Common use of No Broker-Dealer Affiliation Clause in Contracts

No Broker-Dealer Affiliation. The Purchasers is not a broker-dealer registered with the Commission or an affiliate (as such term is defined in Rule 144(a) promulgated under the Securities Act) of a broker-dealer registered with the Commission.

Appears in 5 contracts

Samples: Common Stock Purchase Agreement (Impart Media Group Inc), Common Stock Purchase Agreement (Limelight Media Group Inc), Common Stock Purchase Agreement (Diatect International Corp)

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No Broker-Dealer Affiliation. The None of the Purchasers is not a broker-dealer registered with the Commission or an affiliate (as such term is defined in Rule 144(a) promulgated under the Securities Act) of a broker-dealer registered with the Commission.

Appears in 4 contracts

Samples: Common Stock Purchase Agreement (Objectsoft Corp), Secured Convertible Notes Purchase (Virtual Communities Inc/De/), Common Stock and Warrants Purchase Agreement (Virtual Communities Inc/De/)

No Broker-Dealer Affiliation. The Purchasers is not a broker-broker- ---------------------------- dealer registered with the Commission or an affiliate (as such term is defined in Rule 144(a) promulgated under the Securities Act) of a broker-dealer registered with the Commission.

Appears in 1 contract

Samples: Common Stock Purchase Agreement (La Jolla Cove Investors Inc)

No Broker-Dealer Affiliation. The Purchasers Purchaser is not a broker-dealer registered with the Commission or an affiliate (as such term is defined in Rule 144(a) promulgated under the Securities Act) of a broker-dealer registered with the Commission.

Appears in 1 contract

Samples: Common Stock Purchase Agreement (Meltronix Inc)

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No Broker-Dealer Affiliation. The None of the Purchasers is not a broker-dealer registered with the Commission SEC or an affiliate (as such term is defined in Rule 144(a) promulgated under the Securities Act) of a broker-dealer registered with the CommissionSEC.

Appears in 1 contract

Samples: Convertible Preferred Stock Purchase Agreement (Objectsoft Corp)

No Broker-Dealer Affiliation. The Purchasers Such Buyer is not neither a broker-dealer registered with the Commission or SEC nor an affiliate (as such that term is defined in Rule 144(a) promulgated under the Securities Act1933 Xxx) of xx a broker-dealer registered with the CommissionSEC.

Appears in 1 contract

Samples: Securities Purchase Agreement (Starbase Corp)

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