No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 426 contracts
Samples: Administration Agreement (Sixth Street Specialty Lending, Inc.), Underwriting Agreement (Sixth Street Specialty Lending, Inc.), Underwriting Agreement (Sixth Street Specialty Lending, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers customers, suppliers or suppliers other affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 273 contracts
Samples: Letter Agreement (Immunome Inc.), Underwriting Agreement (Metagenomi, Inc.), Underwriting Agreement (Dyne Therapeutics, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure PackageTime of Sale Information.
Appears in 192 contracts
Samples: Underwriting Agreement (Redwood Trust Inc), Underwriting Agreement (Redwood Trust Inc), Underwriting Agreement (TJX Companies Inc /De/)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiariesCompany, on the one hand, and the directors, officers, stockholders, customers customers, suppliers or suppliers other affiliates of the Company or any of its subsidiariesCompany, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 67 contracts
Samples: Underwriting Agreement (Edgewise Therapeutics, Inc.), Underwriting Agreement (RayzeBio, Inc.), Underwriting Agreement (Edgewise Therapeutics, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 59 contracts
Samples: Lehman (GTCR Fund Vii Lp), International Underwriting Agreement (Votorantim Pulp & Paper Inc), Underwriting Agreement (GTCR Fund Vii Lp)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholdersshareholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 52 contracts
Samples: Letter Agreement (Globant S.A.), Letter Agreement (Globant S.A.), Globant S.A.
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, hand and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, their affiliates on the otherother hand, that which is required by the Securities Act to be described in the Registration Statement and Statement, the Disclosure Package or the Prospectus or a document incorporated by reference therein and that is which has not been so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 41 contracts
Samples: Underwriting Agreement (Adcare Health Systems, Inc), Underwriting Agreement (Adcare Health Systems, Inc), Underwriting Agreement (Yuma Energy, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, subsidiaries on the one hand, and the directors, officers, stockholdersstockholders (or analogous interest holders), customers or suppliers of the Company or any of its subsidiaries, affiliates on the otherother hand, that which is required by the Securities Act to be described in the Registration Statement General Disclosure Package and the Prospectus or a document incorporated by reference therein and that which is not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 41 contracts
Samples: Underwriting Agreement (Aura Biosciences, Inc.), Underwriting Agreement (Emcore Corp), Underwriting Agreement (BigBear.ai Holdings, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers customers, suppliers or suppliers other affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Packagedocuments.
Appears in 36 contracts
Samples: Sales Agreement (SpringWorks Therapeutics, Inc.), Sales Agreement (Rapid Micro Biosystems, Inc.), Distribution Agreement (Nine Energy Service, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiariesCompany, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiariesCompany, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 33 contracts
Samples: Underwriting Agreement (Otonomy, Inc.), Underwriting Agreement (Kala Pharmaceuticals, Inc.), Otonomy, Inc.
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, subsidiaries on the one hand, and the directors, officers, stockholdersstockholders (or analogous interest holders), customers or suppliers of the Company or any of its subsidiaries, subsidiaries on the otherother hand, that which is required by the Securities Act to be described in the Registration Statement and Statement, the Time of Sale Disclosure Package or the Final Prospectus and that which is not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 31 contracts
Samples: Underwriting Agreement (Incannex Healthcare LTD), Underwriting Agreement (Incannex Healthcare LTD), Underwriting Agreement (Shimmick Corp)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholdersshareholders, customers customers, suppliers or suppliers other affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 30 contracts
Samples: Underwriting Agreement (Games Global LTD), Underwriting Agreement (Birkenstock Holding LTD), Underwriting Agreement (Fidelis Insurance Holdings LTD)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Packagedocuments.
