No Material Changes. Prior to each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, and Prospectus; (ii) no action, suit, or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent before or by any court or foreign, federal, or state commission, board, or other administrative agency wherein an unfavorable decision, ruling, or finding may have a Material Adverse Effect on the business, operations, prospects, or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of the Registration Statement, the Statutory Prospectus, or the Prospectus, or any amendment or supplement thereto shall contain any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectus, in light of the circumstances under which they were made), not misleading.
Appears in 26 contracts
Sources: Underwriting Agreement (RF Acquisition Corp.), Underwriting Agreement (RF Acquisition Corp.), Underwriting Agreement (RF Acquisition Corp.)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving that is likely to result in a material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Statement and Prospectus; (ii) no action, suit, suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Initial Shareholder before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Preliminary Prospectus and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Preliminary Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Preliminary Prospectus nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectus, in light of the circumstances under which they were made), not misleading.
Appears in 26 contracts
Sources: Underwriting Agreement (Financial Strategies Acquisition Corp.), Underwriting Agreement (Cleantech Acquisition Corp.), Underwriting Agreement (Cleantech Acquisition Corp.)
No Material Changes. Prior to and on each of the Closing Date and the each Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Pricing Disclosure Package and the Prospectus; (ii) no action, suit, suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Insider before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospectsproperties, assets, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Pricing Disclosure Package and the Prospectus; (iii) no stop order shall have been issued under the Securities Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Pricing Disclosure Package and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Securities Act and the Securities Act Regulations and shall conform in all material respects to the requirements of the Securities Act and the Securities Act Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Pricing Disclosure Package nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 25 contracts
Sources: Underwriting Agreement (American Battery Materials, Inc.), Underwriting Agreement (Bimergen Energy Corp), Underwriting Agreement (Off the Hook Ys Inc.)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Statement and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Insider before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Statement and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor therefore shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Statement and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, Statement nor the Statutory Prospectus, or the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 23 contracts
Sources: Underwriting Agreement (Eco-Stim Energy Solutions, Inc.), Underwriting Agreement (Eco-Stim Energy Solutions, Inc.), Underwriting Agreement (Eco-Stim Energy Solutions, Inc.)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: , (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, Statement and the Statutory Prospectus, and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Insider before or by any court or foreign, federal, foreign or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, or financial condition or income of the Company, except as set forth in the Registration Statement, Statement and the Statutory Prospectus, and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or or, to the Company’s knowledge, threatened by the Commission; , and (iv) the Registration Statement, the Statutory Prospectus, Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Prospectus nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 22 contracts
Sources: Underwriting Agreement (StoneBridge Acquisition II Corp), Underwriting Agreement (StoneBridge Acquisition II Corp), Underwriting Agreement (StoneBridge Acquisition II Corp)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: , (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Sale Preliminary Prospectus and Prospectus, and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Existing Stockholder before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Sale Preliminary Prospectus and Prospectus, and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; , and (iv) the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Sale Preliminary Prospectus nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 21 contracts
Sources: Underwriting Agreement (Arcade Acquisition Corp.), Underwriting Agreement (FMG Acquisition Corp), Underwriting Agreement (TM Entertainment & Media, Inc.)
No Material Changes. Prior to each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Prospectus and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Prospectus and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of the Registration Statement, the Statutory Prospectus, Prospectus or the Prospectus, or any amendment or supplement thereto shall contain any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectus, in light of the circumstances under which they were made), not misleading.
Appears in 16 contracts
Sources: Underwriting Agreement (HL Acquisitions Corp.), Underwriting Agreement (HL Acquisitions Corp.), Underwriting Agreement (Union Acquisition Corp.)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving that is likely to result in a material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Statement and Prospectus; (ii) no action, suit, suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent the Initial Stockholder before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Preliminary Prospectus and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Preliminary Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Preliminary Prospectus nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectus, in light of the circumstances under which they were made), not misleading.
Appears in 16 contracts
Sources: Underwriting Agreement (Bellevue Life Sciences Acquisition Corp.), Underwriting Agreement (Bellevue Life Sciences Acquisition Corp.), Underwriting Agreement (Bellevue Life Sciences Acquisition Corp.)
No Material Changes. Prior to each of and on the Closing Date and the each Option Closing Date, if any: (i) there shall have been no material adverse change Material Adverse Effect or development involving a material adverse change prospective Material Adverse Effect in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Pricing Disclosure Package and the Prospectus; (ii) no action, suit, suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent director or officer before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Pricing Disclosure Package and the Prospectus; (iii) no stop order shall have been issued under the Securities Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Pricing Disclosure Package and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Securities Act and the Securities Act Regulations and shall conform in all material respects to the requirements of the Securities Act and the Securities Act Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Pricing Disclosure Package nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 15 contracts
Sources: Underwriting Agreement (NXT-Id, Inc.), Underwriting Agreement (NXT-Id, Inc.), Underwriting Agreement (Enservco Corp)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Statement and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Initial Stockholder before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Preliminary Prospectus and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Preliminary Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Preliminary Prospectus nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectus, in light of the circumstances under which they were made), not misleading.
Appears in 13 contracts
Sources: Underwriting Agreement (Pinpoint Advance CORP), Underwriting Agreement (BBV Vietnam S.E.A. Acquisition Corp.), Underwriting Agreement (Pinpoint Advance CORP)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: , (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Sale Preliminary Prospectus and the Prospectus, and Prospectus; (ii) no action, suit, suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Insider before or by any court or foreign, federal, foreign or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Sale Preliminary Prospectus and the Prospectus, and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or or, to the Company’s knowledge, assuming reasonable inquiry, threatened by the Commission; , and (iv) the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Sale Preliminary Prospectus nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 12 contracts
Sources: Underwriting Agreement (Soren Acquisition Corp.), Underwriting Agreement (Daedalus Special Acquisition Corp.), Underwriting Agreement (Leapfrog Acquisition Corp)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Statement and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Initial Stockholder before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Statement and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Statement and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, Statement nor the Statutory Prospectus, or the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 12 contracts
Sources: Underwriting Agreement (SMG Indium Resources Ltd.), Underwriting Agreement (SMG Indium Resources Ltd.), Underwriting Agreement (SMG Indium Resources Ltd.)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: , (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, Statement and the Statutory IPO Prospectus, and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Insider before or by any court or foreign, federal, foreign or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, or financial condition or income of the Company, except as set forth in the Registration Statement, Statement and the Statutory IPO Prospectus, and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or or, to the Company’s knowledge, assuming reasonable inquiry, threatened by the Commission; , and (iv) the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus and the IPO Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Sale Preliminary Prospectus nor the Prospectus, or IPO Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 12 contracts
Sources: Underwriting Agreement (Environmental Impact Acquisition Corp), Underwriting Agreement (Environmental Impact Acquisition Corp), Underwriting Agreement (B. Riley Principal Merger Corp. II)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving that is likely to result in a material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Statement and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company Company, its officers, or any Respondent directors before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Preliminary Prospectus and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Preliminary Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Preliminary Prospectus nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectus, in light of the circumstances under which they were made), not misleading.
Appears in 12 contracts
Sources: Underwriting Agreement (AGBA Acquisition LTD), Underwriting Agreement (AGBA Acquisition LTD), Underwriting Agreement (Tenzing Acquisition Corp.)
