No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇) in connection with the offer or sale of the Securities.
Appears in 234 contracts
Sources: Securities Purchase Agreement (INVO Bioscience, Inc.), Subscription Agreement, Subscription Agreement (Grom Social Enterprises, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇) in connection with the offer or sale of the Securities.
Appears in 122 contracts
Sources: Common Stock Purchase Agreement, Common Stock Purchase Agreement (Neogenomics Inc), Common Stock Purchase Agreement (Marani Brands, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇Act) in connection with the offer or sale of the Securities.
Appears in 84 contracts
Sources: Securities Purchase Agreement (GTX Corp), Securities Purchase Agreement (GTX Corp), Subscription Agreement (Select Media Communications Inc)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇1▇▇▇ ▇▇▇) in connection with the offer or sale of the Securities.
Appears in 81 contracts
Sources: Securities Purchase Agreement (Eastside Distilling, Inc.), Securities Purchase Agreement (Eastside Distilling, Inc.), Securities Purchase Agreement (INVO Bioscience, Inc.)
No General Solicitation. Neither the Company, Company nor any of its Affiliates, nor to its knowledge, any person Person acting on its or their behalf, behalf has engaged in conducted any form of general solicitation or general advertising (within the meaning of as those terms are used in Regulation D under the ▇▇▇▇ ▇▇▇D) in connection with the offer or sale of any of the Securities.
Appears in 45 contracts
Sources: Securities Purchase Agreement (Trevi Therapeutics, Inc.), Securities Purchase Agreement (Trevi Therapeutics, Inc.), Securities Purchase Agreement (Trevi Therapeutics, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇) in connection with the offer or sale of the Securities.
Appears in 38 contracts
Sources: Subscription Agreement, Subscription Agreement (Quantum Fuel Systems Technologies Worldwide, Inc.), Subscription Agreement (Quantum Fuel Systems Technologies Worldwide, Inc.)
No General Solicitation. Neither None of the Company, nor its Subsidiaries, any of its Affiliatestheir affiliates, nor to its knowledge, and any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇Securities Act) in connection with the offer or sale of the Securities.
Appears in 34 contracts
Sources: Subscription Agreement (GlyEco, Inc.), Unit Purchase Agreement (Citius Pharmaceuticals, Inc.), Subscription Agreement (Protea Biosciences Group, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor nor, to its knowledgethe knowledge of the Company, any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇D) in connection with the offer or sale of the Securities.
Appears in 33 contracts
Sources: Securities Purchase Agreement (DNA X, Inc.), Securities Purchase Agreement (Healthcare Triangle, Inc.), Securities Purchase Agreement (DNA X, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ 1933 ▇▇▇) in ▇▇ connection with the offer or sale of the Securities.
Appears in 29 contracts
Sources: Securities Purchase Agreement (Queen Sand Resources Inc), Securities Purchase Agreement (Yieldup International Corp), Securities Purchase Agreement (Wavo Corp)
No General Solicitation. Neither the Company, nor any of its Affiliates“affiliates” (as defined in Rule 144 under the Securities Act), nor nor, to its knowledgethe knowledge of the Company, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇D) in connection with the offer or sale of the Securities.
Appears in 27 contracts
Sources: Subscription Agreement (Nelson Daniel D), Subscription Agreement (Kairos Pharma, LTD.), Subscription Agreement (Kairos Pharma, LTD.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇1▇▇▇ ▇▇▇) in connection with the offer or sale of the Securities.
Appears in 26 contracts
Sources: Securities Purchase Agreement (Tauriga Sciences, Inc.), Securities Purchase Agreement (Tauriga Sciences, Inc.), Securities Purchase Agreement (Tauriga Sciences, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliates----------------------- affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇) in connection with the offer or sale of the Securities.
Appears in 15 contracts
Sources: Securities Purchase Agreement (Rowecom Inc), Securities Purchase Agreement (Efax Com Inc), Securities Purchase Agreement (Goodnoise Corp)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor nor, to its knowledgethe knowledge of the Company, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇D) in connection with the offer or sale of the SecuritiesShares.