Appears in 25 contracts
Samples: Sales Agreement (Coherus BioSciences, Inc.), Sales Agreement (Humanigen, Inc), Open Market Sale (ImmunoGen, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, subsidiaries on the one hand, and the directors, officers, stockholdersstockholders (or analogous interest holders), customers or suppliers of the Company or any of its subsidiaries, affiliates on the otherother hand, that which is required by the Securities Act to be described in the Registration Statement General Disclosure Package and the Prospectus and that which is not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 21 contracts
Samples: Underwriting Agreement (AerSale Corp), Underwriting Agreement (AerSale Corp), Underwriting Agreement (AerSale Corp)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiariesCompany, on the one hand, and the directors, officers, stockholdersshareholders, customers customers, suppliers or suppliers other affiliates of the Company or any of its subsidiariesCompany, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 20 contracts
Samples: Underwriting Agreement (HW Electro Co., Ltd.), Underwriting Agreement (HW Electro Co., Ltd.), Underwriting Agreement (Cartica Acquisition Corp)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers other affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure PackageTime of Sale Information.
Appears in 20 contracts
Samples: Underwriting Agreement (Brown & Brown, Inc.), Underwriting Agreement (Central Garden & Pet Co), First American Financial Corp
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and and, to the Company’s knowledge, the directors, officers, stockholders, customers officers or suppliers stockholders of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 19 contracts
Samples: Underwriting Agreement (Axalta Coating Systems Ltd.), Underwriting Agreement (Axalta Coating Systems Ltd.), Underwriting Agreement (Axalta Coating Systems Ltd.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 19 contracts
Samples: Underwriting Agreement (Option Care Health, Inc.), Option Care (Option Care Health, Inc.), Underwriting Agreement (Option Care Health, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, Subsidiaries on the one hand, and the directors, officers, stockholdersshareholders (or analogous interest holders), customers or suppliers of the Company or any of its subsidiaries, Subsidiaries on the otherother hand, that which is required by the Securities Act to be described in or filed as an exhibit to the Registration Statement and or the Prospectus and that which is not so described in such documents and in the Pricing Disclosure Packageor filed.
Appears in 18 contracts
Samples: Underwriting Agreement (Akerna Corp.), Underwriting Agreement (Akerna Corp.), Underwriting Agreement (Advaxis, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholdersstockholders (or analogous interest holders), customers or suppliers of the Company or any of its subsidiaries, affiliates on the otherother hand, that which is required by the Securities Act to be described in the Registration Statement General Disclosure Package and the Prospectus and that which is not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 18 contracts
Samples: Underwriting Agreement (Monocle Acquisition Corp), Underwriting Agreement (Monocle Acquisition Corp), Underwriting Agreement (VectoIQ Acquisition Corp. II)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers stockholders or suppliers other affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 17 contracts
Samples: South Jersey (South Jersey Industries Inc), South Jersey (South Jersey Industries Inc), Underwriting Agreement (PPD, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers stockholders or suppliers other affiliates of the Company or any of its subsidiaries, on the other, that is would be required by the Securities Act to be described in a registration statement to be filed with the Registration Statement and the Prospectus Commission and that is not so described in such documents each of the Time of Sale Information and in the Pricing Disclosure PackageOffering Memorandum.
Appears in 17 contracts
Samples: Purchase Agreement (Avaya Inc), Purchase Agreement (Hornbeck Offshore Services Inc /La), Purchase Agreement (Hornbeck Offshore Services Inc /La)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing General Disclosure Package.
Appears in 15 contracts
Samples: Underwriting Agreement (Fox Factory Holding Corp), Sales Agency Financing Agreement (Avalonbay Communities Inc), Underwriting Agreement (Sangamo Therapeutics, Inc)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the Company’s directors, officers, stockholders, customers officers or suppliers of the Company stockholders (or analogous interest holders) or any of its subsidiaries, their affiliates on the otherother hand, that which is required by the Securities Act to be described in the Registration Statement General Disclosure Package and the Prospectus and that which is not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 14 contracts
Samples: Underwriting Agreement (Roth CH Acquisition v Co.), Underwriting Agreement (Roth CH Acquisition v Co.), Underwriting Agreement (Roth CH Acquisition v Co.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in a registration statement to be filed with the Registration Statement and the Prospectus Commission and that is not so described in such documents the Time of Sale Information and in the Pricing Disclosure PackageOffering Memorandum.
