No Finder’s Fee. There are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 12 contracts
Sources: Underwriting Agreement (Ramaco Resources, Inc.), Underwriting Agreement (Ramaco Resources, Inc.), Underwriting Agreement (Ramaco Resources, Inc.)
No Finder’s Fee. There are no contracts, agreements or understandings between the Company or any Guarantor and any person that would give rise to a valid claim against the Company Company, any Guarantor or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 5 contracts
Sources: Underwriting Agreement (B&G Foods, Inc.), Underwriting Agreement (B&G Foods, Inc.), Underwriting Agreement (B&G Foods, Inc.)
No Finder’s Fee. There are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter the Placement Agents for a brokerage commission, finder’s fee or other like payment in connection with this offeringpayment.
Appears in 4 contracts
Sources: Placement Agency Agreement (Pharmathene, Inc), Placement Agency Agreement (Chelsea Therapeutics International, Ltd.), Placement Agency Agreement (Chelsea Therapeutics International, Ltd.)
No Finder’s Fee. There Except as disclosed in the Time of Sale Information, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter the Agent for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 4 contracts
Sources: Open Market Sale Agreement (Intellia Therapeutics, Inc.), Open Market Sale Agreement (Intellia Therapeutics, Inc.), Open Market Sale Agreement (Intellia Therapeutics, Inc.)
No Finder’s Fee. There Except pursuant to this Agreement, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 4 contracts
Sources: Underwriting Agreement (Neoleukin Therapeutics, Inc.), Underwriting Agreement (Neoleukin Therapeutics, Inc.), Underwriting Agreement (Aquinox Pharmaceuticals, Inc)
No Finder’s Fee. There are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter the Agent for a brokerage commission, finder’s fee or other like payment in connection with this offeringAgreement.
Appears in 3 contracts
Sources: Open Market Sale Agreement (AtaiBeckley Inc.), Open Market Sale Agreement (AtaiBeckley Inc.), Underwriting Agreement (ATAI Life Sciences N.V.)
No Finder’s Fee. There Except as disclosed in the Time of Sale Information, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 3 contracts
Sources: Underwriting Agreement (Associated Banc-Corp), Underwriting Agreement (Associated Banc-Corp), Underwriting Agreement (Associated Banc-Corp)
No Finder’s Fee. There are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter the Placement Agent for a brokerage commission, finder’s fee or other like payment in connection with this offeringpayment.
Appears in 3 contracts
Sources: Placement Agency Agreement (Electro Optical Sciences Inc /Ny), Placement Agency Agreement (Momenta Pharmaceuticals Inc), Placement Agency Agreement (Insmed Inc)
No Finder’s Fee. There are no contracts, agreements or understandings between the Company or its subsidiaries and variable interest entities and any person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 2 contracts
Sources: Underwriting Agreement (Boqii Holding LTD), Underwriting Agreement (PPDAI Group Inc.)
No Finder’s Fee. There are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offeringthe issuance and sale of the Securities.
Appears in 2 contracts
Sources: Underwriting Agreement (JD.com, Inc.), Underwriting Agreement (JD.com, Inc.)
No Finder’s Fee. There Except under this Agreement and for any payments to the Depositary and its custodian, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offeringthe issuance and sale of the Shares and the Securities.
Appears in 2 contracts
Sources: Underwriting Agreement (Hutchison China MediTech LTD), Underwriting Agreement (Hutchison China MediTech LTD)
No Finder’s Fee. There are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any the Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offeringpayment.
Appears in 2 contracts
Sources: Underwriting Agreement (AxoGen, Inc.), Underwriting Agreement (Dynavax Technologies Corp)
No Finder’s Fee. There are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter the Underwriters for a brokerage commission, finder’s fee or other like payment in connection with this offeringpayment.
Appears in 2 contracts
Sources: Underwriting Agreement (Cardica Inc), Underwriting Agreement (Cardica Inc)
No Finder’s Fee. There are no contracts, agreements or understandings between the Company and any person (other than this Agreement) that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 2 contracts
Sources: Underwriting Agreement (Grana & Montero S.A.A.), Underwriting Agreement
No Finder’s Fee. There are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter the Representatives for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 1 contract
Sources: Underwriting Agreement (Corvus Pharmaceuticals, Inc.)
No Finder’s Fee. There are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter Wedbush for a brokerage commission, finder’s fee or other like payment in connection with this offeringpayment.
Appears in 1 contract
Sources: Equity Distribution Agreement (Dynavax Technologies Corp)
No Finder’s Fee. There Except pursuant to this Agreement, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter the Agent for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 1 contract
Sources: Atm Equity Offering Sales Agreement (Neoleukin Therapeutics, Inc.)
No Finder’s Fee. There are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offeringthe offering and sale of the Offered Securities.
Appears in 1 contract
Sources: Underwriting Agreement (BKV Corp)
No Finder’s Fee. There are no contracts, agreements or understandings between the Company and any person Person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with for the transactions contemplated by this offeringAgreement or any other of the Transaction Documents.
Appears in 1 contract
Sources: Senior Secured Convertible Promissory Note and Warrant Purchase Agreement (Netlist Inc)
No Finder’s Fee. There are no contracts, agreements or understandings between the Company Selling Shareholder or any of its subsidiaries and any person that would give rise to a valid claim against the Company or its subsidiaries or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 1 contract
Sources: Underwriting Agreement (Hudson Ltd.)
No Finder’s Fee. There are no contracts, agreements or understandings between the Company and any person (other than the Underwriters and the Sub-Underwriters) that would give rise to a valid claim against the Company or any Underwriter or Sub-Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 1 contract
Sources: Underwriting Agreement (Union Agriculture Group Corp.)
No Finder’s Fee. There are no contracts, agreements or understandings between the Company and any person (other than any Underwriter) that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offeringthe offering and sale of the Offered Securities.
Appears in 1 contract
No Finder’s Fee. There are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any the Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offeringthe offering and sale of the Offered Securities.
Appears in 1 contract
Sources: Underwriting Agreement (BKV Corp)
No Finder’s Fee. There are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offering, or any other arrangements, agreements, understandings, payments or issuance with respect to the Company or any of its officers, directors, shareholders, employees or affiliates that may affect the Underwriters’ compensation as determined by the Financial Industry Regulatory Authority (“FINRA”).
Appears in 1 contract
No Finder’s Fee. There Except pursuant to this Agreement, there are no contracts, agreements or understandings between the Company or its Subsidiaries and any person that would give rise to a valid claim against the Company or any its Subsidiaries or the Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offeringthe Offering.
Appears in 1 contract
No Finder’s Fee. There are no contracts, agreements or understandings between the Company or any of its subsidiaries and any person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 1 contract
Sources: Underwriting Agreement (Mosaic Co)
No Finder’s Fee. There Except for this Agreement, there are no contracts, agreements or understandings between the Company and any person that would give rise to a valid claim against the Company or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with this offering.
Appears in 1 contract
Sources: Underwriting Agreement (Amphastar Pharmaceuticals, Inc.)