No Governmental Review. The Holder understands that no United States federal or state agency or any other government or governmental agency has passed on or made any recommendation or endorsement in connection with the Exchange or the fairness or suitability of the investment in the Exchange Securities nor have such authorities passed upon or endorsed the merits of the Exchange Securities.
Appears in 25 contracts
Samples: Exchange Agreement, Exchange Agreement (Notis Global, Inc.), Exchange Agreement (Immune Pharmaceuticals Inc)
No Governmental Review. The Holder understands that no United States federal or state agency or any other government or governmental agency has passed on or made any recommendation or endorsement in connection with of the Exchange Securities or the fairness or suitability of the investment in the Exchange Securities nor have such authorities passed upon or endorsed the merits of the offering of the Exchange Securities.
Appears in 11 contracts
Samples: June 2018 Amendment and Exchange Agreement (Helios & Matheson Analytics Inc.), Exchange Agreement (Inpixon), Exchange Agreement (ShiftPixy, Inc.)
No Governmental Review. The Holder understands that no United States federal or state agency or any other government or governmental agency has passed on or made any recommendation or endorsement in connection with of the Exchange Securities or the fairness or suitability of the investment in the Exchange Exchanged Securities nor have such authorities passed upon or endorsed the merits of the Exchange offering of the Exchanged Securities.
Appears in 7 contracts
Samples: Consent and Exchange Agreement (Wet Seal Inc), Amendment and Exchange Agreement (Pacific Ethanol, Inc.), Second Amendment and Exchange Agreement (Pacific Ethanol, Inc.)
No Governmental Review. The Holder Investor understands that no United States federal or state agency or any other government or governmental agency has passed on or made any recommendation or endorsement in connection with of the Exchange Securities or the fairness or suitability of the investment in the Exchange Securities nor have such authorities passed upon or endorsed the merits of the offering of the Exchange Securities.
Appears in 6 contracts
Samples: Exchange Agreement (PARETEUM Corp), Exchange Agreement (PARETEUM Corp), Exchange Agreement (Rennova Health, Inc.)
No Governmental Review. The Holder understands that no United States federal or state agency or any other government or governmental agency has passed on or made any recommendation or endorsement in connection with of the Exchange Shares or the fairness or suitability of the investment in the Exchange Securities Shares nor have such authorities passed upon or endorsed the merits of the offering of the Exchange SecuritiesShares.
Appears in 6 contracts
Samples: Exchange Agreement (Delcath Systems, Inc.), Exchange Agreement (Fuelcell Energy Inc), Consent and Waiver (Fuelcell Energy Inc)
No Governmental Review. The Holder Investor understands that no United States federal or state agency or any other government or governmental agency has passed on or made any recommendation or endorsement in connection with of the Exchange Securities or the fairness or suitability of the investment in the Exchange Securities nor have such authorities passed upon or endorsed the merits of the offering of the Exchange Securities.
Appears in 6 contracts
Samples: Amendment and Exchange Agreement (ShiftPixy, Inc.), And (Ocugen, Inc.), Exchange Agreement (ShiftPixy, Inc.)
No Governmental Review. The Holder understands that no United States federal or state agency or any other government or governmental agency has passed on or made any recommendation or endorsement in connection with the Exchange or the fairness or suitability of the investment in the Exchange Securities nor have such authorities passed upon or endorsed the merits of the Exchange SecuritiesNotes.
Appears in 5 contracts
Samples: Exchange Agreement (Electronic Cigarettes International Group, Ltd.), Exchange Agreement (Electronic Cigarettes International Group, Ltd.), Exchange Agreement (ECO Building Products, Inc.)
No Governmental Review. The Holder understands that no United States federal or state agency or any other government or governmental agency has passed on or made any recommendation or endorsement in connection with of the Exchange Note or the fairness or suitability of the investment in the Exchange Securities Note nor have such authorities passed upon or endorsed the merits of the offering of the Exchange SecuritiesNote.
