Common use of No General Solicitation; Placement Agent’s Fees Clause in Contracts

No General Solicitation; Placement Agent’s Fees. None of the Company, any of its Affiliates, or any Person acting on the behalf of the Company or any of its Affiliates, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D) in connection with the offer or sale of the Securities. The Company shall be responsible for the payment of any of its placement agent’s fees, financial advisory fees, or brokers’ commissions, relating to or arising out of the transactions contemplated hereby.

Appears in 10 contracts

Samples: Securities Purchase Agreement (Borqs Technologies, Inc.), Securities Purchase Agreement (Net Element, Inc.), Securities Purchase Agreement (Borqs Technologies, Inc.)

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No General Solicitation; Placement Agent’s Fees. None of Neither the Company, nor any of its AffiliatesSubsidiaries or affiliates, or nor any Person acting on the behalf of the Company its or any of its Affiliatestheir behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D) in connection with the offer or sale of the Securities. The Company shall be responsible for the payment of any of its placement agent’s fees, financial advisory fees, or brokers’ commissions, commissions (other than for Persons engaged by the Investor or its investment advisor) relating to or arising out of the transactions contemplated hereby.

Appears in 6 contracts

Samples: Securities Purchase Agreement (Paragon Shipping Inc.), Securities Purchase Agreement (Paragon Shipping Inc.), Securities Purchase Agreement (Paragon Shipping Inc.)

No General Solicitation; Placement Agent’s Fees. None of Neither the Company, nor any of its Affiliates, or nor any Person person acting on the behalf of the Company its or any of its Affiliatestheir behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation DD of the Securities Act) in connection with the offer or sale of the Securities. The Company shall be responsible for the payment of any of its placement agent’s fees, financial advisory fees, or brokers’ commissions, commissions (other than for persons engaged by any Investor or its investment advisor) relating to or arising out of the transactions contemplated hereby.

Appears in 6 contracts

Samples: Securities Purchase Agreement (Oramed Pharmaceuticals Inc.), Securities Purchase Agreement (Oramed Pharmaceuticals Inc.), Securities Purchase Agreement (Oramed Pharmaceuticals Inc.)

No General Solicitation; Placement Agent’s Fees. None of Neither the Company, nor any of its AffiliatesSubsidiaries or affiliates, or nor any Person acting on the behalf of the Company its or any of its Affiliatestheir behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D) in connection with the offer or sale of the SecuritiesNote. The Company shall be responsible for the payment of any of its placement agent’s 's fees, financial advisory fees, or brokers’ commissions, ' commissions (other than for Persons engaged by the Investor or its investment advisor) relating to or arising out of the transactions contemplated hereby.

Appears in 6 contracts

Samples: Note Purchase Agreement (Top Ships Inc.), Note Purchase Agreement (Top Ships Inc.), Note Purchase Agreement (Top Ships Inc.)

No General Solicitation; Placement Agent’s Fees. None of Neither the Company, nor any of its subsidiaries or Affiliates, or nor any Person acting on the behalf of the Company its or any of its Affiliatestheir behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D) in connection with the offer or sale of the Securities. The Company shall be responsible for the payment of any of its placement agent’s fees, financial advisory fees, or brokers’ commissions, commissions relating to or arising out of the transactions contemplated hereby.

Appears in 4 contracts

Samples: Securities Purchase Agreement (Lm Funding America, Inc.), Securities Purchase Agreement (Lm Funding America, Inc.), Securities Purchase Agreement (Lm Funding America, Inc.)

No General Solicitation; Placement Agent’s Fees. None of Neither the Company, nor any of its AffiliatesSubsidiaries or affiliates, or nor any Person acting on the behalf of the Company its or any of its Affiliatestheir behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D) in connection with the offer or sale of the Securities. The Company shall be responsible for the payment of any of its placement agent’s fees, financial advisory fees, or brokers’ commissions, commissions (other than for Persons engaged by any Buyer or its investment advisor) relating to or arising out of the transactions contemplated hereby.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Allied Defense Group Inc), Securities Purchase Agreement (Allied Defense Group Inc), Securities Purchase Agreement (Allied Defense Group Inc)

No General Solicitation; Placement Agent’s Fees. None of Neither the Company, nor any of its Affiliatesaffiliates, or nor any Person person acting on the behalf of the Company its or any of its Affiliatestheir behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D) in connection with the offer or sale of the SecuritiesCommon Shares. The Company shall be responsible for the payment of any of its placement agent’s fees, financial advisory fees, or brokers’ commissions, commissions (other than for persons engaged by any Buyer or its investment advisor) relating to or arising out of the transactions contemplated hereby.

Appears in 3 contracts

Samples: Securities Purchase Agreement (National Investment Managers Inc.), Securities Purchase Agreement (Jmar Technologies Inc), Securities Purchase Agreement (Jmar Technologies Inc)

No General Solicitation; Placement Agent’s Fees. None of Neither the Company, nor any of its Affiliatesaffiliates, or nor any Person acting on the behalf of the Company its or any of its Affiliatestheir behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D) in connection with the offer or sale of the Securities. The Company shall be responsible for the payment of any of its placement agent’s fees, financial advisory fees, or brokers’ commissions, commissions (other than for persons engaged by the undersigned or its investment advisor) relating to or arising out of the transactions contemplated hereby.