No Material Changes. Prior to and on each of the Closing Date and the each Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Pricing Disclosure Package and the Prospectus; (ii) no action, suit, suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Insider before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Pricing Disclosure Package and the Prospectus; (iii) no stop order shall have been issued under the Securities Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Pricing Disclosure Package and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Securities Act and the Regulations and shall conform in all material respects to the requirements of the Securities Act and the Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Pricing Disclosure Package nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 11 contracts
Sources: Underwriting Agreement (Cancer Genetics, Inc), Underwriting Agreement (Cancer Genetics, Inc), Underwriting Agreement (Cancer Genetics, Inc)
No Material Changes. Prior to and on each of the Closing Date and the each Option Closing Date, if any: (i) there shall have been no material adverse change Material Adverse Change or development involving a material adverse change prospective Material Adverse Change in the condition or prospects or the business activities, financial or otherwise, of the Company or any subsidiary or variable interest entity of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Pricing Prospectus and the Prospectus; (ii) no action, suit, suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Insider before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have would reasonably be expected to result in a Material Adverse Effect on the business, operations, prospects, or financial condition or income of the CompanyChange, except as set forth in the Registration Statement, the Statutory Prospectus, Pricing Prospectus and the Prospectus; (iii) no stop order shall have been issued under the Securities Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Pricing Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Securities Act and the Securities Act Regulations and shall conform in all material respects to the requirements of the Securities Act and the Securities Act Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Pricing Prospectus nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 11 contracts
Sources: Underwriting Agreement (Guardion Health Sciences, Inc.), Underwriting Agreement (Guardion Health Sciences, Inc.), Underwriting Agreement (Guardion Health Sciences, Inc.)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving that is likely to result in a material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Statement and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Initial Stockholder before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Preliminary Prospectus and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Preliminary Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Preliminary Prospectus nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectus, in light of the circumstances under which they were made), not misleading.
Appears in 10 contracts
Sources: Underwriting Agreement (Arogo Capital Acquisition Corp.), Underwriting Agreement (Arogo Capital Acquisition Corp.), Underwriting Agreement (Arogo Capital Acquisition Corp.)
No Material Changes. Prior to each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory ProspectusGeneral Disclosure Package, and Prospectus; (ii) no action, suit, or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent before or by any court or foreign, federal, or state commission, board, or other administrative agency wherein an unfavorable decision, ruling, or finding may have a Material Adverse Effect on the business, operations, prospects, or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory ProspectusGeneral Disclosure Package, and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory ProspectusGeneral Disclosure Package, and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of the Registration Statement, the Statutory ProspectusGeneral Disclosure Package, or the Prospectus, or any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus General Disclosure Package and Prospectus, in the light of the circumstances under which they were made), not misleading.
Appears in 10 contracts
Sources: Underwriting Agreement (K2 Capital Acquisition Corp), Underwriting Agreement (GigCapital8 Corp.), Underwriting Agreement (GigCapital8 Corp.)
No Material Changes. Prior to and on each of the Closing Date and the each Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Pricing Disclosure Package and the Prospectus; (ii) no action, suit, suit or proceeding, at law or in equity, shall have been pending pending, or the Company’s knowledge, threatened against the Company or any Respondent Insider before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Pricing Disclosure Package and the Prospectus; (iii) no stop order shall have been issued under the Securities Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Pricing Disclosure Package and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Securities Act and the Securities Act Regulations and shall conform in all material respects to the requirements of the Securities Act and the Securities Act Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Pricing Disclosure Package nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 10 contracts
Sources: Underwriting Agreement (Vocodia Holdings Corp), Underwriting Agreement (Vocodia Holdings Corp), Underwriting Agreement (Vocodia Holdings Corp)
No Material Changes. Prior to and on each of the Closing Date and the each Option Closing Date, if any: (i) there shall have been no material adverse change Material Adverse Change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Pricing Disclosure Package and the Prospectus; (ii) no action, suit, suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Insider before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on that would reasonably be expected to materially adversely affect the business, operations, prospectsproperties, assets, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Pricing Disclosure Package and the Prospectus; (iii) no stop order shall have been issued under the Securities Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Pricing Disclosure Package and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Securities Act and the Securities Act Regulations and shall conform in all material respects to the requirements of the Securities Act and the Securities Act Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Pricing Disclosure Package nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 10 contracts
Sources: Underwriting Agreement (Tivic Health Systems, Inc.), Underwriting Agreement (Tivic Health Systems, Inc.), Underwriting Agreement (Tivic Health Systems, Inc.)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activitiesbusiness, financial or otherwise, of the Company from the latest dates as of which such condition information is set forth in the Registration Statement, the Statutory Prospectus, Statement and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Insider before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Statement and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Statement and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, Statement nor the Statutory Prospectus, or the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 9 contracts
Sources: Underwriting Agreement (Selway Capital Acquisition Corp.), Underwriting Agreement (Selway Capital Acquisition Corp.), Underwriting Agreement (Selway Capital Acquisition Corp.)
No Material Changes. Prior to each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory ProspectusGeneral Disclosure Package, and Prospectus; (ii) no action, suit, or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent before or by any court or foreign, federal, or state commission, board, or other administrative agency wherein an unfavorable decision, ruling, or finding may have a Material Adverse Effect on the business, operations, prospects, or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory ProspectusGeneral Disclosure Package, and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory ProspectusGeneral Disclosure Package, and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of the Registration Statement, the Statutory ProspectusGeneral Disclosure Package, or the Prospectus, or any amendment or supplement thereto shall contain any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus General Disclosure Package and Prospectus, in the light of the circumstances under which they were made), not misleading.
Appears in 9 contracts
Sources: Underwriting Agreement (GigCapital7 Corp.), Underwriting Agreement (GigCapital7 Corp.), Underwriting Agreement (GigInternational1, Inc.)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving that is likely to result in a material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Statement and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Initial Shareholder before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Preliminary Prospectus and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Preliminary Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Preliminary Prospectus nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectus, in light of the circumstances under which they were made), not misleading.
Appears in 9 contracts
Sources: Underwriting Agreement (Atlantic Acquisition Corp.), Underwriting Agreement (Atlantic Acquisition Corp.), Underwriting Agreement (Stellar Acquisition III Inc.)
