No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion Shares.
Appears in 152 contracts
Sources: Securities Purchase Agreement (Smartire Systems Inc), Securities Purchase Agreement (Smartire Systems Inc), Securities Purchase Agreement (Ignis Petroleum Group, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion SharesSecurities.
Appears in 84 contracts
Sources: Securities Purchase Agreement (Clearmind Medicine Inc.), Securities Purchase Agreement (Innventure, Inc.), Securities Purchase Agreement (Top Win International LTD)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act▇▇▇▇ ▇▇▇) in connection with the offer or sale of the Convertible Debentures or the Conversion Shares.
Appears in 41 contracts
Sources: Securities Purchase Agreement (Planetlink Communications Inc), Securities Purchase Agreement (Buckeye Ventures, Inc.), Securities Purchase Agreement (Dynamic Leisure Corp)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities 1933 Act) in connection with the offer or sale of the Convertible Debentures or the Conversion SharesSecurities.
Appears in 33 contracts
Sources: Securities Purchase Agreement (Flewber Global Inc.), Common Stock Purchase Agreement (CepTor CORP), Purchase Agreement (MIGENIX Inc.)
No General Solicitation. Neither the Company, nor any of its Subsidiaries or affiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the Convertible Debentures or the Conversion SharesSecurities.
Appears in 29 contracts
Sources: Securities Purchase Agreement (Bandera Partners LLC), Securities Purchase Agreement (XChange TEC.INC), Securities Purchase Agreement (QUHUO LTD)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion SharesSecurities.
Appears in 25 contracts
Sources: Secured Convertible Note Purchase and Security Agreement (Acer Therapeutics Inc.), Common Stock and Warrant Purchase Agreement (NEUROONE MEDICAL TECHNOLOGIES Corp), Common Stock Purchase Agreement (Drone Aviation Holding Corp.)
No General Solicitation. Neither the Company, nor any of its Subsidiaries or affiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the Convertible Debentures or the Conversion SharesNew Warrants.
Appears in 23 contracts
Sources: Warrant Exercise Agreement (Sadot Group Inc.), Warrant Exercise Agreement (Opgen Inc), Warrant Exercise Agreement (Motus GI Holdings, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person or entity acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion Shares.;
Appears in 20 contracts
Sources: Securities Purchase Agreement (Brain Scientific Inc.), Subscription Agreement (Tel Instrument Electronics Corp), Subscription Agreement (Tel Instrument Electronics Corp)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the Convertible Debentures or the Conversion SharesNotes pursuant to this Agreement.
Appears in 18 contracts
Sources: Securities Purchase Agreement (Healthcare Triangle, Inc.), Securities Purchase Agreement (ClimateRock), Note Purchase Agreement (Laser Photonics Corp)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion SharesNote offered hereby.
Appears in 17 contracts
Sources: Note Purchase Agreement (HealthLynked Corp), Note Purchase Agreement (KULR Technology Group, Inc.), Note Purchase Agreement (KULR Technology Group, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities 1933 Act) in connection with the offer or sale of the Convertible Debentures or the Conversion SharesSecurities.
Appears in 17 contracts
Sources: Shares and Warrant Purchase Agreement (Xfone Inc), Shares and Warrant Purchase Agreement (Xfone Inc), Subscription Agreement (Renegade Venture Nev Corp)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the Convertible Debentures Note or the Conversion SharesWarrant pursuant to this Agreement.
Appears in 17 contracts
Sources: Securities Purchase Agreement (Volitionrx LTD), Securities Purchase Agreement (Volitionrx LTD), Securities Purchase Agreement (Red Cat Holdings, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting action on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion SharesSecurities.
Appears in 16 contracts
Sources: Convertible Note Purchase Agreement (Clean Energy Technologies, Inc.), Securities Purchase Agreement (Cachet Financial Solutions, Inc.), Securities Purchase Agreement (Cachet Financial Solutions, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the Convertible Debentures or the Conversion SharesNote pursuant to this Agreement.
Appears in 15 contracts
Sources: Securities Purchase Agreement (Webuy Global LTD), Securities Purchase Agreement (REE Automotive Ltd.), Securities Purchase Agreement (REE Automotive Ltd.)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale issuance of the Convertible Debentures or the Conversion SharesSecurities.