Appears in 13 contracts
Samples: Purchase Agreement (Palo Alto Networks Inc), Letter Agreement, Invacare Corp
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, subsidiaries on the one hand, and the directors, officers, stockholdersshareholders (or analogous interest holders), customers or suppliers of the Company or any of its subsidiaries, subsidiaries on the otherother hand, that which is required by the Securities Act to be described in the Registration Statement and Statement, the Time of Sale Disclosure Package or the Final Prospectus and that which is not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 12 contracts
Samples: Underwriting Agreement (ASP Isotopes Inc.), Underwriting Agreement (ASP Isotopes Inc.), Massimo Group (Massimo Group)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities 1933 Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing General Disclosure Package.
Appears in 11 contracts
Samples: Equity Distribution Agreement (AG Mortgage Investment Trust, Inc.), Equity Offeringsm Sales Agreement (Apollo Commercial Real Estate Finance, Inc.), Equity Distribution Agreement (AG Mortgage Investment Trust, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers or other affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 11 contracts
Samples: Underwriting Agreement (SVB Financial Group), Underwriting Agreement (SVB Financial Group), Underwriting Agreement (SVB Financial Group)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers customers, suppliers or suppliers other affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure PackageTime of Sale Information.
Appears in 11 contracts
Samples: Underwriting Agreement (Heico Corp), Underwriting Agreement (Nine Energy Service, Inc.), Underwriting Agreement (Intuit Inc)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement Statement, the Time of Sale Information and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 11 contracts
Samples: Underwriting Agreement (United States Steel Corp), Underwriting Agreement (United States Steel Corp), Underwriting Agreement (United States Steel Corp)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers other affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in each of the Registration Statement Statement, the Time of Sale Information and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Packagetherein.
Appears in 11 contracts
Samples: Underwriting Agreement (W. P. Carey Inc.), Underwriting Agreement (W. P. Carey Inc.), Underwriting Agreement (W. P. Carey Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure PackagePackage as required.
Appears in 10 contracts
Samples: Lock Up Agreement (Vantiv, Inc.), Lock Up Agreement (Vantiv, Inc.), Lock Up Agreement (Vantiv, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement Statement, the Pricing Disclosure Package and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Packagedocuments.
Appears in 10 contracts
Samples: Disco (Guernsey) Holdings L.P. Inc., Accenture PLC, Duck Creek Technologies, Inc.
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholdersstockholders (or analogous interest holders), customers or suppliers of the Company or any of its subsidiaries, on the otherother hand, that which is required by the Securities Act to be described in the Registration Statement and Statement, the Time of Sale Disclosure Package or the Final Prospectus and that which is not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 10 contracts
Samples: Underwriting Agreement (Cariloha, Inc.), Underwriting Agreement (Reed's, Inc.), Underwriting Agreement (Reed's, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers shareholders or suppliers other affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in each of the Pre-Effective Registration Statement, the Registration Statement Statement, the Preliminary Prospectus and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Packagedocuments.
Appears in 10 contracts
Samples: Solicitation Agent Agreement (Marketwise, Inc.), Manager and Solicitation Agent Agreement (REE Automotive Ltd.), Solicitation Agent Agreement (Marketwise, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiariesCompany, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiariesCompany, on the otherother hand, that is required by the Securities Act to be described described, incorporated by reference or included in the Registration Statement and Statement, the General Disclosure Package or the Prospectus and that which is not so described in such documents and in the Pricing Disclosure Packagedescribed, incorporated or included.
Appears in 9 contracts
Samples: Equity Distribution Agreement (Cohen & Co Inc.), Corporation Equity Distribution Agreement (Immersion Corp), Equity Distribution Agreement (Broadwind, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers stockholders or suppliers other affiliates of the Company or any of its subsidiaries, on the other, that is would be required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents each of the Time of Sale Information and in the Pricing Disclosure PackageProspectus.
Appears in 9 contracts
Samples: Underwriting Agreement (Nasdaq, Inc.), Borse Dubai LTD, Nasdaq, Inc.
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the General Disclosure Package and the Final Prospectus and that is not so described in such documents and in the Pricing Disclosure Packagedocuments.
