Non-advised services Sample Clauses

Non-advised services. 7.1. Execution only

Non-advised services. The cost of our services Information about other costs and associated charges

Non-advised services. We will tell you how we get paid and the amount, before we carry out any business for you. We are also Credit Brokers. This means that if you require a loan other than a mortgage (for example, a personal loan), we can refer you to a specialist third party who can discuss your specific needs with you. We will not advise you on this type of borrowing and you will need to make up your own mind whether to go ahead with it or not. If you are unhappy with the service you have received or a product we have arranged on your behalf, a copy of our complaints procedure, which sets out how we will handle your complaint and is available upon request. If you would like to make a complaint, please contact us either in writing to: Complaints, Eastcote Wealth Management Limited, Eastcote Court, Barston Lane, Hampton-in-Arden, Solihull, West Midlands, B92 0HR or by e-mail: ▇▇▇▇@▇▇▇▇▇▇▇▇▇▇▇▇▇▇.▇▇.▇▇ or by telephone: ▇▇▇▇▇ ▇▇ ▇▇▇▇. If we are unable to settle your complaint or you are unhappy with our response, you may be able to refer it to the Financial Ombudsman Service (FOS). Further information about the FOS is available from their website: ▇▇▇.▇▇▇▇▇▇▇▇▇-▇▇▇▇▇▇▇▇▇.▇▇▇.▇▇ or by calling them on ▇▇▇▇ ▇▇▇ ▇▇▇▇. Yes, we are covered by the FSCS. You may be entitled to compensation from the scheme if we are unable to meet our obligations. This will depend on the type of business and the circumstances of the claim. The FSCS only pays compensation for financial loss and the limits are per person per firm, and per claim category, as listed below: Arranging and advising on most types of investment (e.g. an ISA) is covered up to a maximum limit of £50,000 per person, per firm.

Non-advised services. 7.1. Execution only We deal on an execution only basis and do not advise on the merits of particular Transactions, or their taxation consequences. 7.2. Own judgement and suitability By entering into this Agreement and accepting its terms, you declare that the information you provided in the context of the relevant client’s appropriateness questionnaire, regarding your experience and knowledge in the investment field in order for us to assess whether you are in a position to understand the risks involved in relation to investment services and financial instruments, is true and reflects your actual situation. Without prejudice to our foregoing obligations, in asking us to enter into any Transaction, you represent that you have been solely responsible for making your own independent appraisal and investigations into the risks of the relevant Transaction and that you have sufficient knowledge, market sophistication, professional advice and experience to make your own evaluation of the merits and risks of any such Transaction. In the event that you have chosen or chose to ignore any warning relating to your ability to understand the risks involved in relation to any investment service or financial instrument or Transaction, we shall bear no liability whatsoever for any loss or damage resulting therefrom. You further represent that you have read and accepted the Risk Disclosure Statement and guidelines in relation to the financial instruments and the markets which are available on our website. In addition, you represent that you will read carefully the Key Information Document that we have provided or will provide to you for each financial instruments, before conducting any transaction with respect to the relevant financial instrument. We give you no warranty as to the suitability of the products traded under this Agreement to your individual investment profile and we assume no fiduciary duty in our relations with you other than in the context of what is explicitly contained in this paragraph. Additionally, we hereby inform you that we cannot guarantee the outcome of your transactions on the products offered through this platform and, therefore, will not accept claims based on such grounds. 7.3. Incidental information and investment research Where we do provide market commentary or other factual information: (i) this is incidental to your dealing relationship with us. It is provided solely to enable you to make your own investment decisions and does not amount t...

Non-advised services. We will tell you how we get paid and the amount, before we carry out any business for you. We are also Credit Brokers. This means that if you require a loan other than a mortgage (for example, a personal loan), we can refer you to a specialist third party who can discuss your specific needs with you. We will not advise you on this type of borrowing and you will need to make up your own mind whether to go ahead with it or not. 'Best execution' means taking all sufficient steps to obtain the best possible result for our clients when arranging investments. This is a requirement of our regulator, the FCA, but of course it is in the interests of our clients and ourselves that we do this. We may use the services of a third party, such as a broker when we buy or sell shares, and base our choice of third party on the price and cost of the execution of the order. For orders in collective investment schemes (e.g. unit trusts), the price of units or shares in the scheme is normally set by the scheme operator or manager, although we endeavour to obtain discounts from standard terms. Full details of our best execution arrangements are available on request. Your adviser will work with you to determine the level of risk that you are willing to take and will warn you if there are any particular risks or disadvantages of investing in a specific product. As a general point it should be noted that because investments can fall as well as rise in value, you may not get back the full amount invested. Also, past performance is not a reliable indicator of future returns.

Non-advised services