Appears in 14 contracts
Sources: Securities Purchase Agreement (LifeMD, Inc.), Securities Purchase Agreement (Meridian Waste Solutions, Inc.), Securities Purchase Agreement (Meridian Waste Solutions, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the Convertible Debentures or the Conversion SharesSecurities.
Appears in 14 contracts
Sources: Securities Purchase Agreement (Perfect Moment Ltd.), Securities Purchase Agreement (Perfect Moment Ltd.), Securities Purchase Agreement (Perfect Moment Ltd.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion SharesSecurities.
Appears in 14 contracts
Sources: Securities Purchase Agreement (NextTrip, Inc.), Any Market Purchase Agreement (Femasys Inc), Any Market Purchase Agreement (RedHill Biopharma Ltd.)
No General Solicitation. Neither the Company, Company nor any of its affiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion Shares.
Appears in 13 contracts
Sources: Securities Purchase Agreement (Puma Biotechnology, Inc.), Securities Purchase Agreement (Bolt Projects Holdings, Inc.), Securities Purchase Agreement (Puma Biotechnology, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion Shares.
Appears in 13 contracts
Sources: Subscription Agreement (Lafayette Energy Corp.), Subscription Agreement (TRxADE HEALTH, INC), Contribution Agreement (Trxade Group, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion Purchased Shares.
Appears in 12 contracts
Sources: Share Purchase Agreement (Qudian Inc.), Share Purchase Agreement (Secoo Holding LTD), Subscription Agreement (SouFun Holdings LTD)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities 1933 Act) in connection with the offer or ▇▇▇▇▇ ▇r sale of the Convertible Debentures or the Conversion Shares.
Appears in 12 contracts
Sources: Securities Purchase Agreement (Ivoice Com Inc /De), Securities Purchase Agreement (Lite King Corp), Securities Purchase Agreement (Limelight Media Group Inc)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion SharesSecurities.
Appears in 12 contracts
Sources: Securities Purchase Agreement (Oric Pharmaceuticals, Inc.), Securities Purchase Agreement (Pluri Inc.), Securities Purchase Agreement (Pluri Inc.)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the Convertible Debentures or the Conversion SharesSecurities.
Appears in 12 contracts
Sources: Amendment and Exchange Agreement (Alldigital Holdings, Inc.), Purchase Agreement (Cyclacel Pharmaceuticals, Inc.), Purchase Agreement (Cyclacel Pharmaceuticals, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person or entity acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion Shares.Securities; and
Appears in 11 contracts
Sources: Subscription Agreement (Microphase Corp), Subscription Agreement (Jerrick Media Holdings, Inc.), Subscription Agreement (Microphase Corp)
No General Solicitation. Neither the Company, nor any of its affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation Reg. D under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion Shares.
Appears in 10 contracts
Sources: Subscription Agreement (Tecogen Inc.), Subscription Agreement (American Dg Energy Inc), Subscription Agreement (American Dg Energy Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities 1933 Act) in connection with the offer or sale of the Convertible Debentures De▇▇▇▇▇▇▇▇ or the Conversion Shares.
Appears in 10 contracts
Sources: Securities Purchase Agreement (U.S. Helicopter CORP), Securities Purchase Agreement (iVoice Technology, Inc.), Securities Purchase Agreement (SpeechSwitch, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the Convertible Debentures Notes or the Conversion SharesWarrants pursuant to this Agreement.
Appears in 9 contracts
Sources: Securities Purchase Agreement (Givbux, Inc.), Securities Purchase Agreement (Givbux, Inc.), Securities Purchase Agreement (Know Labs, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion Shares.
Appears in 9 contracts
Sources: Stock Purchase Agreement (Gossamer Bio, Inc.), Stock Purchase Agreement (Crinetics Pharmaceuticals, Inc.), Stock Purchase Agreement (Krystal Biotech, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the Convertible Debentures Securities or the Conversion Shares.
Appears in 9 contracts
Sources: Securities Purchase Agreement (Pervasip Corp), Securities Purchase Agreement (Pervasip Corp), Securities Purchase Agreement (Pervasip Corp)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the Convertible Debentures or the Conversion SharesNotes.