Appears in 9 contracts
Samples: Placement Agency Agreement (SANUWAVE Health, Inc.), Agency Agreement (Nac Global Technologies, Inc.), Agency Agreement (SilverSun Technologies, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers stockholders or suppliers other affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 9 contracts
Samples: Underwriting Agreement (Michaels Companies, Inc.), Underwriting Agreement (Michaels Companies, Inc.), TTM Technologies Inc
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers stockholders or suppliers other affiliates of the Company or any of its subsidiaries, on the other, that is would be required by the Securities Act to be described disclosed in the Registration Statement and or the Prospectus and that is not so described disclosed in such documents each of the Time of Sale Information, the Registration Statement and in the Pricing Disclosure PackageProspectus.
Appears in 9 contracts
Samples: Underwriting Agreement (Air Lease Corp), Underwriting Agreement (Air Lease Corp), Underwriting Agreement (Air Lease Corp)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package. As of the date of the initial filing of the Registration Statement, there were no outstanding personal loans made, directly or indirectly, by the Company to any director or executive officer of the Company.
Appears in 8 contracts
Samples: Underwriting Agreement (Guidewire Software, Inc.), Underwriting Agreement (Model N, Inc.), Underwriting Agreement (Guidewire Software, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement Statement, the Prospectus and the Prospectus Time of Sale Information and that is not so described in such documents and in the Pricing Disclosure Packagedocuments.
Appears in 8 contracts
Samples: Coterra Energy Inc., Underwriting Agreement (Cimarex Energy Co), Underwriting Agreement (Cimarex Energy Co)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers customers, or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 8 contracts
Samples: Underwriting Agreement (Owl Rock Capital Corp), Underwriting Agreement (Owl Rock Capital Corp), Underwriting Agreement (Owl Rock Capital Corp)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholdersshareholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure PackageTime of Sale Information.
Appears in 8 contracts
Samples: TimkenSteel Corp, Underwriting Agreement (FGX International Holdings LTD), Underwriting Agreement (Hillenbrand, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure PackageTime of Sale Information.
Appears in 8 contracts
Samples: Avery Dennison Corp, Underwriting Agreement (Enel Chile S.A.), Avery Dennison Corp
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure PackageTime of Sale Information.
Appears in 8 contracts
Samples: Underwriting Agreement (Ati Inc), Underwriting Agreement (Allegheny Technologies Inc), Allegheny Technologies Inc
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers customers, suppliers or suppliers other affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 8 contracts
Samples: Black Diamond Therapeutics, Inc., Underwriting Agreement (Biocryst Pharmaceuticals Inc), Black Diamond Therapeutics, Inc.
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Final Prospectus and that is not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 8 contracts
Samples: Underwriting Agreement (Wj Communications Inc), Lexar Media Inc, Mattson Technology Inc
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or Xxxxxxxx Xxxx or any of its their subsidiaries, on the one hand, and the directors, officers, stockholders, customers customers, suppliers or suppliers other affiliates of the Company or Xxxxxxxx Xxxx or any of its their subsidiaries, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 8 contracts
Samples: Letter Agreement (Hamilton Lane INC), Hamilton Lane INC, Letter Agreement (Hamilton Lane INC)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, stockholders or customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 8 contracts
Samples: Underwriting Agreement (Homebanc Corp), Stock Purchase Agreement (Homebanc Corp), Underwriting Agreement (Homebanc Corp)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers officers or suppliers stockholders of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 8 contracts
Samples: Frontdoor, Inc., Acushnet Holdings Corp., Underwriting Agreement (Generac Holdings Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or and any of its subsidiaries, Subsidiaries on the one hand, hand and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, Subsidiaries or any of their affiliates on the otherother hand, that which is required by the Securities Act to be described in the Registration Statement General Disclosure Package and the Prospectus or a document incorporated by reference therein and that is which has not been so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 8 contracts
Samples: Placement Agency Agreement (Axion Power International, Inc.), Subscription Agreement (Axion Power International, Inc.), Agency Agreement (BMP Sunstone CORP)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the trustees, directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 8 contracts
Samples: Underwriting Agreement (Chesapeake Lodging Trust), Chesapeake Lodging Trust, Underwriting Agreement (Chesapeake Lodging Trust)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure PackageTime of Sale Information.
