No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company on the one hand and the directors, officers, stockholders, customers or suppliers of the Company or any of their affiliates on the other hand, which is required to be described in the Registration Statement or the Prospectus or a document incorporated by reference therein and which has not been so described.
Appears in 7 contracts
Samples: Common Stock (Miller Energy Resources, Inc.), Adcare Health Systems, Inc, Adcare Health Systems, Inc
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company on the one hand and the directors, officers, stockholders, customers or suppliers of the Company or any of their affiliates on the other hand, hand which is required to be described in the Registration Statement or the Prospectus or a document incorporated by reference therein and which has is not been so described.
Appears in 6 contracts
Samples: Purchase Agreement (Immtech Pharmaceuticals, Inc.), Securities Purchase Agreement (Acacia Research Corp), Placement Agency Agreement (Acacia Research Corp)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries on the one hand hand, and the directors, officers, stockholdersstockholders (or analogous interest holders), customers or suppliers of the Company or any of their its affiliates on the other hand, which is required to be described in the Registration Statement or the Prospectus or a document incorporated by reference therein and which has is not been so described.
Appears in 6 contracts
Samples: Sales Agreement (Albireo Pharma, Inc.), Sales Agreement (Albireo Pharma, Inc.), Sales Agreement (Albireo Pharma, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company on the one hand and the directors, officers, stockholders, customers or suppliers of the Company or any of their affiliates on the other hand, which is required to be described in the Registration Statement or Statement, the Disclosure Package and the Prospectus or a document incorporated by reference therein and which has not been so described.
Appears in 5 contracts
Samples: Placement Agency Agreement (Hanmi Financial Corp), Placement Agency Agreement (MDRNA, Inc.), Placement Agency Agreement (Delcath Systems Inc)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company on the one hand hand, and the directors, officers, stockholdersshareholders (or analogous interest holders), customers or suppliers of the Company or any of their affiliates its subsidiaries on the other hand, which is required to be described in the Registration Statement Statement, the Time of Sale Disclosure Package or the Final Prospectus or a document incorporated by reference therein and which has is not been so described.
Appears in 5 contracts
Samples: Underwriting Agreement (Frankly Inc), Underwriting Agreement (Frankly Inc), Underwriting Agreement (Frankly Inc)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company on the one hand and the directors, officers, stockholders, customers or suppliers of the Company or any of their affiliates on the other hand, hand which is required to be described in the Registration Statement or Statement, the Disclosure Package and the Prospectus or a document incorporated by reference therein and which has not been so described.
Appears in 5 contracts
Samples: Agency Agreement (Cytori Therapeutics, Inc.), Placement Agency Agreement (Emisphere Technologies Inc), Placement Agency Agreement (Emisphere Technologies Inc)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company Company, on the one hand hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of their affiliates Company, on the other hand, which that is required to be described described, incorporated by reference or included in the Registration Statement Statement, the Pricing Disclosure Package or the Prospectus or a document incorporated by reference therein and which has is not been so described, incorporated or included.
Appears in 5 contracts
Samples: Underwriting Agreement (Northern Oil & Gas, Inc.), Underwriting Agreement (Northern Oil & Gas, Inc.), Underwriting Agreement (Northern Oil & Gas, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company on the one hand hand, and the directors, officers, stockholdersstockholders (or analogous interest holders), customers or suppliers of the Company or any of their affiliates on the other hand, which is required to be described in the Registration Statement or General Disclosure Package and the Prospectus or a document incorporated by reference therein and which has is not been so described.
Appears in 5 contracts
Samples: Underwriting Agreement (Ovid Therapeutics Inc.), Convertible Preferred Stock (Ovid Therapeutics Inc.), Underwriting Agreement (Ovid Therapeutics Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company on the one hand and the directors, officers, stockholders, customers or suppliers of the Company or any of their its affiliates on the other hand, which is required to be described in the Registration Statement Statement, the Time of Sale Disclosure Package or the Prospectus or a document incorporated by reference therein and which has not been so described.
