No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.
Appears in 790 contracts
Samples: Underwriting Agreement (Mackinac Financial Corp /Mi/), Underwriting Agreement (Evolus, Inc.), Underwriting Agreement (Intapp, Inc.)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securitiesarrangements.
Appears in 178 contracts
Samples: Purchase Agreement (Ares Capital Corp), Administration Agreement (Ares Capital Corp), Underwriting Agreement (Nuveen Long/Short Commodity Total Return Fund)
No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.
Appears in 107 contracts
Samples: Underwriting Agreement (Entellus Medical Inc), Underwriting Agreement (Grocery Outlet Holding Corp.), Underwriting Agreement (Chicken Soup for the Soul Entertainment, Inc.)
No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securitiesarrangements.
Appears in 83 contracts
Samples: Purchase Agreement (PennyMac Mortgage Investment Trust), Underwriting Agreement (Pharmasset Inc), Underwriting Agreement (Merchants Bancorp)
No Objection. If a filing with FINRA is required, FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.
Appears in 49 contracts
Samples: Underwriting Agreement (M&t Bank Corp), Underwriting Agreement (Mb Financial Inc /Md), Underwriting Agreement (Franklin Financial Network Inc.)
No Objection. If applicable, FINRA has confirmed that it has shall have not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.
Appears in 24 contracts
Samples: Underwriting Agreement (Valley National Bancorp), Underwriting Agreement (Triumph Bancorp, Inc.), Underwriting Agreement (Banc of California, Inc.)
No Objection. The FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securitiesarrangements.
Appears in 24 contracts
Samples: Management Agreement (Starwood Property Trust, Inc.), Purchase Agreement (Gafisa S.A.), Underwriting Agreement (Nobao Renewable Energy Holdings LTD)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesOffering.
Appears in 23 contracts
Samples: Underwriting Agreement (Main Street Capital CORP), Underwriting Agreement (Main Street Capital CORP), Underwriting Agreement (Main Street Capital CORP)
No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Offered Securities.
Appears in 21 contracts
Samples: Underwriting Agreement (GMS Inc.), Underwriting Agreement (Diplomat Pharmacy, Inc.), Underwriting Agreement (Onconova Therapeutics, Inc.)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.
Appears in 20 contracts
Samples: Equity Distribution Agreement (American Assets Trust, L.P.), Distribution Agreement (American Assets Trust, L.P.), Equity Distribution Agreement (American Assets Trust, L.P.)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering and sale of the Securities.
Appears in 19 contracts
Samples: Underwriting Agreement (Mercato Partners Acquisition Corp), Underwriting Agreement (Mercato Partners Acquisition Corp), Underwriting Agreement (Everest Consolidator Acquisition Corp)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesShares.
Appears in 18 contracts
Samples: Equity Offering Sales Agreement (Americold Realty Trust), Terms Agreement (Americold Realty Operating Partnership, L.P.), Equity Offering Sales Agreement (Americold Realty Trust)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.
Appears in 17 contracts
Samples: Underwriting Agreement (Physicians Realty L.P.), Purchase Agreement (Tornier N.V.), Underwriting Agreement (Allot Communications Ltd.)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesUnits.
Appears in 16 contracts
Samples: Underwriting Agreement (CNX Coal Resources LP), Underwriting Agreement (Western Refining Logistics, LP), Underwriting Agreement (World Point Terminals, LP)
No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securitiesconditions.
Appears in 9 contracts
Samples: Underwriting Agreement (South Plains Financial, Inc.), Underwriting Agreement (Hanover Bancorp, Inc. /NY), Underwriting Agreement (Third Coast Bancshares, Inc.)
No Objection. FINRA has shall have confirmed in writing that it has not raised any no objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securitiesarrangements.
Appears in 9 contracts
Samples: Underwriting Agreement (Triangle Capital CORP), Underwriting Agreement (Triangle Capital CORP), Underwriting Agreement (Triangle Capital CORP)
No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to in the public offering of the Securitiescontemplated hereby.
Appears in 8 contracts
Samples: From of Underwriting Agreement (Republic First Bancorp Inc), Underwriting Agreement (Financial Institutions Inc), Underwriting Agreement (Tower Bancorp Inc)
No Objection. The FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securitiesarrangements.