Appears in 5 contracts
Samples: Exchange Agreement, October 2018 Amendment and Exchange Agreement (Helios & Matheson Analytics Inc.), Exchange Agreement (Precipio, Inc.)
No Governmental Review. The Holder understands that no United States federal or state agency or any other government or governmental agency has passed on or made any recommendation or endorsement in connection with the Exchange or the fairness or suitability of the investment in the Exchange Securities Security nor have such authorities passed upon or endorsed the merits of the Exchange SecuritiesSecurity.
Appears in 4 contracts
Samples: Exchange Agreement (Rocky Mountain High Brands, Inc.), Exchange Agreement (Rocky Mountain High Brands, Inc.), Exchange Agreement (Rocky Mountain High Brands, Inc.)
No Governmental Review. The Holder understands that no United States federal or state agency or any other government or governmental agency has passed on or made any recommendation or endorsement in connection with of the Exchange Warrant or the fairness or suitability of the investment in the Exchange Securities Warrant nor have such authorities passed upon or endorsed the merits of the offering of the Exchange SecuritiesWarrant.
Appears in 3 contracts
Samples: And Exchange Agreement (Bat Group, Inc.), Third Amendment and Exchange Agreement (Cosmos Holdings Inc.), Warrant Exchange Agreement (Cosmos Holdings Inc.)
No Governmental Review. The Holder understands that no United States federal or state agency or any other government or governmental agency Governmental Authority has passed on or made any recommendation or endorsement in connection with of the Exchange Shares or the fairness or suitability of the investment in the Exchange Securities Shares nor have such authorities passed upon or endorsed the merits of the offering of the Exchange SecuritiesShares.
Appears in 3 contracts
Samples: Securities Exchange Agreement (Workhorse Group Inc.), Securities Exchange Agreement (Workhorse Group Inc.), Securities Exchange Agreement (Workhorse Group Inc.)
No Governmental Review. The Holder understands that no United States federal or state agency or any other government or governmental agency has passed on or made any recommendation or endorsement in connection with of the Exchange Shares or the fairness or suitability of the investment in the Exchange Securities Shares nor have such authorities passed upon or endorsed the merits of the offering of the Exchange Securities.Shares..
Appears in 3 contracts
Samples: Exchange Agreement (Assure Holdings Corp.), Exchange Agreement (Assure Holdings Corp.), Exchange Agreement (Akerna Corp.)
No Governmental Review. The Such Holder understands that no United States federal or state agency or any other government or governmental agency has passed on or made any recommendation or endorsement in connection with the Exchange or the fairness or suitability of the investment in the Exchange Securities Shares nor have such authorities passed upon or endorsed the merits of the Exchange SecuritiesShares.
Appears in 2 contracts
Samples: Exchange Agreement (Faraday Future Intelligent Electric Inc.), Exchange Agreement (Faraday Future Intelligent Electric Inc.)
No Governmental Review. The Holder understands that no United States federal or state agency or any other government or governmental agency has passed on or made any recommendation or endorsement in connection with the Exchange or the fairness or suitability of the investment in the Exchange Securities Warrant nor have such authorities passed upon or endorsed the merits of the Exchange SecuritiesWarrant.
Appears in 2 contracts
Samples: Exchange Agreement (Infinity Energy Resources, Inc), Exchange Agreement (Infinity Energy Resources, Inc)
No Governmental Review. The Holder Stockholder understands that no United States federal or state agency or any other government or governmental agency has passed on or made any recommendation or endorsement in connection with of the Exchange Shares or the fairness or suitability of the investment in the Exchange Securities Shares nor have such authorities passed upon or endorsed the merits of the offering of the Exchange SecuritiesShares.
Appears in 2 contracts
Samples: Exchange Agreement (DeCicco Richard J), Exchange Agreement (Iconic Brands, Inc.)
No Governmental Review. The Holder understands that no United States federal or state agency or any other government governmental or governmental state agency has passed on or made any recommendation recommendations or endorsement in connection with of the Exchange or the fairness Shares or the suitability of the investment in the Exchange Securities nor have such authorities passed upon or endorsed the merits of the Exchange SecuritiesExchange.