Appears in 7 contracts
Samples: Service Corp International, Service Corp International, Service Corp International
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiariesSubsidiaries, on the one hand, and the directors, officers, stockholdersshareholders, customers customers, suppliers or suppliers other affiliates of the Company or any of its subsidiariesSubsidiaries, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 7 contracts
Samples: Underwriting Agreement (Modern Mining Technology Corp.), Underwriting Agreement (BriaCell Therapeutics Corp.), Underwriting Agreement (BriaCell Therapeutics Corp.)
No Undisclosed Relationships. No material relationship, direct or indirect, exists between or among the Company or any of and its subsidiaries, Significant Subsidiaries on the one hand, and the directors, officers, stockholders, affiliates, customers or suppliers of the Company or any of its subsidiaries, and their Significant Subsidiaries on the otherother hand, that is would be required by the Securities Act to be described in a registration statement filed with the Registration Statement and the Prospectus Commission and that is not so described in such documents each of the Time of Sale Information and in the Pricing Disclosure PackageFinal Offering Memorandum.
Appears in 7 contracts
Samples: Sba Communications Corp, Sba Communications Corp, Sba Communications Corp
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiariessubsidiary, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiariessubsidiary, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 7 contracts
Samples: Underwriting Agreement (Tactile Systems Technology Inc), Constellation Pharmaceuticals Inc, Constellation Pharmaceuticals Inc
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiariesCompany, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiariesCompany, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure PackageTime of Sale Information.
Appears in 7 contracts
Samples: Underwriting Agreement (Berry Petroleum Co), Underwriting Agreement (Berry Petroleum Co), Underwriting Agreement (Ulta Salon, Cosmetics & Fragrance, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officersofficers or stockholders of the Company or, stockholdersto the knowledge of the Company, the customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 6 contracts
Samples: Invitae Corp, Invitae Corp, Invitae Corp
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its Company, the Guarantors and their respective subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company Company, the Guarantors or any of its their respective subsidiaries, on the other, that is would be required by the Securities Act to be described in a registration statement on Form S-1 to be filed with the Registration Statement and the Prospectus Commission and that is not so described in such documents each of the Time of Sale Information and in the Pricing Disclosure PackageOffering Memorandum.
Appears in 6 contracts
Samples: Purchase Agreement (Callon Petroleum Co), Purchase Agreement (Callon Petroleum Co), Purchase Agreement (Callon Petroleum Co)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers stockholders or suppliers other affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act or the Exchange Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 6 contracts
Samples: Underwriting Agreement (Michaels Companies, Inc.), Letter Agreement (Michaels Companies, Inc.), Underwriting Agreement (Michaels Companies, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers stockholders or suppliers affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 6 contracts
Samples: Underwriting Agreement (CHC Group Ltd.), Newmont Mining Corp /De/, Retail Properties of America, Inc.
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers stockholders or suppliers other affiliates of the Company or any of its subsidiaries, on the otherother hand, that is required by the Securities Act to be described in the Registration Statement and the most recent Preliminary Prospectus and that which is not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 6 contracts
Samples: Underwriting Agreement (ANTERO RESOURCES Corp), Underwriting Agreement (ANTERO RESOURCES Corp), Underwriting Agreement
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, affiliates, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement Statement, any Permitted Free Writing Prospectus and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Packagedocuments.
Appears in 6 contracts
Samples: Distribution Agreement (Retail Properties of America, Inc.), Distribution Agreement (Retail Properties of America, Inc.), Distribution Agreement (Retail Properties of America, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiariesSubsidiaries, on the one hand, and the directors, officers, stockholders, customers customers, suppliers or suppliers other affiliates of the Company or any of its subsidiariesSubsidiaries, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Packagedocuments.
Appears in 6 contracts
Samples: Common Stock (Atara Biotherapeutics, Inc.), Sales Agreement (Replimune Group, Inc.), Sales Agreement (Replimune Group, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers other affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 6 contracts
Samples: Gaming & Leisure Properties, Inc., Gaming & Leisure Properties, Inc., Gaming & Leisure Properties, Inc.