Appears in 8 contracts
Samples: Purchase Agreement (Imperial Capital Group, Inc.), Underwriting Agreement (First Class Navigation CORP), Purchase Agreement (Allos Therapeutics Inc)
No Objection. Prior to the issuance of any Placement Notice, FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.
Appears in 5 contracts
Samples: Equity Distribution Agreement (STAG Industrial, Inc.), Equity Distribution Agreement (STAG Industrial, Inc.), Equity Distribution Agreement (STAG Industrial, Inc.)
No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering Offering of the Securities.
Appears in 5 contracts
Samples: Underwriting Agreement (ProQR Therapeutics N.V.), Underwriting Agreement (ProQR Therapeutics N.V.), Underwriting Agreement (ProQR Therapeutics N.V.)
No Objection. FINRA has shall have confirmed in writing that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.
Appears in 5 contracts
Samples: Underwriting Agreement (OCI Partners LP), Underwriting Agreement (Susser Petroleum Partners LP), Underwriting Agreement (OCI Partners LP)
No Objection. Prior to or on the date of this Agreement, FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.
Appears in 4 contracts
Samples: Underwriting Agreement (Restoration Hardware Holdings Inc), Purchase Agreement (Restoration Hardware Holdings Inc), Underwriting Agreement (Restoration Hardware Holdings Inc)
No Objection. If applicable, FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.
Appears in 4 contracts
Samples: Execution (Hannon Armstrong Sustainable Infrastructure Capital, Inc.), Underwriting Agreement (Compugen LTD), Underwriting Agreement (Hannon Armstrong Sustainable Infrastructure Capital, Inc.)
No Objection. To the extent applicable, FINRA has confirmed that it has not raised any objection objections with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.
Appears in 4 contracts
Samples: Underwriting Agreement (Intercept Pharmaceuticals Inc), Underwriting Agreement (Intercept Pharmaceuticals, Inc.), Underwriting Agreement (Intercept Pharmaceuticals Inc)
No Objection. FINRA has shall have confirmed that it has does not raised have any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Underwritten Securities.
Appears in 4 contracts
Samples: Underwriting Agreement (DoubleDown Interactive Co., Ltd.), DoubleDown Interactive Co., Ltd., DoubleDown Interactive Co., Ltd.
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.
Appears in 4 contracts
Samples: Initial Offering Period Agreement (Western Asset Middle Market Income Fund Inc.), Western Asset (Western Asset Middle Market Debt Fund Inc.), Initial Offering Period Agreement (BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.)
No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesNotes.
Appears in 4 contracts
Samples: Underwriting Agreement (THL Credit, Inc.), Underwriting Agreement (THL Credit, Inc.), Underwriting Agreement (THL Credit, Inc.)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Offered Securities.
Appears in 4 contracts
Samples: Underwriting Agreement (Fairway Group Holdings Corp), Nabriva Therapeutics Ag (Nabriva Therapeutics AG), Underwriting Agreement (Synergy Pharmaceuticals, Inc.)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Public Securities.
Appears in 3 contracts
Samples: Underwriting Agreement (Cel Sci Corp), Underwriting Agreement (Cel Sci Corp), Underwriting Agreement (Super League Gaming, Inc.)
No Objection. FINRA has confirmed that it has not raised any no objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesShares.
Appears in 3 contracts
Samples: Bluebird Bio, Inc., Bluebird Bio, Inc., Bluebird Bio, Inc.
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesSecurities and the Underwritten Forward Shares.
Appears in 3 contracts
Samples: Underwriting Agreement (Americold Realty Trust), Underwriting Agreement (Americold Realty Trust), Underwriting Agreement (Americold Realty Trust)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities, or the offering is otherwise exempt from FINRA filing under FINRA Rule 5110(h)(1)(C).
Appears in 2 contracts
Samples: Underwriting Agreement (Dutch Bros Inc.), Underwriting Agreement (Dutch Bros Inc.)
No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesNew Notes.
Appears in 2 contracts
Samples: Placement Agent Agreement (Conifer Holdings, Inc.), Dealer Manager Agreement (Conifer Holdings, Inc.)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesRights Offering.
Appears in 2 contracts
Samples: Dealer Manager Agreement (New York City REIT, Inc.), Dealer Manager Agreement (Lument Finance Trust, Inc.)
No Objection. FINRA has confirmed that it has not raised any further objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securitiesarrangements.