Appears in 5 contracts
Samples: Underwriting Agreement (Microvision, Inc.), Underwriting Agreement (Microvision, Inc.), Underwriting Agreement (Microvision, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company on the one hand and the directors, officers, stockholders, customers or suppliers of the Company or any of their affiliates on the other hand, which is required to be described in the Registration Statement or Statement, Disclosure Package and the Final Prospectus or a document incorporated by reference therein and which has not been so described.
Appears in 5 contracts
Samples: Underwriting Agreement (Delcath Systems, Inc.), Underwriting Agreement (Delcath Systems, Inc.), Underwriting Agreement (Delcath Systems, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries on the one hand hand, and the directors, officers, stockholdersstockholders (or analogous interest holders), customers or suppliers of the Company or any of their its affiliates on the other hand, which is required to be described in the Registration Statement or the Prospectus or a document incorporated by reference therein and which has is not been so described.
Appears in 4 contracts
Samples: Common Stock Sales Agreement (Alpha Teknova, Inc.), Aeglea BioTherapeutics, Inc., Aeglea BioTherapeutics, Inc.
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries on the one hand hand, and the directors, officers, stockholdersstockholders (or analogous interest holders), customers or suppliers of the Company or any of their its affiliates on the other hand, which is required to be described in the Registration Statement or and the Prospectus or a document incorporated by reference therein and which has is not been so described.
Appears in 4 contracts
Samples: Common Stock Sales Agreement (Avidity Biosciences, Inc.), Sales Agreement (Avidity Biosciences, Inc.), Sales Agreement (Avidity Biosciences, Inc.)
No Undisclosed Relationships. No relationship, direct or or, to the knowledge of the Company, indirect, exists between or among the Company or any of its subsidiaries on the one hand hand, and the directors, officers, stockholdersstockholders (or analogous interest holders), customers or suppliers of the Company or any of their its affiliates on the other hand, which is required to be described in the Registration Statement or General Disclosure Package and the Prospectus or a document incorporated by reference therein and which has is not been so described.
Appears in 4 contracts
Samples: Underwriting Agreement (ClearPoint Neuro, Inc.), Underwriting Agreement (RumbleOn, Inc.), Underwriting Agreement (RumbleON, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company on the one hand and the directors, officers, stockholders, customers or suppliers of the Company or any of their affiliates on the other hand, which is required to be described in the Registration Statement or Statement, Disclosure Package and the Prospectus or a document incorporated by reference therein and which has not been so described.
Appears in 4 contracts
Samples: Placement Agency Agreement (Delcath Systems, Inc.), Placement Agency Agreement (Delcath Systems, Inc.), Underwriting Agreement (Delcath Systems Inc)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company Company, on the one hand hand, and the directors, officers, stockholders, customers or suppliers or other affiliates of the Company or any of their affiliates Company, on the other handother, which that is required by the Securities Act to be described in each of the Registration Statement or and the Prospectus or a document incorporated by reference therein and which has that is not been so describeddescribed in such documents.
Appears in 4 contracts
Samples: IDEAYA Biosciences, Inc., IDEAYA Biosciences, Inc., IDEAYA Biosciences, Inc.
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company on the one hand and the directors, officers, stockholders, customers or suppliers any of the Company or any affiliate of their affiliates the Company, on the one hand, and any director, officer, stockholder, customer or supplier of any of them, on the other hand, which is would be required by the 1933 Act or by the 1933 Act Regulations to be described in the Registration Statement or Prospectus which is not described in the Prospectus or a document incorporated by reference therein Registration Statement and which has not been so describedProspectus.
Appears in 4 contracts
Samples: Purchase Agreement (Mylan Inc.), Purchase Agreement (Mylan Laboratories Inc), Purchase Agreement (Mylan Laboratories Inc)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company on the one hand hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of their its affiliates on the other hand, which is required to be described in the Registration Statement or General Disclosure Package and the Prospectus or a document incorporated by reference therein and which has is not been so described.
Appears in 3 contracts
Samples: Underwriting Agreement (Nkarta, Inc.), Underwriting Agreement (AN2 Therapeutics, Inc.), Underwriting Agreement (Nkarta, Inc.)
No Undisclosed Relationships. No Except as described in the Prospectus, no relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of their affiliates its subsidiaries, on the other handother, which that is required by the Securities Act to be described in the Registration Statement or and the Prospectus or a document incorporated by reference therein and which has that is not been so described.
