☐ No. For the purposes of this Item 1(d), an “affiliate” of a registered broker-dealer includes any person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, such broker-dealer, and does not include any individuals employed by such broker-dealer or its affiliates.
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Sources: Registration Rights Agreement (Contango ORE, Inc.), Registration Rights Agreement (Contango ORE, Inc.), Registration Rights Agreement (Contango ORE, Inc.)
☐ No. For the purposes of this Item 1(d), an “affiliate” of a registered broker-dealer includes shall include any person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, such broker-dealer, and does not include any individuals employed by such broker-dealer or its affiliates.
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☐ No. For the purposes of this Item 1(dl(e), an “affiliate” of a registered broker-dealer includes shall include any person company that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, such broker-dealer, and does not include any individuals employed by such broker-dealer or its affiliates.
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Sources: Registration Rights Agreement (Primus Telecommunications Holdings Inc)
☐ No. For the purposes of this Item 1(d), an “affiliate” of a registered broker-dealer includes shall include any person company that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, such broker-dealer, and does not include any individuals employed by such broker-dealer or its affiliates.
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☐ No. For the purposes of this Item 1(d), an “"affiliate” " of a registered broker-dealer includes any person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, such broker-dealer, and does not include any individuals employed by such broker-dealer or its affiliates.
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☐ No. For the purposes of this Item 1(d1(f), an “affiliate” of a registered broker-dealer includes shall include any person company that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, such broker-dealer, and does not include any individuals employed by such broker-dealer or its affiliates.
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Sources: Registration Rights Agreement (New Generation Biofuels Holdings, Inc)
☐ No. For the purposes of this Item 1(d1(e), an “affiliate” of a registered broker-dealer includes shall include any person company that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, such broker-dealer, and does not include any individuals employed by such broker-dealer or its affiliates.
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Sources: Resale Registration Rights Agreement (Apogent Technologies Inc)
☐ No. For the purposes of this Item 1(d), an “"affiliate” " of a registered broker-dealer includes shall include any person company that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, such broker-dealer, and does not include any individuals employed by such broker-dealer or its affiliates.
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