Appears in 2 contracts
Samples: Underwriting Agreement (Western Asset High Yield Defined Opportunity Fund Inc.), Underwriting Agreement (Western Asset Mortgage Defined Opportunity Fund Inc.)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesOffered ADSs.
Appears in 2 contracts
Samples: Underwriting Agreement (Nabriva Therapeutics AG), Underwriting Agreement (Vesta Real Estate Corporation, S.A.B. De C.V.)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements arrangements, relating to the offering of the Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (Noranda Aluminum Holding CORP), Purchase Agreement (Noranda Aluminum Holding CORP)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Underwritten Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (Garrison Capital Inc.), Underwriting Agreement (WhiteHorse Finance, Inc.)
No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securitiesas set forth herein.
Appears in 2 contracts
Samples: Underwriting Agreement (Community Heritage Financial, Inc.), Underwriting Agreement (Community Heritage Financial, Inc.)
No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the IPO Securities.
Appears in 2 contracts
Samples: Form of Purchase Agreement (THL Credit, Inc.), Purchase Agreement (THL Credit, Inc.)
No Objection. If required, FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Offered Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (Walker & Dunlop, Inc.), Underwriting Agreement (Walker & Dunlop, Inc.)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Offered Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (Synergy Pharmaceuticals, Inc.), Underwriting Agreement (Synergy Pharmaceuticals, Inc.)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting placement agency terms and arrangements relating to the offering of the Securities.
Appears in 2 contracts
Samples: Placement Agency Agreement (Spherix Inc), Subscription Agreement (Clearsign Combustion Corp)
No Objection. FINRA has has, to the extent applicable, confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (Aveo Pharmaceuticals, Inc.), Underwriting Agreement (Aveo Pharmaceuticals, Inc.)
No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesShares.
Appears in 1 contract
Samples: Retail Properties of America, Inc.
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.. (k)
Appears in 1 contract
Samples: American Healthcare REIT, Inc.
No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securitiestransactions contemplated hereby.
Appears in 1 contract
Samples: Placement Agency Agreement (ProQR Therapeutics N.V.)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.. (l)
Appears in 1 contract
Samples: Physicians Realty L.P.
No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Underwritten Securities.
Appears in 1 contract
No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesOffered ADSs.
Appears in 1 contract
No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating with respect to the offering of the Securities.
Appears in 1 contract
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.
Appears in 1 contract
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating related to the offering of contemplated hereby, provided that the SecuritiesUnderwriters shall have undertaken commercially reasonable efforts to secure such confirmation.
Appears in 1 contract
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.. (j)
Appears in 1 contract
Samples: Conifer Holdings, Inc.
No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesOffered Shares.
Appears in 1 contract
No Objection. The FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesRights Offering.
Appears in 1 contract
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securitiesterms.
Appears in 1 contract
No Objection. If applicable, FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesShares.
Appears in 1 contract
Samples: Underwriting Agreement (Karyopharm Therapeutics Inc.)
No Objection. FINRA has shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesRights Offering.
Appears in 1 contract
Samples: Dealer Manager Agreement (WhiteHorse Finance, Inc.)
No Objection. If the offering of the Securities has been filed with FINRA, FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.
Appears in 1 contract
Samples: Underwriting Agreement (SELLAS Life Sciences Group, Inc.)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesShares.
Appears in 1 contract
Samples: Underwriting Agreement (First Potomac Realty Trust)
No Objection. The FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.
Appears in 1 contract
Samples: Underwriting Agreement (iKang Healthcare Group, Inc.)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesOffered Shares.
Appears in 1 contract
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesShares and Warrants.
Appears in 1 contract
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesOffering.
Appears in 1 contract
Samples: Underwriting Agreement (Tetragon Acquisition Corp I)
No Objection. FINRA has shall have confirmed that it has not raised any objection objections with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securitiesarrangements.
Appears in 1 contract
No Objection. If required, FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.
Appears in 1 contract
Samples: Underwriting Agreement (Prothena Corp Public LTD Co)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the SecuritiesRights Offering.
Appears in 1 contract
No Objection. If applicable, FINRA has confirmed that it has will have not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.
Appears in 1 contract
Samples: Underwriting Agreement (First Guaranty Bancshares, Inc.)
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Firm Securities.
Appears in 1 contract
No Objection. FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities.
Appears in 1 contract
Samples: Underwriting Agreement (Armada Hoffler Properties, Inc.)