Appears in 14 contracts
Sources: Stock Purchase Agreement (Angion Biomedica Corp.), Subscription Agreement (Akoustis Technologies, Inc.), Subscription Agreement (Akoustis Technologies, Inc.)
No General Solicitation. Neither None of the Company, nor its Subsidiaries, any of its Affiliatestheir affiliates, nor to its knowledge, and any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇) in connection with the offer or sale of the Securities.
Appears in 13 contracts
Sources: Subscription Agreement (Elite Performance Holding Corp), Subscription Agreement (Elite Performance Holding Corp), Subscription Agreement (Koffee Korner Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇) in connection with the offer or sale of any of the SecuritiesSecurities offered hereby.
Appears in 12 contracts
Sources: Securities Purchase Agreement (Damark International Inc), Securities Purchase Agreement (Alloy Online Inc), Purchase and Sale Agreement (Paradise Music & Entertainment Inc)
No General Solicitation. Neither the Company, Company nor any of its Affiliatesperson participating on the Company's behalf in the transactions contemplated hereby has conducted any "general solicitation" or "general advertising" as such terms are used in Regulation D, nor with respect to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇) in connection with the offer or sale of the SecuritiesSecurities being offered hereby.
Appears in 11 contracts
Sources: Securities Purchase Agreement (Entremed Inc), Securities Purchase Agreement (Hillman Co), Securities Purchase Agreement (Theglobe Com Inc)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇Securities Act) in connection with the offer or sale of the Securities.
Appears in 11 contracts
Sources: Subscription Agreement (Pedevco Corp), Subscription Agreement (Evergreen Sustainable Enterprises, Inc.), Subscription Agreement (Generation Hemp, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D D/Regulation S under the ▇▇▇▇ ▇▇▇) in connection with the offer or sale of the Purchased Securities.
Appears in 10 contracts
Sources: Subscription Agreement (Gase Energy, Inc.), Subscription Agreement (Next Graphite, Inc.), Subscription Agreement (Next Graphite, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor or, to the best of its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇Act) in connection with the offer or sale of the Securities.
Appears in 9 contracts
Sources: Securities Purchase Agreement (LIfe Science Holding Co), Subscription Agreement (Vsurance), Securities Purchase Agreement (Vsurance)
No General Solicitation. Neither the Company, nor any of its Affiliatessubsidiaries, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇Act) in connection with the offer or sale of the Securities.
Appears in 8 contracts
Sources: Subscription Agreement (NCT Group Inc), Subscription Agreement (NCT Group Inc), Subscription Agreement (NCT Group Inc)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person Person acting on its or their behalf, including, without limitation, any Person related to the Investor, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the ▇▇▇▇ ▇▇▇Securities Act) in connection with the offer or sale of the SecuritiesShares.
Appears in 8 contracts
Sources: Stock Purchase Agreement (Loton, Corp), Stock Purchase Agreement (Loton, Corp), Stock Purchase Agreement (Loton, Corp)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇D) in connection with the offer or sale of the Securities. No Person will have, as a result of the transactions contemplated by the Transaction Documents, any valid right, interest or claim against or upon the Company, the Buyer for any commission, fee or other compensation pursuant to any agreement, arrangement or understanding with a placement agent entered into by or on behalf of the Company.
Appears in 7 contracts
Sources: Share Purchase Agreement (Semiconductor Manufacturing International Corp), Share Purchase Agreement (Semiconductor Manufacturing International Corp), Share Purchase Agreement (China Investment Corp)
No General Solicitation. Neither the Company nor, to the Company's knowledge, nor any of its Affiliates, nor to its knowledge, affiliates or any person acting on its or their behalf, behalf has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇D) in connection with the offer or sale of the Securities.