No Material Changes. Prior to and on each of the Closing Date and the each Option Closing Date, if any: (i) there shall have been no material adverse change Material Adverse Change or development involving a material adverse change prospective Material Adverse Change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Pricing Disclosure Package and the Prospectus; (ii) no action, suit, suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Insider before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospectsproperties, assets, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Pricing Disclosure Package and the Prospectus; (iii) no stop order shall have been issued under the Securities Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Pricing Disclosure Package and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Securities Act and the Securities Act Regulations and shall conform in all material respects to the requirements of the Securities Act and the Securities Act Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Pricing Disclosure Package nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 8 contracts
Sources: Underwriting Agreement (Nova Minerals LTD), Underwriting Agreement (Nova Minerals LTD), Underwriting Agreement (Nova Minerals LTD)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: , (i) there shall have been no material adverse change or development involving a material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, Statement and the Statutory Prospectus, and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Initial Stockholder before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Preliminary Prospectus and the Prospectus, and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; , and (iv) the Registration Statement, the Statutory Prospectus, Preliminary Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Preliminary Prospectus nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 8 contracts
Sources: Underwriting Agreement (New Asia Partners China I Corp), Underwriting Agreement (New Asia Partners China CORP), Underwriting Agreement (New Asia Partners China CORP)
No Material Changes. Prior to each of and on the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Statement and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Insider before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Statement and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor therefore shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Statement and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, Statement nor the Statutory Prospectus, or the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 8 contracts
Sources: Underwriting Agreement (Fuling Global Inc.), Underwriting Agreement (Fuling Global Inc.), Underwriting Agreement (Fuling Global Inc.)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Statement and ProspectusProspectus taken as a whole; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent officers or directors before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Statement and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor therefore shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Statement and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, Statement nor the Statutory Prospectus, or the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 8 contracts
Sources: Underwriting Agreement (Movano Inc.), Underwriting Agreement (Movano Inc.), Underwriting Agreement (TFF Pharmaceuticals, Inc.)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: , (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Statement and Prospectus, and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Initial Stockholder before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Statement and Prospectus, and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; , and (iv) the Registration Statement, the Statutory Prospectus, Statement and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, Statement nor the Statutory Prospectus, or the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 7 contracts
Sources: Underwriting Agreement (Staccato Acquisition Corp.), Underwriting Agreement (Staccato Acquisition Corp.), Underwriting Agreement (Symphony Acquisition Corp.)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: , (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Sale Preliminary Prospectus and the Prospectus, and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Initial Stockholder before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Sale Preliminary Prospectus and the Prospectus, and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; , and (iv) the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Sale Preliminary Prospectus nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 7 contracts
Sources: Underwriting Agreement (Highbury Financial Inc), Underwriting Agreement (InterAmerican Acquisition Group Inc), Underwriting Agreement (Highbury Financial Inc)
No Material Changes. Prior to each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Prospectus and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Company Affiliate before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Prospectus and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of the Registration Statement, the Statutory Prospectus, Prospectus or the Prospectus, or any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectus, in light of the circumstances under which they were made), not misleading.
Appears in 7 contracts
Sources: Underwriting Agreement (Keyarch Acquisition Corp), Underwriting Agreement (Keyarch Acquisition Corp), Underwriting Agreement (ROC Energy Acquisition Corp.)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: , (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Statement and Prospectus, and Prospectus; (ii) no action, suit, suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Initial Stockholder before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Statement and Prospectus, and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; , and (iv) the Registration Statement, the Statutory Prospectus, Statement and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, Statement nor the Statutory Prospectus, or the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 7 contracts
Sources: Underwriting Agreement (Renaissance Acquisition Corp.), Underwriting Agreement (Vector Intersect Security Acquisition Corp.), Underwriting Agreement (Renaissance Acquisition Corp.)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: , (i) there shall have been no material adverse change or development involving which would reasonably be expected to result in a material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, Statement and the Statutory Prospectus, and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Insider before or by any court or foreign, federal, foreign or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, or financial condition or income of the Company, except as set forth in the Registration Statement, Statement and the Statutory Prospectus, and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or or, to the Company’s knowledge, assuming reasonable inquiry, threatened by the Commission; , and (iv) the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Sale Preliminary Prospectus nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 7 contracts
Sources: Underwriting Agreement (KBL Merger Corp. Iv), Underwriting Agreement (KBL Merger Corp. Iv), Underwriting Agreement (KBL Merger Corp. Iv)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: , (i) there shall have been no material adverse change or development involving a pro-spective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Pricing Disclosure Package and the Prospectus, and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Initial Stockholder before or by any court or foreign, federal, federal or state commission, board, board or other administrative admin-istrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Statement and Prospectus, and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; , and (iv) the Registration Statement, the Statutory Prospectus, Statement and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, Statement nor the Statutory Prospectus, or the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 6 contracts
Sources: Underwriting Agreement (Rand Acquisition Corp. II), Underwriting Agreement (Global Alternative Asset Management, Inc.), Underwriting Agreement (Hyde Park Acquisition CORP)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: , (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, Statement and the Statutory IPO Prospectus, and Prospectus; (ii) no action, suit, suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Insider before or by any court or foreign, federal, foreign or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, or financial condition or income of the Company, except as set forth in the Registration Statement, Statement and the Statutory IPO Prospectus, and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or or, to the Company’s knowledge, assuming reasonable inquiry, threatened by the Commission; , and (iv) the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus and the IPO Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Sale Preliminary Prospectus nor the Prospectus, or IPO Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 6 contracts
Sources: Underwriting Agreement (B. Riley Principal 250 Merger Corp.), Underwriting Agreement (B. Riley Principal 250 Merger Corp.), Underwriting Agreement (B. Riley Principal 250 Merger Corp.)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: , (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Statement and Prospectus, and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Existing Stockholder before or by any court or foreign, federal, Federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Statement and Prospectus, and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; , and (iv) the Registration Statement, the Statutory Prospectus, Statement and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, Statement nor the Statutory Prospectus, or the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 6 contracts
Sources: Underwriting Agreement (Echo Healthcare Acquisition Corp.), Underwriting Agreement (H D Partners Acquisition CORP), Underwriting Agreement (HD Partners Acquisition CORP)
No Material Changes. Prior to each of and on the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Base Prospectus, any Issuer Free Writing Prospectus and ProspectusProspectus Supplement; (ii) no action, suit, suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Insider before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Base Prospectus, any Issuer Free Writing Prospectus and ProspectusProspectus Supplement; (iii) no stop order shall have been issued under the Securities Act against the Company and no proceedings therefor shall have been initiated or threatened by the CommissionSEC; and (iv) the Registration Statement, the Statutory Base Prospectus, any Issuer Free Writing Prospectus and the Prospectus Supplement and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the 1933 Act and the Regulations rules and regulations of the SEC promulgated thereunder and shall conform in all material respects to the requirements of the 1933 Act and the Regulationsrules and regulations of the SEC promulgated thereunder, and none of neither the Registration Statement, the Statutory Base Prospectus, or any Issuer Free Writing Prospectus nor the Prospectus, or Prospectus Supplement nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 6 contracts
Sources: Securities Purchase Agreement (Terra Tech Corp.), Securities Purchase Agreement (Terra Tech Corp.), Securities Purchase Agreement (Terra Tech Corp.)
No Material Changes. Prior to and on each of the Closing Date and the each Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Pricing Disclosure Package and the Prospectus; (ii) no action, suit, suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Insider before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have would reasonably be expected to cause a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Pricing Disclosure Package and the Prospectus; (iii) no stop order shall have been issued under the Securities Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Pricing Disclosure Package and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Securities Act and the Securities Act Regulations and shall conform in all material respects to the requirements of the Securities Act and the Securities Act Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Pricing Disclosure Package nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 6 contracts
Sources: Underwriting Agreement (Aytu Bioscience, Inc), Underwriting Agreement (Aytu Bioscience, Inc), Underwriting Agreement (Aytu Bioscience, Inc)
No Material Changes. Prior to each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, and Prospectus; (ii) no action, suit, or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent before or by any court or foreign, federal, or state commission, board, or other administrative agency wherein an unfavorable decision, ruling, or finding may have a Material Adverse Effect materially adversely effect on the business, operations, prospects, or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of the Registration Statement, the Statutory Prospectus, or the Prospectus, or any amendment or supplement thereto shall contain any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectus, in light of the circumstances under which they were made), not misleading.