Appears in 3 contracts
Samples: Underwriting Agreement (Webzen Inc), Underwriting Agreement (Webzen Inc), Underwriting Agreement (WiderThan Co., Ltd.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any Subsidiary, on the one hand hand, and the directors, officers, stockholders, customers or suppliers of the Company Company, any Subsidiary or any of their affiliates affiliates, on the other hand, which is required to be described in the Registration Statement Statement, the Disclosure Package or the Prospectus or a document incorporated by reference therein and which has not been so described.
Appears in 3 contracts
Samples: Placement Agency Agreement (Marathon Patent Group, Inc.), Securities Purchase Agreement (NXT-Id, Inc.), Placement Agency Agreement (Dakota Plains Holdings, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company on the one hand hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of their its affiliates on the other hand, which is required to be described in the Registration Statement or General Disclosure Package and the Prospectus or a document incorporated by reference therein and which has is not been so described.
Appears in 3 contracts
Samples: Underwriting Agreement (AN2 Therapeutics, Inc.), Underwriting Agreement (Spruce Biosciences, Inc.), Underwriting Agreement (Nkarta, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its Controlled Entities, on the one hand hand, and the directors, officers, stockholdersshareholders, customers or suppliers of the Company or any of their affiliates its Controlled Entities, on the other handother, which that is required by the Act to be described in the Registration Statement or the Statement, General Disclosure Package and Final Prospectus or a document incorporated by reference therein and which has that is not been so describeddescribed in such documents.
Appears in 3 contracts
Samples: Underwriting Agreement (Global Education & Technology Group LTD), Underwriting Agreement (Sohu Com Inc), Underwriting Agreement (Changyou.com LTD)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company on the one hand and the directors, officers, stockholders, customers or suppliers of the Company or any of their affiliates on the other hand, which is would be required to be described in the Registration Statement or Statement, Prospectus Supplement and the Prospectus or a document incorporated by reference therein and therein, which has not been so described.
Appears in 2 contracts
Samples: Sales Agreement (Delcath Systems Inc), Sales Agreement (Delcath Systems Inc)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries on the one hand hand, and the directors, officers, stockholdersstockholders (or analogous interest holders), customers or suppliers of the Company or any of their its affiliates on the other hand, which is required to be described in the Registration Statement or the Prospectus or a document incorporated by reference therein and which has is not been so described.
Appears in 2 contracts
Samples: Sales Agreement (Atreca, Inc.), Sales Agreement (Atreca, Inc.)
No Undisclosed Relationships. No material relationship, direct or indirect, exists between or among the Company Company, on the one hand hand, and the directors, officers, members, stockholders, customers unitholders or suppliers other affiliates of the Company or any of their affiliates Company, on the other handother, which that is required to be not so described in each of the Registration Statement or Statement, the Prospectus or a document incorporated by reference therein General Disclosure Package and which has not been so describedthe Final Prospectus.
Appears in 2 contracts
Samples: Underwriting Agreement (Crescent Energy Co), Underwriting Agreement (Crescent Energy Co)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries on the one hand hand, and the directors, officers, stockholdersstockholders (or analogous interest holders), customers or suppliers of the Company or any of their its affiliates on the other hand, which is required to be described in the Registration Statement or and the Prospectus or a document incorporated by reference therein and which has is not been so described.
Appears in 2 contracts
Samples: BigBear.ai Holdings, Inc., Molecular Templates, Inc.
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or its subsidiaries on the one hand hand, and the directors, officers, stockholdersstockholders (or analogous interest holders), customers or suppliers of the Company or any of their its affiliates on the other hand, which is required to be described in the Registration Statement or General Disclosure Package and the Prospectus or a document incorporated by reference therein and which has is not been so described.
Appears in 2 contracts
Samples: Underwriting Agreement (Interactive Strength, Inc.), Underwriting Agreement (Interactive Strength, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company on the one hand hand, and the directors, officers, stockholdersstockholders (or analogous interest holders), customers or suppliers of the Company or any of their its affiliates on the other hand, which is required to be described by the Securities Act in the Registration Statement or the Prospectus or a document incorporated by reference therein and which has is not been so described.