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers customers, suppliers or suppliers other affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 6 contracts
Samples: Underwriting Agreement (SONDORS Inc.), Underwriting Agreement (SONDORS Inc.), Underwriting Agreement (SONDORS Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Preliminary Prospectus and that is are not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 6 contracts
Samples: Registration Rights Agreement (Owens Corning), Registration Rights Agreement (Owens Corning/Fibreboard Asbestos Personal Injury Trust), Registration Rights Agreement (Owens Corning (Reorganized) Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, Subsidiaries on the one hand, and the directors, officers, stockholdersshareholders (or analogous interest holders), customers or suppliers of the Company or any of its subsidiaries, Subsidiaries on the otherother hand, that which is required by the Securities Act to be described in the Registration Statement and Statement, the Time of Sale Disclosure Package or the Final Prospectus and that which is not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 6 contracts
Samples: Underwriting Agreement (Fathom Holdings Inc.), Underwriting Agreement (Austin Gold Corp.), Underwriting Agreement (Austin Gold Corp.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiariesCompany, on the one hand, and the directorsdirectors or officers of the Company, officersor, stockholdersto the Company’s knowledge, the shareholders, customers or suppliers of the Company or any of its subsidiariesCompany, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 5 contracts
Samples: Underwriting Agreement (Palatin Technologies Inc), Underwriting Agreement (Lipocine Inc.), Palatin Technologies Inc
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers officers or suppliers stockholders of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure PackageTime of Sale Information.
Appears in 5 contracts
Samples: Underwriting Agreement (Advance Auto Parts Inc), Underwriting Agreement (Advance Auto Parts Inc), Advance Auto Parts Inc
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or and any of its subsidiaries, Subsidiaries on the one hand, hand and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, Subsidiaries or any of their affiliates on the otherother hand, that which is required by the Securities Act to be described in the Registration Statement Statement, in the General Disclosure Package and the Prospectus or a document incorporated by reference therein and that is which has not been so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 5 contracts
Samples: Underwriting Agreement (pSivida Corp.), Underwriting Agreement (pSivida Corp.), Underwriting Agreement (Microvision Inc)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiariessubsidiary, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiariessubsidiary, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Packagedocuments.
Appears in 5 contracts
Samples: Sales Agreement (Mersana Therapeutics, Inc.), Sales Agreement (Mersana Therapeutics, Inc.), Sales Agreement (Mersana Therapeutics, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers shareholders or suppliers other Affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in each of the Pre-Effective Registration Statement, the Registration Statement Statement, the Preliminary Prospectus and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Packagedocuments.
Appears in 5 contracts
Samples: Manager and Solicitation Agent Agreement (Allego N.V.), Indie Semiconductor, Inc., Granite Ridge Resources, Inc.
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company Company, the Operating Partnership or any of its subsidiariesthe Subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company Company, the Operating Partnership or any of its subsidiariesthe Subsidiaries, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure PackageTime of Sale Information.
Appears in 5 contracts
Samples: Underwriting Agreement (Piedmont Office Realty Trust, Inc.), Piedmont Office Realty Trust, Inc., Piedmont Office Realty Trust, Inc.
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement General Disclosure Package and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Packagedocuments.
Appears in 5 contracts
Samples: Underwriting Agreement (Torchmark Corp), Underwriting Agreement (Torchmark Corp), Underwriting Agreement (Torchmark Corp)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers officers or suppliers stockholders of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement Statement, the Time of Sale Prospectus and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Packagedocuments.
Appears in 5 contracts
Samples: Underwriting Agreement (Avalonbay Communities Inc), Underwriting Agreement (Avalonbay Communities Inc), Underwriting Agreement (Avalonbay Communities Inc)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act Item 404 of Regulation S-K to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing General Disclosure Package.
Appears in 5 contracts
Samples: Underwriting Agreement (Hudson Technologies Inc /Ny), Placement Agency Agreement (Synthetic Biologics, Inc.), Underwriting Agreement (Hudson Technologies Inc /Ny)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiariesthe Subsidiaries or any Drilling Partnership, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiariesthe Subsidiaries, on the other, that is required by the Securities 1933 Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing General Disclosure Package.