Appears in 6 contracts
Sources: Underwriting Agreement (InterPrivate Acquisition Corp.), Underwriting Agreement (InterPrivate Acquisition Corp.), Underwriting Agreement (Schultze Special Purpose Acquisition Corp.)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: , (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Sale Preliminary Prospectus and the Prospectus, and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Existing Stockholder before or by any court or foreign, federal, Federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Sale Preliminary Prospectus and the Prospectus, and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; , and (iv) the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Sale Preliminary Prospectus nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 5 contracts
Sources: Underwriting Agreement (Camden Learning CORP), Underwriting Agreement (Camden Learning CORP), Underwriting Agreement (Camden Learning CORP)
No Material Changes. Prior to and on each of the Closing Date and the each Option Closing Date, if any: (i) there shall have been no material adverse change Material Adverse Change or development involving a material adverse change prospective Material Adverse Change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Pricing Disclosure Package and the Prospectus; (ii) no action, suit, suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Insider before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Pricing Disclosure Package and the Prospectus; (iii) no stop order shall have been issued under the Securities Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Pricing Disclosure Package and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Securities Act and the Regulations and shall conform in all material respects to the requirements of the Securities Act and the Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Pricing Disclosure Package nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 5 contracts
Sources: Underwriting Agreement (Tg Therapeutics, Inc.), Underwriting Agreement (Stemline Therapeutics Inc), Underwriting Agreement (Stemline Therapeutics Inc)
No Material Changes. Prior to and on each of the Closing Date and the each Option Closing Date, if any: (i) there shall have been no material adverse change Material Adverse Effect or development involving a material adverse change prospective Material Adverse Effect in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Pricing Disclosure Package and the Prospectus; (ii) no action, suit, suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Insider before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Pricing Disclosure Package and the Prospectus; (iii) no stop order shall have been issued under the Securities Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Pricing Disclosure Package and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Securities Act and the Securities Act Regulations and shall conform in all material respects to the requirements of the Securities Act and the Securities Act Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Pricing Disclosure Package nor the Prospectus, or Prospectus nor any Issuer Free Writing nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (therein, in the case of the Statutory Prospectus and Prospectus, in light of the circumstances under which they were made), not misleading.
Appears in 5 contracts
Sources: Underwriting Agreement (Cocrystal Pharma, Inc.), Underwriting Agreement (Opgen Inc), Underwriting Agreement (Creative Realities, Inc.)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: , (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Preliminary Prospectus and Prospectus, and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Initial Stockholder before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Preliminary Prospectus and Prospectus, and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; , and (iv) the Registration Statement, the Statutory Prospectus, Preliminary Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Preliminary Prospectus nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 5 contracts
Sources: Underwriting Agreement (2020 ChinaCap Acquirco, Inc.), Underwriting Agreement (2020 ChinaCap Acquirco, Inc.), Underwriting Agreement (2020 ChinaCap Acquirco, Inc.)
No Material Changes. Prior to and on each of the Closing Date and the each Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, Statement and the Statutory Prospectus, and ProspectusProspectus taken as a whole; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent officers or directors before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, or financial condition or income results of operations of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Statement and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor therefore shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Statement and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, Statement nor the Statutory Prospectus, or the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 5 contracts
Sources: Underwriting Agreement (Coya Therapeutics, Inc.), Underwriting Agreement (Journey Medical Corp), Underwriting Agreement (Journey Medical Corp)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a material adverse change in the condition or condition, results, prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company, any Company Affiliate or any Respondent Initial Stockholder before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus and the Prospectus and any amendments thereof or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus or the Prospectus, or nor any amendment thereof or supplement thereto thereto, shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Sale Preliminary Prospectus and or Prospectus, in light of the circumstances under which they were made), ) not misleading.
Appears in 5 contracts
Sources: Underwriting Agreement (United Refining Energy Corp), Underwriting Agreement (TransTech Services Partners Inc.), Underwriting Agreement (TransTech Services Partners Inc.)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Statement and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or or, to the knowledge of the Company, threatened against the Company or any Respondent Initial Stockholder before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Statement and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Statement and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, Statement nor the Statutory Prospectus, or the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 5 contracts
Sources: Underwriting Agreement (Platinum Energy Resources Inc), Underwriting Agreement (Key Hospitality Acquisition CORP), Underwriting Agreement (Platinum Energy Resources Inc)
No Material Changes. Prior to each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Prospectus and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Company Affiliate before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Prospectus and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of the Registration Statement, the Statutory Prospectus, Prospectus or the Prospectus, or any amendment or supplement thereto shall contain any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectus, in light of the circumstances under which they were made), not misleading.
Appears in 5 contracts
Sources: Underwriting Agreement (China VantagePoint Acquisition Co), Underwriting Agreement (Lone Oak Acquisition Corp), Underwriting Agreement (China VantagePoint Acquisition Co)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Statement and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Initial Shareholder before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Statement and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor therefore shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Statement and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, Statement nor the Statutory Prospectus, or the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 5 contracts
Sources: Underwriting Agreement (China Education, Inc), Underwriting Agreement (China Education, Inc), Underwriting Agreement (Skystar Bio-Pharmaceutical Co)
No Material Changes. Prior to each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Prospectus and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Company Affiliate before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Prospectus and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of the Registration Statement, the Statutory Prospectus, Prospectus or the Prospectus, or any amendment or supplement thereto shall contain any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectus, in light of the circumstances under which they were made), not misleading.
Appears in 5 contracts
Sources: Underwriting Agreement (Infinity Cross Border Acquisition Corp), Underwriting Agreement (Infinity Cross Border Acquisition Corp), Underwriting Agreement (Infinity Cross Border Acquisition Corp)
No Material Changes. Prior to and on each of the Closing Date and the each Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a material adverse change prospective Material Adverse Change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Pricing Disclosure Package and the Prospectus; (ii) no action, suit, suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Insider before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Pricing Disclosure Package and the Prospectus; (iii) no stop order shall have been issued under the Securities Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Pricing Disclosure Package and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Securities Act and the Securities Act Regulations and shall conform in all material respects to the requirements of the Securities Act and the Securities Act Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Pricing Disclosure Package nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 4 contracts
Sources: Underwriting Agreement (Intellicheck Mobilisa, Inc.), Underwriting Agreement (Intellicheck Mobilisa, Inc.), Underwriting Agreement (Intellicheck Mobilisa, Inc.)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: , (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Statement and Prospectus, and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Initial Stockholder before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Statement and Prospectus, and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; , and (iv) the Registration Statement, the Statutory Prospectus, Statement and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, Statement nor the Statutory Prospectus, or the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 4 contracts
Sources: Underwriting Agreement (International Metal Enterprises, Inc.), Underwriting Agreement (International Metal Enterprises, Inc.), Underwriting Agreement (International Metal Enterprises, Inc.)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: , (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Initial Stockholder before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus and Prospectus, and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; , and (iv) the Registration Statement, the Statutory Prospectus, the Registration Statement and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations Rules and shall conform in all material respects to the requirements of the Act and the RegulationsRules, and none of the Registration Statement, neither the Statutory Prospectus, or Prospectus nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 4 contracts
Sources: Underwriting Agreement (Apex Bioventures Acquisition Corp), Underwriting Agreement (Shine Media Acquisition Corp.), Underwriting Agreement (Shine Media Acquisition Corp.)
No Material Changes. Prior to each of and on the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change Material Adverse Effect or development involving a material adverse change prospective Material Adverse Effect in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, Statement and the Statutory Prospectus, and Prospectus; (ii) no action, suit, suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent affiliates of the Company before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, Statement and the Statutory Prospectus, and Prospectus; (iii) no stop order shall have been issued under the Securities Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Statement and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Securities Act and the Securities Act Regulations and shall conform in all material respects to the requirements of the Securities Act and the Securities Act Regulations, and none of neither the Registration Statement, Statement nor the Statutory Prospectus, or the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 4 contracts
Sources: Placement Agent Agreement (C3is Inc.), Placement Agent Agreement (C3is Inc.), Placement Agent Agreement (Zoomcar Holdings, Inc.)