Appears in 7 contracts
Sources: Unit Purchase Agreement (Bestnet Communications Corp), Note and Warrant Purchase Agreement (Bestnet Communications Corp), Unit Purchase Agreement (Bestnet Communications Corp)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor nor, to its knowledgethe knowledge of the Company, any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇D) in connection with the offer or sale of the Securitiesunderlying securities.
Appears in 7 contracts
Sources: Loan Agreement (Deep Medicine Acquisition Corp.), Loan Agreement (Deep Medicine Acquisition Corp.), Loan Agreement (Deep Medicine Acquisition Corp.)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇) in connection with the offer or sale of the SecuritiesNotes.
Appears in 7 contracts
Sources: Note and Warrant Purchase Agreement (Agrify Corp), Note and Warrant Purchase Agreement (Agrify Corp), Note and Warrant Purchase Agreement (Fluoropharma Medical, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of "general solicitation solicitation" or "general advertising advertising" (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇) in connection with the offer or sale of the Securities.
Appears in 6 contracts
Sources: Subscription Agreement (Quantum Fuel Systems Technologies Worldwide, Inc.), Subscription Agreement (Quantum Fuel Systems Technologies Worldwide, Inc.), Subscription Agreement (Quantum Fuel Systems Technologies Worldwide, Inc.)
No General Solicitation. Neither None of the Company, nor its Subsidiaries, any of its Affiliatestheir affiliates, nor to its knowledge, and any person acting on the Company’s behalf and its or their behalfdirection, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇Securities Act) in connection with the offer or sale of the Securities.
Appears in 6 contracts
Sources: Securities Purchase Agreement (Alliqua, Inc.), Securities Purchase Agreement (China Health Resource, Inc.), Securities Purchase Agreement (Alliqua, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇) in connection with the offer or sale of the Securities.
Appears in 6 contracts
Sources: Securities Purchase Agreement (Tactical Air Defense Services, Inc.), Securities Purchase Agreement (Tactical Air Defense Services, Inc.), Securities Purchase Agreement (Island Breeze International, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇Securities Act) in connection with the offer or sale of the SecuritiesShares.
Appears in 6 contracts
Sources: Common Stock Purchase Agreement (Air Industries Group), Subscription Agreement (UHF Inc), Subscription Agreement (UHF Inc)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation S or D under the ▇▇▇▇ ▇▇▇) in connection with the offer or sale of the SecuritiesShares.
Appears in 6 contracts
Sources: Subscription Agreement (Calypte Biomedical Corp), Subscription Agreement (Calypte Biomedical Corp), Subscription Agreement (Calypte Biomedical Corp)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person Person acting on its or their behalf, has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇) in connection with the offer or sale of the Securities.
Appears in 5 contracts
Sources: Securities Purchase Agreement (Jed Oil Inc.), Secured Promissory Note and Warrant Purchase Agreement (EV Transportation, Inc.), Note Purchase Agreement (Jed Oil Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇Securities Act) in connection with the offer or sale of the SecuritiesPrivate Placement Units.
Appears in 5 contracts
Sources: Purchase Agreement (Fintech Acquisition Corp Vi), Purchase Agreement (FTAC Parnassus Acquisition Corp.), Purchase Agreement (FTAC Hera Acquisition Corp.)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledgeCompany’s Knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇) in connection with the offer or sale of the Securities.
Appears in 5 contracts
Sources: Securities Purchase Agreement (Hooper Holmes Inc), Securities Purchase Agreement (Hooper Holmes Inc), Securities Purchase Agreement (Hooper Holmes Inc)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇Securities Act) in connection with the offer or sale of the Securities.
Appears in 5 contracts
Sources: Securities Purchase Agreement (BeesFree, Inc.), Securities Purchase Agreement (BeesFree, Inc.), Securities Purchase Agreement (BeesFree, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor nor, to its knowledgethe knowledge of the Company, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇D) in connection with the offer or sale of the SecuritiesUnits.
Appears in 5 contracts
Sources: Subscription Agreement (Tapimmune Inc), Subscription Agreement (Tapimmune Inc), Subscription Agreement (Enumeral Biomedical Holdings, Inc.)
