuant to applicable laws, all certificates representing LP Units shall have a statement in substantially the following form conspicuously noted thereon until such time as the LP Units represented by such certificates are no longer subject to the provisions of this Agreement: “There are restrictions on the right to transfer the units represented by this certificate. In addition, such units are subject to a unitholders’ agreement dated the 2nd day of April, 2007 between the Limited Partnership and the LP Unitholders (as defined therein), as the same may be amended from time to time, and may not be pledged, sold or otherwise transferred except in accordance with the provisions thereof and the provisions of the Amended and Restated Limited Partnership Agreement made on March 30, 2007, as the same may be amended, supplemented or amended and restated from time to time.” All certificates representing securities issued by LP which are convertible into or exercisable for LP Units or evidencing a right to acquire LP Units will contain a statement substantially to the same effect, until such time as the underlying LP Units represented by such certificates are no longer subject to the provisions of this Agreement.
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Notation on Certificates. In addition to any legends required pursuant to applicable laws, all certificates representing Shares shall have a statement in substantially the following form conspicuously noted thereon until such time as the Shares represented by such certificates are no longer subject to the provisions of this Agreement: “There are restrictions on the right to transfer the shares represented by this certificate. In addition, such shares are subject to a unanimous shareholders’ agreement dated the 2nd day of April, 2007, as the same may be amended from time to time, and may not be pledged, sold or otherwise transferred except in accordance with the provisions thereof.” All certificates representing securities issued by GP which are convertible into or exercisable for Shares or evidencing a right to acquire Shares will contain a statement substantially to the same effect, until such time as the underlying Shares represented by such certificates are no longer subject to the provisions of this Agreement.
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Related to Notation on Certificates

  • Notation on Notes Notes authenticated and delivered after the execution of any supplemental indenture pursuant to the provisions of this Article 10 may, at the Company’s expense, bear a notation in form approved by the Trustee as to any matter provided for in such supplemental indenture. If the Company or the Trustee shall so determine, new Notes so modified as to conform, in the opinion of the Trustee and the Board of Directors, to any modification of this Indenture contained in any such supplemental indenture may, at the Company’s expense, be prepared and executed by the Company, authenticated by the Trustee (or an authenticating agent duly appointed by the Trustee pursuant to Section 17.10) and delivered in exchange for the Notes then outstanding, upon surrender of such Notes then outstanding.

  • Legends on Certificates All Lock-Up Shares now or hereafter owned by the Stockholder, except any shares purchased in open market transactions by Stockholders that are not affiliates (as such term is defined under securities laws) of the Company, shall be subject to the provisions of this Agreement and the certificates representing such Lock-Up Shares shall bear the following legends: THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR ANY STATE SECURITIES LAWS. THEY MAY NOT BE SOLD, ASSIGNED, PLEDGED OR OTHERWISE TRANSFERRED FOR VALUE UNLESS THEY ARE REGISTERED UNDER THE ACT AND ANY APPLICABLE STATE SECURITIES LAWS OR UNLESS THE CORPORATION RECEIVES AN OPINION OF COUNSEL SATISFACTORY TO IT, OR OTHERWISE SATISFIES ITSELF, THAT AN EXEMPTION FROM REGISTRATION IS AVAILABLE. THE SALE, ASSIGNMENT, GIFT, BEQUEST, TRANSFER, DISTRIBUTION, PLEDGE, HYPOTHECATION OR OTHER ENCUMBRANCE OR DISPOSITION OF THE SHARES REPRESENTED BY THIS CERTIFICATE IS RESTRICTED BY AND MAY BE MADE ONLY IN ACCORDANCE WITH THE TERMS OF A LOCK-UP AGREEMENT, A COPY OF WHICH MAY BE EXAMINED AT THE OFFICE OF THE CORPORATION.

  • Legend on Certificates The certificates representing the Shares purchased by exercise of the Option shall be subject to such stop transfer orders and other restrictions as the Committee may deem advisable under the Plan or the rules, regulations, and other requirements of the Securities and Exchange Commission, any stock exchange upon which such Shares are listed, and any applicable Federal or state laws, and the Committee may cause a legend or legends to be put on any such certificates to make appropriate reference to such restrictions.

  • Notation on Securities Securities authenticated and delivered after the execution of any supplemental indenture affecting such series pursuant to the provisions of this Article IX may bear a notation in form approved by the Trustee as to any matter provided for in such supplemental indenture. If the Company or the Trustee shall so determine, new Securities so modified as to conform, in the opinion of the Trustee and the Board of Directors, to any modification of this Indenture contained in any such supplemental indenture may be prepared and executed by the Company, authenticated by the Trustee or the Authenticating Agent and delivered in exchange for the Securities then outstanding.

  • Reliance on Certificates The Lenders and the Administrative Agent shall be entitled to rely conclusively upon the certificates delivered from time to time by officers of each Borrower as to the names, incumbency, authority and signatures of the respective persons named therein until such time as the Administrative Agent may receive a replacement certificate, in form acceptable to the Administrative Agent, from an officer of such Borrower identified to the Administrative Agent as having authority to deliver such certificate, setting forth the names and true signatures of the officers and other representatives of such Borrower thereafter authorized to act on behalf of such Borrower and, in all cases, the Lenders and the Administrative Agent may rely on the information set forth in any such certificate.