No Material Changes. Prior to each of and on the Closing Date and the each Option Closing Date, if any: (i) there shall have been no material adverse change Material Adverse Effect or development involving a material adverse change prospective Material Adverse Effect in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Pricing Disclosure Package and the Prospectus; (ii) no action, suit, suit or proceeding, at law or in equity, shall have been pending or to the Company’s knowledge threatened against the Company or any Respondent Insider before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Pricing Disclosure Package and the Prospectus; (iii) no stop order shall have been issued under the Securities Act against the Company and no proceedings therefor shall have been initiated or to the Company’s knowledge threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Pricing Disclosure Package and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Securities Act and the Securities Act Regulations and shall conform in all material respects to the requirements of the Securities Act and the Securities Act Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Pricing Disclosure Package nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 4 contracts
Sources: Underwriting Agreement (iBio, Inc.), Underwriting Agreement (iBio, Inc.), Underwriting Agreement (iBio, Inc.)
No Material Changes. Prior to each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Prospectus and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Company Affiliate before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Prospectus and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of the Registration Statement, the Statutory Prospectus, Prospectus or the Prospectus, or any amendment or supplement thereto shall contain any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectus, in light of the circumstances under which they were made), not misleading.
Appears in 4 contracts
Sources: Underwriting Agreement (Andina Acquisition Corp), Underwriting Agreement (Andina Acquisition Corp), Underwriting Agreement (Andina Acquisition Corp)
No Material Changes. Prior to and on each of the Closing Date and the each Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a material adverse change in the condition or condition, results, business prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus and the Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company, any Company Affiliate or any Respondent Company Insider before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, and the Prospectus and any amendments or supplements thereto thereof shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall not contain any untrue statement of a material fact necessary to make the statements therein not misleading and shall conform in all material respects to the requirements of the Act and the Regulations, and none neither the Sale Preliminary Prospectus at the Time of Sale and as of the Registration Statement, the Statutory Prospectus, or date thereof nor the Prospectus, or as of its date and as of the date thereof, nor any amendment thereof or supplement thereto thereto, contained or shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectus, in light of the circumstances under which they were made), made not misleading.
Appears in 4 contracts
Sources: Underwriting Agreement (Chart Acquisition Corp.), Underwriting Agreement (Chart Acquisition Corp.), Underwriting Agreement (Chart Acquisition Corp.)
No Material Changes. Prior to each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, and Prospectus; (ii) no action, suit, or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent before or by any court or foreign, federal, or state commission, board, or other administrative agency wherein an unfavorable decision, ruling, or finding may have a Material Adverse Effect on the business, operations, prospects, or financial condition or income of the CompanyEffect, except as set forth in the Registration Statement, the Statutory Prospectus, and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of the Registration Statement, the Statutory Prospectus, or the Prospectus, or any amendment or supplement thereto shall contain any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectus, in light of the circumstances under which they were made), not misleading.
Appears in 4 contracts
Sources: Underwriting Agreement (Novus Capital Corp), Underwriting Agreement (Novus Capital Corp), Underwriting Agreement (Novus Capital Corp)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Preliminary Prospectus and Prospectus; (ii) no action, suit, suit or proceeding, at law or in equity, shall have been pending or or, to the knowledge of the Company, threatened against the Company or any Respondent Insider before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Preliminary Prospectus and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor therefore shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Preliminary Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, Preliminary Prospectus nor the Statutory Prospectus, or the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 4 contracts
Sources: Underwriting Agreement (Dais Analytic Corp), Underwriting Agreement (Dais Analytic Corp), Underwriting Agreement (Dais Analytic Corp)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: , (i) there shall have been no material adverse change or development involving a material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, Statement and the Statutory Prospectus, and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Insider before or by any court or foreign, federal, foreign or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, or financial condition or income of the Company, except as set forth in the Registration Statement, Statement and the Statutory Prospectus, and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or or, to the Company’s knowledge, assuming reasonable inquiry, threatened by the Commission; , and (iv) the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Sale Preliminary Prospectus nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 4 contracts
Sources: Underwriting Agreement (Sanaby Health Acquisition Corp. I), Underwriting Agreement (Sanaby Health Acquisition Corp. I), Underwriting Agreement (EG Acquisition Corp.)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company and its Subsidiaries, individually or taken as a whole, from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Statement and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Insider before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Statement and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor therefore shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Statement and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, Statement nor the Statutory Prospectus, or the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 4 contracts
Sources: Underwriting Agreement (China Shandong Industries, Inc.), Underwriting Agreement (China Shandong Industries, Inc.), Underwriting Agreement (China Shandong Industries, Inc.)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: , (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Sale Preliminary Prospectus and the Prospectus, and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Insider before or by any court or foreignFederal, federal, foreign or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Sale Preliminary Prospectus and the Prospectus, and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; , and (iv) the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Sale Preliminary Prospectus nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 4 contracts
Sources: Underwriting Agreement (Nautilus Marine Acquisition Corp), Underwriting Agreement (Nautilus Marine Acquisition Corp), Underwriting Agreement (S.E. Asia Emerging Market Company., LTD)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change Material Adverse Change or development involving a material adverse change prospective Material Adverse Change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Disclosure Package and the Prospectus; (ii) no action, suit, suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent affiliates of the Company before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Disclosure Package and the Prospectus; (iii) no stop order shall have been issued under the Securities Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Disclosure Package and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Securities Act and the Securities Act Regulations and shall conform in all material respects to the requirements of the Securities Act and the Securities Act Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Disclosure Package nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 4 contracts
Sources: Underwriting Agreement (HiTek Global Inc.), Underwriting Agreement (HiTek Global Inc.), Underwriting Agreement (HiTek Global Inc.)
No Material Changes. Prior to each of and on the Closing Date and the Option Closing Date, if anyTime: (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Pricing Prospectus and the Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Insider before or by any court or foreign, federal, Federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Pricing Prospectus and the Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor therefore shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Pricing Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, Statement nor the Statutory Prospectus, or Pricing Prospectus nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 4 contracts
Sources: Underwriter Agreement (Dogness (International) Corp), Placement Agreement (Hebron Technology Co., LTD), Placement Agreement (Hebron Technology Co., LTD)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: , (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration StatementPreliminary Prospectus, the Statutory Registration Statement and the Prospectus, and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Initial Stockholder before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration StatementPreliminary Prospectus, the Statutory Registration Statement and the Prospectus, and Prospectus; (iii) no stop order shall have been issued under the Securities Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; Commission and (iv) the Registration StatementPreliminary Prospectus, the Statutory Prospectus, Registration Statement and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Securities Act and the Regulations and shall conform in all material respects to the requirements of the Securities Act and the Regulations, and none of neither the Preliminary Prospectus, the Registration Statement, Statement nor the Statutory Prospectus, or the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 4 contracts
Sources: Underwriting Agreement (Shermen WSC Acquisition Corp), Underwriting Agreement (Shermen WSC Acquisition Corp), Underwriting Agreement (Shermen WSC Acquisition Corp)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Statement and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Initial Stockholder before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Statement and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Statement and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, Statement nor the Statutory Prospectus, or the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectus, in light of the circumstances under which they were made), not misleading.