Appears in 2 contracts
Samples: Sutro Biopharma, Inc., Sutro Biopharma, Inc.
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company on the one hand hand, and the Company’s directors, officers, stockholders, customers officers or suppliers of the Company shareholders (or analogous interest holders) or any of their affiliates on the other hand, which is required to be described in the Registration Statement or General Disclosure Package and the Prospectus or a document incorporated by reference therein and which has is not been so described.
Appears in 2 contracts
Samples: Underwriting Agreement (Andina Acquisition Corp. III), Underwriting Agreement (Andina Acquisition Corp. III)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company on the one hand hand, and the directors, officers, stockholdersstockholders (or analogous interest holders), customers or suppliers of the Company or any of their its affiliates on the other hand, which is required to be described in the Registration Statement or General Disclosure Package and the Prospectus or a document incorporated by reference therein and which has is not been so describeddescribed in all material respects.
Appears in 2 contracts
Samples: Underwriting Agreement (Viewray Inc), Underwriting Agreement (Viewray Inc)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company on the one hand and the directors, officers, stockholders, customers or suppliers of the Company or any of their its affiliates on the other hand, which is required to be described in the Registration Statement or Statement, in the Time of Sale Disclosure Package and the Prospectus or a document incorporated by reference therein and which has not been so described.
Appears in 2 contracts
Samples: Agency Agreement (Aradigm Corp), Agency Agreement (Aradigm Corp)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries on the one hand hand, and the directors, officers, stockholdersstockholders (or analogous interest holders), customers or suppliers of the Company or any of their its affiliates on the other hand, which is required to be described in the Registration Statement or the Prospectus or a document incorporated by reference therein and which has is not been so described.
Appears in 2 contracts
Samples: Sales Agreement (Molecular Templates, Inc.), Sales Agreement (Molecular Templates, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of the Controlled Entities, on the one hand hand, and the directors, officers, stockholders, customers shareholders or suppliers of the Company or any of their affiliates the Controlled Entities, on the other handother, which that is required by the Act to be described in the Registration Statement or Statement, the General Disclosure Package and Final Prospectus or a document incorporated by reference therein and which has that is not been so describeddescribed in such documents.
Appears in 2 contracts
Samples: Underwriting Agreement (HUYA Inc.), Underwriting Agreement (E-Commerce China Dangdang Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company on the one hand hand, and the directors, officers, stockholdersstockholders (or analogous interest holders), customers or suppliers of the Company or any of their its affiliates on the other hand, which is required to be described in the Registration Statement or General Disclosure Package and the Prospectus or a document incorporated by reference therein and which has is not been so described.
Appears in 2 contracts
Samples: Underwriting Agreement (G1 Therapeutics, Inc.), Underwriting Agreement (Cardiff Oncology, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company on the one hand and the directors, officers, stockholders, customers or suppliers of the Company or any of their its affiliates on the other hand, which is required to be described in the Registration Statement Disclosure Package or the Prospectus Offering Memorandum or a document incorporated by reference therein and which has not been so described.
Appears in 2 contracts
Samples: Purchase Agreement (Applied Optoelectronics, Inc.), Purchase Agreement (Applied Optoelectronics, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company on the one hand hand, and the directors, officers, stockholdersshareholders (or analogous interest holders), customers or suppliers of the Company or any of their affiliates on the other hand, which is required to be described in the Registration Statement Statement, the Time of Sale Disclosure Package or the Final Prospectus or a document incorporated by reference therein and which has is not been so described.
Appears in 2 contracts
Samples: Underwriting Agreement (Guerrilla RF, Inc.), Underwriting Agreement (NFT Gaming Co Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries on the one hand hand, and the directors, officers, stockholdersstockholders (or analogous interest holders), customers or suppliers of the Company or any of their its affiliates on the other hand, which is required to be described in the Registration Statement or Time of Sale Prospectus and the Prospectus or a document incorporated by reference therein and which has is not been so described.
Appears in 1 contract
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company Company, on the one hand hand, and the directors, officers, stockholders, customers customers, suppliers or suppliers other affiliates of the Company or any of their affiliates Company, on the other handother, which that is required to be described in the Registration Statement or and the Prospectus or a document incorporated by reference therein and which has that is not been so describeddescribed in such documents.
