No Short Sales. Warrantholder has not at any time on or prior to the Effective Date engaged in any short sales or equivalent transactions in the Common Stock. Warrantholder agrees that at all times from and after the Effective Date and on or before the expiration or earlier termination of this Warrant, it shall not engage in any short sales or equivalent transactions in the Common Stock.
Appears in 22 contracts
Samples: Loan and Security Agreement (Axsome Therapeutics, Inc.), Warrant Agreement (Quantum Corp /De/), Warrant Agreement (Audentes Therapeutics, Inc.)
No Short Sales. The Warrantholder has not at any time on or prior to the Effective Date engaged in any short sales or equivalent transactions in the Common Stock. Warrantholder agrees that at all times from and after the Effective Date and on or before the expiration or earlier termination of this Warrant, it shall not engage in any short sales or equivalent transactions in the Common Stock.
Appears in 20 contracts
Samples: Warrant Agreement (Phathom Pharmaceuticals, Inc.), Warrant Agreement (Akero Therapeutics, Inc.), Warrant Agreement (Akero Therapeutics, Inc.)
No Short Sales. The Warrantholder has not at any time on or prior to the Effective Date engaged in any short sales or equivalent transactions in the Common Stock. The Warrantholder agrees that at all times from and after the Effective Date and on or before the expiration or earlier termination of this the Warrant, it shall not engage in any short sales or equivalent transactions in the Common Stock.
Appears in 7 contracts
Samples: Warrant Agreement (STRATA Skin Sciences, Inc.), Warrant Agreement (STRATA Skin Sciences, Inc.), Warrant Agreement (STRATA Skin Sciences, Inc.)
No Short Sales. The Warrantholder has not at any time on or prior to the Effective Date engaged in any short sales or equivalent transactions in the Common StockShares. The Warrantholder agrees that at all times from and after the Effective Date and on or before the expiration or earlier termination of this WarrantExpiration Time, it shall not engage in any short sales or equivalent transactions in the Common StockShares.
Appears in 4 contracts
Samples: Warrant Agreement (Axovant Sciences Ltd.), Warrant Agreement (Myovant Sciences Ltd.), Warrant Agreement (Myovant Sciences Ltd.)
No Short Sales. The Warrantholder has not at any time on or prior to the Original Issue or Effective Date engaged in any short sales or equivalent transactions in the Common Stock. Warrantholder agrees that at all times from and after the Effective Date and on or before the expiration or earlier termination of this Warrant, it shall not engage in any short sales or equivalent transactions in the Common Stock.
Appears in 4 contracts
Samples: Warrant Agreement (Tg Therapeutics, Inc.), Warrant Agreement (Tg Therapeutics, Inc.), Warrant Agreement (Tg Therapeutics, Inc.)
No Short Sales. The Warrantholder has not at any time on or prior to the Effective Date engaged in any short sales or equivalent transactions in the Common Stock. The Warrantholder agrees that at all times from and after the Effective Date and on or before the expiration or earlier termination of this WarrantAgreement, it shall not engage in any short sales or equivalent transactions in the Common Stock.
Appears in 3 contracts
Samples: Warrant Agreement (Mast Therapeutics, Inc.), Warrant Agreement (Cytrx Corp), Warrant Agreement (Cytrx Corp)
No Short Sales. Warrantholder has not at any time on or prior to the Effective Date engaged in any short sales or equivalent transactions in the Common StockShares. Warrantholder agrees that at all times from and after the Effective Date and on or before the expiration or earlier termination of this Warrant, it shall not engage in any short sales or equivalent transactions in the Common StockShares.
Appears in 3 contracts
Samples: Warrant Agreement (VBI Vaccines Inc/Bc), Warrant Agreement (Auris Medical Holding AG), Auris Medical Holding AG
No Short Sales. Warrantholder has not at any time on or prior to the Effective Date engaged in any short sales or equivalent transactions in the Common StockShares. Warrantholder agrees that at all times from and after the Effective Date and on or before the expiration or earlier termination of this WarrantAgreement, it shall not engage in any short sales or equivalent transactions in the Common StockShares.
Appears in 2 contracts
Samples: Subscription Agreement (VBI Vaccines Inc/Bc), Warrant And (VBI Vaccines Inc/Bc)
No Short Sales. The Warrantholder has not at any time on or prior to the Effective Date engaged in any short sales sales, hedging activities or equivalent transactions in the Common StockShares. The Warrantholder agrees that at all times from and after the Effective Date and on or before the expiration or earlier termination of this WarrantExpiration Time, it shall not engage in any short sales sales, hedging activities or equivalent transactions in the Common StockShares.
Appears in 2 contracts
Samples: Warrant Agreement (Urovant Sciences Ltd.), Warrant Agreement (Urovant Sciences Ltd.)
No Short Sales. The Warrantholder has not at any time on or prior to the Effective Date engaged in any short sales or equivalent transactions in the Common Stock. The Warrantholder agrees that at all times from and after the Effective Date and on or before the expiration or earlier termination of this Warrant, it shall not engage in any short sales or equivalent transactions in the Common Stock.
Appears in 1 contract
No Short Sales. Warrantholder has not at any time on or prior to the Effective Date engaged in any short sales sales, hedging or equivalent transactions in the Common Stock. Warrantholder agrees that at all times from and after the Effective Date and on or before the expiration or earlier termination of this Warrant, it shall not engage in any short sales sales, hedging or equivalent transactions in the Common Stock.
Appears in 1 contract
Samples: Warrant Agreement (Celsion CORP)
No Short Sales. The Warrantholder has not at any time on or prior to the Effective Date engaged in any short sales or equivalent transactions in the Common Stock. Warrantholder agrees that at all times from and after the Effective Date and on or before the expiration or earlier termination of this Warrant, it shall not engage in any short sales or equivalent transactions in the Common Stock. SECTION 11.
Appears in 1 contract
Samples: Concert Pharmaceuticals, Inc.
No Short Sales. Warrantholder has not at any time on or prior to the Effective Date engaged in any “short sales sales” or equivalent transactions in the Common Stock. Warrantholder agrees that at all times from and after the Effective Date and on or before the expiration or earlier termination of this Warrant, it shall not engage in any short sales or equivalent transactions in the Common Stock. The term “short sale” shall mean any sale of a security which the seller does not own or any sale which is consummated by the delivery of a security borrowed by, or for the account of, the seller.
Appears in 1 contract
Samples: XOMA Corp
No Short Sales. Warrantholder has not at any time on or prior to the Effective Date engaged in any short sales or equivalent transactions in the Common Stock. Warrantholder agrees that at all times from and after the Effective Date and on or before the expiration or earlier termination of this WarrantAgreement, it shall not engage in any short sales or equivalent transactions in the Common Stock.
Appears in 1 contract
Samples: Warrant Agreement (Pulmatrix, Inc.)