Appears in 5 contracts
Samples: Underwriting Agreement (PDC Energy, Inc.), Underwriting Agreement (PDC Energy, Inc.), Underwriting Agreement (PDC Energy, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and a prospectus that is not so described in such documents each of the Registration Statement, the Time of Sale Information and in the Pricing Disclosure PackageProspectus.
Appears in 5 contracts
Samples: Underwriting Agreement (Rosetta Resources Inc.), Rosetta Resources Inc., Rosetta Resources Inc.
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers stockholders or suppliers other affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure PackageTime of Sale Information.
Appears in 5 contracts
Samples: Underwriting Agreement (American Equity Investment Life Holding Co), Underwriting Agreement (American Equity Investment Life Holding Co), Underwriting Agreement (American Equity Investment Life Holding Co)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiariesCompany, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiariesCompany, on the other, that is required by the Securities Act to be described in the Registration Statement Statement, the Time of Sale Information and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Packagedocuments.
Appears in 5 contracts
Samples: Underwriting Agreement (Oglethorpe Power Corp), Underwriting Agreement (Oglethorpe Power Corp), Underwriting Agreement (Oglethorpe Power Corp)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, subsidiaries on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, subsidiaries on the otherother hand, that which is required by the Securities Act to be described in the Registration Statement and Statement, the Time of Sale Disclosure Package or the Final Prospectus and that which is not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 5 contracts
Samples: Underwriting Agreement (Falconstor Software Inc), Underwriting Agreement (Falconstor Software Inc), Underwriting Agreement (Falconstor Software Inc)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers other affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure PackageTime of Sale Information.
Appears in 5 contracts
Samples: Broadridge Financial Solutions, Inc., Underwriting Agreement (Broadridge Financial Solutions, Inc.), Broadridge Financial Solutions, Inc.
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholdersshareholders (or analogous interest holders), customers or suppliers of the Company or any of its subsidiaries, subsidiaries on the otherother hand, that which is required by the Securities Act to be described in the Registration Statement and Statement, the Time of Sale Disclosure Package or the Final Prospectus and that which is not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 5 contracts
Samples: Underwriting Agreement (SinglePoint Inc.), Underwriting Agreement (SinglePoint Inc.), Underwriting Agreement (Mobiquity Technologies, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, subsidiaries on the one hand, and the directors, officers, stockholdersstockholders (or analogous interest holders), customers or suppliers of the Company or any of its subsidiaries, subsidiaries on the otherother hand, that which is required by the Securities Act to be described in the Registration Statement and Statement, the Time of Sale Disclosure Package or the Prospectus and that which is not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 4 contracts
Samples: Underwriting Agreement (Venus Concept Inc.), Underwriting Agreement (Amesite Operating Co), Underwriting Agreement (Delcath Systems, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiariesSignificant Subsidiaries, on the one hand, and the directors, officers, stockholders, customers customers, suppliers or suppliers other affiliates of the Company or any of its subsidiariesSignificant Subsidiaries, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 4 contracts
Samples: Underwriting Agreement (Madison Square Garden Entertainment Corp.), Underwriting Agreement (Madison Square Garden Entertainment Corp.), Madison Square Garden Entertainment Corp.
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiariesSubsidiaries, on the one hand, and the directors, officers, stockholdersstockholders or, customers or suppliers to the Company’s knowledge, affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 4 contracts
Samples: La Quinta Holdings Inc., La Quinta Holdings Inc., La Quinta Holdings Inc.
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement Statement, the Time of Sale Information and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Packagedocuments.
Appears in 4 contracts
Samples: Underwriting Agreement (United States Steel Corp), Underwriting Agreement (United States Steel Corp), Underwriting Agreement (United States Steel Corp)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholdersshareholders, customers or suppliers of the Company Company, or any of its subsidiariessubsidiaries or any other related party, on the other, that is required by the Securities Act to be described in the Registration Statement Statement, the Time of Sale Prospectus and the Prospectus and that is has not so been described in such documents and in the Pricing Disclosure Packageas required.