Appears in 1 contract
Samples: Vaxcyte, Inc.
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries on the one hand hand, and the directors, officers, stockholdersstockholders (or analogous interest holders), customers or suppliers of the Company or any of their its affiliates on the other hand, which is required to be described in the Registration Statement documents incorporated or the Prospectus or a document deemed to be incorporated by reference therein in the Registration Statement and which has not been so describedthe Prospectus.
Appears in 1 contract
Samples: Sales Agreement (Tilray, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company Company, on the one hand hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of their affiliates Company, on the other handother, which that is required by the Securities Act to be described in the Registration Statement or Statement, the Time of Sale Prospectus and the Prospectus or a document incorporated by reference therein and which has that is not been so described.
Appears in 1 contract
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company Company, on the one hand hand, and the directors, officers, stockholdersstockholders (or analogous interest holders), customers or suppliers of the Company or any of their its affiliates on the other hand, which is required to be described in the Registration Statement or General Disclosure Package and the Prospectus or a document incorporated by reference therein and which has is not been so described.
Appears in 1 contract
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company and the Parent on the one hand and the directors, officers, stockholders, customers or suppliers of the Company and the Parent or any of their affiliates on the other hand, which is required to be described in the Registration Statement Statement, the Disclosure Package or the Prospectus or a document incorporated by reference therein and which has not been so described.
Appears in 1 contract
Samples: Underwriting Agreement (Gastar Exploration USA, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries on the one hand hand, and the directors, officers, stockholdersstockholders (or analogous interest holders), customers or suppliers of the Company or any of their its affiliates on the other hand, which is required to be described in the Registration Statement or the Prospectus or a document incorporated by reference therein and which has is not been so described.
Appears in 1 contract
Samples: Inhibrx, Inc.
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company Company, on the one hand hand, and the directors, officers, stockholdersstockholder, customers or suppliers of the Company or any of their affiliates Company, on the other handother, which that is required by the Securities Act to be described in the Registration Statement or and the Prospectus or a document incorporated by reference therein and which has that is not been so described.
Appears in 1 contract
Samples: Sharper Image Corp
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company on the one hand and the directors, officers, stockholders, customers or suppliers of the Company or any of their affiliates on the other hand, which is required to be described in the Registration Statement Statement, the Prospectus or the Prospectus Disclosure Package or a document incorporated by reference therein and which has not been so described.
Appears in 1 contract
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company on the one hand and the directors, officers, stockholders, customers or suppliers of the Company or any of their affiliates on the other hand, which is would be required to be described in the Registration Statement or Statement, Time of Sale Prospectus and the Prospectus or a document incorporated by reference therein and therein, which has not been so described.
Appears in 1 contract
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand hand, and the directors, officers, stockholders, customers stockholders or suppliers other affiliates of the Company or any of their affiliates its subsidiaries, on the other handother, which is that would be required by the Act to be described in a registration statement to be filed with the Registration Statement Commission and that is not so described in the Prospectus, as amended or supplemented as of the Prospectus or a document incorporated by reference therein and which has not been so describedrelevant Representation Date.
Appears in 1 contract
Samples: Equity Distribution Agreement (Avis Budget Group, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company on the one hand and the directors, officers, stockholders, customers or suppliers of the Company or any of their affiliates on the other hand, hand which is required to be described in the Registration Statement or Statement, the Time of Sale Prospectus and the Prospectus or a document incorporated by reference therein and which has not been so described.
Appears in 1 contract
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company on the one hand hand, and the directors, officers, stockholdersstockholders (or analogous interest holders), other Affiliates, customers or suppliers of the Company or any of their affiliates on the other hand, which is required by the Securities Act, the Exchange Act, or the Rules and Regulations to be described in or filed as an exhibit to the Registration Statement or the Prospectus Prospectus, which is not so described or a document incorporated by reference therein and which has not been so describedfiled as required.