No General Solicitation. Neither None of the Company, nor any of its Affiliatessubsidiaries or Affiliates (as defined herein), nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇Securities Act) in connection with the offer or sale of the SecuritiesPreferred Stock.
Appears in 5 contracts
Sources: Series H Convertible Preferred Stock Purchase Agreement (Naturewell Inc), Series D Convertible Preferred Stock Purchase Agreement (Egpi Firecreek, Inc.), Series a Convertible Preferred Stock Purchase Agreement (Challenger Powerboats, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor or, to its knowledge, any person acting on its or their behalf, behalf has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇Securities Act) in connection with the offer or sale of the Securities.
Appears in 5 contracts
Sources: Exchange Agreement (Hybrid Networks Inc), Common Stock Investment Agreement (Constellation 3d Inc), Securities Purchase Agreement (Hybrid Networks Inc)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D D/Regulation S under the ▇1▇▇▇ ▇▇▇) in connection with the offer or sale of the Purchased Securities.
Appears in 5 contracts
Sources: Subscription Agreement (Flux Technologies, Corp.), Subscription Agreement (Ciglarette, Inc.), Subscription Agreement (Weikang Bio-Technology Group Co Inc)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor or, to its knowledge, any person acting on its or their behalf, behalf has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇Securities Act) in connection with the offer or sale of the SecuritiesPreferred Shares and Common Shares.
Appears in 4 contracts
Sources: Purchase Agreement (Flight Safety Technologies Inc), Purchase Agreement (Flight Safety Technologies Inc), Investor Purchase Agreement (Flight Safety Technologies Inc)
No General Solicitation. Neither None of the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, and any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇) in connection with the offer or sale of the Securities.
Appears in 4 contracts
Sources: Placement Agency Agreement (Intraware Inc), Placement Agency Agreement (Intraware Inc), Subscription Agreement (Intraware Inc)
No General Solicitation. Neither None of the Company, nor any of its Affiliates, nor to its knowledge, or any person Person acting on its or their behalf, has engaged behalf will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇D) in connection with the any offer or sale of the SecuritiesNotes.
Appears in 4 contracts
Sources: Exchange and Purchase Agreement (Gevo, Inc.), Exchange and Purchase Agreement (Gevo, Inc.), Exchange and Purchase Agreement (Gevo, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇Securities Act) in connection with the offer or sale of the Securities.
Appears in 4 contracts
Sources: Subscription Agreement (Enphys Acquisition Corp.), Subscription Agreement (Tio Tech A), Subscription Agreement
No General Solicitation. Neither the Company, nor any of its Affiliates, nor nor, to its knowledgethe knowledge of the Company, any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇D) in connection with the offer or sale of the Securities.
Appears in 4 contracts
Sources: Senior Convertible Promissory Note (Ayala Pharmaceuticals, Inc.), Convertible Note Agreement (Ayala Pharmaceuticals, Inc.), Senior Convertible Promissory Note (Ayala Pharmaceuticals, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliates----------------------- affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇Act) in connection with the offer or sale of the Securities.
Appears in 4 contracts
Sources: Subscription Agreement (Advanced Aerodynamics & Structures Inc/), Subscription Agreement (Endovasc LTD Inc), Subscription Agreement (Kaire Holdings Inc)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor or, to its knowledge, any person acting on its or their behalf, behalf has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇Securities Act) in connection with the offer or sale of the SecuritiesDebentures, the Warrants, Common Shares or the Warrant Shares.
Appears in 3 contracts
Sources: Purchase Agreement (Allied Research Corp), Purchase Agreement (Pharmos Corp), Purchase Agreement (Visual Data Corp)
No General Solicitation. Neither the Company, nor any of ----------------------- its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇Act) in connection with the offer or sale of the Securities.
Appears in 3 contracts
Sources: Subscription Agreement (Kaire Holdings Inc), Subscription Agreement (Amnis Systems Inc), Subscription Agreement (Global Telemedia International Inc)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇) in connection with the offer or sale of the SecuritiesUnits.