Appears in 9 contracts
Sources: Securities Purchase Agreement (PureBase Corp), Securities Purchase Agreement (EZRaider Co.), Securities Purchase Agreement (PureBase Corp)
No General Solicitation. Neither the Company, nor any of its affiliates, Company nor any person acting on its or their behalf, behalf has engaged or will engage in any form of general solicitation or general advertising (within the meaning of as such terms are used in Regulation D under the Securities Act) in connection with the any offer or sale of the Convertible Debentures or the Conversion SharesNotes.
Appears in 8 contracts
Sources: Note Purchase Agreement (Netskope Inc), Note Purchase Agreement (Netskope Inc), Note Purchase Agreement (Netskope Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion SharesOrdinary Shares offered hereby.
Appears in 8 contracts
Sources: Standby Equity Distribution Agreement (Bos Better Online Solutions LTD), Standby Equity Distribution Agreement (Bos Better Online Solutions LTD), Standby Equity Distribution Agreement (Bos Better Online Solutions LTD)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion Shares.
Appears in 8 contracts
Sources: Common Stock Purchase Agreement (Gilead Sciences, Inc.), Common Stock Purchase Agreement (Assembly Biosciences, Inc.), Common Stock Purchase Agreement (Gilead Sciences, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion SharesNote.
Appears in 8 contracts
Sources: Secured Promissory Note (AMHN, Inc.), Note Purchase Agreement (AMHN, Inc.), Note Purchase Agreement (Medical Media Television, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion Shares.
Appears in 7 contracts
Sources: Common Stock Purchase Agreement (Arena Group Holdings, Inc.), Common Stock Purchase Agreement (HyreCar Inc.), Common Stock Purchase Agreement (Mattersight Corp)
No General Solicitation. Neither the Company, nor any of its affiliates, nor affiliates or any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion SharesSecurities.
Appears in 7 contracts
Sources: Securities Purchase Agreement (Capsource Financial Inc), Securities Purchase Agreement (Capsource Financial Inc), Securities Purchase Agreement (Capsource Financial Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person or entity acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion Shares.Securities;
Appears in 7 contracts
Sources: Private Placement Subscription Agreement (Livento Group, Inc.), Equity Purchase Agreement (New Asia Holdings, Inc.), Equity Purchase Agreement (New Asia Holdings, Inc.)
No General Solicitation. Neither the Company, nor its Subsidiaries, any of its affiliates, their affiliates nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the Convertible Debentures or Notes and the Conversion SharesWarrants.
Appears in 7 contracts
Sources: Securities Purchase Agreement (Xa, Inc.), Securities Purchase Agreement (Xa, Inc.), Securities Purchase Agreement (Xa, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities 1933 Act) in connection with the offer or ▇▇▇▇▇ ▇▇ sale of the Convertible Debentures or the Conversion Shares.
Appears in 7 contracts
Sources: Securities Purchase Agreement (Safe Transportation Systems Inc), Securities Purchase Agreement (Vertical Computer Systems Inc), Securities Purchase Agreement (Coinless Systems Inc)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the Securities Act) or directed selling efforts (within the meaning of Regulation S promulgated under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion Purchased Shares.
Appears in 7 contracts
Sources: Subscription Agreement (Kong Jianping), Subscription Agreement (Sun Qifeng), Subscription Agreement (Kong Jianping)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the Convertible Debentures or the Conversion Shares.
Appears in 7 contracts
Sources: Securities Purchase Agreement (Acer Therapeutics Inc.), Securities Purchase Agreement (Pixelworks, Inc), Securities Purchase Agreement (Pixelworks, Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the Convertible Debentures or the Conversion SharesSecurities.
Appears in 6 contracts
Sources: Placement Agency Agreement (Progressive Care Inc.), Securities Purchase Agreement (Cur Media, Inc.), Placement Agency Agreement (Sigma Labs, Inc.)
No General Solicitation. Neither the Company, Company nor any of its affiliates, nor any person Person acting on its or their behalf, behalf has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under of the Securities Act) in connection with the any offer or sale of the Convertible Debentures or the Conversion Acquired Shares.
Appears in 6 contracts
Sources: Subscription Agreement (Li-Cycle Holdings Corp.), Subscription Agreement (Li-Cycle Holdings Corp.), Subscription Agreement (Li-Cycle Holdings Corp.)