Appears in 3 contracts

Samples: Subscription Agreement (Liquidmetal Technologies Inc), Subscription Agreement (Liquidmetal Technologies Inc), Subscription Agreement (Liquidmetal Technologies Inc)

No General Solicitation; Placement Agent’s Fees. None of Neither the Company, nor any of its AffiliatesSubsidiaries, or nor any Person acting on the its or their behalf of the Company or any of its Affiliatesat their respective direction, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D) in connection with the offer or sale of the Securities. The Company shall be responsible for the payment of any of its placement agent’s agents’ fees, financial advisory fees, or brokers’ commissions, commissions (other than for Persons engaged by the Investor or its investment advisor) relating to or arising out of the transactions contemplated hereby.

Appears in 2 contracts

Samples: Exchange Agreement (Viggle Inc.), Exchange Agreement (Viggle Inc.)

No General Solicitation; Placement Agent’s Fees. None of the Company, any of its Affiliates, or any Person acting on the behalf of the Company or any of its Affiliates, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D) in connection with the offer or sale of the Securities. The Company shall be responsible for the payment of any of its placement agent’s fees, financial advisory fees, or brokers’ commissions, relating to or arising out of the transactions contemplated hereby.

Appears in 2 contracts

Samples: Securities Purchase Agreement (NAKED BRAND GROUP LTD), Securities Purchase Agreement (NAKED BRAND GROUP LTD)

No General Solicitation; Placement Agent’s Fees. None of Neither the Company, nor any of its Affiliatesaffiliates, or nor any Person acting on the behalf of the Company its or any of its Affiliatestheir behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D) in connection with the offer or sale of the Securities. The Company shall be responsible for the payment of any of its placement agent’s fees, financial advisory fees, or brokers’ commissions, commissions (other than for persons engaged by any Buyer or its investment advisor) relating to or arising out of the transactions contemplated hereby.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Liquidmetal Technologies Inc), Securities Purchase and Exchange Agreement (Liquidmetal Technologies Inc)

No General Solicitation; Placement Agent’s Fees. None of Neither the Company, nor any of its Affiliates, or nor any Person acting on the behalf of the Company its or any of its Affiliatestheir behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D) in connection with the offer or sale of the SecuritiesNotes. The Company shall be responsible for the payment of any of its placement agent’s fees, financial advisory fees, or brokers’ commissions, commission (other than for persons engaged by any Investor or its investment advisor) relating to or arising out of the transactions contemplated herebyissuance of the Notes pursuant to this Agreement.

Appears in 1 contract

Samples: Note Purchase Agreement (Array Biopharma Inc)

No General Solicitation; Placement Agent’s Fees. None of Neither the Company, nor any of its AffiliatesSubsidiaries, or nor any Person acting on the its or their behalf of the Company or any of its Affiliatesat their respective direction, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D) in connection with the offer or sale of the Securities. The Company shall be responsible for the payment of any of its placement agent’s agents’ fees, financial advisory fees, or brokers’ commissions, commissions (other than for Persons engaged by the Buyer or its investment advisor) relating to or arising out of the transactions contemplated hereby.

Appears in 1 contract

Samples: Securities Purchase Agreement (Viggle Inc.)

No General Solicitation; Placement Agent’s Fees. None Neither the Company, nor any of its Subsidiaries, nor, to the knowledge of the Company, any of its Affiliates, or any Person acting on the behalf of the Company its or any of its Affiliatestheir behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D) in connection with the offer or sale of the Securities. The Company shall be responsible for the payment of any of its placement agent’s 's fees, financial advisory fees, or brokers’ commissions, ' commissions (other than for Persons engaged by any Buyer or its investment advisor) relating to or arising out of the transactions contemplated hereby.

Appears in 1 contract

Samples: Securities Purchase Agreement (Ritchie Bros Auctioneers Inc)

No General Solicitation; Placement Agent’s Fees. None of Neither the Company, nor any of its Affiliates, or nor any Person acting on the behalf of the Company its or any of its Affiliatestheir behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D) in connection with the offer or sale of the Securities. The Company shall be responsible for the payment of any of its placement agent’s fees, financial advisory fees, or brokers’ commissions, relating to or arising out of the transactions contemplated hereby.

Appears in 1 contract

Samples: Securities Purchase Agreement (Skyline Medical Inc.)

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No General Solicitation; Placement Agent’s Fees. None of Neither the Company, nor any of its AffiliatesSubsidiaries or affiliates, or nor any Person acting on the behalf of the Company its or any of its Affiliatestheir behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D) in connection with the offer or sale of the SecuritiesShares. The Company shall be responsible for the payment of any of its placement agent’s fees, financial advisory fees, or brokers’ commissions, commissions (other than for Persons engaged by the Investor) relating to or arising out of the transactions contemplated hereby.

