NONPROFESSIONAL SUBSCRIBER Clause Samples
NONPROFESSIONAL SUBSCRIBER. 9. NONPROFESSIONAL SUBSCRIBER DEFINITION -"Nonprofessional Subscriber" means any natural person who receives market data solely for his/her personal, non- business use and who is not a “Securities Professional.” A “Securities Professional” includes an individual who, if working in the United States, is:
NONPROFESSIONAL SUBSCRIBER. 9. NONPROFESSIONAL SUBSCRIBER DEFINITION - "Nonprofessional Subscriber" means any natural person whom Vendor has determined to qualify as a "Nonprofessional Subscriber" and who is not:
(a) registered or qualified with the Securities and Exchange Commission (the "SEC"), the Commodities Futures Trading Commission, any state securities agency, any securities exchange or association, or any commodities or futures contract market or association.
(b) engaged as an "investment advisor" as that term is defined in Section 202 (a) (11) of the Investment Advisor's Act of 1940 (whether or not registered or qualified under that Act), nor
(c) employed by a bank or other organization exempt from registration under Federal and/or state securities laws to perform functions that would require him or her to be so registered or qualified if he or she were to perform such functions for an organization not so exempt.
NONPROFESSIONAL SUBSCRIBER. NONPROFESSIONAL SUBSCRIBER DEFINITION -"Nonprofessional
NONPROFESSIONAL SUBSCRIBER. 13.2.1 NONPROFESSIONAL SUBSCRIBER DEFINITION - “Non-Professional Subscriber” means any natural person whom Vendor has determined to qualify as a “Non-Professional Subscriber” and who is not:
NONPROFESSIONAL SUBSCRIBER. NONPROFESSIONAL SUBSCRIBER DEFINITION -