No General Solicitation. Neither the Company, its Subsidiary, nor any of its their affiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion SharesSecurities.
Appears in 6 contracts
Sources: Securities Purchase Agreement (Amacore Group, Inc.), Securities Purchase Agreement (Amacore Group, Inc.), Securities Purchase Agreement (Amacore Group, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion SharesPurchased Securities.
Appears in 6 contracts
Sources: Share Purchase and Investor Rights Agreement (Bilibili Inc.), Subscription Agreement (Kona Grill Inc), Subscription Agreement (Kona Grill Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the Convertible Debentures or Units and the Conversion Sharesunderlying securities.
Appears in 5 contracts
Sources: Securities Purchase Agreement (Symbid Corp.), Securities Purchase Agreement (Cur Media, Inc.), Securities Purchase Agreement (Cur Media, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion SharesSecurities.
Appears in 5 contracts
Sources: Placement Agency Agreement (Imageware Systems Inc), Unit Subscription Agreement (Flux Power Holdings, Inc.), Unit Subscription Agreement (Flux Power Holdings, Inc.)
No General Solicitation. Neither the Company, Company nor any of its affiliates, nor any person Person acting on its or their behalf, behalf has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion SharesSecurities.
Appears in 5 contracts
Sources: Securities Purchase Agreement (P3 Health Partners Inc.), Securities Purchase Agreement (Chicago Pacific Founders UGP, LLC), Securities Purchase Agreement (P3 Health Partners Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities 1933 Act) in connection with the offer or sale of the Convertible Debentures ▇▇▇▇▇▇▇res or the Conversion Shares.
Appears in 5 contracts
Sources: Securities Purchase Agreement (Mobilepro Corp), Securities Purchase Agreement (Ivp Technology Corp), Securities Purchase Agreement (Bsi2000 Inc)
No General Solicitation. Neither the Company, nor any of its affiliatesSubsidiaries or Affiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the Convertible Debentures or the Conversion SharesNew Warrants.
Appears in 5 contracts
Sources: Common Stock Purchase Warrants (Biocept Inc), Warrant Exercise Agreement (Biocept Inc), Warrant Exercise Agreement (SELLAS Life Sciences Group, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion Commitment Fee Shares.
Appears in 5 contracts
Sources: Note Purchase Agreement (HealthLynked Corp), Note Purchase Agreement (KULR Technology Group, Inc.), Note Purchase Agreement (Bos Better Online Solutions LTD)
No General Solicitation. Neither the Company, nor any of its affiliates, nor or, to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion Shares.
Appears in 5 contracts
Sources: Preferred Stock Investment Agreement (Telescan Inc), Preferred Stock Investment Agreement (Pease Oil & Gas Co /Co/), Preferred Stock Investment Agreement (Pease Oil & Gas Co /Co/)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the Convertible Debentures or the Conversion SharesUnits pursuant to this Agreement.
Appears in 5 contracts
Sources: Unit Purchase Agreement (Marizyme, Inc.), Unit Purchase Agreement (Marizyme, Inc.), Unit Purchase Agreement (Marizyme, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion Shares.
Appears in 5 contracts
Sources: Securities Purchase Agreement (Tango Therapeutics, Inc.), Securities Purchase Agreement (OmniAb, Inc.), Stock Purchase Agreement (Erasca, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the Convertible Debentures or the Conversion Shares.
Appears in 4 contracts
Sources: Share Purchase Agreement (OXBRIDGE RE HOLDINGS LTD), Stock Purchase Agreement (Gulfslope Energy, Inc.), Subscription Agreement (Red Oak Concepts, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under of the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion SharesSecurities.
Appears in 4 contracts
Sources: Subscription Agreement (Event Cardio Group Inc.), Subscription Agreement (Event Cardio Group Inc.), Subscription Agreement (Event Cardio Group Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities 1933 Act) in connection with the offer wit▇ ▇▇▇ ▇▇fer or sale of the Convertible Debentures or the Conversion Shares.
Appears in 4 contracts
Sources: Securities Purchase Agreement (Gavella Corp), Securities Purchase Agreement (Trey Industries Inc), Securities Purchase Agreement (Cirtran Corp)
No General Solicitation. Neither the Company, nor any of its Subsidiaries or affiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the Convertible Debentures or the Conversion Shares.
