Common use of No Notations Clause in Contracts

No Notations. None of the tangible chattel paper or instruments that constitute or evidence the Assets has any marks or notations indicating that they have been pledged, assigned or otherwise conveyed to any Person other than the Borrower and the Agent (for the benefit of the Secured Parties). Purchase and Sale Agreement Assignment to GWG DLP Trust II Change of Ownership Change of Beneficiary Verification of Coverage In-force Policy Illustration The related Policy Form of Collateral Assignment to DZ Bank AG Deutsche Zentral-Genossenschaftsbank Copy of Insured’s Driver License or Government Photo ID Life Expectancy Reports from Approved Medical Underwriter Spousal Consent(s) (if Insured is married) Bankruptcy Search Results Federal Tax Lien Search Results State Tax Lien Search Results Irrevocable Limited Power of Attorney Any related escrow agreement ▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇▇, ▇▇▇▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ Borrower: GWG DLP Funding II, LLC, ▇▇-▇▇▇▇▇▇▇ Seller: GWG Life Settlements, LLC, ▇▇-▇▇▇▇▇▇▇ Performance Guarantor: GWG Holdings, LLC, ▇▇-▇▇▇▇▇▇▇ #▇▇▇▇▇▇▇▇ #22977903 GWG Life Settlements, LLC’s former name: Great West Growth, LLC Each Unregulated State ● GWG Life Settlements, LLC ● Lotus Life LLC ● Magna Life Settlements, Inc. Arkansas ● GWG Life Settlements, LLC California* ● Lotus Life LLC ● Magna Life Settlements, Inc. Colorado ● Lotus Life LLC ● Magna Life Settlements, Inc. Connecticut ● GWG Life Settlements, LLC Florida ● Lotus Life LLC ● Magna Life Settlements, Inc. Georgia ● Lotus Life LLC ● Magna Life Settlements, Inc. Illinois** ● Magna Life Settlements, Inc. Indiana ● GWG Life Settlements, LLC Iowa ● GWG Life Settlements, LLC Kansas ● GWG Life Settlements, LLC Kentucky ● Magna Life Settlements, Inc. Louisiana ● GWG Life Settlements, LLC Maine ● GWG Life Settlements, LLC Maryland ● GWG Life Settlements, LLC Minnesota ● Magna Life Settlements, Inc. Mississippi ● GWG Life Settlements, LLC Montana ● None Nebraska ● GWG Life Settlements, LLC Nevada (only at times prior to the Restatement Effective Date) ● Lotus Life LLC New Jersey ● Lotus Life LLC ● Magna Life Settlements, Inc. New York*** ● Lotus Life LLC ● Magna Life Settlements, Inc. North Carolina ● GWG Life Settlements, LLC Ohio ● Lotus Life LLC ● Magna Life Settlements, Inc. Oregon ● Magna Life Settlements, Inc. Oklahoma ● GWG Life Settlements, LLC Pennsylvania ● GWG Life Settlements, LLC Rhode Island ● GWG Life Settlements, LLC Tennessee ● GWG Life Settlements, LLC Texas ● GWG Life Settlements, LLC Utah ● Magna Life Settlements, Inc. Virginia ● GWG Life Settlements, LLC Wisconsin ● Magna Life Settlements, Inc. Alabama Arizona (only at times prior to September 30, 2013) Delaware District of Columbia Massachusetts (only at times prior to April 9, 2013) Michigan Missouri New Mexico South Carolina South Dakota Wyoming 1. GWG Life Settlements, LLC 2. Lotus Life LLC 3. Magna Life Settlements, Inc. To: DZ Bank AG Deutsche Zentral-Genossenschaftsbank, as Agent This compliance certificate (the “Certificate”) is furnished pursuant to that certain Amended and Restated Credit and Security Agreement dated as of January 25, 2013 (as amended, restated, supplemented or otherwise modified from time to time, the “Agreement”), among GWG DLP Funding II, LLC (“Life Settlement Borrower”), GWG Life Settlements, LLC (“Seller” and “Master Servicer”), GWG Holdings, LLC (“Performance Guarantor”), Autobahn Funding Company LLC, as Conduit Lender, and DZ Bank AG Deutsche Zentral-Genossenschaftsbank, as Agent and as Committed Lender. Capitalized terms used and not otherwise defined herein have the meanings specified in the Agreement. THE UNDERSIGNED HEREBY CERTIFIES THAT: 1. I am the duly elected of the [Borrower] [Seller] [Master Servicer] [Performance Guarantor]; 2. I have reviewed the terms of the Agreement and I have made, or have caused to be made under my supervision, a detailed review of the transactions and conditions of the [Borrower] [Seller] [Master Servicer] [Performance Guarantor] and its Subsidiaries during the accounting period covered by the attached financial statements; and 3. The examinations described in paragraph 2 did not disclose, and I have no knowledge of, the existence of any condition or event which constitutes an Event of Default or Potential Event of Default, during or at the end of the accounting period covered by the attached financial statements or as of the date of this Certificate, except as set forth below.