Appears in 1 contract
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company Company, any Subsidiary or any Consolidated Affiliated Entity, on the one hand hand, and the their respective directors, officers, stockholdersshareholders, customers or suppliers of the Company or any of their affiliates suppliers, on the other handother, which that is required by the Act to be described in the Registration Statement or the Prospectus or a document incorporated by reference therein Statements and which has that is not been so describeddescribed in such documents.
Appears in 1 contract
Samples: Underwriting Agreement (Zhaopin LTD)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company Company, on the one hand hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of their affiliates Company, on the other hand, which that is required to be described described, incorporated by reference or included in the Registration Statement or and the Prospectus or a document incorporated by reference therein and which has is not been so described, incorporated or included.
Appears in 1 contract
Samples: Atomera Inc
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand hand, and the directors, officers, stockholdersshareholders or other affiliates, or customers or suppliers suppliers, of the Company or any of their affiliates its subsidiaries, on the other hand, which that is required to be described in the a Registration Statement or the Final Prospectus or a document incorporated by reference therein and which has that is not been so describeddescribed as required.
Appears in 1 contract
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries on the one hand hand, and the directors, officers, stockholdersstockholders (or analogous interest holders), customers or suppliers of the Company or any of their affiliates its Affiliates on the other hand, which is required to be described in the Registration Statement or the Prospectus or a document incorporated by reference therein and which has is not been so described.
Appears in 1 contract
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company and the Parent, on the one hand hand, and the directors, officers, stockholders, customers or suppliers of the Company and the Parent or any of their affiliates affiliates, on the other hand, which is required to be described in the Registration Statement Statement, the Disclosure Package or the Prospectus or a document incorporated by reference therein and which has not been so described.
Appears in 1 contract
Samples: Underwriting Agreement (Gastar Exploration USA, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company Company, on the one hand hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of their affiliates Company, on the other hand, which that is required to be described described, incorporated by reference or included in the Registration Statement Statements, the Pricing Disclosure Package or the Prospectus or a document incorporated by reference therein and which has is not been so described, incorporated or included.
Appears in 1 contract
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company on the one hand hand, and the directors, officers, stockholdersstockholders (or analogous interest holders), customers or suppliers of the Company or any of their its affiliates on the other hand, which is required to be described by the Securities Act in the Registration Statement or and the Prospectus or a document incorporated by reference therein and which has is not been so described.
Appears in 1 contract
Samples: Common Stock (Sutro Biopharma, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries on the one hand hand, and the directors, officers, stockholdersstockholders (or analogous interest holders), customers or suppliers of the Company or any of their its affiliates on the other hand, which is required to be described in the Registration Statement or Time of Sale Prospectus and the Prospectus or a document incorporated by reference therein and which has is not been so described.
Appears in 1 contract
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or its Subsidiaries, on the one hand hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of their affiliates its Subsidiaries, on the other handother, which is required by the Act to be described disclosed in the Registration Statement or and the Final Prospectus or a document incorporated by reference therein and which has is not been so describeddisclosed.
Appears in 1 contract
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company and any of its Subsidiaries on the one hand hand, and the directors, officers, stockholdersstockholders (or analogous interest holders), customers or suppliers of the Company or any of its Subsidiaries or any of their affiliates on the other hand, which is required to be described in the Registration Statement or the Prospectus or a document incorporated by reference therein and which has is not been so described.
Appears in 1 contract
Samples: The Market Offering Agreement (CAPSTONE TURBINE Corp)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company on the one hand and the directors, officers, stockholders, customers or suppliers of the Company or any of their affiliates on the other hand, hand which is required to be described in the Registration Statement or Statement, the Prospectus or a document incorporated by reference therein Disclosure Package and the Prospectus, which has not been so described.
Appears in 1 contract
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its Controlled Entities, on the one hand hand, and the directors, officers, stockholdersshareholders, customers or suppliers of the Company or any of their affiliates its Controlled Entities, on the other handother, which that is required by the Act to be described in the Initial Registration Statement or the Statement, General Disclosure Package and Final Prospectus or a document incorporated by reference therein and which has that is not been so describeddescribed in such documents.
Appears in 1 contract
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company on the one hand and the directors, officers, stockholders, customers or suppliers of the Company or any of their affiliates on the other hand, which is required to be described in the Registration Statement Statement, the Disclosure Package or the Statutory Prospectus or a document incorporated by reference therein and which has not been so described.