Appears in 3 contracts
Sources: Subscription Agreement (CrowdGather, Inc.), Subscription Agreement (CrowdGather, Inc.), Securities Purchase Agreement (Challenger Powerboats, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the ▇▇▇▇ ▇▇▇Securities Act) or directed selling efforts (within the meaning of Regulation S promulgated under the Securities Act) in connection with the offer or sale of the Purchased Securities.
Appears in 3 contracts
Sources: Subscription Agreement (Legend Biotech Corp), Subscription Agreement (I-Mab), Subscription Agreement (Hillhouse Capital Advisors, Ltd.)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledgeCompany’s Knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇Securities Act) in connection with the offer or sale of the Securities.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Cytosorbents Corp), Securities Purchase Agreement (MYOS Corp), Securities Purchase Agreement (Multimedia Platforms Inc.)
No General Solicitation. Neither the None of Company, nor any of its Affiliatesaffiliates, nor and, to its Company's knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇D) in connection with the offer or sale of the SecuritiesShares.
Appears in 3 contracts
Sources: Subscription Agreement (St. Lawrence Energy Corp.), Subscription Agreement (Hirsch Capital CORP), Subscription Agreement (St. Lawrence Energy Corp.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇) in connection with the offer or sale of the SecuritiesSecured Debentures.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Cmark International Inc), Securities Purchase Agreement (Cmark International Inc), Securities Purchase Agreement (Cmark International Inc)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇Securities Act) in connection with the offer or sale of the SecuritiesPurchased Shares.
Appears in 3 contracts
Sources: Subscription Agreement (Origin Life Sciences, Inc.), Subscription Agreement (Origin Life Sciences, Inc.), Subscription Agreement (Origin Life Sciences, Inc.)
No General Solicitation. Neither the CompanyCompany nor, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, behalf has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇Securities Act) in connection with the offer or sale of the SecuritiesOffering.
Appears in 3 contracts
Sources: Convertible Note Purchase Agreement (RF Acquisition Corp.), Convertible Note Purchase Agreement (RF Acquisition Corp.), Convertible Note Purchase Agreement (Logiq, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffitilates, -------------------------- nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇D) in connection with the offer or sale of the SecuritiesCommon Stock offered hereby.
Appears in 3 contracts
Sources: Investment Agreement (Diversified Product Inspections Inc), Investment Agreement (Diversified Product Inspections Inc), Investment Agreement (Marketcentral Net Corp)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor nor, to its knowledge, any person acting on its or their behalf, behalf has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇Securities Act) in connection with the offer or sale of the Securities.
Appears in 3 contracts
Sources: Purchase Agreement (Wasserstein & Co Inc), Purchase Agreement (Bianco Joseph J), Purchase Agreement (Alliance Entertainment Corp)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇1▇▇▇ ▇▇▇) in connection with the offer or sale of the SecuritiesDebentures.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Novo Energies Corp), Securities Purchase Agreement (New Media Lottery Services Inc), Securities Purchase Agreement (Environment Ecology Holding Co of China)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇1▇▇▇ ▇▇▇) in connection with the offer or sale of the SecuritiesUnits.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Man Shing Agricultural Holdings, Inc), Securities Purchase Agreement (Man Shing Agricultural Holdings, Inc), Securities Purchase Agreement (Man Shing Agricultural Holdings, Inc)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇) in connection with the offer or sale of the SecuritiesCommon Shares.
Appears in 3 contracts
Sources: Redemption and Exchange Agreement (8x8 Inc /De/), Exchange and Termination Agreement (Andrea Electronics Corp), Redemption and Exchange Agreement (8x8 Inc /De/)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇Act) in connection with the offer or sale of the SecuritiesUnits.