Appears in 2 contracts
Samples: Debt Exchange Agreement (Grom Social Enterprises, Inc.), Exchange Agreement (Grom Social Enterprises, Inc.)
No Governmental Review. The Holder understands that no United States federal or state agency or any other government or governmental agency has passed on or made any recommendation or endorsement in connection with of the Exchange Stock or the fairness or suitability of the investment in the Exchange Securities Stock nor have such authorities passed upon or endorsed the merits of the offering of the Exchange SecuritiesStock.
Appears in 2 contracts
Samples: Exchange Agreement (China Recycling Energy Corp), Exchange Agreement (China Recycling Energy Corp)
No Governmental Review. The Holder understands that no United States federal or state agency or any other government or governmental agency has passed on or made any recommendation or endorsement in connection with the Exchange or the fairness or suitability of the investment in the Exchange Securities Shares nor have such authorities passed upon or endorsed the merits of the Exchange SecuritiesShares.
Appears in 2 contracts
Samples: Exchange Agreement (Intercloud Systems, Inc.), Exchange and Settlement Agreement (Infinity Energy Resources, Inc)
No Governmental Review. The Holder understands that no United States federal or state agency or any other government or governmental agency has passed on or made any recommendation or endorsement in connection with the Exchange or the fairness or suitability of the investment in the Exchange Securities Note, nor have such authorities passed upon or endorsed the merits of the Exchange SecuritiesNote.
Appears in 1 contract
Samples: Exchange Agreement (Spectrum Global Solutions, Inc.)
No Governmental Review. The Such Certificate Holder understands that no United States federal or state agency or any other government or governmental agency has passed on or made any recommendation or endorsement in connection with of the Exchange Securities or the fairness or suitability of the investment in the Exchange Securities nor have such authorities passed upon or endorsed the merits of the offering of the Exchange Securities.
Appears in 1 contract
Samples: Form of Amendment Agreement (Motus GI Holdings, Inc.)
No Governmental Review. The Such Holder understands that no United States federal or state agency or any other government or governmental agency has passed on or made any recommendation or endorsement in connection with the Exchange or the fairness or suitability of the investment in the Exchange Securities Warrants nor have such authorities passed upon or endorsed the merits of the Exchange SecuritiesWarrants.
Appears in 1 contract
No Governmental Review. The Holder understands that no United States federal or state agency or any other government or governmental agency has passed on or made any recommendation or endorsement in connection with of the Exchange Securities or the fairness or suitability of the investment in the Exchange Securities Exchanged Warrant nor have such authorities passed upon or endorsed the merits of the Exchange Securitiesoffering of the Exchanged Warrant.
Appears in 1 contract
Samples: Second Amendment and Warrant Exchange Agreement (American Superconductor Corp /De/)
No Governmental Review. The Holder understands that no United States federal or state agency or any other government or governmental agency has passed on or made any recommendation or endorsement in connection with of the Exchange Securities or the fairness or suitability of the investment in the Exchange Securities Exchanged Note nor have such authorities passed upon or endorsed the merits of the Exchange Securitiesoffering of the Exchanged Note.
Appears in 1 contract
Samples: Amendment and Exchange Agreement (American Superconductor Corp /De/)
No Governmental Review. The Holder understands that no United States federal or state agency or any other government or governmental agency has passed on or made any recommendation or endorsement in connection with the Exchange or the fairness or suitability of the investment in the Exchange Securities Shares or New Promissory Note nor have such authorities passed upon or endorsed the merits of the offering of the Exchange SecuritiesShares or New Promissory Note.
Appears in 1 contract
No Governmental Review. The Holder understands that no United States federal or state agency or any other government or governmental agency has passed on or made any recommendation or endorsement in connection with the Exchange or the fairness or suitability of the investment in the Exchange Securities Notes nor have such authorities passed upon or endorsed the merits of the Exchange SecuritiesNotes.