Appears in 3 contracts
Sources: Underwriting Agreement (Affinity Media International Corp.,), Underwriting Agreement (Healthcare Acquisition Corp), Underwriting Agreement (Healthcare Acquisition Corp)
No Material Changes. Prior to and on each of the Closing Date and the each Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Pricing Disclosure Package and the Prospectus; (ii) no action, suit, suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may could reasonably be expected to have a Material Adverse Effect on the business, operations, prospects, or financial condition or income of the CompanyEffect, except as set forth in the Registration Statement, the Statutory Prospectus, Pricing Disclosure Package and the Prospectus; (iii) no stop order shall have been issued under the Securities Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Pricing Disclosure Package and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Securities Act and the Regulations and shall conform in all material respects to the requirements of the Securities Act and the Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Pricing Disclosure Package nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein therein, (in with respect to the case of Pricing Disclosure Package and the Statutory Prospectus and Prospectus, in light of the circumstances under which they were made), not misleading.
Appears in 3 contracts
Sources: Underwriting Agreement (BioLineRx Ltd.), Underwriting Agreement (BioLineRx Ltd.), Underwriting Agreement (BioLineRx Ltd.)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: , (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Statement and Prospectus, and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Initial Shareholder before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Statement and Prospectus, and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; , and (iv) the Registration Statement, the Statutory Prospectus, Statement and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, Statement nor the Statutory Prospectus, or the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 3 contracts
Sources: Underwriting Agreement (China Discovery Acquisition Corp.), Underwriting Agreement (China Discovery Acquisition Corp.), Underwriting Agreement (Nagao Group Holdings LTD)
No Material Changes. Prior to each of and on the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change Material Adverse Effect or development involving a material adverse change prospective Material Adverse Effect in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Pricing Disclosure Package and the Prospectus; (ii) no action, suit, suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent affiliates of the Company before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, Statement and the Statutory Prospectus, and Prospectus; (iii) no stop order shall have been issued under the Securities Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Statement and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Securities Act and the Securities Act Regulations and shall conform in all material respects to the requirements of the Securities Act and the Securities Act Regulations, and none of neither the Registration Statement, Statement nor the Statutory Prospectus, or the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 3 contracts
Sources: Placement Agent Agreement (Lixte Biotechnology Holdings, Inc.), Placement Agent Agreement (Lixte Biotechnology Holdings, Inc.), Placement Agent Agreement (Lixte Biotechnology Holdings, Inc.)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: , (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Statement and Prospectus, and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company Company, the Existing Stockholder or any Respondent the Company's officers and directors before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Statement and Prospectus, and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; , and (iv) the Registration Statement, the Statutory Prospectus, Statement and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, Statement nor the Statutory Prospectus, or the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 3 contracts
Sources: Underwriting Agreement (Coconut Palm Acquisition Corp.), Underwriting Agreement (Coconut Palm Acquisition Corp.), Underwriting Agreement (Coconut Palm Acquisition Corp.)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Company Affiliate before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus or the Prospectus, or any amendment or supplement thereto shall contain any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory , the Sale Preliminary Prospectus and Prospectus, in light of the circumstances under which they were made), not misleading.
Appears in 3 contracts
Sources: Underwriting Agreement (Seanergy Maritime Corp.), Underwriting Agreement (Seanergy Maritime Corp.), Underwriting Agreement (China Fundamental Acquisition Corp)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Statement and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Initial Shareholder before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Statement and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Statement and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, Statement nor the Statutory Prospectus, or the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 3 contracts
Sources: Underwriting Agreement (China Growth Alliance LTD), Underwriting Agreement (China Growth Alliance LTD), Underwriting Agreement (Skystar Bio-Pharmaceutical Co)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: , (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus and the Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Existing Stockholder before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus and the Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Sale Preliminary Prospectus nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 3 contracts
Sources: Underwriting Agreement (Redstar Partners, Inc.), Underwriting Agreement (Redstar Partners, Inc.), Underwriting Agreement (Redstar Partners, Inc.)
No Material Changes. Prior to each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, and Prospectus; (ii) no action, suit, or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent before or by any court or foreign, federal, or state commission, board, or other administrative agency wherein an unfavorable decision, ruling, or finding may have a Material Adverse Effect on the business, operations, prospects, or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of the Registration Statement, the Statutory Prospectus, or the Prospectus, or any amendment or supplement thereto shall contain any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectus, in the light of the circumstances under which they were made), not misleading.
Appears in 3 contracts
Sources: Underwriting Agreement (GigCapital3, Inc.), Underwriting Agreement (GigCapital3, Inc.), Underwriting Agreement (GigCapital3, Inc.)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Company Affiliate before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus and Prospectus; (iii) no stop order shall have been issued under the Securities Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Securities Act and the Regulations and shall conform in all material respects to the requirements of the Securities Act and the Regulations, and none of the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus or the Prospectus, or any amendment or supplement thereto shall contain any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Sale Preliminary Prospectus and Prospectus, in light of the circumstances under which they were made), not misleading.
Appears in 3 contracts
Sources: Underwriting Agreement (Korea Milestone Acquisition CORP), Underwriting Agreement (Korea Milestone Acquisition CORP), Underwriting Agreement (Korea Milestone Acquisition CORP)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: , (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Sale Preliminary Prospectus and the Prospectus, and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Insider before or by any court or foreign, federal, Federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Sale Preliminary Prospectus and the Prospectus, and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; , and (iv) the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Sale Preliminary Prospectus nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 3 contracts
Sources: Underwriting Agreement (57th Street General Acquisition Corp), Underwriting Agreement (57th Street General Acquisition Corp), Underwriting Agreement (57th Street General Acquisition Corp)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: , (i) there shall have been no material adverse change or development involving a pro-spective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Statement and Prospectus, and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Initial Shareholder before or by any court or foreign, federal, federal or state commission, board, board or other administrative admin-istrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Statement and Prospectus, and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; , and (iv) the Registration Statement, the Statutory Prospectus, Statement and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, Statement nor the Statutory Prospectus, or the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 3 contracts
Sources: Underwriting Agreement (China Fortune Acquisition Corp.), Underwriting Agreement (China Fortune Acquisition Corp.), Underwriting Agreement (China Discovery Acquisition Corp.)
No Material Changes. Prior to As of the date of the Statutory Prospectus and thereafter and on each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Prospectus and the Prospectus; (ii) no action, suit, suit or proceeding, at law or in equity, shall have been pending or or, to the knowledge of the Company, threatened against the Company or any Respondent Insider before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Prospectus and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor therefore shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of the Registration Statement, the Statutory Prospectus, or Prospectus and the Prospectus, or Prospectus and any amendment or supplement thereto shall not contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 3 contracts
Sources: Underwriting Agreement (Parametric Sound Corp), Underwriting Agreement (Parametric Sound Corp), Underwriting Agreement (Parametric Sound Corp)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: , (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, Statement and the Statutory Prospectus, and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or or, to the Company’s knowledge, assuming reasonable inquiry, threatened against the Company or any Respondent Insider before or by any court or foreign, federal, foreign or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, or financial condition or income of the Company, except as set forth in the Registration Statement, Statement and the Statutory Prospectus, and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or or, to the Company’s knowledge, assuming reasonable inquiry, threatened by the Commission; , and (iv) the Registration Statement, the Statutory Prospectus, Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Prospectus nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (therein, in the case of the Statutory Prospectus and Prospectus, in light of the circumstances under which they were made), not misleading.
Appears in 3 contracts
Sources: Underwriting Agreement (G3 VRM Acquisition Corp.), Underwriting Agreement (G3 VRM Acquisition Corp.), Underwriting Agreement (G3 VRM Acquisition Corp.)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a material adverse change in the condition or condition, results, prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus and Prospectus; (ii) no action, suit, suit or proceeding, at law or in equity, shall have been pending or threatened against the Company, any Company Affiliate or any Respondent Initial Stockholder before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus and the Prospectus and any amendments thereof or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus or the Prospectus, or nor any amendment thereof or supplement thereto thereto, shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Sale Preliminary Prospectus and or Prospectus, in light of the circumstances under which they were made), ) not misleading.