Appears in 4 contracts
Sources: Share Purchase Agreement (Color Star Technology Co., Ltd.), Share Purchase Agreement (Sino-Global Shipping America, Ltd.), Share Purchase Agreement (Hebron Technology Co., LTD)
No General Solicitation. Neither the Company, nor its Subsidiaries, any of its affiliates, their affiliates nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion SharesTransaction Securities.
Appears in 4 contracts
Sources: Securities Purchase Agreement (China World Trade Corp), Securities Purchase Agreement (Miv Therapeutics Inc), Securities Purchase Agreement (Miv Therapeutics Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act▇▇▇▇ ▇▇▇) in connection with the offer or sale of the Convertible Debentures or the Conversion SharesRedeemable Debentures.
Appears in 4 contracts
Sources: Securities Purchase Agreement (National Automation Services Inc), Securities Purchase Agreement (National Automation Services Inc), Securities Purchase Agreement (National Automation Services Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person or entity acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion SharesSecurities.
Appears in 4 contracts
Sources: Debenture Refinance and Purchase Agreement (Blue Sphere Corp.), Securities Subscription Agreement (Blue Sphere Corp.), Securities Subscription Agreement (Blue Sphere Corp.)
No General Solicitation. Neither the Company, nor any of its ------------------------- affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion Shares.
Appears in 4 contracts
Sources: Subscription Agreement (Procera Networks Inc), Subscription Agreement (Procera Networks Inc), Subscription Agreement (Procera Networks Inc)
No General Solicitation. Neither None of the Company, nor any of its their affiliates, nor and any person acting on the Company’s behalf and its or their behalfdirection, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion Shares.
Appears in 4 contracts
Sources: Stock Purchase Agreement (Nexgel, Inc.), Stock Purchase Agreement (Nexgel, Inc.), Stock Purchase Agreement (Nexgel, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D D/Regulation S under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion Shares.
Appears in 4 contracts
Sources: Subscription Agreement (Upay), Subscription Agreement, Subscription Agreement (Upay)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act1▇▇▇ ▇▇▇) in connection with the offer or sale of the Convertible Debentures or the Conversion Shares.
Appears in 4 contracts
Sources: Securities Purchase Agreement (TXP Corp), Securities Purchase Agreement (Falcon Natural Gas Corp), Securities Purchase Agreement (Power Technology Inc/Cn)
No General Solicitation. Neither None of the Company, nor its Subsidiaries, any of its their affiliates, nor and any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion Shares.
Appears in 4 contracts
Sources: Senior Secured Convertible Note Purchase Agreement (Adamas One Corp.), Subordinated Note Purchase Agreement (Adamas One Corp.), Senior Secured Convertible Note Purchase Agreement (Adamas One Corp.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the Convertible Debentures or Note and the Conversion Shares.
Appears in 3 contracts
Sources: Purchase Agreement (Bell Industries Inc /New/), Purchase Agreement (Newcastle Partners L P), Purchase Agreement (Hallmark Financial Services Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the Convertible Debentures Backstop Acquired Shares, the PIPE Shares or the Conversion Rollover Shares.
Appears in 3 contracts
Sources: Standby, Securities Purchase and Debt Conversion Agreement (Barnes & Noble Education, Inc.), Standby, Securities Purchase and Debt Conversion Agreement (Immersion Corp), Standby, Securities Purchase and Debt Conversion Agreement
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the Convertible Debentures or securities issuable pursuant the Conversion Sharestransaction contemplated by the Transaction Documents.
Appears in 3 contracts
Sources: Note Purchase Agreement (Nextnav Inc.), Loan Agreement (Idw Media Holdings, Inc.), Loan Agreement (Straight Path Communications Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the Convertible Debentures Securities. The Company has not engaged any placement agent or other agent in connection with the Conversion Sharessale of the Securities.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Co-Diagnostics, Inc.), Securities Purchase Agreement (Co-Diagnostics, Inc.), Securities Purchase Agreement (Amarantus Bioscience Holdings, Inc.)
No General Solicitation. Neither the Company, nor any of its subsidiaries or affiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion Sharesthis Agreement.