Appears in 3 contracts
Sources: Stock Subscription Agreement (Fischer Watt Gold Co Inc), Unit Subscription Agreement (U S Gold Corp), Unit Subscription Agreement (U S Gold Corp)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor or, to its knowledge, any person acting on its or their behalfbehalf (including ▇▇▇▇▇▇▇▇ Capital Corp. (the "Placement Agent")), has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇Act) in connection with the offer or sale of the SecuritiesShares.
Appears in 3 contracts
Sources: Preferred Stock Investment Agreement (Interleaf Inc /Ma/), Preferred Stock Investment Agreement (Interleaf Inc /Ma/), Preferred Stock Investment Agreement (Interleaf Inc /Ma/)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇) in connection with the offer Offering or sale of the Securities.
Appears in 3 contracts
Sources: Subscription Agreement (Wizard World, Inc.), Subscription Agreement (Wizard World, Inc.), Subscription Agreement (Wizard World, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its Company’s knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇Securities Act) in connection with the offer or sale of the Securities.
Appears in 3 contracts
Sources: Securities Purchase Agreement (Myos Rens Technology Inc.), Securities Purchase Agreement (Myos Rens Technology Inc.), Securities Purchase Agreement (Myos Rens Technology Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇Securities Act) in connection with the offer or sale of the SecuritiesPrivate Placement Warrants or Founder Shares.
Appears in 3 contracts
Sources: Subscription Agreement (Compass Digital Acquisition Corp.), Subscription Agreement (Compass Digital Acquisition Corp.), Subscription and Fpa Commitment Agreement (Compass Digital Acquisition Corp.)
No General Solicitation. Neither the Company, nor any of its Affiliates, Company nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇Act) in connection with the offer or sale of the SecuritiesStock.
Appears in 3 contracts
Sources: Subscription Agreement (PPT Vision Inc), Subscription Agreement (PPT Vision Inc), Subscription Agreement (PPT Vision Inc)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor nor, to its the Company’s knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇D) in connection with the offer or sale of the Securities.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Saba Software Inc), Securities Purchase Agreement (Modtech Holdings Inc)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇) in connection with the offer or sale of the SecuritiesPurchase Shares.
Appears in 2 contracts
Sources: Private Placement Agreement (Bullion River Gold Corp), Private Placement Agreement (Aethlon Medical Inc)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇) in connection with the offer or sale of the SecuritiesPurchased Shares.
Appears in 2 contracts
Sources: Subscription Agreement (CHINA INFRASTRUCTURE CONSTRUCTION Corp), Common Stock and Warrant Subscription Agreement (Yesdtc Holdings, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇) in connection with the offer or sale of the Securities.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Infinity Inc), Securities Purchase Agreement (Galaxy Energy Corp)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇) in connection with the offer or sale of the SecuritiesShares.
Appears in 2 contracts
Sources: Subscription Agreement (Swissinso Holding Inc.), Stock Purchase and Subscription Agreement (Free DA Connection Systems, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor or, to its knowledge, any person acting on its or their behalf, behalf has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇) Securities Act in connection with the offer or sale of the SecuritiesDebentures or Common Shares.
Appears in 2 contracts
Sources: Purchase Agreement (Appliedtheory Corp), Purchase Agreement (Appliedtheory Corp)
No General Solicitation. Neither the Company, nor any of its Affiliates( as defined below), nor to its knowledge, any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇D) in connection with the offer or sale of the SecuritiesStock.
Appears in 2 contracts
Sources: Stock Purchase Agreement (Neomagic Corp), Stock Purchase Agreement (Neomagic Corp)
No General Solicitation. Neither the Company, Company nor any of its Affiliatessubsidiaries, nor to its knowledgeofficers, directors, any person acting on its or their behalf, nor to the Company’s knowledge, any of its affiliates, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the ▇▇▇▇ ▇▇▇Securities Act) in connection with the offer or sale of the SecuritiesShares.
Appears in 2 contracts
Sources: Securities Purchase Agreement (PDL Biopharma, Inc.), Securities Purchase Agreement (Evofem Biosciences, Inc.)