Appears in 1 contract
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any subsidiary on the one hand hand, and the directors, officers, stockholdersstockholders (or analogous interest holders), customers or suppliers of the Company or any of their affiliates on the other hand, which is required to be described in the Registration Statement Statement, the Time of Sale Disclosure Package or the Final Prospectus or a document incorporated by reference therein and which has is not been so described.
Appears in 1 contract
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company on the one hand and the directors, officers, stockholders, customers or suppliers of the Company or any of their affiliates on the other hand, hand which is required to be described in the Registration Statement or and the Prospectus or a document incorporated by reference therein and which has is not been so described.
Appears in 1 contract
Samples: Subscription Agreement (Vical Inc)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company on the one hand and the directors, officers, stockholders, customers or suppliers of the Company or any of their affiliates on the other hand, hand which is required to be described in the Registration Statement or Statement, the Prospectus or a document incorporated by reference therein and the Disclosure Package and which has is not been so described.
Appears in 1 contract
Samples: Purchase Agreement (Utek Corp)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its Controlled Entities, on the one hand hand, and the directors, officers, stockholdersshareholders, customers or suppliers of the Company or any of their affiliates its Controlled Entities, on the other handother, which that is required by the Act to be described in the Registration Statement or the Prospectus or a document incorporated by reference therein Statement, General Disclosure Package and which has Final Prospectus, but is not been so describeddescribed in such documents.
Appears in 1 contract
Samples: Underwriting Agreement (China Ming Yang Wind Power Group LTD)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or its Subsidiaries, on the one hand hand, and the directors, officers, stockholders, customers or suppliers officers and stockholders of the Company or any of their affiliates Company, on the other handother, which is required by the Act to be described disclosed in the Registration Statement or and the Prospectus or a document incorporated by reference therein and which has is not been so describeddisclosed.
Appears in 1 contract
Samples: Agency Agreement (Dyax Corp)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company Company, on the one hand hand, and the members of the board of directors, officers, stockholdersshareholders, customers or suppliers of the Company or any of their affiliates Company, on the other handother, which that is required by the Securities Act to be described in the Registration Statement Statement, the preliminary prospectus or the Prospectus or a document incorporated by reference therein and which has that is not been so describeddescribed in such documents and in the Time of Sale Prospectus.
Appears in 1 contract
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of the Group Entities, on the one hand hand, and the directors, officers, stockholdersshareholders, customers customers, suppliers, affiliates or suppliers controlling persons of any of the Group Entities or of the Company or any of their affiliates (including VODone), on the other handother, which that is required by the Act to be described in the Registration Statement or Statement, the General Disclosure Package and the Final Prospectus or a document incorporated by reference therein and which has that is not been so describeddescribed in such documents.
Appears in 1 contract
Samples: Underwriting Agreement (China Mobile Games & Entertainment Group LTD)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company Company, on the one hand hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of their affiliates affiliates, on the other hand, which is required to be described in the Registration Statement Statement, the Disclosure Package or the Prospectus or a document incorporated by reference therein and which has not been so described.
Appears in 1 contract
Samples: Evolution Petroleum Corp
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company on the one hand and the directors, officers, stockholders, customers or suppliers of the Company or any of their affiliates on the other hand, hand which is required to be described in the Registration Statement or Statement, the Disclosure Package and the Prospectus or a document incorporated by reference therein and which has is not been so described.
Appears in 1 contract
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company on the one hand and the directors, officers, stockholders, customers or suppliers of the Company or any of their affiliates on the other hand, which is required to be described in the Registration Statement Disclosure Package or the Prospectus or a document incorporated by reference therein and which has not been so described.
Appears in 1 contract
Samples: Underwriting Agreement (Helix Energy Solutions Group Inc)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company Company, on the one hand hand, and the directors, officers, stockholdersstockholders (or analogous interest holders), customers or suppliers of the Company or any of their its affiliates on the other hand, which is required to be described in the Registration Statement or General Disclosure Package and the Prospectus or a document incorporated by reference therein and which has is not been so described.
Appears in 1 contract
