No FINRA Objection. The Placement Agent shall not have received any unresolved objection from the FINRA as to the fairness and reasonableness of the amount of compensation allowable or payable to the Placement Agent in connection with the issuance and sale of the Securities.
Appears in 3 contracts
Samples: Placement Agency Agreement (Imageware Systems Inc), Stock Purchase Agreement (Magnegas Corp), Placement Agency Agreement (Magnegas Corp)
No FINRA Objection. The Placement Agent shall have not have received any unresolved objection from the FINRA as to the fairness and reasonableness of the amount of compensation allowable or payable to the Placement Agent in connection with the issuance and sale of the Securities.
Appears in 3 contracts
Samples: Placement Agency Agreement (MDRNA, Inc.), Placement Agency Agreement (MDRNA, Inc.), Placement Agency Agreement (Delcath Systems Inc)
No FINRA Objection. The Placement Agent Agents shall have not have received any unresolved objection from the FINRA as to the fairness and reasonableness of the amount of compensation allowable or payable to the Placement Agent Agents in connection with the issuance and sale of the SecuritiesShares.
Appears in 2 contracts
Samples: Placement Agency Agreement (Fuelcell Energy Inc), Northern Oil & Gas, Inc.
No FINRA Objection. The Placement Agent shall not have received any unresolved objection from the FINRA as to the fairness and reasonableness of the amount of compensation allowable or payable to the Placement Agent in connection with the issuance and sale of the SecuritiesShares.
Appears in 2 contracts
Samples: Placement Agency Agreement (Accelerize Inc.), Placement Agency Agreement (Magnegas Corp)
No FINRA Objection. The Placement Agent Agents shall not have received any unresolved objection from the FINRA as to the fairness and reasonableness of the amount of compensation allowable or payable to the Placement Agent Agents in connection with the issuance and sale of the SecuritiesShares.
Appears in 2 contracts
Samples: Placement Agency Agreement (Dakota Plains Holdings, Inc.), Placement Agency Agreement (Parkervision Inc)
No FINRA Objection. The Placement Agent shall have not have received any unresolved objection from the FINRA as to the fairness and reasonableness of the amount of compensation allowable or payable to the Placement Agent in connection with the issuance and sale of the SecuritiesShares.
Appears in 2 contracts
Samples: Placement Agency Agreement (Hanmi Financial Corp), Placement Agency Agreement (Headwaters Inc)
No FINRA Objection. The Placement Agent shall not have received any unresolved objection from the FINRA as to the fairness and reasonableness of the amount of compensation allowable or payable to the Placement Agent in connection with the issuance and sale of the Securities, the Agent’s Warrants and the Agent’s Warrant Shares.
Appears in 2 contracts
Samples: Placement Agency Agreement, Securities Purchase Agreement (NXT-Id, Inc.)
No FINRA Objection. The Placement Agent shall not have received any unresolved objection from the FINRA as to the fairness and reasonableness of the amount of compensation allowable or payable to the Placement Agent in connection with the issuance and sale of the SecuritiesNotes.
Appears in 1 contract
No FINRA Objection. The Placement Agent Agents shall not have received any unresolved objection from the FINRA as to the fairness and reasonableness of the amount of compensation allowable or payable to the Placement Agent Agents in connection with the issuance and sale of the Securities.. Execution Version
Appears in 1 contract
Samples: Placement Agency Agreement (EnerJex Resources, Inc.)
No FINRA Objection. The Placement Agent Agents shall not have received any unresolved objection from the FINRA as to the fairness and reasonableness of the amount of compensation allowable or payable to the Placement Agent Agents in connection with the issuance and sale of the Securities.
Appears in 1 contract
Samples: Placement Agency Agreement (Axion Power International, Inc.)
No FINRA Objection. The Placement Agent shall not have received any unresolved objection from the FINRA as to the fairness and reasonableness of the amount of compensation allowable or payable to the Placement Agent in connection with the issuance and sale of the SecuritiesShares.
Appears in 1 contract
No FINRA Objection. The Placement Agent shall not have received any unresolved objection from the FINRA as to the fairness and reasonableness of the amount of compensation allowable or payable to the Placement Agent in connection with the issuance and sale of the Securities.
Appears in 1 contract
Samples: Placement Agency Agreement (Broadcast International Inc)
No FINRA Objection. The Placement Agent shall not have received any unresolved objection from the FINRA as to the fairness and reasonableness of the amount of compensation allowable or payable to the Placement Agent in connection with the issuance and sale of the SecuritiesShares, the Warrants, the Warrant Shares, the Agent’s Warrant and the Agent’s Warrant Shares.
Appears in 1 contract
Samples: Placement Agency Agreement (Marathon Patent Group, Inc.)