No General Solicitation. Neither None of the Company, nor any of its Affiliatesaffiliates, nor and, to its the Company's knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇) in connection with the offer or sale of the Securities.
Appears in 2 contracts
Sources: Subscription Agreement (Comdial Corp), Subscription Agreement (Comdial Corp)
No General Solicitation. Neither the Company, nor any of its ----------------------- Affiliates, nor or, to its the Company's knowledge, any person acting on its or their behalf, behalf has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇Securities Act) in connection with the offer or sale of the Securities, the Converted Shares or the Warrant Shares.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Coolsavings Com Inc), Securities Purchase Agreement (Golden Steven M)
No General Solicitation. Neither the Company, nor any of its Affiliates------------------------- affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇) in connection with the offer or sale of the Securities.
Appears in 2 contracts
Sources: Common Stock Purchase Agreement (Paving Stone Corp), Common Stock Purchase Agreement (Isecuretrac Corp)
No General Solicitation. Neither None of the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, and any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇) in connection with the offer or sale of the SecuritiesShares.
Appears in 2 contracts
Sources: Placement Agency Agreement (Averion International Corp.), Placement Agency Agreement (Proxymed Inc /Ft Lauderdale/)
No General Solicitation. Neither None of the Company, nor its Subsidiaries, any of its Affiliatestheir affiliates, nor to its knowledge, and any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇) in connection with the offer or sale of the SecuritiesShares.
Appears in 2 contracts
Sources: Subscription Agreement (NightFood Holdings, Inc.), Subscription Agreement (NightFood Holdings, Inc.)
No General Solicitation. Neither None of the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, or any person acting on its or their behalf, has engaged behalf will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇Securities Act) in connection with the any offer or sale of the SecuritiesSecurities in the United States.
Appears in 2 contracts
Sources: Purchase Agreement (Resolute Energy Corp), Purchase Agreement (Resolute Energy Corp)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇) in connection with the offer or sale of the Acquired Securities.
Appears in 2 contracts
Sources: Stock Purchase Agreement (Market Central Inc), Stock Purchase Agreement (Goldstein William A)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇1▇▇▇ ▇▇▇) in connection with the offer or sale of the SecuritiesUnits.
Appears in 2 contracts
Sources: Subscription Agreement (Ceres Ventures, Inc.), Subscription Agreement (Hepalife Technologies Inc)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor or, to its knowledge, any person acting on its or their behalf, behalf has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇Securities Act) in connection with the offer or sale of the SecuritiesPreferred Shares.
Appears in 2 contracts
Sources: Preferred Stock Purchase Agreement (Emeritus Corp\wa\), Preferred Stock Purchase Agreement (Merit Partners LLC)
No General Solicitation. Neither the Company, nor any of its Affiliates------------------------ affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇Act) in connection with the offer or sale of the Securities.
Appears in 2 contracts
Sources: Subscription Agreement (Go Online Networks Corp), Subscription Agreement (E Videotv Inc/De)
No General Solicitation. Neither the Company, nor the Issuer, or any of its Affiliatestheir affiliates, nor to its knowledge, or any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇1▇▇▇ ▇▇▇) in connection with the offer or sale of the Securities.
Appears in 2 contracts
Sources: Securities Subscription Agreement (Insignia Solutions PLC), Securities Subscription Agreement (Insignia Solutions PLC)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇) in connection with the offer or sale of the SecuritiesDebentures.
Appears in 2 contracts
Sources: Securities Purchase Agreement (MobiVentures Inc.), Securities Purchase Agreement (Fox Petroleum Inc.)
No General Solicitation. Neither the Company, nor any of its Subsidiaries or Affiliates, nor or, to its knowledge, any person acting on its or their behalf, behalf has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇Securities Act) in connection with the offer or sale of the SecuritiesNotes, the Warrants, the Conversion Shares or the Warrant Shares.