Appears in 3 contracts
Sources: Underwriting Agreement (China Resources Ltd.), Underwriting Agreement (China Resources Ltd.), Underwriting Agreement (China Energy & Resources LTD)
No Material Changes. Prior to each of and on the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a material adverse change Material Adverse Change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Time of Sale Information and the Prospectus; (ii) no action, suit, suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Insider before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have reasonably be expected to cause a Material Adverse Effect on the business, operations, prospects, or financial condition or income of the CompanyChange, except as set forth in the Registration Statement, the Statutory Prospectus, Time of Sale Information and the Prospectus; (iii) no stop order shall have been issued under the Securities Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Time of Sale Information and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Securities Act and the Securities Act Regulations and shall conform in all material respects to the requirements of the Securities Act and the Securities Act Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Time of Sale Information nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 2 contracts
Sources: Underwriting Agreement (BitNile Holdings, Inc.), Underwriting Agreement (BitNile Holdings, Inc.)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: , (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Sale Preliminary Prospectus and the Prospectus, and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Existing Shareholder before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Sale Preliminary Prospectus and the Prospectus, and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; , and (iv) the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Sale Preliminary Prospectus nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 2 contracts
Sources: Underwriting Agreement (Infinity I-China Acquisition CORP), Underwriting Agreement (Infinity I-China Acquisition CORP)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving that is likely to result in a material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Statement and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Initial Stockholder before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Preliminary Prospectus and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or or, to the Company’s knowledge, assuming reasonable inquiry, threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Preliminary Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Preliminary Prospectus nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectus, in light of the circumstances under which they were made), not misleading.
Appears in 2 contracts
Sources: Underwriting Agreement (Vision Sensing Acquisition Corp.), Underwriting Agreement (Vision Sensing Acquisition Corp.)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: , (i) there shall have been no Material Adverse Change since the Effective Date, (ii) the Company shall not be in default under any provision of any instrument relating to any outstanding indebtedness which default would have a Material Adverse Effect, (iii) no material adverse change or development involving a material adverse change in amount of the condition or prospects or the business activities, financial or otherwise, assets of the Company from the latest dates shall have been pledged or mortgaged, except as of which such condition is set forth in or contemplated by the Registration Statement, the Statutory Statement and Prospectus, and Prospectus; (iiiv) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company Company, or affecting any Respondent of its property or business before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on the business, operations, prospects, or financial condition or income of the CompanyMaterially Adversely Effect, except as set forth in the Registration Statement, the Statutory Statement and Prospectus, and Prospectus; (iiiv) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; , and (ivvi) the Registration Statement, the Statutory Prospectus, Statement and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, Statement nor the Statutory Prospectus, or the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain contains any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 2 contracts
Sources: Underwriting Agreement (Objectsoft Corp), Underwriting Agreement (Objectsoft Corp)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving that is likely to result in a material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Statement and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or or, to the Company’s knowledge, threatened against the Company or any Respondent Initial Shareholder before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Preliminary Prospectus and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Preliminary Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Preliminary Prospectus nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectus, in light of the circumstances under which they were made), not misleading.
Appears in 2 contracts
Sources: Underwriting Agreement (ClimateRock), Underwriting Agreement (ClimateRock)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: , (i) there shall have been no material adverse change or development involving Material Adverse Change since the Effective Date, (ii) the Company shall not be in default under any provision of any instrument relating to any outstanding indebtedness which default would have a material adverse change in effect on the condition or prospects or Company, (iii) no material amount of the business activities, financial or otherwise, assets of the Company from the latest dates shall have been pledged or mortgaged, except as of which such condition is set forth in the Registration Statement, the Statutory Statement and Prospectus, and Prospectus; (iiiv) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company Company, or affecting any Respondent of its property or business before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Statement and Prospectus, and Prospectus; (iiiv) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; , and (ivvi) the Registration Statement, the Statutory Prospectus, Statement and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, Statement nor the Statutory Prospectus, or the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain contains any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 2 contracts
Sources: Underwriting Agreement (Compu Dawn Inc), Underwriting Agreement (Compu Dawn Inc)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change Material Adverse Change or development involving a material adverse change prospective Material Adverse Change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Offering Statement, the Statutory Prospectus, Disclosure Package and Prospectusthe Final Offering Circular; (ii) no action, suit, suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent affiliates of the Company before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Offering Statement, the Statutory Prospectus, Disclosure Package and Prospectusthe Final Offering Circular; (iii) no stop order shall have been issued under the Securities Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Offering Statement, the Statutory Prospectus, Disclosure Package and the Prospectus Final Offering Circular and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Securities Act and the Securities Act Regulations and shall conform in all material respects to the requirements of the Securities Act and the Securities Act Regulations, and none of neither the Registration Offering Statement, the Statutory Prospectus, or Disclosure Package and the Prospectus, or Final Offering Circular nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 2 contracts
Sources: Selling Agent Agreement, Selling Agent Agreement (Neurmedix, Inc.)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: , (i) there shall have been no material adverse change or development involving a pro-spective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Statement and Prospectus, and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Initial Stockholder before or by any court or foreign, federal, federal or state commission, board, board or other administrative admin-istrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Statement and Prospectus, and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; , and (iv) the Registration Statement, the Statutory Prospectus, Statement and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, Statement nor the Statutory Prospectus, or the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 2 contracts
Sources: Underwriting Agreement (Rand Acquisition Corp. II), Underwriting Agreement (QuadraPoint Acquisition Corp.)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Company Affiliate before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus or the Prospectus, or any amendment or supplement thereto shall contain any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Sale Preliminary Prospectus and Prospectus, in light of the circumstances under which they were made), not misleading.
Appears in 2 contracts
Sources: Underwriting Agreement (Hambrecht Asia Acquisition Corp.), Underwriting Agreement (Hambrecht Asia Acquisition Corp.)
No Material Changes. Prior to each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a material adverse change in the condition (financial or otherwise), prospects or the business activities, financial or otherwise, activities of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Prospectus and Prospectus; (ii) no action, suit, suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Company Affiliate before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Prospectus and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of ; (v) the Registration Statement, the Statutory Prospectus, or the Prospectus, or any amendment or supplement thereto thereto, shall not contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary in order to make the statements therein therein, not misleading; and (in the case vi) none of the Statutory Prospectus and or the Prospectus, or any amendment or supplement thereto, shall include any untrue statement of a material fact or omit to state any material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made), not misleading.
Appears in 2 contracts
Sources: Underwriting Agreement (Dorchester Capital Acquisition Corp.), Underwriting Agreement (Dorchester Capital Acquisition Corp.)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a material adverse change in the condition or condition, results, prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company, any officer or director of the Company or any Respondent Initial Stockholder before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus and the Prospectus and any amendments thereof or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of the Registration Statement, the Statutory Prospectus, Sale Preliminary Prospectus or the Prospectus, or nor any amendment thereof or supplement thereto thereto, shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Sale Preliminary Prospectus and or Prospectus, in light of the circumstances under which they were made), ) not misleading.