Appears in 4 contracts
Samples: Underwriting Agreement (Corbus Pharmaceuticals Holdings, Inc.), Underwriting Agreement (Corbus Pharmaceuticals Holdings, Inc.), Underwriting Agreement (Corbus Pharmaceuticals Holdings, Inc.)
No Undisclosed Relationships. No To the Company’s best knowledge, no relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure PackageTime of Sale Information.
Appears in 4 contracts
Samples: Starwood Hotel & Resorts Worldwide, Inc, Starwood Hotel & Resorts Worldwide Inc, Starwood Hotel & Resorts Worldwide Inc
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiariesCompany, on the one hand, and the directors, officers, stockholders, customers or suppliers of the Company or any of its subsidiariesCompany, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing General Disclosure Package.
Appears in 4 contracts
Samples: Purchase Agreement (Allos Therapeutics Inc), Purchase Agreement (Allos Therapeutics Inc), Purchase Agreement (Allos Therapeutics Inc)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholdersshareholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement Statement, the Pricing Disclosure Package and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Packagedocuments.
Appears in 4 contracts
Samples: Underwriting Agreement (Cleveland-Cliffs Inc.), Underwriting Agreement (Cliffs Natural Resources Inc.), Cleveland-Cliffs Inc.
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholdersshareholders, customers or suppliers of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents and or in the Pricing Disclosure Package.
Appears in 4 contracts
Samples: Uil Holdings Corp, Uil Holdings Corp, Uil Holdings Corp
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers shareholders or suppliers other affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in the Registration Statement and the Prospectus and that is not so described in such documents the Registration Statement and in the Pricing Disclosure Package.
Appears in 4 contracts
Samples: Underwriting Agreement (Restaurant Brands International Inc.), Underwriting Agreement (Restaurant Brands International Inc.), Underwriting Agreement (Restaurant Brands International Limited Partnership)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholders, customers or customers, suppliers or, to the knowledge of the Company, other affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 4 contracts
Samples: EngageSmart, Inc., EngageSmart, LLC, Intapp, Inc.
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, officers, stockholdersstockholders (or analogous interest holders), customers or suppliers of the Company or any of its subsidiariesaffiliates, on the otherother hand, that which is required by the Securities Act to be described in the Registration Statement Statement, the Pricing Disclosure Package and the Prospectus and that which is not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 4 contracts
Samples: Letter Agreement (Syros Pharmaceuticals, Inc.), Underwriting Agreement (Syros Pharmaceuticals, Inc.), Underwriting Agreement (Syros Pharmaceuticals, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among either the Company or any of its subsidiaries, the Operating Partnership on the one hand, and the trustees, directors, officers, stockholdersstockholders or other equity holders, customers or suppliers of the Company or any of its subsidiaries, and the Operating Partnership on the otherother hand, that which is required by the Securities Act to be described in the Registration Statement and Statement, the General Disclosure Package or the Prospectus and that which is not so described in such documents and in the Pricing Disclosure Packagedescribed.
Appears in 4 contracts
Samples: Equity Offeringsm Sales Agreement (Essential Properties Realty Trust, Inc.), Equity Offeringsm Sales Agreement (Essential Properties Realty Trust, Inc.), Equity Offering Sales Agreement (Essential Properties Realty Trust, Inc.)
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its significant subsidiaries, on the one hand, and the directors, officers, stockholders, customers customers, suppliers or suppliers other affiliates of the Company or any of its significant subsidiaries, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 4 contracts
Samples: Deciphera Pharmaceuticals, Inc., Deciphera Pharmaceuticals, Inc., Deciphera Pharmaceuticals, Inc.
No Undisclosed Relationships. No relationship, direct or indirect, exists between or among the Company or any of its subsidiaries, on the one hand, and the directors, executive officers, stockholders, customers customers, suppliers or suppliers other affiliates of the Company or any of its subsidiaries, on the other, that is required by the Securities Act to be described in each of the Registration Statement and the Prospectus and that is not so described in such documents and in the Pricing Disclosure Package.
Appears in 4 contracts
Samples: Underwriting Agreement (Sotera Health Co), Underwriting Agreement (Sotera Health Co), R1 RCM Inc. /DE