Appears in 2 contracts
Sources: Note Purchase Agreement (Quokka Sports Inc), Note Purchase Agreement (Quokka Sports Inc)
No General Solicitation. Neither the Company, nor any of its Affiliates, Company nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇Act) in connection with the offer or sale of the Securities.
Appears in 2 contracts
Sources: Subscription Agreement (Empyrean Bioscience Inc), Subscription Agreement (Liquidix Inc)
No General Solicitation. Neither the Company, nor any of its AffiliatesAffiliates (as defined below), nor to its knowledge, any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇D) in connection with the offer or sale of the SecuritiesStock.
Appears in 2 contracts
Sources: Stock Purchase Agreement (Neomagic Corp), Stock Purchase Agreement (Neomagic Corp)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇Securities Act) in connection with the offer or sale of the SecuritiesPrivate Placement Warrants.
Appears in 2 contracts
Sources: Securities Purchase Agreement (DiamondHead Holdings Corp.), Securities Purchase Agreement (BowX Acquisition Corp.)
No General Solicitation. Neither the Company, nor any of its AffiliatesSubsidiaries or affiliates, nor nor, to its the Company’s knowledge, any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇D) in connection with the offer or sale of the Securities.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Kentucky USA Energy, Inc.), Securities Purchase Agreement (MFC Development Corp)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇) in connection with the offer or sale of the Securities.
Appears in 2 contracts
Sources: Subscription Agreement (Medlink International, Inc.), Bridge Note and Warrant Purchase Agreement (Adam Com Inc /De/)
No General Solicitation. Neither the Company, nor any of its subsidiaries, or to the Company’s knowledge, any of its or their Affiliates, nor to its knowledge, any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇D) in connection with the offer or sale of the SecuritiesNotes.
Appears in 2 contracts
Sources: Subscription Agreement (Cheniere Energy Inc), Subscription Agreement (Cheniere Energy Inc)
No General Solicitation. Neither the Company, nor nor, to the Company’s knowledge, any of its Affiliatesaffiliates, nor to its knowledge, any person Person acting on its or or, to the Company’s knowledge, on their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇D) in connection with the offer or sale of the SecuritiesCommon Shares.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Akorn Inc), Securities Purchase Agreement (Akorn Inc)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor nor, to its knowledgethe knowledge of the Company, any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the ▇▇▇▇ ▇▇▇Securities Act) in connection with the offer or sale of the Securities.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Summit Wireless Technologies, Inc.), Securities Purchase Agreement (Summit Wireless Technologies, Inc.)
No General Solicitation. Neither the Company nor, to the Company, nor any of its Affiliates, nor to its knowledge’s Knowledge, any person Person acting on its or their behalf, behalf has engaged in conducted any form of general solicitation or general advertising (within the meaning of as those terms are used in Regulation D under the ▇▇▇▇ ▇▇▇D) in connection with the offer or sale of any of the Securities.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Soleno Therapeutics Inc), Securities Purchase Agreement (Soleno Therapeutics Inc)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇193▇ ▇▇▇) in ▇n connection with the offer or sale of the Securities.
Appears in 1 contract
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation S or D under the ▇▇▇▇ ▇▇▇Act) in connection with the offer or sale of the Securities.
Appears in 1 contract
No General Solicitation. Neither the Company, nor any of its Subsidiaries or Affiliates, nor to its knowledge, the Company's Knowledge any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇D) in connection with the offer or sale of the Securities.
Appears in 1 contract
Sources: Securities Purchase Agreement (Carrington Laboratories Inc /Tx/)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the ▇1▇▇▇ ▇▇▇) in connection with the offer or sale of the SecuritiesWarrant.
Appears in 1 contract
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇1▇▇▇ ▇▇▇) in connection with the offer or sale of the SecuritiesNotes.
Appears in 1 contract
Sources: Note Purchase Agreement (Fluoropharma Medical, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor nor, to its knowledgethe knowledge of the Company, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the ▇▇▇▇ ▇▇▇D) in connection with the offer or sale of the SecuritiesUnits.
Appears in 1 contract