Appears in 2 contracts
Sources: Underwriting Agreement (United Refining Energy Corp), Underwriting Agreement (United Refining Energy Corp)
No Material Changes. Prior to each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Prospectus and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or or, to the Company’s knowledge, threatened against the Company or any Respondent Company Affiliate before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Prospectus and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or or, to the Company’s knowledge, threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of the Registration Statement, the Statutory Prospectus, Prospectus or the Prospectus, or any amendment or supplement thereto shall contain any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectus, in light of the circumstances under which they were made), not misleading.
Appears in 2 contracts
Sources: Underwriting Agreement (Property Solutions Acquisition Corp. II), Underwriting Agreement (Property Solutions Acquisition Corp. II)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving that is likely to result in a material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Statement and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Initial Shareholder before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Preliminary Prospectus and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or or, to the Company’s Knowledge, threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Preliminary Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Preliminary Prospectus nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectus, in light of the circumstances under which they were made), not misleading.
Appears in 2 contracts
Sources: Underwriting Agreement (Zi Toprun Acquisition Corp.), Underwriting Agreement (Zi Toprun Acquisition Corp.)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving that is likely to result in a material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Statement and Prospectus; (ii) no action, suit, suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent the Sponsor before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Preliminary Prospectus and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Preliminary Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Preliminary Prospectus nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectus, in light of the circumstances under which they were made), not misleading.
Appears in 2 contracts
Sources: Underwriting Agreement (Mana Capital Acquisition Corp.), Underwriting Agreement (Mana Capital Acquisition Corp.)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving that is likely to result in a material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Statement and Prospectus; (ii) no action, suit, suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent the directors, officers and the sponsor of the Company before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Preliminary Prospectus and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Preliminary Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Preliminary Prospectus nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectus, in light of the circumstances under which they were made), not misleading.
Appears in 2 contracts
Sources: Underwriting Agreement (RichSpace Acquisition Corp.), Underwriting Agreement (RichSpace Acquisition Corp.)
No Material Changes. Prior (i) Since the date of this Agreement through to and on each of the Closing Date and the Option Closing Date, if any: (ia) there shall have been no material adverse change or development involving event which would result in a material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company Material Adverse Effect from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Statement and Prospectus; (iib) no action, suit, action suit or proceeding, at law or in equity, shall have been pending threatened or threatened initiated against the Company Company, the Subsidiary or any Respondent of its officers or directors in their capacities as such before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have would result in a Material Adverse Effect on the business, operations, prospects, or financial condition or income of the CompanyEffect, except as set forth in the Registration Statement, the Statutory Prospectus, Statement and Prospectus; (iiic) no stop order shall have been issued under the Act against the Company and no proceedings therefor therefore shall have been initiated or threatened by the Commission; and (ivd) as of the Closing Date or the Option Closing Date, as applicable, the Registration Statement, the Statutory Prospectus, Statement and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, Statement nor the Statutory Prospectus, or the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 2 contracts
Sources: Underwriting Agreement (Novelos Therapeutics, Inc.), Underwriting Agreement (Novelos Therapeutics, Inc.)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: , (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Statement and Prospectus, and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened or, to the knowledge of the Company threatened, against the Company or any Respondent Insider Stockholder before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Statement and Prospectus, and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; , and (iv) the Registration Statement, the Statutory Prospectus, Statement and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, Statement nor the Statutory Prospectus, or the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 2 contracts
Sources: Underwriting Agreement (Fortress America Acquisition CORP), Underwriting Agreement (Fortress America Acquisition CORP)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Prospectus and the Prospectus; (ii) no action, suit, suit or proceeding, at law or in equity, shall have been pending or or, to the knowledge of the Company, threatened against the Company or any Respondent Insider before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, operations or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Prospectus and the Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor therefore shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of the Registration Statement, the Statutory Prospectus, Prospectus or the Prospectus, or Prospectus and any amendment or supplement thereto shall not contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectus, in light of the circumstances under which they were made), ) not misleading.
Appears in 2 contracts
Sources: Underwriting Agreement (Long Island Iced Tea Corp.), Underwriting Agreement (Long Island Iced Tea Corp.)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving that is likely to result in a material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Prospectus, Statement and Prospectus; (ii) no action, suit, suit or proceeding, at law or in equity, shall have been pending or threatened against the Company Company, any of its officers or directors, or any Respondent Initial Shareholder before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Prospectus, Preliminary Prospectus and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Preliminary Prospectus and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, the Statutory Prospectus, or Preliminary Prospectus nor the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectus, in light of the circumstances under which they were made), not misleading.
Appears in 2 contracts
Sources: Underwriting Agreement (Globis Acquisition Corp.), Underwriting Agreement (Globis Acquisition Corp.)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, Statement and the Statutory Prospectus, and Prospectus; (ii) no action, suit, suit or proceeding, at law or in equity, shall have been pending or or, to the knowledge of the Company, threatened against the Company or any Respondent Insider before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, operations or financial condition or income of the Company, except as set forth in the Registration Statement, Statement and the Statutory Prospectus, and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor therefore shall have been initiated or threatened by the Commission; and (iv) the Registration Statement, the Statutory Prospectus, Statement and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of the Registration Statement, the Statutory Prospectus, Statement or the Prospectus, or Prospectus and any amendment or supplement thereto shall not contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectus, in light of the circumstances under which they were made), ) not misleading.
Appears in 2 contracts
Sources: Underwriting Agreement (Long Island Iced Tea Corp.), Selling Agent Agreement (Long Island Iced Tea Corp.)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: , (i) there shall have been no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Statement and Prospectus, and Prospectus; (ii) no action, suit, action suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Initial Securityholder before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Statement and Prospectus, and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; , and (iv) the Registration Statement, the Statutory Prospectus, Statement and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, Statement nor the Statutory Prospectus, or the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 2 contracts
Sources: Underwriting Agreement (Viceroy Acquisition CORP), Underwriting Agreement (Santa Monica Media CORP)
No Material Changes. Prior to and on each of the Closing Date and the Option Closing Date, if any: , (ia) there shall have been (i) no material adverse change or development involving a prospective material adverse change in the condition or prospects or the business activities, financial or otherwise, of the Company from the latest dates as of which such condition is set forth in the Registration Statement, the Statutory Statement and Prospectus, and Prospectus; (ii) no action, suit, suit or proceeding, at law or in equity, shall have been pending or threatened against the Company or any Respondent Initial Stockholder before or by any court or foreign, federal, federal or state commission, board, board or other administrative agency wherein an unfavorable decision, ruling, ruling or finding may have a Material Adverse Effect on materially adversely affect the business, operations, prospects, prospects or financial condition or income of the Company, except as set forth in the Registration Statement, the Statutory Statement and Prospectus, and Prospectus; (iii) no stop order shall have been issued under the Act against the Company and no proceedings therefor shall have been initiated or threatened by the Commission; , and (ivb) the Registration Statement, the Statutory Prospectus, Statement and the Prospectus and any amendments or supplements thereto shall contain all material statements which are required to be stated therein in accordance with the Act and the Regulations and shall conform in all material respects to the requirements of the Act and the Regulations, and none of neither the Registration Statement, Statement nor the Statutory Prospectus, or the Prospectus, or Prospectus nor any amendment or supplement thereto shall contain any untrue statement of a material fact or omits omit to state any material fact required to be stated therein or necessary to make the statements therein (in the case of the Statutory Prospectus and Prospectustherein, in light of the circumstances under which they were made), not misleading.
Appears in 2 contracts
Sources: Underwriting Agreement (Confluence Acquisition Partners I, Inc.), Underwriting Agreement (Confluence Acquisition Partners I, Inc.)