Appears in 1 contract

Samples: Stock Purchase Agreement (Hooper Holmes Inc)

No General Solicitation; Placement Agent’s Fees. None of Neither the Company, nor any of its Affiliatesaffiliates, or nor any Person person acting on the behalf of the Company its or any of its Affiliatestheir behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D) in connection with the offer or sale of the Securities. The Company shall be responsible for the payment of any of its placement agent’s fees, financial advisory fees, or brokers’ commissions, commissions (other than for persons engaged by Buyer or its investment advisor) relating to or arising out of the transactions contemplated hereby.

Appears in 1 contract

Samples: Subscription Agreement (Southern Ute Indian Tribe)

No General Solicitation; Placement Agent’s Fees. None of Neither the Company, Company nor any of its Affiliates, or any Person acting on the behalf of the Company or any of its Affiliates, Affiliates has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D) in connection with the offer or sale of the Securities. The Company shall be responsible for the payment of any of its placement agent’s fees, financial advisory fees, or brokers’ commissions, commission (other than for persons engaged by any Purchaser or its investment advisor) relating to or arising out of the transactions contemplated herebyissuance of the Securities pursuant to this Agreement.

Appears in 1 contract

Samples: Securities Purchase Agreement (Cicero Inc)

No General Solicitation; Placement Agent’s Fees. None of Neither the Seller, Company, nor any of its subsidiaries or Affiliates, or nor any Person acting on the behalf of the Company its or any of its Affiliatestheir behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation DD under the 1000 Xxx) in connection with the offer or sale of the SecuritiesCommon Shares. The Company Seller shall be responsible for the payment of any of its placement agent’s fees, financial advisory fees, or brokers’ commissions, commissions relating to or arising out of the transactions contemplated hereby.

Appears in 1 contract

Samples: Stock Purchase Agreement (Lm Funding America, Inc.)

No General Solicitation; Placement Agent’s Fees. None of Neither the Company, nor any of its Affiliates, or nor any Person acting on the behalf of the Company or any of its Affiliates, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation DRule 506 of the 0000 Xxx) in connection with the offer or sale of the Securities. The Company shall be responsible for the payment of any of its placement agent’s fees, financial advisory fees, or brokers’ commissions, commissions relating to or arising out of the transactions contemplated hereby.

Appears in 1 contract

Samples: Securities Purchase Agreement (Luokung Technology Corp.)

No General Solicitation; Placement Agent’s Fees. None of Neither the Company, nor any of its AffiliatesSubsidiaries or affiliates, or nor any Person acting on the behalf of the Company its or any of its Affiliatestheir behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D) in connection with the offer or sale of the Securities. The Company shall be responsible for the payment of any of its placement agent’s 's fees, if any, financial advisory fees, or brokers’ commissions, ' commissions (other than for persons engaged by Buyer or its investment advisor) relating to or arising out of the transactions contemplated hereby.

Appears in 1 contract

Samples: Investment Agreement (Benda Pharmaceutical, Inc.)

No General Solicitation; Placement Agent’s Fees. None Neither the Company, nor any of its Subsidiaries, nor, to the knowledge of the Company, any of its Affiliates, or any Person acting on the behalf of the Company its or any of its Affiliatestheir behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D) in connection with the offer or sale of the Securities. The Company shall be responsible for the payment of any of its placement agent’s fees, financial advisory fees, or brokers’ commissions, commissions (other than for Persons engaged by any Buyer or its investment advisor) relating to or arising out of the transactions contemplated hereby.

Appears in 1 contract

Samples: Securities Purchase Agreement (Papa Johns International Inc)

No General Solicitation; Placement Agent’s Fees. None of Neither the Company, nor any of its Affiliates, or nor any Person acting on the behalf of the Company its or any of its Affiliatestheir behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D) in connection with the offer or sale of the SecuritiesCommon Shares. The Company shall be responsible for the payment of any of its placement agent’s fees, financial advisory fees, or brokers’ commissions, commission (other than for persons engaged by any Investor or its investment advisor) relating to or arising out of the transactions contemplated herebyissuance of the Common Shares pursuant to this Agreement.

Appears in 1 contract

Samples: Securities Purchase Agreement (PROLOR Biotech, Inc.)

No General Solicitation; Placement Agent’s Fees. None of Neither the Company, nor any of its Affiliatesaffiliates, or nor any Person acting on the behalf of the Company its or any of its Affiliatestheir behalf, has engaged in any form of general solicitation or general advertising (within the meaning of as those terms are defined in Regulation D) in connection with the offer or sale of the Securities. The Company shall be responsible for the payment of any of its placement agent’s 's fees, financial advisory fees, or brokers’ commissions, ' commissions (other than for persons engaged by any Buyer or its investment advisor) relating to or arising out of the transactions contemplated hereby.

Appears in 1 contract

Samples: Securities Purchase Agreement (Digitalthink Inc)

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