Appears in 3 contracts
Sources: Warrant Amendment and Exercise Agreement (Summit Wireless Technologies, Inc.), Warrant Amendment and Exercise Agreement (Summit Wireless Technologies, Inc.), Warrant Amendment and Exercise Agreement (Summit Wireless Technologies, Inc.)
No General Solicitation. Neither the Company, nor any of its ------------------------- affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act▇▇▇▇ ▇▇▇) in connection with the offer or sale of the Convertible Debentures or the Conversion Shares.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Falcon Natural Gas Corp), Securities Purchase Agreement (Falcon Natural Gas Corp), Securities Purchase Agreement (Donobi Inc)
No General Solicitation. Neither None of the Company, nor any of its affiliates, nor subsidiaries or any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion Shares.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Aimmune Therapeutics, Inc.), Securities Purchase Agreement (Aimmune Therapeutics, Inc.), Securities Purchase Agreement (Aimmune Therapeutics, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, Company nor any person acting on its or their behalf, behalf has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion Shares.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Mastech Digital, Inc.), Securities Purchase Agreement (Mastech Digital, Inc.), Common Stock Purchase Agreement (Amtrust Financial Services, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the Convertible Debentures Debenture or the Conversion Shares.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Mobilepro Corp), Securities Purchase Agreement (Smartire Systems Inc), Securities Purchase Agreement (Global Concepts, Ltd.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities 1933 Act) in connection with the offer or o▇▇▇▇ ▇▇ sale of the Convertible Debentures or the Conversion Shares.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Medical Staffing Solutions Inc), Securities Purchase Agreement (Ephone Telecom Inc), Securities Purchase Agreement (Ibx Group Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the Convertible Debentures Notes (or the Conversion Shares).
Appears in 3 contracts
Sources: Securities Purchase Agreement (Gelia Group, Corp.), Securities Purchase Agreement (Boldface Group, Inc.), Securities Purchase Agreement (Max Cash Media Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the Convertible Debentures Debentures, the Warrants, the Warrant Shares or the Conversion Shares.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Cromwell Uranium Corp.), Securities Purchase Agreement (Foothills Resources Inc), Securities Purchase Agreement (Lam Liang Corp.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the Securities Act) in connection with the offer or sale of the Convertible Debentures Securities or the Conversion SharesAgent Warrants.
Appears in 3 contracts
Sources: Placement Agency Agreement, Placement Agency Agreement (Monaker Group, Inc.), Placement Agency Agreement (Magnegas Corp)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion SharesShares and Pre-Funded Warrants.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Enliven Therapeutics, Inc.), Securities Purchase Agreement (Tango Therapeutics, Inc.), Securities Purchase Agreement (Oric Pharmaceuticals, Inc.)
No General Solicitation. Neither the Company, nor any of its Subsidiaries, nor any of their affiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion SharesSecurities.
Appears in 3 contracts
Sources: Securities Purchase and Exchange Agreement (Amacore Group, Inc.), Securities Purchase Agreement (Amacore Group, Inc.), Securities Purchase Agreement (Amacore Group, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the Convertible Debentures Notes or the Conversion Shares.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Futuremedia PLC), Securities Purchase Agreement (Futuremedia PLC), Securities Purchase Agreement (Futuremedia PLC)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the Convertible Debentures or Securities. The Company acknowledges that is has not engaged a placement agent in connection with the Conversion Sharessale of the Securities.
Appears in 3 contracts
Sources: Securities Purchase Agreement (ParcelPal Logistics Inc.), Membership Unit Purchase Agreement (Tauriga Sciences, Inc.), Securities Purchase Agreement (Tauriga Sciences, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion Shares.
Appears in 3 contracts
Sources: Standby Equity Purchase Agreement (Niocorp Developments LTD), Standby Equity Distribution Agreement (Bioheart, Inc.), Standby Equity Distribution Agreement (Omagine, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion SharesSecurities.
Appears in 3 contracts
Sources: Common Stock and Warrant Purchase Agreement (Progressive Gaming International Corp), Common Stock and Warrant Purchase Agreement (Progressive Gaming International Corp), Securities Purchase Agreement (My Screen Mobile, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion SharesSecurities.