Appears in 1 contract
No Governmental Review. The Preferred Holder understands that no United States federal or state agency or any other government or governmental agency has passed on or made any recommendation or endorsement in connection with the Exchange or the fairness or suitability of the investment in the Exchange Securities nor have such authorities passed upon or endorsed the merits of the Exchange Securities.
Appears in 1 contract
Samples: Modification and Exchange Agreement (Allarity Therapeutics, Inc.)
No Governmental Review. The Each Holder understands that no United States federal or state agency or any other government or governmental agency has passed on or made any recommendation or endorsement in connection with the Exchange or the fairness or suitability of the investment in the Exchange Securities Shares nor have such authorities passed upon or endorsed the merits of the offering of the Exchange SecuritiesShares.
Appears in 1 contract
No Governmental Review. The Holder understands that no United States federal or state agency or any other government or governmental agency has passed on or made any recommendation or endorsement in connection with of the Exchange Securities or the fairness or suitability of the investment in acquisition of the Exchange Securities Shares nor have such authorities passed upon or endorsed the merits of the offering of the Exchange SecuritiesShares.
Appears in 1 contract
Samples: Exchange Agreement (Viggle Inc.)
No Governmental Review. The Holder understands that no United States federal or state agency or any other government or governmental agency has passed on or made any recommendation or endorsement in connection with of the Exchange Exchanged Securities or the fairness or suitability of the investment in the Exchange Exchanged Securities nor have such authorities passed upon or endorsed the merits of the Exchange offering of the Exchanged Securities.
Appears in 1 contract
No Governmental Review. The Holder understands that no United States federal or state agency or any other government or governmental agency has passed on or made any recommendation or endorsement in connection with of the Exchange Exchanged Shares or the fairness or suitability of the investment in the Exchange Securities Exchanged Shares nor have such authorities passed upon or endorsed the merits of the Exchange Securitiesoffering of the Exchanged Shares.
Appears in 1 contract
No Governmental Review. The Such Holder understands that no United States federal or state agency or any other government or governmental agency has passed on or made any recommendation or endorsement in connection with of the Exchange Securities or the fairness or suitability of the investment in the Exchange Securities nor have such authorities passed upon or endorsed the merits of the exchange of a portion of the aggregate principal of the Prior Notes for the Exchange SecuritiesNotes.
Appears in 1 contract
No Governmental Review. The Holder understands that no United States federal or state agency or any other government or governmental agency has passed on or made any recommendation or endorsement in connection with the Exchange or the fairness or suitability of the investment in the Exchange Securities nor have such authorities passed upon or endorsed the merits of the Exchange Securities.
Appears in 1 contract
No Governmental Review. The Such Holder understands that no United States federal or state agency or any other government or governmental agency has passed on or made any recommendation or endorsement in connection with of the Exchange Securities or the fairness or suitability of the investment in the Exchange Securities nor have such authorities passed upon or endorsed the merits of the Exchange SecuritiesExchange.
Appears in 1 contract
Samples: Voting Agreement (Velo3D, Inc.)
No Governmental Review. The Holder understands that no United States federal or state agency or any other government or governmental agency has passed on or made any recommendation or endorsement in connection with the Exchange or the fairness or suitability of the investment in the Exchange Securities Shares nor have such authorities passed upon or endorsed the merits of the Exchange SecuritiesNotes.
Appears in 1 contract
Samples: Agreement (Intercloud Systems, Inc.)
No Governmental Review. The Such Holder understands that no United States federal or state agency or any other government or governmental agency has passed on or made any recommendation or endorsement in connection with of the Exchange Securities or the fairness or suitability of the investment in the Exchange Securities nor have such authorities passed upon or endorsed the merits of the exchange of the Prior Securities for the Exchange Securities.
Appears in 1 contract
No Governmental Review. The Holder understands that no United States federal or state agency or any other government governmental or governmental state agency has passed on or made any recommendation recommendations or endorsement in connection with of the Exchange or the fairness Exchange Shares or the suitability of the investment in the Exchange Securities nor have such authorities passed upon or endorsed the merits of the Exchange SecuritiesExchange.
Appears in 1 contract