Appears in 3 contracts
Sources: Share Subscription Agreement (Tencent Holdings LTD), Securities Purchase Agreement (Corcept Therapeutics Inc), Securities Purchase Agreement (Ap Pharma Inc /De/)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities 1933 Act) in connection with the offer th▇ ▇▇▇▇▇ or sale of the Convertible Debentures or the Conversion Shares.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Torque Engineering Corp), Securities Purchase Agreement (Mobilepro Corp), Securities Purchase Agreement (Ocean Power Corp)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion Shares.
Appears in 3 contracts
Sources: Subscription Agreement (Flux Power Holdings, Inc.), Subscription Agreement (Flux Power Holdings, Inc.), Common Stock Purchase Agreement (Location Based Technologies, Inc.)
No General Solicitation. Neither the Company, Company nor any of its affiliatesAffiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the Convertible Debentures Securities or in any other offering of the Conversion SharesCompany within the last three years.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Black Cactus Global, Inc.), Securities Purchase Agreement (NXT-Id, Inc.), Securities Purchase Agreement (NXT-Id, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion Acquired Shares.
Appears in 3 contracts
Sources: Stock Purchase Agreement (Medical Media Television, Inc.), Stock Purchase Agreement (Medical Media Television, Inc.), Stock Purchase Agreement (Medical Media Television, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the Convertible Debentures or the Conversion Shares.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Wetouch Technology Inc.), Securities Purchase Agreement (Asta Holdings, Corp.), Securities Purchase Agreement (Pulse Evolution Corp)
No General Solicitation. Neither the Company, nor any of its affiliatesSubsidiaries or Affiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the Convertible Debentures Securities. Neither the Company nor any of its Subsidiaries has engaged any placement agent or other agent in connection with the Conversion Sharesoffer or sale of the Securities.
Appears in 2 contracts
Sources: Note and Warrant Purchase Agreement (Odyssey Marine Exploration Inc), Note and Warrant Purchase Agreement (Odyssey Marine Exploration Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion Shares.
Appears in 2 contracts
Sources: Debenture Purchase Agreement (Lithium Technology Corp), Debenture Purchase Agreement (Lithium Technology Corp)
No General Solicitation. Neither the Company, Company nor any of its affiliates, nor any person Person acting on its or their behalf, behalf of the Company has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the Convertible Debentures or the Conversion Shares).
Appears in 2 contracts
Sources: Securities Purchase Agreement (Boqii Holding LTD), Securities Purchase Agreement (Diginex LTD)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act▇▇▇▇ ▇▇▇) in connection with the offer or sale of the Convertible Debentures or the Conversion Shares.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Spatialight Inc), Securities Purchase Agreement (Saf T Lok Inc)
No General Solicitation. Neither the Company, nor Company or any of its affiliatesSubsidiaries, nor or any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the Convertible Debentures Purchase Shares. Neither the Company nor any of its Subsidiaries has engaged any placement agent, financial advisor or other agent in connection with the Conversion Sharessale of the Purchase Shares as contemplated hereby.
Appears in 2 contracts
Sources: Share Purchase Agreement (Camtek LTD), Share Purchase Agreement (Camtek LTD)
No General Solicitation. Neither the Company, nor any of its subsidiaries or affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the Convertible Debentures or the Conversion SharesNew Warrants.
Appears in 2 contracts
Sources: Warrant Exercise Agreement (Applied Dna Sciences Inc), Warrant Exercise Agreement (Applied Dna Sciences Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the Convertible Debentures Debenture (or the Conversion Shares).
Appears in 2 contracts
Sources: Debenture Purchase Agreement (Codesmart Holdings, Inc.), Debenture Purchase Agreement (Codesmart Holdings, Inc.)
No General Solicitation. Neither the Company, nor any of its Subsidiaries or affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the Convertible Debentures or the Conversion Shares.
Appears in 2 contracts
Sources: Share Purchase Agreement (Recon Technology, LTD), Share Purchase Agreement (Dehaier Medical Systems LTD)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the Convertible Debentures Debentures, the Escrow Shares, the Warrants, the Warrant Shares or the Conversion Shares.
Appears in 2 contracts
Sources: Securities Purchase Agreement (First Look Studios Inc), Securities Purchase Agreement (Oxford Ventures Inc)